Firsthand Technology Value Fund, Inc.
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- CREDIT SUISSE AG/ (3)
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Financials (60)
10-Q
Tuesday, 11/14/2023
Quarterly Report for period ending 2023-09-30
10-Q/A
Tuesday, 8/15/2023
Quarterly Report for period ending 2023-06-30
10-Q
Monday, 8/14/2023
Quarterly Report for period ending 2023-06-30
10-Q/A
Thursday, 5/18/2023
Quarterly Report for period ending 2023-03-31
10-Q
Monday, 5/15/2023
Quarterly Report for period ending 2023-03-31
10-K/A
Wednesday, 4/5/2023
Annual Report for period ending 2022-12-31
10-K
Friday, 3/31/2023
Annual Report for period ending 2022-12-31
10-K/A
Tuesday, 3/21/2023
Annual Report for period ending 2021-12-31
10-Q
Tuesday, 11/15/2022
Quarterly Report for period ending 2022-09-30
10-Q
Monday, 8/15/2022
Quarterly Report for period ending 2022-06-30
10-K/A
Tuesday, 5/17/2022
Annual Report for period ending 2021-12-31
10-Q
Monday, 5/16/2022
Quarterly Report for period ending 2022-03-31
10-K
Thursday, 3/24/2022
Annual Report for period ending 2021-12-31
10-Q
Monday, 11/15/2021
Quarterly Report for period ending 2021-09-30
10-Q
Monday, 8/16/2021
Quarterly Report for period ending 2021-06-30
10-Q
Friday, 5/14/2021
Quarterly Report for period ending 2021-03-31
10-K/A
Tuesday, 4/13/2021
Annual Report for period ending 2020-12-31
10-K
Tuesday, 3/30/2021
Annual Report for period ending 2020-12-31
10-Q
Friday, 11/13/2020
Quarterly Report for period ending 2020-09-30
10-Q
Monday, 8/10/2020
Quarterly Report for period ending 2020-06-30
10-Q
Monday, 5/11/2020
Quarterly Report for period ending 2020-03-31
10-K
Monday, 3/16/2020
Annual Report for period ending 2019-12-31
10-Q
Friday, 11/8/2019
Quarterly Report for period ending 2019-09-30
10-Q
Friday, 8/9/2019
Quarterly Report for period ending 2019-06-30
10-Q
Friday, 5/10/2019
Quarterly Report for period ending 2019-03-31
10-K
Monday, 3/18/2019
Annual Report for period ending 2018-12-31
10-Q
Friday, 11/9/2018
Quarterly Report for period ending 2018-09-30
10-Q
Thursday, 8/9/2018
Quarterly Report for period ending 2018-06-30
10-Q
Thursday, 5/10/2018
Quarterly Report for period ending 2018-03-31
10-K/A
Friday, 3/23/2018
Annual Report for period ending 2017-12-31
10-K
Friday, 3/16/2018
Annual Report for period ending 2017-12-31
10-Q
Thursday, 11/9/2017
Quarterly Report for period ending 2017-09-30
10-Q
Wednesday, 8/9/2017
Quarterly Report for period ending 2017-06-30
10-Q
Tuesday, 5/9/2017
Quarterly Report for period ending 2017-03-31
10-K/A
Monday, 3/20/2017
Annual Report for period ending 2016-12-31
10-K
Tuesday, 3/14/2017
Annual Report for period ending 2016-12-31
10-Q
Tuesday, 11/8/2016
Quarterly Report for period ending 2016-09-30
10-Q
Tuesday, 8/9/2016
Quarterly Report for period ending 2016-06-30
10-Q
Tuesday, 5/10/2016
Quarterly Report for period ending 2016-03-31
10-K
Tuesday, 3/15/2016
Annual Report for period ending 2015-12-31
10-Q
Monday, 11/9/2015
Quarterly Report for period ending 2015-09-30
10-Q
Monday, 8/10/2015
Quarterly Report for period ending 2015-06-30
10-Q
Monday, 5/11/2015
Quarterly Report for period ending 2015-03-31
10-K
Monday, 3/16/2015
Annual Report for period ending 2014-12-31
10-Q
Monday, 11/10/2014
Quarterly Report for period ending 2014-09-30
10-Q
Thursday, 8/7/2014
Quarterly Report for period ending 2014-06-30
10-Q
Thursday, 5/8/2014
Quarterly Report for period ending 2014-03-31
10-K
Friday, 3/14/2014
Annual Report for period ending 2013-12-31
10-Q
Friday, 11/8/2013
Quarterly Report for period ending 2013-09-30
10-Q
Friday, 8/9/2013
Quarterly Report for period ending 2013-06-30
10-Q
Friday, 5/10/2013
Quarterly Report for period ending 2013-03-31
10-Q/A
Friday, 5/10/2013
Quarterly Report for period ending 2013-03-31
10-K
Monday, 3/18/2013
Annual Report for period ending 2012-12-31
10-Q/A
Wednesday, 11/21/2012
Quarterly Report for period ending 2012-09-30
10-Q
Friday, 11/9/2012
Quarterly Report for period ending 2012-09-30
10-Q
Thursday, 8/9/2012
Quarterly Report for period ending 2012-06-30
10-Q
Tuesday, 5/15/2012
Quarterly Report for period ending 2012-03-31
10-K
Wednesday, 3/21/2012
Annual Report for period ending 2011-12-31
10-Q
Wednesday, 11/9/2011
Quarterly Report for period ending 2011-09-30
10-Q
Tuesday, 8/9/2011
Quarterly Report for period ending 2011-06-30
