PACHOLDER HIGH YIELD FUND INC

Related Filers (82)

Other (274)

N-PX
Thursday, 8/23/2018
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-8F ORDR
Friday, 1/5/2018
None
N-8F
Tuesday, 11/14/2017
Application for deregistration made on Form N-8F
N-CSRS
Friday, 9/1/2017
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Wednesday, 8/30/2017
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-A
Monday, 8/28/2017
Semi-annual report for management companies filed on Form N-SAR
25-NSE
Wednesday, 7/12/2017
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
40-17F2
Tuesday, 6/27/2017
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
N-30B-2
Friday, 5/26/2017
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q
Friday, 5/26/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Friday, 3/3/2017
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
40-17G
Wednesday, 3/1/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NSAR-B
Wednesday, 3/1/2017
Annual report for management companies filed on Form N-SAR
CORRESP
Monday, 2/27/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17F2
Wednesday, 1/25/2017
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Tuesday, 1/24/2017
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
N-30B-2
Thursday, 12/1/2016
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q
Monday, 11/28/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-23C-2
Friday, 11/18/2016
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
N-CSRS
Thursday, 9/1/2016
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Friday, 8/26/2016
Semi-annual report for management companies filed on Form N-SAR
N-PX
Thursday, 8/25/2016
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17F2
Thursday, 6/9/2016
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
N-30B-2
Friday, 5/27/2016
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q
Thursday, 5/26/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Thursday, 3/10/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSR
Friday, 3/4/2016
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Friday, 2/26/2016
Annual report for management companies filed on Form N-SAR
40-17F2
Friday, 12/11/2015
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Tuesday, 12/1/2015
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
N-30B-2
Wednesday, 11/25/2015
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q
Wednesday, 11/25/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Thursday, 9/3/2015
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 8/27/2015
Semi-annual report for management companies filed on Form N-SAR
N-PX
Thursday, 8/27/2015
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17F2
Tuesday, 7/21/2015
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
N-30B-2
Thursday, 5/28/2015
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q
Thursday, 5/28/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17F2
Tuesday, 5/12/2015
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17G
Friday, 3/13/2015
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSR
Tuesday, 3/3/2015
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Friday, 2/27/2015
Annual report for management companies filed on Form N-SAR
40-17F2
Thursday, 1/8/2015
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
N-Q
Tuesday, 11/25/2014
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-30B-2
Tuesday, 11/25/2014
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-CSRS
Thursday, 9/4/2014
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
40-17F2/A
Friday, 8/29/2014
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
NSAR-A
Friday, 8/29/2014
Semi-annual report for management companies filed on Form N-SAR
N-PX
Tuesday, 8/26/2014
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17F2
Friday, 5/30/2014
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
N-Q
Thursday, 5/29/2014
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-30B-2
Thursday, 5/29/2014
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
40-17F2
Wednesday, 5/21/2014
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17G
Friday, 4/4/2014
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSR
Friday, 3/7/2014
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Friday, 2/28/2014
Annual report for management companies filed on Form N-SAR
N-30B-2
Friday, 11/29/2013
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q
Tuesday, 11/26/2013
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17F2
Tuesday, 10/15/2013
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
NSAR-B/A
Tuesday, 10/15/2013
Annual report for management companies filed on Form N-SAR
NSAR-A/A
Tuesday, 10/15/2013
Semi-annual report for management companies filed on Form N-SAR
NSAR-B/A
Friday, 10/11/2013
Annual report for management companies filed on Form N-SAR
NSAR-A/A
Friday, 10/11/2013
Semi-annual report for management companies filed on Form N-SAR
N-CSRS
Friday, 8/30/2013
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 8/29/2013
Semi-annual report for management companies filed on Form N-SAR
N-PX
Thursday, 8/29/2013
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17F2
Wednesday, 8/21/2013
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Tuesday, 8/20/2013
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
N-Q
Thursday, 5/30/2013
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-30B-2
Thursday, 5/30/2013
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
40-17G
Friday, 3/29/2013
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSR
Wednesday, 3/6/2013
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Friday, 3/1/2013
Annual report for management companies filed on Form N-SAR
NO ACT
Friday, 1/18/2013
None
N-Q
Thursday, 11/29/2012
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-30B-2
Thursday, 11/29/2012
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-CSRS
Friday, 9/7/2012
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Wednesday, 8/29/2012
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-A
Wednesday, 8/29/2012
Semi-annual report for management companies filed on Form N-SAR
N-30B-2
Thursday, 5/31/2012
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q
Wednesday, 5/30/2012
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Monday, 4/16/2012
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17F2
Monday, 3/19/2012
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Monday, 3/19/2012
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
N-CSR
Monday, 3/12/2012
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Wednesday, 2/29/2012
Annual report for management companies filed on Form N-SAR
40-17G
Thursday, 2/2/2012
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Tuesday, 11/29/2011
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-30B-2
Tuesday, 11/29/2011
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-CSRS
Friday, 9/2/2011
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Tuesday, 8/30/2011
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-A
Monday, 8/29/2011
Semi-annual report for management companies filed on Form N-SAR
N-30B-2
Friday, 5/27/2011
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q
Friday, 5/27/2011
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Friday, 5/20/2011
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17F2
Wednesday, 5/4/2011
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
N-CSR
Thursday, 3/10/2011
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Tuesday, 3/1/2011
Annual report for management companies filed on Form N-SAR
40-17F2
Thursday, 1/20/2011
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Thursday, 1/20/2011
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
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Ownership (208)

