GOLDSTEIN PHILLIP
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Other (3)
CORRESP
Friday, 1/30/2009
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 1/20/2009
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
PX14A6G
Tuesday, 8/25/1998
Notice of exempt solicitation
Ownership (967)
4
Tuesday, 1/2/2024
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
3
Wednesday, 9/20/2023
TG Venture Acquisition Corp.: Initial statement of beneficial ownership of securities
SC 13D
Tuesday, 9/19/2023
TG Venture Acquisition Corp.: Major Shareholders
4
Tuesday, 4/25/2023
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/12/2023
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
4
Monday, 4/10/2023
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
4
Friday, 4/7/2023
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Friday, 3/31/2023
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/21/2023
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/15/2023
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/7/2023
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/1/2023
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Thursday, 4/7/2022
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/9/2022
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 1/31/2022
HERZFELD CARIBBEAN BASIN FUND INC: Major Shareholders
4
Friday, 1/28/2022
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Monday, 12/20/2021
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/3/2021
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
4
Monday, 10/18/2021
MEXICO EQUITY & INCOME FUND INC: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 9/28/2021
HIGHLAND INCOME FUND\MA: Major Shareholders
4
Wednesday, 8/18/2021
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/17/2021
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
4
Friday, 8/13/2021
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
SC 13D/A
Wednesday, 8/11/2021
HIGHLAND INCOME FUND\MA: Major Shareholders
4
Wednesday, 8/11/2021
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
SC 13D
Tuesday, 8/10/2021
HIGHLAND INCOME FUND\MA: Major Shareholders
4
Monday, 8/9/2021
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
4
Thursday, 8/5/2021
NEW IRELAND FUND INC: Statement of changes in beneficial ownership of securities
4
Thursday, 8/5/2021
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/6/2021
SWISS HELVETIA FUND, INC.: Statement of changes in beneficial ownership of securities
4
Thursday, 6/24/2021
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/8/2021
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/8/2021
SWISS HELVETIA FUND, INC.: Statement of changes in beneficial ownership of securities
4
Friday, 6/4/2021
SWISS HELVETIA FUND, INC.: Statement of changes in beneficial ownership of securities
4
Thursday, 6/3/2021
SWISS HELVETIA FUND, INC.: Statement of changes in beneficial ownership of securities
3
Monday, 5/10/2021
TORTOISE ENERGY INDEPENDENCE FUND, INC.: Initial statement of beneficial ownership of securities
3
Wednesday, 3/24/2021
NEW IRELAND FUND INC: Initial statement of beneficial ownership of securities
SC 13G/A
Friday, 2/12/2021
HERZFELD CARIBBEAN BASIN FUND INC: Major Shareholders
4
Thursday, 2/4/2021
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
4/A
Monday, 12/28/2020
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
4/A
Monday, 12/28/2020
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
4
Monday, 12/28/2020
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/23/2020
MVC CAPITAL, INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/22/2020
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
4
Thursday, 12/17/2020
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
4
Thursday, 12/10/2020
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/8/2020
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
4
Thursday, 12/3/2020
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
4
Friday, 10/23/2020
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/13/2020
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
4
Monday, 10/5/2020
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/23/2020
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
4
Thursday, 9/17/2020
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/16/2020
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
4/A
Tuesday, 8/18/2020
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4/A
Tuesday, 8/18/2020
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Thursday, 7/23/2020
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Thursday, 7/16/2020
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
3
Thursday, 7/9/2020
ADAMS NATURAL RESOURCES FUND, INC.: Initial statement of beneficial ownership of securities
4
Tuesday, 6/23/2020
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/10/2020
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Monday, 5/4/2020
SWISS HELVETIA FUND, INC.: Statement of changes in beneficial ownership of securities
4
Monday, 4/27/2020
SWISS HELVETIA FUND, INC.: Statement of changes in beneficial ownership of securities
SC 13G/A
Thursday, 4/23/2020
HERZFELD CARIBBEAN BASIN FUND INC: Major Shareholders
4
Tuesday, 4/21/2020
