CROSSROADS LIQUIDATING TRUST

Related Filers (38)

Financials (39)

10-K
Friday, 5/15/2020
Annual Report for period ending 2019-12-31
10-K
Thursday, 3/28/2019
Annual Report for period ending 2018-12-31
10-K
Wednesday, 3/28/2018
Annual Report for period ending 2017-12-31
10-Q
Thursday, 5/11/2017
Quarterly Report for period ending 2017-03-31
10-K
Friday, 3/31/2017
Annual Report for period ending 2016-12-31
10-Q
Thursday, 11/10/2016
Quarterly Report for period ending 2016-09-30
10-Q
Friday, 8/12/2016
Quarterly Report for period ending 2016-06-30
10-Q
Friday, 5/13/2016
Quarterly Report for period ending 2016-03-31
10-K/A
Friday, 4/29/2016
Annual Report for period ending 2015-12-31
10-K
Tuesday, 3/29/2016
Annual Report for period ending 2015-12-31
10-Q
Thursday, 11/12/2015
Quarterly Report for period ending 2015-09-30
10-Q
Wednesday, 8/12/2015
Quarterly Report for period ending 2015-06-30
10-Q
Thursday, 5/14/2015
Quarterly Report for period ending 2015-03-31
10-K/A
Wednesday, 4/29/2015
Annual Report for period ending 2014-12-31
10-K
Thursday, 3/26/2015
Annual Report for period ending 2014-12-31
10-Q
Wednesday, 10/29/2014
Quarterly Report for period ending 2014-09-30
10-Q
Monday, 7/28/2014
Quarterly Report for period ending 2014-06-30
10-Q
Monday, 4/28/2014
Quarterly Report for period ending 2014-03-31
10-K
Monday, 2/24/2014
Annual Report for period ending 2013-12-31
10-Q
Monday, 10/28/2013
Quarterly Report for period ending 2013-09-30
10-Q
Monday, 7/29/2013
Quarterly Report for period ending 2013-06-30
10-Q
Monday, 4/29/2013
Quarterly Report for period ending 2013-03-31
10-K
Friday, 2/15/2013
Annual Report for period ending 2012-12-31
10-Q
Friday, 10/26/2012
Quarterly Report for period ending 2012-09-30
10-Q
Friday, 8/10/2012
Quarterly Report for period ending 2012-06-30
10-Q
Thursday, 5/10/2012
Quarterly Report for period ending 2012-03-31
10-K
Thursday, 3/1/2012
Annual Report for period ending 2011-12-31
10-Q
Tuesday, 11/8/2011
Quarterly Report for period ending 2011-09-30
10-Q
Friday, 8/12/2011
Quarterly Report for period ending 2011-06-30
10-Q
Thursday, 5/12/2011
Quarterly Report for period ending 2011-03-31
10-K
Monday, 2/28/2011
Annual Report for period ending 2010-12-31
10-Q
Friday, 11/12/2010
Quarterly Report for period ending 2010-09-30
10-Q
Thursday, 8/12/2010
Quarterly Report for period ending 2010-06-30
10-Q
Friday, 5/14/2010
Quarterly Report for period ending 2010-03-31
10-K
Tuesday, 3/30/2010
Annual Report for period ending 2009-12-31
10-Q
Tuesday, 11/10/2009
Quarterly Report for period ending 2009-09-30
10-Q
Thursday, 8/13/2009
Quarterly Report for period ending 2009-06-30
10-Q
Tuesday, 5/12/2009
Quarterly Report for period ending 2009-03-31
10-K
Monday, 3/9/2009
Annual Report for period ending 2008-12-31
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News (138)

8-K
Friday, 12/18/2020
Current report filing
8-K
Tuesday, 6/23/2020
Current report filing
8-K
Friday, 5/15/2020
Current report filing
8-K
Tuesday, 3/31/2020
Current report filing
8-K
Tuesday, 1/7/2020
Current report filing
8-K
Tuesday, 9/10/2019
Current report filing
8-K
Thursday, 3/28/2019
Current report filing
8-K
Wednesday, 3/28/2018
Current report filing
8-K
Friday, 12/22/2017
Current report filing
8-K
Friday, 6/30/2017
Current report filing
8-K
Friday, 6/23/2017
Current report filing
8-K
Friday, 6/2/2017
Current report filing
8-K
Thursday, 5/11/2017
Current report filing
8-K
Friday, 3/31/2017
Current report filing
8-K
Wednesday, 1/11/2017
Current report filing
8-K
Thursday, 12/8/2016
Current report filing
8-K
Monday, 12/5/2016
Current report filing
8-K
Thursday, 11/10/2016
Current report filing
8-K
Wednesday, 9/21/2016
Current report filing
8-K
Thursday, 8/25/2016
Current report filing
8-K
Friday, 8/12/2016
Current report filing
8-K
Wednesday, 7/6/2016
Current report filing
8-K
Monday, 5/16/2016
Current report filing
8-K
Tuesday, 5/3/2016
Current report filing
8-K
Tuesday, 3/29/2016
Current report filing
8-K
Monday, 1/25/2016
Current report filing
8-K
Wednesday, 12/2/2015
Current report filing
8-K
Monday, 11/16/2015
Current report filing
8-K
Thursday, 11/12/2015
Current report filing
8-K
Tuesday, 10/20/2015
Current report filing
8-K
Wednesday, 10/7/2015
Current report filing
8-K
Wednesday, 8/12/2015
Current report filing
8-K
Wednesday, 7/29/2015
Current report filing
8-K/A
Wednesday, 7/22/2015
Current report filing
8-K
Tuesday, 7/14/2015
Current report filing
8-K
Thursday, 5/14/2015
Current report filing