News (290)
8-K
Friday, 12/22/2023
Current report filing
8-K
Monday, 11/27/2023
Current report filing
8-K
Wednesday, 11/15/2023
Current report filing
8-K
Friday, 10/27/2023
Current report filing
8-K
Friday, 10/13/2023
Current report filing
8-K
Friday, 10/6/2023
Current report filing
8-K
Monday, 9/25/2023
Current report filing
8-K
Friday, 9/1/2023
Current report filing
8-K
Friday, 8/18/2023
Current report filing
8-K
Tuesday, 8/15/2023
Current report filing
8-K
Tuesday, 8/1/2023
Current report filing
8-K
Tuesday, 6/13/2023
Current report filing
8-K
Tuesday, 5/16/2023
Current report filing
8-K
Friday, 5/12/2023
Current report filing
8-K
Friday, 5/5/2023
Current report filing
8-K
Wednesday, 5/3/2023
Current report filing
8-K
Thursday, 4/6/2023
Current report filing
8-K
Friday, 3/31/2023
Current report filing
8-K
Tuesday, 3/7/2023
Current report filing
8-K
Monday, 2/6/2023
Current report filing
8-K
Thursday, 12/15/2022
Current report filing
8-K
Tuesday, 11/22/2022
Current report filing
8-K
Wednesday, 11/16/2022
Current report filing
8-K
Thursday, 10/27/2022
Current report filing
8-K
Friday, 9/23/2022
Current report filing
8-K
Monday, 8/29/2022
Current report filing
8-K
Friday, 8/26/2022
Current report filing
8-K
Monday, 8/15/2022
Current report filing
8-K
Monday, 8/1/2022
Current report filing
8-K
Thursday, 6/23/2022
Current report filing
8-K
Friday, 5/27/2022
Current report filing
8-K
Thursday, 5/26/2022
Current report filing
8-K
Monday, 5/16/2022
Current report filing
8-K
Wednesday, 4/27/2022
Current report filing
8-K
Friday, 4/1/2022
Current report filing
8-K
Thursday, 3/24/2022
Current report filing
8-K
Friday, 2/18/2022
Current report filing
8-K
Tuesday, 1/25/2022
Current report filing
8-K
Monday, 12/20/2021
Current report filing
8-K
Wednesday, 11/24/2021
Current report filing
8-K
Monday, 11/15/2021
Current report filing
8-K
Tuesday, 10/26/2021
Current report filing
8-K
Wednesday, 9/22/2021
Current report filing
8-K
Tuesday, 8/24/2021
Current report filing
8-K
Monday, 8/16/2021
Current report filing
8-K
Tuesday, 7/27/2021
Current report filing
8-K
Thursday, 6/17/2021
Current report filing
8-K
Thursday, 5/27/2021
Current report filing
8-K
Friday, 5/21/2021
Current report filing
8-K
Friday, 5/14/2021
Current report filing
8-K
Thursday, 4/29/2021
Current report filing
8-K
Tuesday, 3/30/2021
Current report filing
8-K
Friday, 3/19/2021
Current report filing
8-K
Thursday, 2/18/2021
Current report filing
8-K
Monday, 1/25/2021
Current report filing
8-K
Friday, 12/11/2020
Current report filing
8-K
Wednesday, 11/18/2020
Current report filing
8-K
Friday, 11/13/2020
Current report filing
8-K
Friday, 10/23/2020
Current report filing
8-K
Tuesday, 9/15/2020
Current report filing
8-K/A
Tuesday, 9/15/2020
Current report filing
8-K
Wednesday, 8/26/2020
Current report filing
8-K
Monday, 8/10/2020
Current report filing
8-K
Friday, 7/24/2020
Current report filing
8-K
Monday, 7/6/2020
Current report filing
8-K
Tuesday, 6/23/2020
Current report filing
8-K
Friday, 6/12/2020
Current report filing
8-K
Wednesday, 5/20/2020
Current report filing
8-K
Monday, 5/11/2020
Current report filing
8-K
Wednesday, 5/6/2020
Current report filing
8-K
Wednesday, 4/29/2020
Current report filing
8-K
Thursday, 3/26/2020
Current report filing
8-K
Monday, 3/16/2020
Current report filing
8-K
Thursday, 2/6/2020
Current report filing
8-K
Friday, 1/24/2020
Current report filing
8-K
Friday, 1/24/2020
Current report filing
8-K
Tuesday, 12/17/2019
Current report filing
8-K
Monday, 12/16/2019
Current report filing
8-K
Wednesday, 11/13/2019
Current report filing
8-K
Friday, 11/8/2019
Current report filing
8-K
Tuesday, 10/29/2019
Current report filing
8-K
Tuesday, 10/29/2019
Current report filing
8-K
Friday, 9/20/2019
Current report filing
8-K
Tuesday, 8/20/2019
Current report filing
8-K
Friday, 8/9/2019
Current report filing
8-K
Friday, 8/9/2019
Current report filing
8-K
Monday, 6/17/2019
Current report filing
8-K
Friday, 5/31/2019
Current report filing
8-K
Friday, 5/17/2019
Current report filing
8-K
Friday, 5/10/2019
Current report filing
8-K
Tuesday, 4/30/2019
Current report filing
8-K
Friday, 3/22/2019
Current report filing
8-K
Monday, 3/18/2019
Current report filing
8-K
Tuesday, 1/29/2019
Current report filing
8-K
Thursday, 1/3/2019
Current report filing
8-K
