MVC CAPITAL, INC.

Related Filers (63)

Financials (94)

10-Q
Wednesday, 9/9/2020
Quarterly Report for period ending 2020-07-31
10-Q
Tuesday, 6/9/2020
Quarterly Report for period ending 2020-04-30
10-Q
Monday, 3/9/2020
Quarterly Report for period ending 2020-01-31
10-K
Tuesday, 1/14/2020
Annual Report for period ending 2019-10-31
10-Q
Monday, 9/9/2019
Quarterly Report for period ending 2019-07-31
10-Q
Monday, 6/10/2019
Quarterly Report for period ending 2019-04-30
10-Q
Monday, 3/11/2019
Quarterly Report for period ending 2019-01-31
10-K
Monday, 1/14/2019
Annual Report for period ending 2018-10-31
10-Q
Monday, 9/10/2018
Quarterly Report for period ending 2018-07-31
10-Q
Monday, 6/11/2018
Quarterly Report for period ending 2018-04-30
10-Q/A
Tuesday, 4/24/2018
Quarterly Report for period ending 2018-01-31
10-Q
Monday, 3/12/2018
Quarterly Report for period ending 2018-01-31
10-K/A
Friday, 1/19/2018
Annual Report for period ending 2017-10-31
10-K
Tuesday, 1/16/2018
Annual Report for period ending 2017-10-31
10-Q
Monday, 9/11/2017
Quarterly Report for period ending 2017-07-31
10-Q
Thursday, 6/8/2017
Quarterly Report for period ending 2017-04-30
10-Q
Monday, 3/13/2017
Quarterly Report for period ending 2017-01-31
10-K
Tuesday, 1/17/2017
Annual Report for period ending 2016-10-31
10-Q
Friday, 9/9/2016
Quarterly Report for period ending 2016-07-31
10-Q
Monday, 8/29/2016
Quarterly Report for period ending 2016-04-30
NT 10-Q
Friday, 6/10/2016
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2016-04-30
10-K
Monday, 5/16/2016
Annual Report for period ending 2015-10-31
10-Q
Monday, 5/16/2016
Quarterly Report for period ending 2016-01-31
NT 10-Q
Friday, 3/11/2016
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2016-01-31
10-Q
Friday, 1/29/2016
Quarterly Report for period ending 2015-07-31
NT 10-K
Thursday, 1/14/2016
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2015-10-31
10-Q
Tuesday, 12/1/2015
Quarterly Report for period ending 2015-01-31
10-K/A
Tuesday, 12/1/2015
Annual Report for period ending 2014-10-31
10-Q
Tuesday, 12/1/2015
Quarterly Report for period ending 2015-04-30
10-K
Thursday, 10/15/2015
Annual Report for period ending 2014-10-31
NT 10-Q
Wednesday, 9/9/2015
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2015-07-31
NT 10-Q
Wednesday, 6/10/2015
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2015-04-30
NT 10-Q
Thursday, 3/12/2015
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2015-01-31
NT 10-K
Wednesday, 1/14/2015
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2014-10-31
10-Q
Tuesday, 9/9/2014
Quarterly Report for period ending 2014-07-31
10-Q
Friday, 6/6/2014
Quarterly Report for period ending 2014-04-30
10-Q
Wednesday, 3/12/2014
Quarterly Report for period ending 2014-01-31
10-K
Monday, 1/13/2014
Annual Report for period ending 2013-10-31
10-Q
Monday, 9/9/2013
Quarterly Report for period ending 2013-07-31
10-Q
Monday, 6/10/2013
Quarterly Report for period ending 2013-04-30
10-Q
Thursday, 3/7/2013
Quarterly Report for period ending 2013-01-31
10-K
Thursday, 12/27/2012
Annual Report for period ending 2012-10-31
10-Q
Monday, 9/10/2012
Quarterly Report for period ending 2012-07-31
10-Q
Monday, 6/11/2012
Quarterly Report for period ending 2012-04-30
10-Q
Monday, 3/12/2012
Quarterly Report for period ending 2012-01-31
10-K
Thursday, 1/12/2012
Annual Report for period ending 2011-10-31
10-Q
Wednesday, 9/7/2011
Quarterly Report for period ending 2011-07-31
10-Q
Thursday, 6/2/2011
Quarterly Report for period ending 2011-04-30
10-Q
Tuesday, 3/8/2011
Quarterly Report for period ending 2011-01-31
10-K
Tuesday, 12/21/2010
Annual Report for period ending 2010-10-31
10-Q
Thursday, 9/9/2010
Quarterly Report for period ending 2010-07-31
10-Q
Tuesday, 6/1/2010
Quarterly Report for period ending 2010-04-30
10-Q
Thursday, 3/11/2010
Quarterly Report for period ending 2010-01-31
10-K
Tuesday, 12/22/2009
Annual Report for period ending 2009-10-31
10-Q
Tuesday, 9/8/2009
Quarterly Report for period ending 2009-07-31
10-Q
Thursday, 6/4/2009
Quarterly Report for period ending 2009-04-30
10-Q
Friday, 3/6/2009
Quarterly Report for period ending 2009-01-31
10-K
Monday, 12/29/2008
Annual Report for period ending 2008-10-31
10-Q
Friday, 9/5/2008
Quarterly Report for period ending 2008-07-31
10-Q
