HIGHLAND OPPORTUNITIES & INCOME FUND

Related Filers (27)

Other (110)

40-17G
Wednesday, 1/17/2024
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NPORT-P
Wednesday, 11/29/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CSRS
Friday, 9/8/2023
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Tuesday, 8/29/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-PX
Thursday, 8/17/2023
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P/A
Tuesday, 8/15/2023
None
NPORT-P/A
Tuesday, 8/15/2023
None
NPORT-P/A
Tuesday, 8/15/2023
None
NPORT-P
Tuesday, 5/30/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
CORRESP
Thursday, 5/4/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-CEN
Wednesday, 3/15/2023
Annual Report for Registered Investment Companies
N-CSR
Friday, 3/10/2023
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Wednesday, 3/1/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Thursday, 1/12/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NPORT-P
Tuesday, 11/29/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CSRS
Thursday, 9/8/2022
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Monday, 8/29/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-PX
Friday, 8/19/2022
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P
Tuesday, 5/31/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CSR/A
Tuesday, 4/5/2022
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-CEN
Wednesday, 3/16/2022
Annual Report for Registered Investment Companies
N-CSR
Friday, 3/11/2022
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Tuesday, 3/1/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Friday, 1/28/2022
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NPORT-P
Monday, 11/29/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
497
Monday, 11/22/2021
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
CORRESP
Wednesday, 11/3/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-CSRS
Thursday, 9/9/2021
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Monday, 8/30/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
PX14A6G
Thursday, 8/26/2021
Notice of exempt solicitation
N-PX
Wednesday, 8/11/2021
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P
Tuesday, 6/1/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
497
Monday, 4/19/2021
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-CEN/A
Wednesday, 3/17/2021
Annual Report for Registered Investment Companies
N-CEN
Tuesday, 3/16/2021
Annual Report for Registered Investment Companies
N-CSR
Thursday, 3/11/2021
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Monday, 3/1/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Friday, 1/29/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NPORT-P
Monday, 11/30/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P/A
Tuesday, 10/13/2020
None
NPORT-P/A
Tuesday, 10/13/2020
None
N-CEN/A
Tuesday, 10/13/2020
Annual Report for Registered Investment Companies
N-CSR/A
Friday, 10/9/2020
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-CSRS
Thursday, 9/10/2020
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Monday, 8/31/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-PX
Thursday, 8/27/2020
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P
Monday, 6/1/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
NT N-CEN
Wednesday, 4/15/2020
None
N-CSR
Friday, 4/10/2020
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NTFNCEN
Tuesday, 3/17/2020
None
NTFNCSR
Thursday, 3/12/2020
None
NPORT-P
Friday, 2/28/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Monday, 12/23/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NPORT-P
Friday, 11/29/2019
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CSRS
Monday, 9/9/2019
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Thursday, 8/22/2019
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
CERT
Thursday, 8/1/2019
Certification by an exchange approving securities for listing
POS EX
Wednesday, 7/31/2019
Post-effective amendment filed solely to add exhibits to a registration statement
8-A12B
Wednesday, 7/31/2019
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
497
Tuesday, 7/30/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Monday, 7/29/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Monday, 7/29/2019
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
NT N-CEN
Tuesday, 7/23/2019
None
497
Monday, 7/1/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Monday, 7/1/2019
Notice of Effectiveness
CORRESP
Monday, 7/1/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Wednesday, 6/26/2019
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2/A
Tuesday, 6/11/2019
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-CSR
Friday, 6/7/2019
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-EX
Thursday, 5/30/2019
Portfolio Holdings Exhibit to Form N-PORT
CORRESP
Wednesday, 5/8/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-CSRS
Friday, 3/8/2019
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-CEN/A
Monday, 2/25/2019
Annual Report for Registered Investment Companies
N-2/A
Friday, 2/1/2019
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-Q
Wednesday, 11/28/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-2
Monday, 10/29/2018
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-17G
Monday, 10/22/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NT N-CEN
Friday, 9/28/2018
None
N-CSR
Monday, 9/24/2018
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Thursday, 8/23/2018
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17G/A
Wednesday, 7/25/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Friday, 5/25/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G/A
Friday, 5/25/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Thursday, 3/8/2018
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 3/1/2018
Semi-annual report for management companies filed on Form N-SAR
24F-2NT
Friday, 2/23/2018
Rule 24F-2 notice filed on Form 24F-2
40-17G/A
Tuesday, 2/6/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Tuesday, 11/28/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
485BPOS
Wednesday, 11/15/2017
Post-effective amendment filed pursuant to Securities Act Rule 485(b) (this filing cannot be submitted as a 1940 Act only filing)
8-A12B
Friday, 11/3/2017
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
CERTNYS
Friday, 11/3/2017
None
497J
Wednesday, 11/1/2017
Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497
497
Tuesday, 10/31/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497K
Monday, 10/30/2017
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
485BPOS
Friday, 10/27/2017
Post-effective amendment filed pursuant to Securities Act Rule 485(b) (this filing cannot be submitted as a 1940 Act only filing)
40-17G
Tuesday, 10/24/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497
Friday, 10/13/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Thursday, 10/12/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
CORRESP
Thursday, 10/5/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
497
Monday, 9/25/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
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Ownership (39)