Monday, 12/24/2018
Current report filing
8-K
Tuesday, 12/4/2018
Current report filing
8-K
Tuesday, 11/20/2018
Current report filing
8-K
Thursday, 11/15/2018
Current report filing
8-K
Tuesday, 11/13/2018
Current report filing
Other (66)
40-17G
Friday, 12/8/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
25
Tuesday, 10/17/2023
Notification filed by issuer to voluntarily withdraw a class of securities from listing and registration on a national securities exchange
CORRESP
Friday, 3/17/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Tuesday, 12/6/2022
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
CORRESP
Tuesday, 4/26/2022
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
PX14A6G
Thursday, 1/27/2022
Notice of exempt solicitation
PX14A6G
Thursday, 1/20/2022
Notice of exempt solicitation
40-17G
Thursday, 12/9/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Friday, 12/4/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
CORRESP
Tuesday, 8/11/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Monday, 11/25/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Monday, 12/17/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Thursday, 12/21/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
CORRESP
Wednesday, 11/22/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Wednesday, 12/28/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Monday, 12/14/2015
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
POS AM
Wednesday, 3/11/2015
Post-effective amendment to a registration statement that is not immediately effective upon filing
EFFECT
Wednesday, 3/11/2015
Notice of Effectiveness
CORRESP
Wednesday, 3/11/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 3/11/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS AM
Wednesday, 12/24/2014
Post-effective amendment to a registration statement that is not immediately effective upon filing
CORRESP
Wednesday, 12/24/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Tuesday, 12/23/2014
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
CORRESP
Thursday, 3/20/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 2/19/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Tuesday, 12/17/2013
Notice of Effectiveness
N-2/A
Friday, 12/13/2013
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Friday, 12/13/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 12/13/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Monday, 12/9/2013
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
CORRESP
Wednesday, 12/4/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Friday, 11/15/2013
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2/A
Friday, 10/4/2013
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Friday, 10/4/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 2/5/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2
Wednesday, 1/23/2013
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-17G
Wednesday, 12/12/2012
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497
Monday, 4/23/2012
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Friday, 4/20/2012
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-2/A
Thursday, 4/19/2012
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2MEF
Thursday, 4/19/2012
A new registration statement on Form N-2 filed under Securities Act Rule 462(b) by closed-end investment companies of up to an additional 20% of securities for an offering that was registered on Form N-2
EFFECT
Thursday, 4/19/2012
Notice of Effectiveness
N-2/A
Wednesday, 4/18/2012
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Wednesday, 4/18/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 4/18/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 4/18/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Tuesday, 3/27/2012
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2
Tuesday, 2/21/2012
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-17G
Wednesday, 12/21/2011
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Friday, 5/20/2011
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
8-A12B/A
Friday, 4/1/2011
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
497
Wednesday, 1/26/2011
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Wednesday, 1/26/2011
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Monday, 1/10/2011