Friday, 6/6/2008
Quarterly Report for period ending 2008-04-30
10-K/A
Friday, 5/9/2008
Annual Report for period ending 2007-10-31
10-Q
Tuesday, 3/11/2008
Quarterly Report for period ending 2008-01-31
10-K
Friday, 12/28/2007
Annual Report for period ending 2007-10-31
10-Q
Thursday, 9/6/2007
Quarterly Report for period ending 2007-07-31
10-Q
Monday, 6/11/2007
Quarterly Report for period ending 2007-04-30
10-Q
Friday, 3/9/2007
Quarterly Report for period ending 2007-01-31
10-K
Wednesday, 1/10/2007
Annual Report for period ending 2006-10-31
10-Q
Wednesday, 9/6/2006
Quarterly Report for period ending 2006-07-31
10-Q
Friday, 6/9/2006
Quarterly Report for period ending 2006-04-30
10-Q
Thursday, 3/9/2006
Quarterly Report for period ending 2006-01-31
10-K
Thursday, 12/22/2005
Annual Report for period ending 2005-10-31
10-Q
Thursday, 9/8/2005
Quarterly Report for period ending 2005-07-31
10-Q
Wednesday, 6/8/2005
Quarterly Report for period ending 2005-04-30
10-Q
Friday, 3/11/2005
Quarterly Report for period ending 2005-01-31
10-K
Friday, 1/14/2005
Annual Report for period ending 2004-10-31
10-Q
Thursday, 9/9/2004
Quarterly Report for period ending 2004-07-31
10-Q
Thursday, 6/10/2004
Quarterly Report for period ending 2004-04-30
10-Q
Monday, 3/15/2004
Quarterly Report for period ending 2004-01-31
10-K
Thursday, 1/29/2004
Annual Report for period ending 2003-10-31
10-Q
Friday, 9/12/2003
Quarterly Report for period ending 2003-07-31
10-Q
Wednesday, 6/11/2003
Quarterly Report for period ending 2003-04-30
10-Q
Friday, 5/9/2003
Quarterly Report for period ending 2003-01-31
10-K
Monday, 1/27/2003
Annual Report for period ending 2002-10-31
10-Q
Friday, 9/20/2002
Quarterly Report for period ending 2002-07-31
NT 10-Q
Tuesday, 9/17/2002
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2002-07-31
10-Q
Friday, 6/7/2002
Quarterly Report for period ending 2002-04-30
10-Q
Monday, 3/18/2002
Quarterly Report for period ending 2002-01-31
10-K
Tuesday, 12/18/2001
Annual Report for period ending 2001-10-31
10-Q
Friday, 9/14/2001
Quarterly Report for period ending 2001-07-31
10-Q
Thursday, 6/14/2001
Quarterly Report for period ending 2001-04-30
10-Q
Thursday, 3/15/2001
Quarterly Report for period ending 2001-01-31
10-K
Friday, 12/22/2000
Annual Report for period ending 2000-10-31
10-Q
Tuesday, 9/12/2000
Quarterly Report for period ending 2000-07-31
10-Q
Friday, 6/9/2000
Quarterly Report for period ending 2000-04-30
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News (123)

8-K
Wednesday, 12/23/2020
Current report filing
8-K
Friday, 12/18/2020
Current report filing
8-K
Wednesday, 9/9/2020
Current report filing
8-K
Wednesday, 9/2/2020
Current report filing
8-K
Tuesday, 8/11/2020
Current report filing
8-K
Friday, 7/31/2020
Current report filing
8-K
Monday, 7/20/2020
Current report filing
8-K
Monday, 6/1/2020
Current report filing
8-K
Thursday, 4/16/2020
Current report filing
8-K
Wednesday, 3/25/2020
Current report filing
8-K
Tuesday, 2/25/2020
Current report filing
8-K
Tuesday, 9/3/2019
Current report filing
8-K
Wednesday, 6/26/2019
Current report filing
8-K
Friday, 6/21/2019
Current report filing
8-K
Thursday, 5/2/2019
Current report filing
8-K
Wednesday, 4/24/2019
Current report filing
8-K
Friday, 2/1/2019
Current report filing
8-K
Friday, 12/7/2018
Current report filing
8-K
Monday, 11/5/2018
Current report filing
8-K
Friday, 10/12/2018
Current report filing
8-K
Friday, 9/21/2018
Current report filing
8-K
Tuesday, 8/14/2018
Current report filing
8-K
Friday, 3/2/2018
Current report filing
8-K
Thursday, 1/4/2018
Current report filing
8-K
Thursday, 12/21/2017
Current report filing
8-K
Wednesday, 11/15/2017
Current report filing
8-K
Thursday, 11/9/2017
Current report filing
8-K
Thursday, 11/2/2017
Current report filing
8-K
Wednesday, 10/25/2017
Current report filing
8-K
Monday, 10/23/2017
Current report filing
8-K
Tuesday, 10/10/2017
Current report filing
8-K
Friday, 9/1/2017
Current report filing
8-K
Thursday, 7/6/2017
Current report filing
8-K
Thursday, 6/1/2017
Current report filing
8-K
Wednesday, 5/17/2017
Current report filing
8-K
Monday, 4/24/2017
Current report filing
8-K
Wednesday, 3/1/2017
Current report filing
8-K
Thursday, 9/1/2016
Current report filing
8-K
Wednesday, 7/6/2016
Current report filing
8-K
Tuesday, 6/21/2016