SC 13G/A
Friday, 2/9/2024
MORGAN STANLEY: Major Shareholders
SC 13G/A
Thursday, 2/9/2023
MORGAN STANLEY: Major Shareholders
4
Tuesday, 12/6/2022
Froehlich Robert J: Statement of changes in beneficial ownership of securities
4
Friday, 7/1/2022
WATERHOUSE FRANK GEORGE: Statement of changes in beneficial ownership of securities
4
Thursday, 6/30/2022
NORRIS DUSTIN DAVID: Statement of changes in beneficial ownership of securities
4
Thursday, 6/30/2022
Vitiello Stephanie: Statement of changes in beneficial ownership of securities
3
Monday, 5/2/2022
McWhorter Dorri: Initial statement of beneficial ownership of securities
SC 13G/A
Thursday, 2/10/2022
MORGAN STANLEY: Major Shareholders
3
Tuesday, 1/18/2022
Corrie Pamela B: Initial statement of beneficial ownership of securities
3
Tuesday, 11/23/2021
Vitiello Stephanie: Initial statement of beneficial ownership of securities
4
Tuesday, 11/16/2021
POST ROBERT JASON: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 9/28/2021
GOLDSTEIN PHILLIP: Major Shareholders
SC 13D/A
Wednesday, 8/11/2021
GOLDSTEIN PHILLIP: Major Shareholders
SC 13D
Tuesday, 8/10/2021
GOLDSTEIN PHILLIP: Major Shareholders
4
Thursday, 7/29/2021
WATERHOUSE FRANK GEORGE: Statement of changes in beneficial ownership of securities
4
Thursday, 6/17/2021
WATERHOUSE FRANK GEORGE: Statement of changes in beneficial ownership of securities
4
Thursday, 6/17/2021
NORRIS DUSTIN DAVID: Statement of changes in beneficial ownership of securities
4
Thursday, 6/17/2021
POST ROBERT JASON: Statement of changes in beneficial ownership of securities
3
Friday, 2/26/2021
Mitts Brian: Initial statement of beneficial ownership of securities
SC 13G/A
Thursday, 2/11/2021
MORGAN STANLEY: Major Shareholders
4
Friday, 10/16/2020
Froehlich Robert J: Statement of changes in beneficial ownership of securities
SC 13G/A
Thursday, 2/13/2020
MORGAN STANLEY: Major Shareholders
SC 13G/A
Monday, 1/14/2019
MORGAN STANLEY: Major Shareholders
4
Thursday, 3/22/2018
NORRIS DUSTIN DAVID: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/28/2018
ROSS JAMES BRADLEY: Statement of changes in beneficial ownership of securities
3
Thursday, 2/15/2018
NORRIS DUSTIN DAVID: Initial statement of beneficial ownership of securities
SC 13G/A
Monday, 2/12/2018
MORGAN STANLEY: Major Shareholders
4
Wednesday, 12/20/2017
ROSS JAMES BRADLEY: Statement of changes in beneficial ownership of securities
SC 13G
Monday, 12/11/2017
MORGAN STANLEY: Major Shareholders
3
Tuesday, 11/21/2017
WARD BRYAN A: Initial statement of beneficial ownership of securities
3
Monday, 11/20/2017
WATERHOUSE FRANK GEORGE: Initial statement of beneficial ownership of securities
3
Monday, 11/20/2017
PARKER LEE BLACKWELL III: Initial statement of beneficial ownership of securities
3
Thursday, 11/16/2017
ROSS JAMES BRADLEY: Initial statement of beneficial ownership of securities
3
Wednesday, 11/15/2017
Powell Ethan: Initial statement of beneficial ownership of securities
3
Tuesday, 11/14/2017
Froehlich Robert J: Initial statement of beneficial ownership of securities
3
Tuesday, 11/14/2017
POST ROBERT JASON: Initial statement of beneficial ownership of securities
3
Tuesday, 11/14/2017
HUI TIMOTHY K: Initial statement of beneficial ownership of securities
3
Tuesday, 11/14/2017
Honis John: Initial statement of beneficial ownership of securities
3
Tuesday, 11/14/2017
STOOPS CLIFFORD: Initial statement of beneficial ownership of securities
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Proxies (37)

DEF 14A
Tuesday, 5/2/2023
Definitive proxy statements
DEF 14A
Monday, 3/28/2022
Definitive proxy statements
DEFA14A
Wednesday, 10/13/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 10/13/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 9/30/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 9/24/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 9/24/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 9/23/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 9/3/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 9/2/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 8/24/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 8/20/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 8/20/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 8/20/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 8/20/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 8/18/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 8/17/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 8/17/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 8/16/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 8/13/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 7/14/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 7/13/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 7/9/2021
Definitive proxy statements
DEFA14A
Friday, 7/9/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFR14A
Thursday, 7/1/2021
Definitive revised proxy soliciting materials
DEFA14A
Wednesday, 6/16/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 6/14/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PRE 14A
Monday, 6/14/2021
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Monday, 6/14/2021
Definitive proxy statements
DEF 14A
Wednesday, 4/22/2020
Definitive proxy statements
DEFA14A
Monday, 5/13/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 5/8/2019
Definitive proxy statements
PRE 14A
Tuesday, 4/23/2019
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Friday, 5/25/2018
Definitive proxy statements
DEFR14A
Thursday, 10/12/2017
Definitive revised proxy soliciting materials
DEF 14A
Wednesday, 10/11/2017
Definitive proxy statements
PRE 14A
Monday, 9/25/2017
Preliminary proxy statement not related to a contested matter or merger/acquisition
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