Notice of Effectiveness
EFFECT
Monday, 1/10/2011
Notice of Effectiveness
N-14 8C/A
Wednesday, 1/5/2011
Initial registration statement filed on Form N14 by closed-end investment company (business combinations)
CORRESP
Wednesday, 1/5/2011
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-14 8C/A
Thursday, 12/23/2010
Initial registration statement filed on Form N14 by closed-end investment company (business combinations)
N-2/A
Friday, 12/10/2010
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-14 8C/A
Friday, 12/10/2010
Initial registration statement filed on Form N14 by closed-end investment company (business combinations)
N-2/A
Friday, 9/24/2010
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-14 8C/A
Friday, 9/24/2010
Initial registration statement filed on Form N14 by closed-end investment company (business combinations)
8-A12B
Monday, 7/19/2010
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
N-54A
Monday, 7/19/2010
Notification of election by business development companies filed on Form N-54A
N-2
Monday, 7/19/2010
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-14 8C
Monday, 7/19/2010
Initial registration statement filed on Form N14 by closed-end investment company (business combinations)
Ownership (185)
4
Wednesday, 1/3/2024
STAR EQUITY HOLDINGS, INC.: Statement of changes in beneficial ownership of securities
4
Thursday, 12/28/2023
STAR EQUITY HOLDINGS, INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/26/2023
STAR EQUITY HOLDINGS, INC.: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/20/2023
STAR EQUITY HOLDINGS, INC.: Statement of changes in beneficial ownership of securities
SC 13D/A
Wednesday, 12/20/2023
Star Equity Fund, LP: Major Shareholders
4
Thursday, 12/14/2023
STAR EQUITY HOLDINGS, INC.: Statement of changes in beneficial ownership of securities
4
Monday, 12/11/2023
STAR EQUITY HOLDINGS, INC.: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/6/2023
STAR EQUITY HOLDINGS, INC.: Statement of changes in beneficial ownership of securities
SC 13D/A
Monday, 12/4/2023
STAR EQUITY HOLDINGS, INC.: Major Shareholders
4
Friday, 12/1/2023
STAR EQUITY HOLDINGS, INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/28/2023
STAR EQUITY HOLDINGS, INC.: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 11/21/2023
Star Equity Fund, LP: Major Shareholders
4
Tuesday, 11/21/2023
STAR EQUITY HOLDINGS, INC.: Statement of changes in beneficial ownership of securities
4
Friday, 11/17/2023
STAR EQUITY HOLDINGS, INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/14/2023
STAR EQUITY HOLDINGS, INC.: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 11/14/2023
Star Equity Fund, LP: Major Shareholders
SC 13D/A
Thursday, 11/9/2023
Star Equity Fund, LP: Major Shareholders
4
Wednesday, 11/8/2023
STAR EQUITY HOLDINGS, INC.: Statement of changes in beneficial ownership of securities
4
Friday, 11/3/2023
STAR EQUITY HOLDINGS, INC.: Statement of changes in beneficial ownership of securities
SC 13D/A
Thursday, 11/2/2023
Star Equity Fund, LP: Major Shareholders
4
Friday, 10/27/2023
STAR EQUITY HOLDINGS, INC.: Statement of changes in beneficial ownership of securities
4
Monday, 10/23/2023
STAR EQUITY HOLDINGS, INC.: Statement of changes in beneficial ownership of securities
3
Monday, 10/23/2023
STAR EQUITY HOLDINGS, INC.: Initial statement of beneficial ownership of securities
SC 13D/A
Friday, 10/20/2023
Star Equity Fund, LP: Major Shareholders
SC 13D/A
Friday, 6/16/2023
Star Equity Fund, LP: Major Shareholders
SC 13D/A
Thursday, 3/16/2023
Star Equity Fund, LP: Major Shareholders
SC 13D/A
Wednesday, 12/7/2022
Star Equity Fund, LP: Major Shareholders
SC 13D
Friday, 11/25/2022
Star Equity Fund, LP: Major Shareholders
4
Monday, 6/14/2021
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Friday, 6/11/2021
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/9/2021
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/8/2021
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Monday, 12/28/2020
Burglin Greg: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/26/2020
Landis Kevin M: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 2/14/2020
Ralls Rawleigh Hazen IV: Major Shareholders
4/A
Tuesday, 12/17/2019
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/4/2019