4
Tuesday, 7/11/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Thursday, 6/29/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/27/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Friday, 6/23/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
SC 13D/A
Thursday, 6/22/2017
Bulldog Investors, LLC: Major Shareholders
4
Wednesday, 6/21/2017
GOLDSTEIN PHILLIP: Statement of changes in beneficial ownership of securities
4
Thursday, 6/15/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Monday, 6/12/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Thursday, 6/8/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Friday, 6/2/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/30/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Thursday, 5/25/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/23/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Friday, 5/19/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/17/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Thursday, 5/11/2017
Dakos Andrew: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/9/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Friday, 5/5/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/2/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Friday, 4/21/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/19/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Monday, 4/17/2017
GOLDSTEIN PHILLIP: Statement of changes in beneficial ownership of securities
4
Thursday, 4/13/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Friday, 3/24/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/22/2017
GOLDSTEIN PHILLIP: Statement of changes in beneficial ownership of securities
4
Friday, 3/10/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/8/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/22/2017
GOLDSTEIN PHILLIP: Statement of changes in beneficial ownership of securities
4
Thursday, 2/9/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Monday, 2/6/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Thursday, 2/2/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/31/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Friday, 1/27/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
SC 13G/A
Thursday, 1/26/2017
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13D/A
Tuesday, 1/24/2017
Bulldog Investors, LLC: Major Shareholders
4
Friday, 12/16/2016
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/14/2016
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Friday, 12/9/2016
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/7/2016
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Monday, 12/5/2016
Dakos Andrew: Statement of changes in beneficial ownership of securities
4
Thursday, 12/1/2016
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/29/2016
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Friday, 11/25/2016
Samuels Steven: Statement of changes in beneficial ownership of securities
SC 13D/A
Friday, 11/25/2016
Bulldog Investors, LLC: Major Shareholders
4
Tuesday, 11/22/2016
GOLDSTEIN PHILLIP: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/15/2016
Samuels Steven: Statement of changes in beneficial ownership of securities
3
Tuesday, 11/15/2016
Dakos Andrew: Initial statement of beneficial ownership of securities
4
Tuesday, 11/1/2016
Dakos Andrew: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 11/1/2016
Bulldog Investors, LLC: Major Shareholders
4
Monday, 9/12/2016
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/7/2016
GOLDSTEIN PHILLIP: Statement of changes in beneficial ownership of securities
4
Friday, 9/2/2016
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/31/2016
Bulldog Investors, LLC: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/9/2016
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Friday, 8/5/2016
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Thursday, 7/28/2016
Samuels Steven: Statement of changes in beneficial ownership of securities
SC 13D/A
Wednesday, 7/27/2016
Bulldog Investors, LLC: Major Shareholders
4
Tuesday, 7/26/2016
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Friday, 7/22/2016
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/20/2016
Samuels Steven: Statement of changes in beneficial ownership of securities
3
Thursday, 7/14/2016
SHLISSEL BRIAN S: Initial statement of beneficial ownership of securities
4
Wednesday, 7/13/2016
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Monday, 7/11/2016
Samuels Steven: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 7/8/2016
Karpus Management, Inc.: Major Shareholders
4
Wednesday, 7/6/2016
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Friday, 7/1/2016
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/28/2016
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Friday, 6/24/2016
Bulldog Investors, LLC: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/22/2016
Samuels Steven: Statement of changes in beneficial ownership of securities
3
Thursday, 6/9/2016
Dakos Andrew: Initial statement of beneficial ownership of securities
4
Thursday, 6/9/2016
GOLDSTEIN PHILLIP: Statement of changes in beneficial ownership of securities
SC 13D
Wednesday, 6/8/2016
Bulldog Investors, LLC: Major Shareholders
SC 13G
Tuesday, 6/7/2016
Bulldog Investors, LLC: Major Shareholders
SC 13D/A
Thursday, 5/5/2016
RIVERNORTH CAPITAL MANAGEMENT, LLC: Major Shareholders
4
Thursday, 5/5/2016
RIVERNORTH CAPITAL PARTNERS, L.P.: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 4/25/2016
MORGAN STANLEY: Major Shareholders
4
Friday, 4/15/2016
MORGAN STANLEY: Statement of changes in beneficial ownership of securities
SC 13G
Friday, 2/12/2016
Karpus Management, Inc.: Major Shareholders
5
Thursday, 2/11/2016
MORTON WILLIAM G JR: Annual statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 1/22/2016
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G/A
Tuesday, 3/10/2015
CITIGROUP INC: Major Shareholders
3
Friday, 2/20/2015
RiverNorth Institutional Partners, L.P.: Initial statement of beneficial ownership of securities
SC 13D
Friday, 2/20/2015
RIVERNORTH CAPITAL MANAGEMENT, LLC: Major Shareholders
5
Friday, 2/13/2015
Dowd Joy C: Annual statement of changes in beneficial ownership of securities
4
Thursday, 2/12/2015
CITIGROUP INC: Statement of changes in beneficial ownership of securities
SC 13G/A
Thursday, 2/5/2015
FIRST TRUST PORTFOLIOS LP: Major Shareholders
4
Friday, 5/30/2014
SHANAHAN JAMES P JR: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/13/2014
GIBSON JAMES E: Statement of changes in beneficial ownership of securities
SC 13G/A
Thursday, 4/10/2014
FIRST TRUST PORTFOLIOS LP: Major Shareholders
3
Thursday, 3/20/2014
Del Prato Laura M: Initial statement of beneficial ownership of securities
3
Thursday, 2/20/2014
Paino Lauren A: Initial statement of beneficial ownership of securities
5
Thursday, 2/13/2014
Reedy Jeffrey: Annual statement of changes in beneficial ownership of securities
4
Thursday, 1/30/2014
SHANAHAN JAMES P JR: Statement of changes in beneficial ownership of securities
4
Thursday, 1/30/2014
MORGAN WILLIAM J: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 1/17/2014
MORGAN STANLEY: Major Shareholders
SC 13G
Thursday, 1/16/2014
FIRST TRUST PORTFOLIOS LP: Major Shareholders
3
Tuesday, 9/10/2013
Robert Young L: Initial statement of beneficial ownership of securities
4
Thursday, 7/11/2013
MORGAN STANLEY: Statement of changes in beneficial ownership of securities
5
Wednesday, 2/13/2013
SHANAHAN JAMES P JR: Annual statement of changes in beneficial ownership of securities
5
Monday, 2/11/2013
ARMSTRONG WILLIAM J: Annual statement of changes in beneficial ownership of securities
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Proxies (31)