8-K
Wednesday, 5/13/2015
Current report filing
8-K
Monday, 5/11/2015
Current report filing
8-K
Wednesday, 4/8/2015
Current report filing
8-K
Thursday, 3/26/2015
Current report filing
8-K
Thursday, 2/12/2015
Current report filing
8-K
Wednesday, 2/4/2015
Current report filing
8-K
Tuesday, 2/3/2015
Current report filing
8-K
Monday, 12/15/2014
Current report filing
8-K
Thursday, 11/20/2014
Current report filing
8-K
Wednesday, 11/12/2014
Current report filing
8-K
Friday, 11/7/2014
Current report filing
8-K
Wednesday, 10/29/2014
Current report filing
8-K
Monday, 9/29/2014
Current report filing
8-K
Thursday, 9/25/2014
Current report filing
8-K
Wednesday, 8/6/2014
Current report filing
8-K
Monday, 7/28/2014
Current report filing
8-K
Tuesday, 7/1/2014
Current report filing
8-K
Monday, 6/16/2014
Current report filing
8-K
Tuesday, 5/20/2014
Current report filing
8-K
Monday, 5/19/2014
Current report filing
8-K
Monday, 4/28/2014
Current report filing
8-K
Thursday, 4/17/2014
Current report filing
8-K
Tuesday, 4/15/2014
Current report filing
8-K
Thursday, 4/3/2014
Current report filing
8-K
Monday, 2/24/2014
Current report filing
8-K
Monday, 2/24/2014
Current report filing
8-K
Thursday, 12/19/2013
Current report filing
8-K
Wednesday, 12/18/2013
Current report filing
8-K
Tuesday, 11/12/2013
Current report filing
8-K
Monday, 10/28/2013
Current report filing
8-K
Tuesday, 9/24/2013
Current report filing
8-K
Wednesday, 9/18/2013
Current report filing
8-K
Thursday, 8/22/2013
Current report filing
8-K
Thursday, 8/15/2013
Current report filing
8-K
Monday, 7/29/2013
Current report filing
8-K
Monday, 7/1/2013
Current report filing
8-K
Thursday, 6/27/2013
Current report filing
8-K
Tuesday, 6/11/2013
Current report filing
8-K
Thursday, 5/30/2013
Current report filing
8-K
Wednesday, 5/29/2013
Current report filing
8-K
Thursday, 5/23/2013
Current report filing
8-K
Monday, 5/20/2013
Current report filing
8-K
Friday, 5/17/2013
Current report filing
8-K
Thursday, 5/9/2013
Current report filing
8-K
Monday, 5/6/2013
Current report filing
8-K
Thursday, 5/2/2013
Current report filing
8-K
Monday, 4/29/2013
Current report filing
8-K
Friday, 2/15/2013
Current report filing
8-K
Monday, 1/28/2013
Current report filing
8-K
Wednesday, 1/23/2013
Current report filing
8-K
Friday, 12/7/2012
Current report filing
8-K
Tuesday, 10/30/2012
Current report filing
8-K
Friday, 10/26/2012
Current report filing
8-K
Friday, 10/5/2012
Current report filing
8-K
Thursday, 8/30/2012
Current report filing
8-K
Friday, 8/10/2012
Current report filing
8-K
Monday, 7/2/2012
Current report filing
8-K
Tuesday, 6/5/2012
Current report filing
8-K
Friday, 6/1/2012
Current report filing
8-K
Friday, 5/25/2012
Current report filing
8-K
Friday, 5/18/2012
Current report filing
8-K
Monday, 5/14/2012
Current report filing
8-K
Wednesday, 5/9/2012
Current report filing
8-K
Monday, 4/30/2012
Current report filing
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Other (96)

15-12G
Wednesday, 1/6/2021
Notice of termination of registration of a class of securities under Section 12(g)
N-54C
Friday, 6/23/2017
Notification of withdrawal by business development companies filed on Form N-54C
25
Monday, 6/12/2017
Notification filed by issuer to voluntarily withdraw a class of securities from listing and registration on a national securities exchange
CORRESP
Monday, 4/17/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 4/14/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 4/5/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Thursday, 9/8/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Monday, 9/14/2015
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
APP WD
Friday, 7/31/2015
Withdrawal of an application for exemptive or other relief from the federal securities laws
CORRESP
Monday, 5/18/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-APP/A
Friday, 3/13/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Thursday, 10/2/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-17G
Monday, 9/15/2014
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Monday, 12/9/2013
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497
Tuesday, 11/5/2013
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Tuesday, 11/5/2013
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
EFFECT
Tuesday, 11/5/2013
Notice of Effectiveness
CORRESP
Monday, 11/4/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Monday, 11/4/2013