HERZFELD CARIBBEAN BASIN FUND INC: Statement of changes in beneficial ownership of securities
4
Monday, 4/6/2020
HERZFELD CARIBBEAN BASIN FUND INC: Statement of changes in beneficial ownership of securities
4
Friday, 3/6/2020
WESTERN ASSET CORPORATE LOAN FUND INC.: Statement of changes in beneficial ownership of securities
3/A
Friday, 3/6/2020
WESTERN ASSET CORPORATE LOAN FUND INC.: Initial statement of beneficial ownership of securities
4
Monday, 3/2/2020
SWISS HELVETIA FUND, INC.: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/26/2020
SWISS HELVETIA FUND, INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/25/2020
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/18/2020
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
5
Friday, 2/14/2020
SPECIAL OPPORTUNITIES FUND, INC.: Annual statement of changes in beneficial ownership of securities
4
Friday, 2/7/2020
MEXICO EQUITY & INCOME FUND INC: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/8/2020
SWISS HELVETIA FUND, INC.: Statement of changes in beneficial ownership of securities
4
Monday, 12/23/2019
SWISS HELVETIA FUND, INC.: Statement of changes in beneficial ownership of securities
4
Thursday, 12/19/2019
SWISS HELVETIA FUND, INC.: Statement of changes in beneficial ownership of securities
3
Friday, 12/6/2019
WESTERN ASSET CORPORATE LOAN FUND INC.: Initial statement of beneficial ownership of securities
4
Tuesday, 12/3/2019
SWISS HELVETIA FUND, INC.: Statement of changes in beneficial ownership of securities
SC 13D/A
Friday, 11/1/2019
HERZFELD CARIBBEAN BASIN FUND INC: Major Shareholders
4
Friday, 10/18/2019
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
3/A
Thursday, 8/29/2019
HERZFELD CARIBBEAN BASIN FUND INC: Initial statement of beneficial ownership of securities
4
Thursday, 8/29/2019
HERZFELD CARIBBEAN BASIN FUND INC: Statement of changes in beneficial ownership of securities
3
Friday, 8/23/2019
HERZFELD CARIBBEAN BASIN FUND INC: Initial statement of beneficial ownership of securities
4
Tuesday, 7/16/2019
MVC CAPITAL, INC.: Statement of changes in beneficial ownership of securities
SC 13D
Tuesday, 4/30/2019
HERZFELD CARIBBEAN BASIN FUND INC: Major Shareholders
4
Monday, 4/22/2019
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND: Statement of changes in beneficial ownership of securities
5
Friday, 3/29/2019
Brookfield DTLA Fund Office Trust Investor Inc.: Annual statement of changes in beneficial ownership of securities
4
Thursday, 3/28/2019
MVC CAPITAL, INC.: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/27/2019
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/20/2019
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/20/2019
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/20/2019
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
SC 13G
Monday, 3/4/2019
HERZFELD CARIBBEAN BASIN FUND INC: Major Shareholders
4
Thursday, 2/21/2019
MEXICO EQUITY & INCOME FUND INC: Statement of changes in beneficial ownership of securities
5
Thursday, 2/14/2019
HIGH INCOME SECURITIES FUND: Annual statement of changes in beneficial ownership of securities
4
Tuesday, 2/12/2019
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/29/2019
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/16/2019
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Thursday, 1/10/2019
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
Proxies (21)
PREC14A
Thursday, 1/22/2009
Preliminary proxy statement in connection with contested solicitations
PREC14A
Thursday, 1/15/2009
Preliminary proxy statement in connection with contested solicitations
PREC14A
Friday, 1/2/2009
Preliminary proxy statement in connection with contested solicitations
PREC14A
Monday, 12/10/2007
Preliminary proxy statement in connection with contested solicitations
DEFC14A
Friday, 6/22/2007
Definitive proxy statement in connection with contested solicitations
DFAN14A
Friday, 6/15/2007
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
PREC14A
Wednesday, 6/6/2007
Preliminary proxy statement in connection with contested solicitations
PREC14A
Thursday, 5/31/2007
Preliminary proxy statement in connection with contested solicitations
DFAN14A
Monday, 4/23/2007
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Wednesday, 3/28/2007
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Tuesday, 6/6/2006
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFC14A
Wednesday, 5/31/2006
Definitive proxy statement in connection with contested solicitations
PREC14A
Wednesday, 2/22/2006
Preliminary proxy statement in connection with contested solicitations
DEFC14A
Wednesday, 5/4/2005
Definitive proxy statement in connection with contested solicitations
DFRN14A
Wednesday, 5/4/2005
Revised definitive proxy statement filed by non-management
DFRN14A
Tuesday, 9/8/1998
Revised definitive proxy statement filed by non-management
DFRN14A
Tuesday, 9/1/1998
Revised definitive proxy statement filed by non-management
DEFC14A
Friday, 8/28/1998
Definitive proxy statement in connection with contested solicitations
DFRN14A
Thursday, 8/27/1998
Revised definitive proxy statement filed by non-management
PREC14A
Friday, 8/21/1998
Preliminary proxy statement in connection with contested solicitations
PREC14A
Friday, 8/21/1998
Preliminary proxy statement in connection with contested solicitations