SWISS HELVETIA FUND, INC.
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- GOLDSTEIN PHILLIP (16)
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- WELLS FARGO & COMPANY/MN (12)
- WACHOVIA CORP NEW (11)
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- WEST STEPHEN K (3)
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- BOCK DAVID (3)
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- WITT SAMUEL B (3)
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- Banque Hottinger & Cie SA (2)
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News (21)
8-K
Wednesday, 9/13/2023
Current report filing
8-K
Wednesday, 9/14/2022
Current report filing
8-K
Thursday, 9/9/2021
Current report filing
8-K
Friday, 9/11/2020
Current report filing
8-K
Tuesday, 6/19/2018
Current report filing
8-K
Thursday, 12/7/2017
Current report filing
8-K
Tuesday, 6/27/2017
Current report filing
8-K
Friday, 12/23/2016
Current report filing
8-K
Monday, 6/20/2016
Current report filing
8-K
Tuesday, 10/27/2015
Current report filing
8-K
Thursday, 6/25/2015
Current report filing
8-K
Friday, 1/23/2015
Current report filing
8-K
Monday, 7/7/2014
Current report filing
8-K
Friday, 6/27/2014
Current report filing
8-K
Tuesday, 6/18/2013
Current report filing
8-K
Monday, 6/18/2012
Current report filing
8-K
Thursday, 1/20/2011
Current report filing
8-K
Wednesday, 6/16/2010
Current report filing
8-K
Friday, 6/5/2009
Current report filing
8-K
Monday, 10/6/2008
Current report filing
8-K
Wednesday, 5/21/2008
Current report filing
Other (303)
NPORT-P
Thursday, 2/8/2024
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P/A
Tuesday, 11/21/2023
None
NPORT-P
Tuesday, 11/21/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CSRS
Wednesday, 9/6/2023
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Thursday, 8/31/2023
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P
Wednesday, 7/19/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Wednesday, 5/17/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Wednesday, 4/26/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CEN
Thursday, 3/9/2023
Annual Report for Registered Investment Companies
N-CSR
Monday, 3/6/2023
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Monday, 1/23/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Thursday, 11/17/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
CORRESP
Thursday, 9/22/2022
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-CSRS
Thursday, 9/1/2022
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Tuesday, 8/30/2022
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P
Wednesday, 7/13/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Friday, 5/20/2022
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NPORT-P
Tuesday, 5/17/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CEN
Tuesday, 3/8/2022
Annual Report for Registered Investment Companies
N-CSR
Thursday, 3/3/2022
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Friday, 1/21/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Wednesday, 11/17/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CSRS
Tuesday, 8/31/2021
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Monday, 8/30/2021
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
CORRESP
Wednesday, 7/14/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
NPORT-P
Wednesday, 7/14/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Wednesday, 5/19/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Thursday, 5/13/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSR/A
Friday, 3/12/2021
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-CEN
Thursday, 3/11/2021
Annual Report for Registered Investment Companies
N-CSR
Monday, 3/8/2021
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Thursday, 1/21/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Tuesday, 11/24/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CSRS
Thursday, 9/3/2020
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Thursday, 8/20/2020
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P
Tuesday, 7/28/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Tuesday, 5/19/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CEN
Friday, 3/13/2020
Annual Report for Registered Investment Companies
N-CSR
Wednesday, 3/11/2020
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
40-17G
Wednesday, 2/26/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Wednesday, 11/20/2019
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Wednesday, 9/4/2019
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Tuesday, 8/20/2019
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-30B-2
Friday, 5/24/2019
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q
Friday, 5/24/2019
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CEN
Friday, 3/15/2019