Current report filing
8-K
Friday, 12/11/2015
Current report filing
8-K
Monday, 12/7/2015
Current report filing
8-K
Monday, 11/23/2015
Current report filing
8-K
Thursday, 11/12/2015
Current report filing
8-K
Tuesday, 11/3/2015
Current report filing
8-K
Monday, 10/5/2015
Current report filing
8-K
Wednesday, 8/5/2015
Current report filing
8-K
Monday, 7/6/2015
Current report filing
8-K
Thursday, 5/14/2015
Current report filing
8-K
Friday, 2/27/2015
Current report filing
8-K
Tuesday, 1/6/2015
Current report filing
8-K
Monday, 8/4/2014
Current report filing
8-K
Thursday, 5/15/2014
Current report filing
8-K
Thursday, 5/8/2014
Current report filing
8-K
Friday, 5/2/2014
Current report filing
8-K
Wednesday, 2/5/2014
Current report filing
8-K
Friday, 11/8/2013
Current report filing
8-K
Monday, 8/5/2013
Current report filing
8-K
Monday, 7/29/2013
Current report filing
8-K
Thursday, 7/18/2013
Current report filing
8-K
Friday, 5/3/2013
Current report filing
8-K
Monday, 4/8/2013
Current report filing
8-K
Friday, 9/28/2012
Current report filing
8-K
Wednesday, 3/14/2012
Current report filing
8-K
Thursday, 2/2/2012
Current report filing
8-K
Tuesday, 11/1/2011
Current report filing
8-K
Monday, 8/1/2011
Current report filing
8-K
Tuesday, 7/19/2011
Current report filing
8-K
Monday, 5/2/2011
Current report filing
8-K
Tuesday, 3/15/2011
Current report filing
8-K
Tuesday, 2/1/2011
Current report filing
8-K
Monday, 11/1/2010
Current report filing
8-K
Monday, 8/2/2010
Current report filing
8-K
Monday, 5/3/2010
Current report filing
8-K
Thursday, 4/29/2010
Current report filing
8-K
Wednesday, 4/14/2010
Current report filing
8-K
Monday, 2/1/2010
Current report filing
8-K
Monday, 11/2/2009
Current report filing
8-K
Monday, 8/3/2009
Current report filing
8-K
Friday, 5/1/2009
Current report filing
8-K
Monday, 2/2/2009
Current report filing
8-K
Monday, 11/3/2008
Current report filing
8-K
Friday, 8/1/2008
Current report filing
8-K
Thursday, 5/1/2008
Current report filing
8-K
Wednesday, 4/30/2008
Current report filing
8-K
Friday, 2/1/2008
Current report filing
8-K
Thursday, 11/1/2007
Current report filing
8-K
Friday, 8/3/2007
Current report filing
8-K
Thursday, 8/2/2007
Current report filing
8-K
Tuesday, 5/1/2007
Current report filing
8-K
Wednesday, 2/28/2007
Current report filing
8-K
Friday, 1/5/2007
Current report filing
8-K
Wednesday, 11/1/2006
Current report filing
8-K
Tuesday, 10/17/2006
Current report filing
8-K
Tuesday, 8/1/2006
Current report filing
8-K
Monday, 5/1/2006
Current report filing
8-K
Thursday, 3/16/2006
Current report filing
8-K
Friday, 2/24/2006
Current report filing
8-K
Tuesday, 1/31/2006
Current report filing
8-K
Friday, 1/6/2006
Current report filing
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Other (107)

15-12B
Thursday, 1/7/2021
Notice of termination of registration of a class of securities under Section 12(b)
25-NSE
Saturday, 12/26/2020
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
25-NSE
Saturday, 12/26/2020
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
N-23C-2
Wednesday, 12/23/2020
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
N-54C
Wednesday, 12/23/2020
Notification of withdrawal by business development companies filed on Form N-54C
CORRESP
Monday, 6/15/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2
Thursday, 4/16/2020
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-17G
Wednesday, 4/1/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-23C-2
Tuesday, 2/25/2020
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
40-17G
Monday, 3/18/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Monday, 2/26/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
25-NSE
Thursday, 12/21/2017
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
N-23C-2
Thursday, 11/30/2017
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
497AD
Monday, 11/20/2017
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
8-A12B
Wednesday, 11/15/2017
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
497AD
Wednesday, 11/15/2017
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Thursday, 11/9/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Wednesday, 11/8/2017
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Wednesday, 11/8/2017
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Monday, 11/6/2017