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/6/2019
Landis Kevin M: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 2/8/2019
Ralls Rawleigh Hazen IV: Major Shareholders
4
Thursday, 10/25/2018
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Wednesday, 10/24/2018
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/23/2018
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Monday, 10/22/2018
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Friday, 10/19/2018
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Thursday, 10/18/2018
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Wednesday, 10/17/2018
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/16/2018
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Monday, 10/15/2018
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Friday, 10/12/2018
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Thursday, 10/11/2018
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Wednesday, 10/10/2018
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/9/2018
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/9/2018
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Friday, 10/5/2018
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Thursday, 10/4/2018
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Wednesday, 10/3/2018
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/2/2018
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Monday, 10/1/2018
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Friday, 9/28/2018
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Thursday, 9/27/2018
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Friday, 9/21/2018
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Thursday, 9/20/2018
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/19/2018
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/18/2018
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Monday, 9/17/2018
Landis Kevin M: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 6/11/2018
WELLS FARGO & COMPANY/MN: Major Shareholders
SC 13G/A
Monday, 2/12/2018
Ralls Rawleigh Hazen IV: Major Shareholders
SC 13G/A
Monday, 1/29/2018
WELLS FARGO & COMPANY/MN: Major Shareholders
4
Thursday, 11/9/2017
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/8/2017
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/7/2017
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Monday, 11/6/2017
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Friday, 11/3/2017
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Friday, 11/3/2017
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/1/2017
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/31/2017
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Monday, 10/30/2017
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Friday, 10/27/2017
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Thursday, 10/26/2017
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Wednesday, 10/25/2017
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/24/2017
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Monday, 10/23/2017
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Friday, 10/20/2017
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Thursday, 10/19/2017
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Wednesday, 10/18/2017
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Monday, 9/25/2017
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/11/2017
Fitzgerald Mark F: Statement of changes in beneficial ownership of securities
SC 13G/A
Tuesday, 2/14/2017
CREDIT SUISSE AG/: Major Shareholders
SC 13G/A
Tuesday, 2/14/2017
CREDIT SUISSE AG/: Major Shareholders
SC 13G/A
Thursday, 2/9/2017
WELLS FARGO & COMPANY/MN: Major Shareholders
4
Wednesday, 2/8/2017
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Friday, 2/3/2017
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Thursday, 2/2/2017
Landis Kevin M: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/31/2017
Landis Kevin M: Statement of changes in beneficial ownership of securities
SC 13G
Friday, 1/27/2017
WELLS FARGO & COMPANY/MN: Major Shareholders
SC 13D/A
Thursday, 5/19/2016
Bulldog Investors, LLC: Major Shareholders
SC 13D/A
Tuesday, 5/3/2016
Bulldog Investors, LLC: Major Shareholders
SC 13D/A
Monday, 3/28/2016