Annual Report for Registered Investment Companies
N-CSR
Friday, 3/8/2019
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
40-17G
Friday, 12/21/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-30B-2
Thursday, 11/29/2018
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q
Thursday, 11/29/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Wednesday, 8/29/2018
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Friday, 8/24/2018
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-Q
Monday, 5/21/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-30B-2
Monday, 5/21/2018
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
40-APP/A
Thursday, 4/12/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-CSR
Friday, 3/2/2018
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Friday, 2/23/2018
Annual report for management companies filed on Form N-SAR
40-17G
Wednesday, 1/10/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-APP
Friday, 12/22/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-30B-2
Tuesday, 11/21/2017
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q
Tuesday, 11/21/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Tuesday, 8/29/2017
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Monday, 8/28/2017
Semi-annual report for management companies filed on Form N-SAR
N-PX
Thursday, 8/24/2017
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-30B-2
Friday, 5/26/2017
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q
Friday, 5/26/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
CORRESP
Thursday, 5/11/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-CSR
Tuesday, 3/7/2017
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Tuesday, 2/28/2017
Annual report for management companies filed on Form N-SAR
40-17G
Thursday, 12/29/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Tuesday, 11/29/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-30B-2
Tuesday, 11/29/2016
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-CSRS
Friday, 9/2/2016
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Monday, 8/29/2016
Semi-annual report for management companies filed on Form N-SAR
N-PX
Friday, 8/12/2016
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-B/A
Thursday, 6/30/2016
Annual report for management companies filed on Form N-SAR
N-30B-2
Tuesday, 5/24/2016
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q
Monday, 5/23/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Thursday, 3/10/2016
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Monday, 2/29/2016
Annual report for management companies filed on Form N-SAR
N-Q
Tuesday, 10/27/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-30B-2
Tuesday, 10/27/2015
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-30B-2
Tuesday, 10/27/2015
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q/A
Tuesday, 10/27/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Friday, 10/9/2015
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Thursday, 9/3/2015
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 8/27/2015
Semi-annual report for management companies filed on Form N-SAR
N-PX
Wednesday, 8/19/2015
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-30B-2
Monday, 6/1/2015
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q
Monday, 6/1/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Tuesday, 3/10/2015
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Friday, 2/27/2015
Annual report for management companies filed on Form N-SAR
N-30B-2
Friday, 11/28/2014
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q
Friday, 11/28/2014
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Wednesday, 11/12/2014
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Monday, 9/8/2014
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Friday, 8/29/2014
Semi-annual report for management companies filed on Form N-SAR
N-PX
Friday, 8/22/2014
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-30B-2
Thursday, 5/29/2014
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q
Thursday, 5/29/2014
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
Ownership (268)
SC 13G/A
Wednesday, 2/14/2024
LAZARD ASSET MANAGEMENT LLC: Major Shareholders
SC 13G/A
Friday, 1/12/2024
Allspring Global Investments Holdings, LLC: Major Shareholders
SC 13G/A
Wednesday, 3/8/2023
LAZARD ASSET MANAGEMENT LLC: Major Shareholders
SC 13G/A
Friday, 1/13/2023
Allspring Global Investments Holdings, LLC: Major Shareholders
SC 13G/A
Wednesday, 12/7/2022
Allspring Global Investments Holdings, LLC: Major Shareholders
SC 13G/A
Wednesday, 8/10/2022
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD: Major Shareholders
4
Friday, 3/4/2022
Dakos Andrew: Statement of changes in beneficial ownership of securities
4
Thursday, 3/3/2022
HELLERMAN GERALD: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 2/11/2022