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2/A
Friday, 11/1/2013
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Friday, 11/1/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2
Wednesday, 10/2/2013
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-17F2
Friday, 11/9/2012
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
N-2/A
Friday, 11/9/2012
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-17G
Friday, 10/5/2012
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-2/A
Thursday, 8/23/2012
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-17F2
Tuesday, 8/14/2012
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
N-2/A
Tuesday, 6/5/2012
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Friday, 3/23/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17F2
Thursday, 3/22/2012
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
N-2
Thursday, 3/15/2012
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Monday, 3/12/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CERTNAS
Thursday, 12/8/2011
None
8-A12B
Wednesday, 11/30/2011
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
40-17G
Thursday, 8/11/2011
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
POS 8C
Tuesday, 7/26/2011
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
497
Tuesday, 5/31/2011
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Friday, 5/13/2011
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Tuesday, 5/3/2011
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Monday, 5/2/2011
Notice of Effectiveness
POS 8C
Friday, 4/29/2011
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Friday, 4/29/2011
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 4/29/2011
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 4/29/2011
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
497
Tuesday, 3/15/2011
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS 8C
Tuesday, 3/8/2011
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Tuesday, 3/8/2011
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
497
Monday, 2/28/2011
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Tuesday, 12/14/2010
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Monday, 11/15/2010
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Wednesday, 10/27/2010
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
POS EX
Tuesday, 10/26/2010
Post-effective amendment filed solely to add exhibits to a registration statement
40-17G
Thursday, 10/21/2010
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497AD
Friday, 10/8/2010
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Wednesday, 9/22/2010
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Wednesday, 9/8/2010
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Thursday, 8/12/2010
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS EX
Thursday, 8/12/2010
Post-effective amendment filed solely to add exhibits to a registration statement
497AD
Thursday, 7/15/2010
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Tuesday, 6/8/2010
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Tuesday, 6/8/2010
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Tuesday, 6/8/2010
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Thursday, 5/27/2010
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS EX
Thursday, 5/27/2010
Post-effective amendment filed solely to add exhibits to a registration statement
EFFECT
Wednesday, 5/26/2010
Notice of Effectiveness
CORRESP
Tuesday, 5/25/2010
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 5/24/2010
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Friday, 5/21/2010
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Friday, 5/21/2010
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
497AD
Tuesday, 5/4/2010
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
CORRESP
Wednesday, 4/28/2010
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 4/21/2010
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Wednesday, 4/21/2010
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
497
Wednesday, 3/31/2010
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Tuesday, 1/12/2010
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Friday, 11/13/2009
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
40-17G
Monday, 9/28/2009
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497AD
Wednesday, 8/26/2009
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Wednesday, 8/26/2009