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Monday, 11/6/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
305B2
Monday, 11/6/2017
Application for designation of a new trustee under the Trust Indenture Act
PX14A6G
Thursday, 10/26/2017
Notice of exempt solicitation
PX14A6G
Wednesday, 10/25/2017
Notice of exempt solicitation
PX14A6G
Wednesday, 10/11/2017
Notice of exempt solicitation
PX14A6G
Wednesday, 10/4/2017
Notice of exempt solicitation
EFFECT
Tuesday, 9/26/2017
Notice of Effectiveness
CORRESP
Monday, 9/25/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 9/25/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Friday, 9/22/2017
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2
Thursday, 7/20/2017
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-APP/A
Tuesday, 6/27/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 4/6/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-17G
Monday, 3/6/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G/A
Tuesday, 12/6/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-APP
Tuesday, 12/6/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-17G/A
Tuesday, 12/6/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Tuesday, 12/6/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Friday, 10/31/2014
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
POS 8C
Monday, 10/20/2014
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Monday, 8/4/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Friday, 10/18/2013
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497
Friday, 4/26/2013
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS EX
Friday, 4/26/2013
Post-effective amendment filed solely to add exhibits to a registration statement
CERTNYS
Wednesday, 2/27/2013
None
POS EX
Tuesday, 2/26/2013
Post-effective amendment filed solely to add exhibits to a registration statement
8-A12B
Tuesday, 2/26/2013
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
497
Thursday, 2/21/2013
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Wednesday, 2/20/2013
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Tuesday, 2/19/2013
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
CORRESP
Tuesday, 2/19/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Wednesday, 2/13/2013
Notice of Effectiveness
CORRESP
Monday, 2/11/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Thursday, 1/24/2013
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Thursday, 1/24/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 12/27/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Friday, 11/9/2012
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-2
Wednesday, 11/7/2012
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-17G
Friday, 10/14/2011
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Friday, 10/29/2010
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G/A
Monday, 9/21/2009
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Wednesday, 6/17/2009
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Wednesday, 5/14/2008
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
EFFECT
Friday, 2/29/2008
Notice of Effectiveness
POS 8C
Friday, 1/18/2008
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
EFFECT
Wednesday, 12/19/2007
Notice of Effectiveness
POS 8C
Tuesday, 12/18/2007
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
EFFECT
Tuesday, 12/4/2007
Notice of Effectiveness
N-2/A
Friday, 11/30/2007
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2
Wednesday, 10/31/2007
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-17G
Tuesday, 4/10/2007
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497
Wednesday, 3/28/2007
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Friday, 2/23/2007
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Thursday, 2/22/2007
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Wednesday, 2/14/2007
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Wednesday, 2/14/2007
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
EFFECT
Friday, 2/9/2007
Notice of Effectiveness
POS 8C
Monday, 1/29/2007
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
POS 8C
Wednesday, 1/24/2007
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
POS 8C
Friday, 12/22/2006