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD: Major Shareholders
SC 13G/A
Friday, 2/11/2022
LAZARD ASSET MANAGEMENT LLC: Major Shareholders
4
Friday, 2/4/2022
Dakos Andrew: Statement of changes in beneficial ownership of securities
SC 13G
Wednesday, 1/19/2022
Allspring Global Investments Holdings, LLC: Major Shareholders
SC 13G/A
Wednesday, 12/8/2021
WELLS FARGO & COMPANY/MN: Major Shareholders
4
Tuesday, 7/6/2021
GOLDSTEIN PHILLIP: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/8/2021
GOLDSTEIN PHILLIP: Statement of changes in beneficial ownership of securities
4
Friday, 6/4/2021
GOLDSTEIN PHILLIP: Statement of changes in beneficial ownership of securities
4
Thursday, 6/3/2021
GOLDSTEIN PHILLIP: Statement of changes in beneficial ownership of securities
4
Thursday, 5/6/2021
SELL MORITZ A: Statement of changes in beneficial ownership of securities
SC 13G/A
Tuesday, 2/16/2021
RIVERNORTH CAPITAL MANAGEMENT, LLC: Major Shareholders
SC 13G
Friday, 2/12/2021
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD: Major Shareholders
SC 13G/A
Friday, 2/12/2021
WELLS FARGO & COMPANY/MN: Major Shareholders
SC 13G/A
Friday, 2/12/2021
WELLS FARGO & COMPANY/MN: Major Shareholders
SC 13G
Tuesday, 2/9/2021
LAZARD ASSET MANAGEMENT LLC: Major Shareholders
4
Friday, 10/2/2020
SELL MORITZ A: Statement of changes in beneficial ownership of securities
4
Monday, 5/4/2020
GOLDSTEIN PHILLIP: Statement of changes in beneficial ownership of securities
4
Monday, 4/27/2020
GOLDSTEIN PHILLIP: Statement of changes in beneficial ownership of securities
4
Friday, 4/3/2020
HELLERMAN GERALD: Statement of changes in beneficial ownership of securities
4
Monday, 3/16/2020
SELL MORITZ A: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/10/2020
SELL MORITZ A: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/3/2020
Dakos Andrew: Statement of changes in beneficial ownership of securities
4
Monday, 3/2/2020
HELLERMAN GERALD: Statement of changes in beneficial ownership of securities
4
Monday, 3/2/2020
GOLDSTEIN PHILLIP: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/26/2020
GOLDSTEIN PHILLIP: Statement of changes in beneficial ownership of securities
SC 13G
Thursday, 2/13/2020
RIVERNORTH CAPITAL MANAGEMENT, LLC: Major Shareholders
SC 13G
Tuesday, 2/4/2020
WELLS FARGO & COMPANY/MN: Major Shareholders
4
Wednesday, 1/8/2020
GOLDSTEIN PHILLIP: Statement of changes in beneficial ownership of securities
4
Monday, 12/23/2019
GOLDSTEIN PHILLIP: Statement of changes in beneficial ownership of securities
4
Thursday, 12/19/2019
GOLDSTEIN PHILLIP: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/3/2019
GOLDSTEIN PHILLIP: Statement of changes in beneficial ownership of securities
4
Wednesday, 10/9/2019
HELLERMAN GERALD: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/7/2019
SELL MORITZ A: Statement of changes in beneficial ownership of securities
4/A
Monday, 8/5/2019
HELLERMAN GERALD: Statement of changes in beneficial ownership of securities
4
Friday, 8/2/2019
HELLERMAN GERALD: Statement of changes in beneficial ownership of securities
3
Friday, 2/1/2019
Darling Stephanie: Initial statement of beneficial ownership of securities
3
Friday, 2/1/2019
Das Rajeev P: Initial statement of beneficial ownership of securities
3
Friday, 2/1/2019
Antonucci Thomas: Initial statement of beneficial ownership of securities
4
Friday, 1/4/2019
Dakos Andrew: Statement of changes in beneficial ownership of securities
4
Friday, 1/4/2019
GOLDSTEIN PHILLIP: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 12/10/2018
WELLS FARGO & COMPANY/MN: Major Shareholders
SC 13G/A
Monday, 12/10/2018
1607 Capital Partners, LLC: Major Shareholders
SC 13G/A
Friday, 12/7/2018
LAZARD ASSET MANAGEMENT LLC: Major Shareholders
4
Friday, 11/23/2018
Dakos Andrew: Statement of changes in beneficial ownership of securities
4
Friday, 11/23/2018
GOLDSTEIN PHILLIP: Statement of changes in beneficial ownership of securities
4
Friday, 11/23/2018
HELLERMAN GERALD: Statement of changes in beneficial ownership of securities
4
Friday, 11/23/2018
SELL MORITZ A: Statement of changes in beneficial ownership of securities
SC 13D/A
Friday, 11/23/2018
Bulldog Investors, LLC: Major Shareholders
4
Tuesday, 10/23/2018
SELL MORITZ A: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/23/2018
Dakos Andrew: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/23/2018
GOLDSTEIN PHILLIP: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/23/2018
HELLERMAN GERALD: Statement of changes in beneficial ownership of securities
3
Friday, 7/27/2018
DAYAN RICHARD: Initial statement of beneficial ownership of securities
4
Friday, 7/20/2018
Calhoun Joseph S III: Statement of changes in beneficial ownership of securities
3
Monday, 7/9/2018
HELLERMAN GERALD: Initial statement of beneficial ownership of securities