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Friday, 8/14/2009
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Wednesday, 7/1/2009
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Tuesday, 6/16/2009
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Monday, 6/15/2009
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
CORRESP
Friday, 6/12/2009
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 6/12/2009
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Thursday, 6/11/2009
Notice of Effectiveness
N-2/A
Friday, 6/5/2009
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Monday, 5/4/2009
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Friday, 5/1/2009
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Thursday, 4/30/2009
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 4/21/2009
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2
Tuesday, 2/10/2009
Initial filing of a registration statement on Form N-2 for closed-end investment companies
10-12G/A
Friday, 1/16/2009
Initial general form for registration of a class of securities pursuant to Section 12(g)
N-54A
Thursday, 11/20/2008
Notification of election by business development companies filed on Form N-54A
10-12G
Thursday, 11/20/2008
Initial general form for registration of a class of securities pursuant to Section 12(g)
REGDEX
Thursday, 9/4/2008
Form D (PDF)
Show More

Ownership (103)

SC 13G/A
Wednesday, 2/14/2018
RIVERNORTH CAPITAL MANAGEMENT, LLC: Major Shareholders
SC 13G
Tuesday, 2/13/2018
Yakira Capital Management, Inc.: Major Shareholders
4
Thursday, 6/8/2017
GOLDSTEIN PHILLIP: Statement of changes in beneficial ownership of securities
4
Thursday, 6/8/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Thursday, 6/8/2017
Dakos Andrew: Statement of changes in beneficial ownership of securities
SC 13G/A
Tuesday, 2/14/2017
RIVERNORTH CAPITAL MANAGEMENT, LLC: Major Shareholders
4
Tuesday, 9/6/2016
HARRIS BEN H: Statement of changes in beneficial ownership of securities
4
Monday, 8/22/2016
Cohen Richard W.: Statement of changes in beneficial ownership of securities
3
Thursday, 7/28/2016
GOLDSTEIN PHILLIP: Initial statement of beneficial ownership of securities
4
Friday, 6/3/2016
Cohen Richard W.: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/5/2016
HARRIS BEN H: Statement of changes in beneficial ownership of securities
4
Monday, 4/4/2016
Hadani David Michael: Statement of changes in beneficial ownership of securities
4/A
Monday, 4/4/2016
Hadani David Michael: Statement of changes in beneficial ownership of securities
SC 13G
Tuesday, 2/16/2016
RIVERNORTH CAPITAL MANAGEMENT, LLC: Major Shareholders
4
Tuesday, 1/5/2016
Cohen Richard W.: Statement of changes in beneficial ownership of securities
3
Thursday, 12/3/2015
Hadani David Michael: Initial statement of beneficial ownership of securities
3
Thursday, 12/3/2015
Darling Stephanie: Initial statement of beneficial ownership of securities
3
Thursday, 12/3/2015
HARRIS BEN H: Initial statement of beneficial ownership of securities
4
Wednesday, 12/2/2015
Kurtz Katie P: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/2/2015
SCHWEIGER FREDERIC: Statement of changes in beneficial ownership of securities
4
Thursday, 8/20/2015
Cohen Richard W.: Statement of changes in beneficial ownership of securities
4
Thursday, 7/30/2015
KEATING TIMOTHY J: Statement of changes in beneficial ownership of securities
3
Wednesday, 7/29/2015
Cohen Richard W.: Initial statement of beneficial ownership of securities
3
Wednesday, 7/29/2015
Dakos Andrew: Initial statement of beneficial ownership of securities
3
Wednesday, 7/29/2015
HELLERMAN GERALD: Initial statement of beneficial ownership of securities
SC 13D/A
Friday, 7/24/2015
Bulldog Investors, LLC: Major Shareholders
4
Thursday, 7/23/2015
SIMONTON TAYLOR: Statement of changes in beneficial ownership of securities
4
Thursday, 7/23/2015
MICHELSON LESLIE D: Statement of changes in beneficial ownership of securities
4
Thursday, 7/23/2015
Berger Laurence Wakefield: Statement of changes in beneficial ownership of securities
4
Monday, 7/13/2015
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Thursday, 7/9/2015
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/1/2015
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/23/2015
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Friday, 6/19/2015
Samuels Steven: Statement of changes in beneficial ownership of securities
SC 13D/A
Thursday, 6/11/2015
Bulldog Investors, LLC: Major Shareholders