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
EFFECT
Friday, 12/22/2006
Notice of Effectiveness
POS 8C
Wednesday, 11/29/2006
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
40-17G
Tuesday, 5/23/2006
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497
Monday, 3/20/2006
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS 8C
Tuesday, 2/21/2006
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
497
Thursday, 9/1/2005
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-2/A
Monday, 8/29/2005
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-17G
Tuesday, 7/19/2005
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
2-E
Thursday, 7/14/2005
Report of sales of securities pursuant to Rule 609 under Regulation E.
N-2
Monday, 6/20/2005
Initial filing of a registration statement on Form N-2 for closed-end investment companies
1-E
Thursday, 3/31/2005
Notification under Regulation E by small business investment companies and business development companies.
1-E
Thursday, 3/31/2005
Notification under Regulation E by small business investment companies and business development companies.
497
Friday, 12/3/2004
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-2/A
Tuesday, 11/23/2004
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2
Friday, 10/8/2004
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-17G
Wednesday, 4/21/2004
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Tuesday, 10/8/2002
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
8-A12G/A
Thursday, 4/13/2000
Form for registration of a class of securities pursuant to Section 12(g)
497J
Friday, 3/31/2000
Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497
N-2/A
Tuesday, 3/28/2000
Initial filing of a registration statement on Form N-2 for closed-end investment companies
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Ownership (487)

SC 13D/A
Monday, 1/11/2021
COOPERMAN LEON G: Major Shareholders
4
Tuesday, 12/29/2020
SCHUENKE SCOTT: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/29/2020
SHAPIRO-ROTHCHILD JACLYN L: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/23/2020
Byrne Kevin M.: Statement of changes in beneficial ownership of securities
SC 13D/A
Wednesday, 12/23/2020
TOKARZ MICHAEL T: Major Shareholders
4
Wednesday, 12/23/2020
KASS DOUGLAS: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/23/2020
LIPSON ARTHUR D: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/23/2020
TOKARZ MICHAEL T: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/23/2020
HELLERMAN GERALD: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/23/2020
Krase Scott D: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/23/2020
Chapman John D.: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/23/2020
GOLDSTEIN PHILLIP: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/23/2020
KNAPP ROBERT C: Statement of changes in beneficial ownership of securities
SC 13D/A
Friday, 8/14/2020
COOPERMAN LEON G: Major Shareholders
SC 13D/A
Friday, 8/14/2020
WYNNEFIELD PARTNERS SMALL CAP VALUE LP I: Major Shareholders
SC 13D/A
Tuesday, 8/11/2020
West Family Investments, Inc.: Major Shareholders
3
Monday, 7/27/2020
LIPSON ARTHUR D: Initial statement of beneficial ownership of securities
3
Monday, 7/27/2020
Avni Ron Jonathan: Initial statement of beneficial ownership of securities
3
Monday, 7/27/2020
Chapman John D.: Initial statement of beneficial ownership of securities
SC 13D/A
Monday, 7/20/2020
EQUUS TOTAL RETURN, INC.: Major Shareholders
4
Friday, 7/17/2020
EQUUS TOTAL RETURN, INC.: Statement of changes in beneficial ownership of securities
SC 13D/A
Monday, 6/1/2020
WYNNEFIELD PARTNERS SMALL CAP VALUE LP I: Major Shareholders
SC 13D/A
Monday, 4/27/2020
WYNNEFIELD PARTNERS SMALL CAP VALUE LP I: Major Shareholders
SC 13D/A
Tuesday, 4/21/2020
WYNNEFIELD PARTNERS SMALL CAP VALUE LP I: Major Shareholders
SC 13D/A
Tuesday, 2/18/2020
COOPERMAN LEON G: Major Shareholders
SC 13D/A
Wednesday, 1/22/2020
WYNNEFIELD PARTNERS SMALL CAP VALUE LP I: Major Shareholders
4
Thursday, 10/10/2019
HELLERMAN GERALD: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/1/2019
HELLERMAN GERALD: Statement of changes in beneficial ownership of securities
4
Thursday, 9/26/2019
TOKARZ MICHAEL T: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/13/2019