3
Friday, 7/6/2018
GOLDSTEIN PHILLIP: Initial statement of beneficial ownership of securities
4
Tuesday, 7/3/2018
Berris Brian A: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/3/2018
Hoysradt Jean: Statement of changes in beneficial ownership of securities
4
Friday, 6/8/2018
Dakos Andrew: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 3/6/2018
Bulldog Investors, LLC: Major Shareholders
4
Wednesday, 2/21/2018
Dakos Andrew: Statement of changes in beneficial ownership of securities
SC 13G/A
Wednesday, 2/14/2018
1607 Capital Partners, LLC: Major Shareholders
4
Wednesday, 2/14/2018
Dakos Andrew: Statement of changes in beneficial ownership of securities
SC 13G/A
Wednesday, 2/14/2018
Karpus Management, Inc.: Major Shareholders
SC 13G/A
Monday, 2/12/2018
WELLS FARGO & COMPANY/MN: Major Shareholders
SC 13G/A
Thursday, 2/8/2018
LAZARD ASSET MANAGEMENT LLC: Major Shareholders
4
Wednesday, 2/7/2018
Dakos Andrew: Statement of changes in beneficial ownership of securities
5
Tuesday, 2/6/2018
Hoysradt Jean: Annual statement of changes in beneficial ownership of securities
4
Monday, 2/5/2018
Dakos Andrew: Statement of changes in beneficial ownership of securities
4
Thursday, 2/1/2018
Dakos Andrew: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/23/2018
Dakos Andrew: Statement of changes in beneficial ownership of securities
4
Friday, 1/12/2018
Dakos Andrew: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/10/2018
Dakos Andrew: Statement of changes in beneficial ownership of securities
4
Friday, 1/5/2018
Dakos Andrew: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/3/2018
Dakos Andrew: Statement of changes in beneficial ownership of securities
4
Friday, 12/29/2017
Dakos Andrew: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/26/2017
Dakos Andrew: Statement of changes in beneficial ownership of securities
4
Thursday, 12/21/2017
Dakos Andrew: Statement of changes in beneficial ownership of securities
4
Friday, 12/1/2017
Dakos Andrew: Statement of changes in beneficial ownership of securities
4
Friday, 11/24/2017
Dakos Andrew: Statement of changes in beneficial ownership of securities
4
Friday, 11/17/2017
Dakos Andrew: Statement of changes in beneficial ownership of securities
4
Friday, 9/22/2017
WITT SAMUEL B: Statement of changes in beneficial ownership of securities
3
Thursday, 8/24/2017
Dakos Andrew: Initial statement of beneficial ownership of securities
4
Thursday, 8/24/2017
Helbig Claus: Statement of changes in beneficial ownership of securities
3
Thursday, 7/20/2017
Hoysradt Jean: Initial statement of beneficial ownership of securities
4
Wednesday, 7/19/2017
Ricciardi Fred J: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/18/2017
BOCK DAVID: Statement of changes in beneficial ownership of securities
3
Tuesday, 7/18/2017
SELL MORITZ A: Initial statement of beneficial ownership of securities
4
Wednesday, 6/28/2017
Brealey Richard: Statement of changes in beneficial ownership of securities
4
Friday, 6/9/2017
Ricciardi Fred J: Statement of changes in beneficial ownership of securities
3
Wednesday, 4/19/2017
Ricciardi Fred J: Initial statement of beneficial ownership of securities
4
Wednesday, 4/19/2017
Boillat Jean-Marc: Statement of changes in beneficial ownership of securities
Prospectus (20)
SC TO-C
Friday, 10/4/2019
Written communication relating to an issuer or third party tender offer
SC TO-C
Monday, 7/29/2019
Written communication relating to an issuer or third party tender offer
SC TO-I/A
Tuesday, 11/20/2018
Issuer tender offer statement
SC TO-I/A
Monday, 11/19/2018
Issuer tender offer statement
SC TO-I
Monday, 10/22/2018
Issuer tender offer statement
SC TO-C
Wednesday, 9/19/2018
Written communication relating to an issuer or third party tender offer
SC TO-C
Friday, 9/7/2018
Written communication relating to an issuer or third party tender offer
SC TO-C
Thursday, 8/23/2018
Written communication relating to an issuer or third party tender offer
SC TO-I/A
Wednesday, 4/26/2017
Issuer tender offer statement
SC TO-I/A
Tuesday, 4/25/2017
Issuer tender offer statement
SC TO-I
Tuesday, 3/28/2017
Issuer tender offer statement
SC TO-I/A
Thursday, 2/13/2014
Issuer tender offer statement
SC TO-I/A
Wednesday, 2/12/2014
Issuer tender offer statement
SC TO-I
Monday, 1/13/2014
Issuer tender offer statement
SC TO-I/A
Thursday, 7/7/2011
Issuer tender offer statement
SC TO-I/A
Friday, 7/1/2011
Issuer tender offer statement
SC TO-C
Wednesday, 6/1/2011
Written communication relating to an issuer or third party tender offer
SC TO-I
Wednesday, 6/1/2011
Issuer tender offer statement
SC TO-C
Wednesday, 5/25/2011
Written communication relating to an issuer or third party tender offer
RW
Friday, 11/15/2002
Registration Withdrawal Request
Proxies (74)
DEF 14A
Tuesday, 7/25/2023
Definitive proxy statements
DEF 14A
Wednesday, 7/27/2022