DEF 14A
Tuesday, 2/28/2017
Definitive proxy statements
PRE 14A
Thursday, 2/16/2017
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Monday, 2/29/2016
Definitive proxy statements
DEF 14A
Friday, 2/27/2015
Definitive proxy statements
DEF 14A
Monday, 3/3/2014
Definitive proxy statements
DEF 14A
Friday, 3/1/2013
Definitive proxy statements
DEF 14A
Wednesday, 2/29/2012
Definitive proxy statements
DEF 14A
Tuesday, 3/1/2011
Definitive proxy statements
DEF 14A
Monday, 3/1/2010
Definitive proxy statements
DEFA14A
Friday, 3/20/2009
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 3/3/2009
Definitive proxy statements
PRE 14A
Friday, 2/13/2009
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Friday, 2/29/2008
Definitive proxy statements
PRE 14A
Thursday, 2/14/2008
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Thursday, 3/1/2007
Definitive proxy statements
DEF 14A
Tuesday, 2/28/2006
Definitive proxy statements
DEF 14A
Monday, 11/14/2005
Definitive proxy statements
DEFA14A
Thursday, 2/10/2005
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 1/28/2005
Definitive proxy statements
PRE 14A
Tuesday, 12/28/2004
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Thursday, 10/23/2003
Definitive proxy statements
DEF 14A
Friday, 11/15/2002
Definitive proxy statements
PRE 14A
Friday, 11/1/2002
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Wednesday, 8/29/2001
Definitive proxy statements
DEF 14A
Monday, 4/17/2000
Definitive proxy statements
DEF 14A
Friday, 10/15/1999
Definitive proxy statements
DEF 14A
Tuesday, 6/2/1998
Definitive proxy statements
PRE 14A
Wednesday, 5/20/1998
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Wednesday, 4/9/1997
Definitive proxy statements
PRE 14A
Wednesday, 3/26/1997
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Wednesday, 1/3/1996
Definitive proxy statements
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