Full Value Offshore Fund, Ltd.
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- ALLIANCE NEW YORK MUNICIPAL INCOME FUND (1)
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- LMP REAL ESTATE INCOME FUND INC. (1)
- Virtus Total Return Fund (1)
- GOLDSTEIN PHILLIP (1)
- Nuveen Global Equity Income Fund (1)
- FIRST TRUST DIVIDEND & INCOME FUND (1)
- OPPORTUNITY PARTNERS LP (1)
- STEADY GAIN PARTNERS LP (1)
- KOREA EQUITY FUND INC (1)
- Calapasas West Partners LP (1)
- Full Value Special Situations Fund LP (1)
- FULL VALUE PARTNERS LP (1)
- MCM Opportunity Partners LP (1)
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Other (4)
D/A
Tuesday, 8/9/2016
Exempt (Private) Offering
D/A
Tuesday, 8/11/2015
Exempt (Private) Offering
D/A
Tuesday, 8/12/2014
Exempt (Private) Offering
D
Monday, 8/19/2013
Exempt (Private) Offering
Ownership (148)
4
Friday, 9/1/2017
JPMORGAN CHINA REGION FUND, INC.: Statement of changes in beneficial ownership of securities
4
Thursday, 6/22/2017
KOREA EQUITY FUND INC: Statement of changes in beneficial ownership of securities
4
Monday, 6/19/2017
KOREA EQUITY FUND INC: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/14/2017
KOREA EQUITY FUND INC: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/13/2017
JPMORGAN CHINA REGION FUND, INC.: Statement of changes in beneficial ownership of securities
4
Friday, 6/9/2017
KOREA EQUITY FUND INC: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/7/2017
KOREA EQUITY FUND INC: Statement of changes in beneficial ownership of securities
4
Monday, 6/5/2017
JPMORGAN CHINA REGION FUND, INC.: Statement of changes in beneficial ownership of securities
3
Wednesday, 5/31/2017
JPMORGAN CHINA REGION FUND, INC.: Initial statement of beneficial ownership of securities
4
Friday, 5/5/2017
KOREA EQUITY FUND INC: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/2/2017
KOREA EQUITY FUND INC: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/26/2017
KOREA EQUITY FUND INC: Statement of changes in beneficial ownership of securities
4
Thursday, 4/20/2017
KOREA EQUITY FUND INC: Statement of changes in beneficial ownership of securities
4
Friday, 4/14/2017
KOREA EQUITY FUND INC: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/12/2017
KOREA EQUITY FUND INC: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/4/2017
KOREA EQUITY FUND INC: Statement of changes in beneficial ownership of securities
3
Thursday, 3/30/2017
KOREA EQUITY FUND INC: Initial statement of beneficial ownership of securities
4
Friday, 10/21/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Friday, 10/7/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/4/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Friday, 9/30/2016
Nuveen Global Equity Income Fund: Statement of changes in beneficial ownership of securities
4
Thursday, 9/29/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Monday, 9/26/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Friday, 9/23/2016
Nuveen Global Equity Income Fund: Statement of changes in beneficial ownership of securities
4
Thursday, 9/22/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/21/2016
Nuveen Global Equity Income Fund: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/20/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Monday, 9/19/2016
Nuveen Global Equity Income Fund: Statement of changes in beneficial ownership of securities
4
Thursday, 9/15/2016
Virtus Total Return Fund: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/14/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
3
Wednesday, 9/14/2016
Nuveen Global Equity Income Fund: Initial statement of beneficial ownership of securities
4
Monday, 9/12/2016
Virtus Total Return Fund: Statement of changes in beneficial ownership of securities
4
Thursday, 9/8/2016
Virtus Total Return Fund: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/7/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/31/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/24/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Monday, 8/22/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/17/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/16/2016
Virtus Total Return Fund: Statement of changes in beneficial ownership of securities
4
Monday, 8/15/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Friday, 8/12/2016
Virtus Total Return Fund: Statement of changes in beneficial ownership of securities
4
Thursday, 8/11/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/10/2016
Virtus Total Return Fund: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/9/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Monday, 8/8/2016
Virtus Total Return Fund: Statement of changes in beneficial ownership of securities
4
Friday, 8/5/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/3/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/3/2016
Virtus Total Return Fund: Statement of changes in beneficial ownership of securities
4
Friday, 7/29/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/26/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Friday, 7/22/2016
Virtus Total Return Fund: Statement of changes in beneficial ownership of securities
4
Friday, 7/22/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/20/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/19/2016
Virtus Total Return Fund: Statement of changes in beneficial ownership of securities
4
Monday, 7/18/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Friday, 7/15/2016
Virtus Total Return Fund: Statement of changes in beneficial ownership of securities
4
Thursday, 7/14/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/13/2016
Virtus Total Return Fund: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/12/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/5/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Monday, 6/27/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Thursday, 6/23/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/14/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Friday, 6/10/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/7/2016
LMP REAL ESTATE INCOME FUND INC.: Statement of changes in beneficial ownership of securities
4
Friday, 6/3/2016
LMP REAL ESTATE INCOME FUND INC.: Statement of changes in beneficial ownership of securities
4
Friday, 5/27/2016
Virtus Total Return Fund: Statement of changes in beneficial ownership of securities
3
Monday, 5/23/2016
Virtus Total Return Fund: Initial statement of beneficial ownership of securities
4
Wednesday, 5/18/2016
LMP REAL ESTATE INCOME FUND INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/10/2016
LMP REAL ESTATE INCOME FUND INC.: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/27/2016
LMP REAL ESTATE INCOME FUND INC.: Statement of changes in beneficial ownership of securities
4
Monday, 4/25/2016
LMP REAL ESTATE INCOME FUND INC.: Statement of changes in beneficial ownership of securities
4
Friday, 4/22/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Thursday, 4/21/2016
LMP REAL ESTATE INCOME FUND INC.: Statement of changes in beneficial ownership of securities
4
Monday, 4/18/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Thursday, 4/7/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Monday, 4/4/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Thursday, 3/31/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/30/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/15/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Friday, 3/11/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/9/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/8/2016
LMP REAL ESTATE INCOME FUND INC.: Statement of changes in beneficial ownership of securities
4
Monday, 3/7/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Thursday, 3/3/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/1/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Monday, 2/29/2016
LMP REAL ESTATE INCOME FUND INC.: Statement of changes in beneficial ownership of securities
4
Thursday, 2/25/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/23/2016
LMP REAL ESTATE INCOME FUND INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/23/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/17/2016
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
3
Friday, 2/12/2016
FIRST TRUST DIVIDEND & INCOME FUND: Initial statement of beneficial ownership of securities
4
Wednesday, 2/10/2016
LMP REAL ESTATE INCOME FUND INC.: Statement of changes in beneficial ownership of securities
4
Monday, 2/8/2016
LMP REAL ESTATE INCOME FUND INC.: Statement of changes in beneficial ownership of securities
4
Thursday, 2/4/2016
LMP REAL ESTATE INCOME FUND INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/2/2016
LMP REAL ESTATE INCOME FUND INC.: Statement of changes in beneficial ownership of securities
4
Thursday, 1/28/2016
LMP REAL ESTATE INCOME FUND INC.: Statement of changes in beneficial ownership of securities
4
Friday, 1/15/2016
LMP REAL ESTATE INCOME FUND INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/12/2016
LMP REAL ESTATE INCOME FUND INC.: Statement of changes in beneficial ownership of securities
4
Friday, 1/8/2016
LMP REAL ESTATE INCOME FUND INC.: Statement of changes in beneficial ownership of securities