Bulldog Investors, LLC: Major Shareholders
SC 13G
Tuesday, 2/16/2016
CREDIT SUISSE AG/: Major Shareholders
SC 13G
Friday, 2/12/2016
Ralls Rawleigh Hazen IV: Major Shareholders
Prospectus (9)
SC TO-I/A
Thursday, 2/20/2020
Issuer tender offer statement
SC TO-I/A
Tuesday, 2/18/2020
Issuer tender offer statement
SC TO-I/A
Friday, 1/24/2020
Issuer tender offer statement
SC TO-I
Tuesday, 12/17/2019
Issuer tender offer statement
SC TO-I/A
Thursday, 1/29/2015
Issuer tender offer statement
SC TO-I/A
Friday, 1/23/2015
Issuer tender offer statement
SC TO-I/A
Wednesday, 1/14/2015
Issuer tender offer statement
SC TO-I
Monday, 12/22/2014
Issuer tender offer statement
SC TO-C
Tuesday, 12/2/2014
Written communication relating to an issuer or third party tender offer
Proxies (50)
DEFA14A
Tuesday, 5/30/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Wednesday, 5/17/2023
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Monday, 5/15/2023
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Tuesday, 5/9/2023
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Thursday, 5/4/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFC14A
Thursday, 4/27/2023
Definitive proxy statement in connection with contested solicitations
DEF 14A
Wednesday, 4/26/2023
Definitive proxy statements
PREC14A
Tuesday, 4/4/2023
Preliminary proxy statement in connection with contested solicitations
PREC14A
Tuesday, 3/28/2023
Preliminary proxy statement in connection with contested solicitations
DFAN14A
Wednesday, 12/7/2022
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Wednesday, 4/27/2022
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFC14A
Tuesday, 4/26/2022
Definitive proxy statement in connection with contested solicitations
PREC14A
Wednesday, 3/30/2022
Preliminary proxy statement in connection with contested solicitations
PRE 14A
Tuesday, 3/29/2022
Preliminary proxy statement not related to a contested matter or merger/acquisition
PREC14A
Monday, 3/28/2022
Preliminary proxy statement in connection with contested solicitations
DFAN14A
Tuesday, 3/15/2022
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Friday, 3/11/2022
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEF 14A
Wednesday, 4/28/2021
Definitive proxy statements
DEFA14A
Wednesday, 6/24/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 5/6/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 4/27/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Thursday, 4/23/2020
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Friday, 4/17/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 3/20/2020
Definitive proxy statements
DEF 14A
Friday, 3/22/2019
Definitive proxy statements
DEF 14A
Thursday, 3/22/2018
Definitive proxy statements
DEFA14A
Tuesday, 8/29/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 8/29/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 7/7/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 6/23/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 6/9/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 5/23/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 5/23/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 5/22/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 5/22/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 5/2/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 3/29/2017
Definitive proxy statements
DEF 14A
Tuesday, 3/29/2016
Definitive proxy statements
PRE 14A
Tuesday, 3/24/2015
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Tuesday, 3/24/2015
Definitive proxy statements
DEFA14A
Friday, 5/2/2014
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFC14A
Thursday, 3/27/2014
Definitive proxy statement in connection with contested solicitations
DEFA14A
Friday, 3/21/2014
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Thursday, 3/20/2014
Definitive proxy statements
PRE 14A
Friday, 2/14/2014
Preliminary proxy statement not related to a contested matter or merger/acquisition
PREC14A
Friday, 1/17/2014
Preliminary proxy statement in connection with contested solicitations
DEFA14A
Wednesday, 4/24/2013
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Monday, 3/18/2013
Definitive proxy statements
DEF 14A
Wednesday, 3/21/2012
Definitive proxy statements
DEFA14A
Wednesday, 1/26/2011
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.