4
Thursday, 5/14/2015
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/12/2015
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Monday, 5/4/2015
Samuels Steven: Statement of changes in beneficial ownership of securities
SC 13D/A
Monday, 5/4/2015
Bulldog Investors, LLC: Major Shareholders
4
Monday, 4/27/2015
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Thursday, 4/23/2015
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/21/2015
GOLDSTEIN PHILLIP: Statement of changes in beneficial ownership of securities
4
Monday, 4/13/2015
Cassato Robert T: Statement of changes in beneficial ownership of securities
SC 13D/A
Monday, 4/13/2015
Bulldog Investors, LLC: Major Shareholders
3
Monday, 4/13/2015
Dakos Andrew: Initial statement of beneficial ownership of securities
SC 13D
Monday, 3/23/2015
Bulldog Investors, LLC: Major Shareholders
SC 13G/A
Tuesday, 2/10/2015
Bulldog Investors, LLC: Major Shareholders
SC 13G
Monday, 12/29/2014
Bulldog Investors, LLC: Major Shareholders
4/A
Thursday, 10/30/2014
ROGERS KYLE L: Statement of changes in beneficial ownership of securities
4
Wednesday, 10/29/2014
ROGERS KYLE L: Statement of changes in beneficial ownership of securities
3
Wednesday, 10/29/2014
Kurtz Katie P: Initial statement of beneficial ownership of securities
4
Wednesday, 10/29/2014
SCHWEIGER FREDERIC: Statement of changes in beneficial ownership of securities
4
Thursday, 9/25/2014
KEATING TIMOTHY J: Statement of changes in beneficial ownership of securities
4
Thursday, 9/25/2014
SIMONTON TAYLOR: Statement of changes in beneficial ownership of securities
4
Thursday, 9/25/2014
SCHWEIGER FREDERIC: Statement of changes in beneficial ownership of securities
4
Thursday, 9/25/2014
ROGERS KYLE L: Statement of changes in beneficial ownership of securities
4
Thursday, 9/25/2014
Berger Laurence Wakefield: Statement of changes in beneficial ownership of securities
3
Tuesday, 6/24/2014
Cassato Robert T: Initial statement of beneficial ownership of securities
4
Friday, 6/20/2014
SIMONTON TAYLOR: Statement of changes in beneficial ownership of securities
4
Friday, 6/20/2014
KEATING TIMOTHY J: Statement of changes in beneficial ownership of securities
4
Friday, 6/20/2014
SCHWEIGER FREDERIC: Statement of changes in beneficial ownership of securities
4
Friday, 6/20/2014
Berger Laurence Wakefield: Statement of changes in beneficial ownership of securities
4
Friday, 6/20/2014
ROGERS KYLE L: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/18/2014
Alleman Brian: Statement of changes in beneficial ownership of securities
3
Wednesday, 6/18/2014
MICHELSON LESLIE D: Initial statement of beneficial ownership of securities
4
Monday, 4/21/2014
SIMONTON TAYLOR: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/16/2014
KEATING TIMOTHY J: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/16/2014
Berger Laurence Wakefield: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/16/2014
SCHWEIGER FREDERIC: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/16/2014
ROGERS KYLE L: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/18/2013
KEATING TIMOTHY J: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/18/2013
SIMONTON TAYLOR: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/18/2013
SCHWEIGER FREDERIC: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/18/2013
ROGERS KYLE L: Statement of changes in beneficial ownership of securities
4
Friday, 8/2/2013
SIMONTON TAYLOR: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/11/2013
Miller Andrew S: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/20/2013
Hills Stephen Michael: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/7/2012
SCHWEIGER FREDERIC: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/7/2012
SIMONTON TAYLOR: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/21/2012
SCHWEIGER FREDERIC: Statement of changes in beneficial ownership of securities
4
Monday, 8/20/2012
SIMONTON TAYLOR: Statement of changes in beneficial ownership of securities
5
Tuesday, 2/28/2012
KEATING TIMOTHY J: Annual statement of changes in beneficial ownership of securities
3
Wednesday, 11/16/2011
Hills Stephen Michael: Initial statement of beneficial ownership of securities
4
Wednesday, 11/16/2011
Mankekar Ranjit Prakash: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/8/2011
SCHWEIGER FREDERIC: Statement of changes in beneficial ownership of securities
4
Friday, 10/7/2011