EQUUS TOTAL RETURN, INC.: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 8/13/2019
EQUUS TOTAL RETURN, INC.: Major Shareholders
SC 13D/A
Wednesday, 7/31/2019
EQUUS TOTAL RETURN, INC.: Major Shareholders
4
Tuesday, 7/30/2019
EQUUS TOTAL RETURN, INC.: Statement of changes in beneficial ownership of securities
4
Friday, 7/26/2019
EQUUS TOTAL RETURN, INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/16/2019
GOLDSTEIN PHILLIP: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/10/2019
TOKARZ MICHAEL T: Statement of changes in beneficial ownership of securities
3
Friday, 7/5/2019
KASS DOUGLAS: Initial statement of beneficial ownership of securities
SC 13D/A
Tuesday, 4/23/2019
West Family Investments, Inc.: Major Shareholders
4
Monday, 4/15/2019
TOKARZ MICHAEL T: Statement of changes in beneficial ownership of securities
4
Thursday, 3/28/2019
GOLDSTEIN PHILLIP: Statement of changes in beneficial ownership of securities
SC 13D
Friday, 2/22/2019
TOKARZ MICHAEL T: Major Shareholders
SC 13G
Thursday, 2/14/2019
RIVERNORTH CAPITAL MANAGEMENT, LLC: Major Shareholders
3
Friday, 11/9/2018
Krase Scott D: Initial statement of beneficial ownership of securities
4
Friday, 10/12/2018
GOLDSTEIN PHILLIP: Statement of changes in beneficial ownership of securities
4/A
Wednesday, 10/10/2018
GOLDSTEIN PHILLIP: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/9/2018
GOLDSTEIN PHILLIP: Statement of changes in beneficial ownership of securities
4
Friday, 10/5/2018
GOLDSTEIN PHILLIP: Statement of changes in beneficial ownership of securities
4
Wednesday, 10/3/2018
GOLDSTEIN PHILLIP: Statement of changes in beneficial ownership of securities
4
Thursday, 9/27/2018
GOLDSTEIN PHILLIP: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/25/2018
GOLDSTEIN PHILLIP: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 9/18/2018
West Family Investments, Inc.: Major Shareholders
4
Thursday, 7/12/2018
TOKARZ MICHAEL T: Statement of changes in beneficial ownership of securities
SC 13D
Friday, 4/27/2018
West Family Investments, Inc.: Major Shareholders
4
Monday, 4/16/2018
TOKARZ MICHAEL T: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/3/2018
TOKARZ MICHAEL T: Statement of changes in beneficial ownership of securities
4
Thursday, 3/29/2018
TOKARZ MICHAEL T: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/28/2018
Holtsberg Warren: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/28/2018
HELLERMAN GERALD: Statement of changes in beneficial ownership of securities
4
Monday, 3/26/2018
TOKARZ MICHAEL T: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/21/2018
TOKARZ MICHAEL T: Statement of changes in beneficial ownership of securities
4
Friday, 3/16/2018
HELLERMAN GERALD: Statement of changes in beneficial ownership of securities
SC 13G
Monday, 2/12/2018
West Family Investments, Inc.: Major Shareholders
SC 13G/A
Wednesday, 1/24/2018
ROYCE & ASSOCIATES LP: Major Shareholders
4
Tuesday, 1/23/2018
TOKARZ MICHAEL T: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 12/8/2017
Karpus Management, Inc.: Major Shareholders
4
Friday, 8/25/2017
GOLDSTEIN PHILLIP: Statement of changes in beneficial ownership of securities
SC 13G/A
Thursday, 8/24/2017
Bulldog Investors, LLC: Major Shareholders
4
Thursday, 6/15/2017
GOLDSTEIN PHILLIP: Statement of changes in beneficial ownership of securities
SC 13D/A
Monday, 6/5/2017
EQUUS TOTAL RETURN, INC.: Major Shareholders
SC 13D/A
Monday, 5/1/2017
WYNNEFIELD PARTNERS SMALL CAP VALUE LP: Major Shareholders
SC 13D/A
Tuesday, 4/25/2017
EQUUS TOTAL RETURN, INC.: Major Shareholders
SC 13G/A
Tuesday, 2/14/2017
RIVERNORTH CAPITAL MANAGEMENT, LLC: Major Shareholders
SC 13G/A
Tuesday, 1/31/2017
Bulldog Investors, LLC: Major Shareholders
SC 13G/A
Wednesday, 1/11/2017
ROYCE & ASSOCIATES LP: Major Shareholders
SC 13D/A
Friday, 1/6/2017
EQUUS TOTAL RETURN, INC.: Major Shareholders
4
Friday, 12/2/2016
DOMINIANNI EMILIA: Statement of changes in beneficial ownership of securities
4
Friday, 10/14/2016
KNAPP ROBERT C: Statement of changes in beneficial ownership of securities
SC 13D
Wednesday, 6/1/2016
WYNNEFIELD PARTNERS SMALL CAP VALUE LP I: Major Shareholders
SC 13G
Tuesday, 2/16/2016
RIVERNORTH CAPITAL MANAGEMENT, LLC: Major Shareholders
SC 13G/A
Tuesday, 2/2/2016
Bulldog Investors, LLC: Major Shareholders
SC 13G