Definitive proxy statements
DEFA14A
Thursday, 8/19/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Monday, 7/26/2021
Definitive proxy statements
PRE 14A
Wednesday, 7/14/2021
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Monday, 8/31/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 7/24/2020
Definitive proxy statements
DEFA14A
Tuesday, 10/8/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 10/4/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 8/20/2019
Definitive proxy statements
DEFA14A
Monday, 7/29/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PRE 14A
Monday, 7/29/2019
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Friday, 6/8/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Thursday, 6/7/2018
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Thursday, 5/31/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFC14A
Monday, 5/7/2018
Definitive proxy statement in connection with contested solicitations
DEF 14A
Friday, 5/4/2018
Definitive proxy statements
PREN14A
Monday, 4/23/2018
Preliminary proxy statement filed by non-management
PRE 14A
Friday, 4/20/2018
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFC14A
Tuesday, 6/20/2017
Definitive proxy statement in connection with contested solicitations
DEFA14A
Monday, 6/19/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 6/7/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 6/1/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFC14A
Tuesday, 5/23/2017
Definitive proxy statement in connection with contested solicitations
DEF 14A
Friday, 5/12/2017
Definitive proxy statements
PREC14A
Monday, 5/8/2017
Preliminary proxy statement in connection with contested solicitations
PRE 14A
Friday, 4/28/2017
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Friday, 6/17/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 5/4/2016
Definitive proxy statements
DEF 14A
Monday, 5/4/2015
Definitive proxy statements
DEFA14A
Tuesday, 6/10/2014
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Thursday, 5/1/2014
Definitive proxy statements
PRE 14A
Friday, 4/18/2014
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Friday, 4/18/2014
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 5/3/2013
Definitive proxy statements
DEF 14A
Friday, 5/4/2012
Definitive proxy statements
DEF 14A
Monday, 5/2/2011
Definitive proxy statements
DEFA14A
Friday, 6/4/2010
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 5/19/2010
Definitive proxy statements
DEF 14A
Monday, 5/4/2009
Definitive proxy statements
PRE 14A
Friday, 4/3/2009
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Wednesday, 4/16/2008
Definitive proxy statements
DEF 14A
Wednesday, 4/18/2007
Definitive proxy statements
DEFA14A
Monday, 5/22/2006
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 4/19/2006
Definitive proxy statements
PRER14A
Monday, 4/10/2006
Preliminary revised proxy soliciting materials
PRE 14A
Monday, 4/3/2006
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Friday, 4/8/2005
Definitive proxy statements
PRE 14A
Thursday, 3/24/2005
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Thursday, 4/22/2004
Definitive proxy statements
DEF 14A
Tuesday, 4/15/2003
Definitive proxy statements
DEF 14A
Tuesday, 4/16/2002
Definitive proxy statements
PRE 14A
Thursday, 4/4/2002
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Wednesday, 5/9/2001
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Monday, 5/7/2001
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Monday, 5/7/2001
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Friday, 5/4/2001
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 5/1/2001
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 4/25/2001
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFRN14A
Wednesday, 4/25/2001
Revised definitive proxy statement filed by non-management
DEFC14A
Monday, 4/23/2001
Definitive proxy statement in connection with contested solicitations
PREC14A
Thursday, 4/12/2001
Preliminary proxy statement in connection with contested solicitations
DEFA14A
Thursday, 4/5/2001
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 4/4/2001
Definitive proxy statements
PRER14A
Tuesday, 3/20/2001
Preliminary revised proxy soliciting materials
DEFA14A
Friday, 3/2/2001
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PREC14A
Tuesday, 2/13/2001
Preliminary proxy statement in connection with contested solicitations
DEF 14A
Tuesday, 4/25/2000
Definitive proxy statements
DEF 14A
Wednesday, 4/19/2000
Definitive proxy statements
DEF 14A
Friday, 3/26/1999
Definitive proxy statements
DEF 14A
Monday, 3/30/1998
Definitive proxy statements
PRE 14A
Monday, 3/16/1998
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Thursday, 4/17/1997
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Monday, 3/31/1997
Definitive proxy statements