Owens William F: Statement of changes in beneficial ownership of securities
3
Friday, 10/7/2011
Alleman Brian: Initial statement of beneficial ownership of securities
3
Tuesday, 8/16/2011
Berger Laurence Wakefield: Initial statement of beneficial ownership of securities
4
Wednesday, 9/8/2010
Green Brett William: Statement of changes in beneficial ownership of securities
3
Wednesday, 9/8/2010
SCHWEIGER FREDERIC: Initial statement of beneficial ownership of securities
3
Friday, 4/17/2009
Owens William F: Initial statement of beneficial ownership of securities
3
Tuesday, 1/27/2009
UNGAR JONATHAN: Initial statement of beneficial ownership of securities
SC 13D
Tuesday, 1/27/2009
UNGAR JONATHAN: Major Shareholders
SC 13D
Friday, 1/23/2009
McGinnis Group International Defined Benefit Plan: Major Shareholders
3
Thursday, 1/22/2009
KEATING TIMOTHY J: Initial statement of beneficial ownership of securities
SC 13D
Thursday, 1/22/2009
KEATING TIMOTHY J: Major Shareholders
3
Thursday, 1/22/2009
Mankekar Ranjit Prakash: Initial statement of beneficial ownership of securities
3
Thursday, 1/22/2009
Miller Andrew S: Initial statement of beneficial ownership of securities
3
Thursday, 1/22/2009
McDonald Anthony K: Initial statement of beneficial ownership of securities
3
Thursday, 1/22/2009
SIMONTON TAYLOR: Initial statement of beneficial ownership of securities
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Prospectus (1)

RW
Monday, 5/20/2013
Registration Withdrawal Request
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Proxies (42)

DEFA14A
Monday, 5/15/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 4/24/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Monday, 4/17/2017
Definitive proxy statements
DEF 14A
Monday, 4/17/2017
Definitive proxy statements
PRER14A
Wednesday, 4/5/2017
Preliminary revised proxy soliciting materials
PRER14A
Monday, 6/27/2016
Preliminary revised proxy soliciting materials
PRE 14A
Thursday, 5/5/2016
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Tuesday, 7/7/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 7/1/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 6/29/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 6/29/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFC14A
Friday, 6/26/2015
Definitive proxy statement in connection with contested solicitations
DEFA14A
Friday, 6/26/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 6/23/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 6/23/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 6/22/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 6/19/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 6/17/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFC14A
Friday, 6/12/2015
Definitive proxy statement in connection with contested solicitations
DEFC14A
Friday, 6/12/2015
Definitive proxy statement in connection with contested solicitations
DEF 14A
Friday, 5/29/2015
Definitive proxy statements
PREC14A
Wednesday, 5/27/2015
Preliminary proxy statement in connection with contested solicitations
PRE 14A
Wednesday, 5/13/2015
Preliminary proxy statement not related to a contested matter or merger/acquisition
PREC14A
Tuesday, 5/12/2015
Preliminary proxy statement in connection with contested solicitations
DEFA14A
Thursday, 5/8/2014
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 5/7/2014
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 4/30/2014
Definitive proxy statements
PRE 14A
Tuesday, 4/15/2014
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Thursday, 2/21/2013
Definitive proxy statements
DEFA14A
Friday, 5/18/2012
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 5/16/2012
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 4/30/2012
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 4/25/2012
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 4/3/2012
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 3/23/2012
Definitive proxy statements
PRE 14A
Monday, 3/12/2012
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Tuesday, 4/26/2011
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 4/20/2011
Definitive proxy statements
DEF 14A
Wednesday, 4/28/2010
Definitive proxy statements
PRE 14A
Thursday, 4/8/2010
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Monday, 5/4/2009
Definitive proxy statements
PRE 14A
Wednesday, 4/22/2009
Preliminary proxy statement not related to a contested matter or merger/acquisition
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