Wednesday, 1/27/2016
COOPERMAN LEON G: Major Shareholders
SC 13G/A
Tuesday, 1/19/2016
ROYCE & ASSOCIATES LLC: Major Shareholders
4
Thursday, 12/10/2015
GOLDSTEIN PHILLIP: Statement of changes in beneficial ownership of securities
SC 13G/A
Thursday, 2/12/2015
Bulldog Investors, LLC: Major Shareholders
3
Tuesday, 2/10/2015
Byrne Kevin M.: Initial statement of beneficial ownership of securities
SC 13G/A
Tuesday, 1/13/2015
ROYCE & ASSOCIATES LLC: Major Shareholders
4
Wednesday, 10/29/2014
GOLDSTEIN PHILLIP: Statement of changes in beneficial ownership of securities
4
Friday, 10/10/2014
KNAPP ROBERT C: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/30/2014
HELLERMAN GERALD: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/30/2014
TOKARZ MICHAEL T: Statement of changes in beneficial ownership of securities
4
Friday, 9/19/2014
HELLERMAN GERALD: Statement of changes in beneficial ownership of securities
4
Thursday, 9/18/2014
SHEWMAKER BRUCE W: Statement of changes in beneficial ownership of securities
4
Friday, 9/12/2014
SCHUENKE SCOTT: Statement of changes in beneficial ownership of securities
4
Friday, 6/27/2014
KNAPP ROBERT C: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 6/17/2014
EQUUS TOTAL RETURN, INC.: Major Shareholders
4
Monday, 6/16/2014
EQUUS TOTAL RETURN, INC.: Statement of changes in beneficial ownership of securities
4
Thursday, 6/12/2014
KNAPP ROBERT C: Statement of changes in beneficial ownership of securities
SC 13D/A
Thursday, 6/5/2014
EQUUS TOTAL RETURN, INC.: Major Shareholders
4
Thursday, 6/5/2014
EQUUS TOTAL RETURN, INC.: Statement of changes in beneficial ownership of securities
SC 13D
Tuesday, 5/27/2014
EQUUS TOTAL RETURN, INC.: Major Shareholders
Show More

Prospectus (17)

425
Friday, 12/18/2020
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Monday, 12/14/2020
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Monday, 11/30/2020
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Thursday, 8/13/2020
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Tuesday, 8/11/2020
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Tuesday, 8/11/2020
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Tuesday, 8/11/2020
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
SC TO-C
Friday, 9/21/2018
Written communication relating to an issuer or third party tender offer
SC TO-I/A
Friday, 12/22/2017
Issuer tender offer statement
SC TO-I
Wednesday, 11/22/2017
Issuer tender offer statement
SC TO-C
Wednesday, 10/25/2017
Written communication relating to an issuer or third party tender offer
SC TO-C
Monday, 10/23/2017
Written communication relating to an issuer or third party tender offer
SC TO-I/A
Monday, 8/21/2017
Issuer tender offer statement
SC TO-I
Friday, 7/21/2017
Issuer tender offer statement
425
Monday, 4/24/2017
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
SC TO-I/A
Monday, 1/12/2004
Issuer tender offer statement
SC TO-I
Wednesday, 11/26/2003
Issuer tender offer statement
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Proxies (81)

DEFA14A
Friday, 12/18/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 12/14/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 11/30/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFM14A
Tuesday, 11/24/2020
Definitive proxy statement relating to a merger, acquisition, or disposition
DEFA14A
Wednesday, 9/9/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 8/11/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 6/10/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 6/10/2020
Definitive proxy statements
DEFA14A
Monday, 6/1/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Thursday, 5/14/2020
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Monday, 4/27/2020
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Tuesday, 4/21/2020
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEF 14A
Friday, 5/17/2019
Definitive proxy statements
DEF 14A
Monday, 9/24/2018
Definitive proxy statements
DEFA14A
Wednesday, 10/25/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 10/23/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 10/12/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 10/10/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Thursday, 9/21/2017
Definitive proxy statements
DEFA14A
Tuesday, 8/2/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Thursday, 7/21/2016
Definitive proxy statements
DEF 14A
Thursday, 3/20/2014
Definitive proxy statements
DEFA14A
Thursday, 3/20/2014
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 2/19/2013
Definitive proxy statements
DEFA14A
Tuesday, 2/19/2013
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 1/31/2012
Definitive proxy statements
DEFA14A
Tuesday, 1/31/2012
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Thursday, 1/27/2011
Definitive proxy statements
DEFA14A
Thursday, 1/27/2011
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Monday, 3/8/2010
Definitive proxy statements
DEFA14A
Monday, 3/8/2010
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 3/6/2009
Definitive proxy statements
PRE 14A
Thursday, 1/29/2009
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Wednesday, 2/20/2008
Definitive proxy statements
DEF 14A
Friday, 5/25/2007
Definitive proxy statements
DEF 14A
Thursday, 8/3/2006
Definitive proxy statements
PRE 14A
Friday, 6/9/2006
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Monday, 2/28/2005
Definitive proxy statements
DEF 14A
Thursday, 2/26/2004
Definitive proxy statements
PRE 14A
Monday, 2/2/2004
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Monday, 8/18/2003
Definitive proxy statements
PRE 14A
Friday, 7/18/2003
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Tuesday, 2/25/2003
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Tuesday, 2/25/2003
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Tuesday, 2/25/2003
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Monday, 2/24/2003
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Monday, 2/24/2003
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Thursday, 2/20/2003
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 2/19/2003
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 2/18/2003
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Thursday, 2/13/2003
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Wednesday, 2/12/2003
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Wednesday, 2/12/2003
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Monday, 2/10/2003
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 2/7/2003
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Friday, 2/7/2003
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Thursday, 2/6/2003
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 2/6/2003
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 2/6/2003
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 2/6/2003
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 2/6/2003
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Tuesday, 2/4/2003
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Friday, 1/31/2003
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFC14A
Friday, 1/31/2003
Definitive proxy statement in connection with contested solicitations
DFAN14A
Friday, 1/31/2003
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Friday, 1/31/2003
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Thursday, 1/30/2003
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 1/29/2003
Definitive proxy statements
DEFA14A
Wednesday, 1/29/2003
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PREC14A
Wednesday, 1/29/2003
Preliminary proxy statement in connection with contested solicitations
DEFA14A
Monday, 1/27/2003
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 1/22/2003
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 1/21/2003
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PRE 14A
Friday, 1/17/2003
Preliminary proxy statement not related to a contested matter or merger/acquisition
PREC14A
Thursday, 1/16/2003
Preliminary proxy statement in connection with contested solicitations
DFAN14A
Wednesday, 8/28/2002
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Tuesday, 3/12/2002
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Monday, 2/25/2002
Definitive proxy statements
PRE 14A
Thursday, 2/7/2002
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Friday, 3/2/2001
Definitive proxy statements
PRE 14A
Tuesday, 12/5/2000
Preliminary proxy statement not related to a contested matter or merger/acquisition
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