JPMORGAN CHINA REGION FUND, INC.

Related Filers (52)

News (43)

8-K
Wednesday, 7/26/2017
Current report filing
8-K
Monday, 6/26/2017
Current report filing
8-K
Wednesday, 5/24/2017
Current report filing
8-K
Wednesday, 5/17/2017
Current report filing
8-K
Friday, 4/21/2017
Current report filing
8-K
Thursday, 3/16/2017
Current report filing
8-K
Tuesday, 2/21/2017
Current report filing
8-K
Thursday, 1/19/2017
Current report filing
8-K
Friday, 12/30/2016
Current report filing
8-K
Wednesday, 12/14/2016
Current report filing
8-K
Tuesday, 11/22/2016
Current report filing
8-K
Thursday, 10/20/2016
Current report filing
8-K
Thursday, 9/29/2016
Current report filing
8-K
Thursday, 9/22/2016
Current report filing
8-K
Friday, 8/19/2016
Current report filing
8-K
Thursday, 7/28/2016
Current report filing
8-K
Monday, 7/25/2016
Current report filing
8-K
Wednesday, 6/15/2016
Current report filing
8-K
Tuesday, 5/17/2016
Current report filing
8-K
Thursday, 4/21/2016
Current report filing
8-K
Tuesday, 3/22/2016
Current report filing
8-K
Tuesday, 2/23/2016
Current report filing
8-K
Tuesday, 2/2/2016
Current report filing
8-K
Monday, 12/21/2015
Current report filing
8-K
Friday, 11/20/2015
Current report filing
8-K
Monday, 10/19/2015
Current report filing
8-K
Wednesday, 9/23/2015
Current report filing
8-K
Friday, 8/21/2015
Current report filing
8-K
Monday, 7/20/2015
Current report filing
8-K
Friday, 6/19/2015
Current report filing
8-K
Monday, 6/1/2015
Current report filing
8-K
Wednesday, 4/22/2015
Current report filing
8-K
Tuesday, 9/9/2014
Current report filing
8-K
Monday, 12/9/2013
Current report filing
8-K
Wednesday, 5/1/2013
Current report filing
8-K
Thursday, 8/10/2006
Current report filing
8-K
Thursday, 5/26/2005
Current report filing
8-K
Thursday, 5/8/2003
Current report filing
8-K
Wednesday, 2/12/2003
Current report filing
8-K
Monday, 7/15/2002
Current report filing
8-K
Monday, 2/4/2002
Current report filing
8-K/A
Wednesday, 4/11/2001
Current report filing
8-K
Tuesday, 4/10/2001
Current report filing
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Other (174)

NSAR-A
Tuesday, 11/21/2017
Semi-annual report for management companies filed on Form N-SAR
N-8F ORDR
Tuesday, 9/26/2017
None
N-CSRS
Friday, 9/1/2017
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-8F NTC
Thursday, 8/31/2017
None
NSAR-A/A
Tuesday, 8/29/2017
Semi-annual report for management companies filed on Form N-SAR
NSAR-A
Monday, 8/28/2017
Semi-annual report for management companies filed on Form N-SAR
N-8F
Friday, 8/18/2017
Application for deregistration made on Form N-8F
N-PX
Friday, 8/4/2017
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17F2
Tuesday, 8/1/2017
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
15-12B
Monday, 7/24/2017
Notice of termination of registration of a class of securities under Section 12(b)
25-NSE
Tuesday, 7/11/2017
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
N-Q
Friday, 5/26/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
CORRESP
Tuesday, 4/11/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-CSR
Monday, 3/6/2017
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Tuesday, 2/28/2017
Annual report for management companies filed on Form N-SAR
40-17F2
Friday, 2/24/2017
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Friday, 2/24/2017
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17G/A
Friday, 2/24/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Monday, 11/28/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Thursday, 10/13/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Thursday, 9/1/2016
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Monday, 8/29/2016
Semi-annual report for management companies filed on Form N-SAR
N-PX
Tuesday, 7/26/2016
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-Q
Thursday, 5/26/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
CORRESP
Tuesday, 4/26/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-CSR
Thursday, 3/10/2016
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Monday, 2/29/2016
Annual report for management companies filed on Form N-SAR
40-17F2
Wednesday, 2/10/2016
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Wednesday, 2/10/2016
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
N-Q
Tuesday, 11/24/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Friday, 10/2/2015
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Thursday, 9/3/2015
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Monday, 8/31/2015
Semi-annual report for management companies filed on Form N-SAR
N-PX
Monday, 8/24/2015
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17F2
Thursday, 7/23/2015
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
N-Q
Friday, 5/29/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17F2
Thursday, 5/28/2015
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
CORRESP
Thursday, 5/21/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-CSR
Monday, 3/9/2015
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Friday, 2/27/2015
Annual report for management companies filed on Form N-SAR
40-17F2
Friday, 2/13/2015
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Friday, 2/13/2015
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Friday, 2/13/2015
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Friday, 2/13/2015
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Friday, 2/13/2015
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Friday, 2/13/2015
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Friday, 2/13/2015
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Friday, 2/13/2015
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Friday, 2/13/2015
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Friday, 2/13/2015
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
N-Q
Friday, 11/28/2014
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Monday, 10/6/2014
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Wednesday, 9/3/2014
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 8/28/2014
Semi-annual report for management companies filed on Form N-SAR
N-PX
Tuesday, 8/26/2014
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-Q
Tuesday, 5/27/2014
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Friday, 3/7/2014
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Friday, 2/28/2014
Annual report for management companies filed on Form N-SAR
40-17G
Friday, 1/17/2014
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Tuesday, 11/26/2013
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
NSAR-B/A
Thursday, 10/10/2013
Annual report for management companies filed on Form N-SAR
NSAR-A/A
Thursday, 10/10/2013
Semi-annual report for management companies filed on Form N-SAR
NSAR-B/A
Thursday, 10/10/2013
Annual report for management companies filed on Form N-SAR
NSAR-A/A
Thursday, 10/10/2013
Semi-annual report for management companies filed on Form N-SAR
N-CSRS
Friday, 9/6/2013
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 8/29/2013
Semi-annual report for management companies filed on Form N-SAR
N-PX
Tuesday, 8/27/2013
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-Q
Tuesday, 5/28/2013
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Thursday, 3/7/2013
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Friday, 3/1/2013
Annual report for management companies filed on Form N-SAR
40-17G
Monday, 1/14/2013
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Thursday, 11/29/2012
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Friday, 9/7/2012
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Wednesday, 8/29/2012
Semi-annual report for management companies filed on Form N-SAR
N-PX
Monday, 8/20/2012
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-Q
Wednesday, 5/30/2012
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
CORRESP
Thursday, 4/5/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-CSR
Tuesday, 3/6/2012
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Wednesday, 2/29/2012
Annual report for management companies filed on Form N-SAR
40-17G
Friday, 12/23/2011
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Tuesday, 11/29/2011
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Tuesday, 9/6/2011
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Monday, 8/29/2011
Semi-annual report for management companies filed on Form N-SAR
N-PX
Friday, 8/26/2011
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-Q
Friday, 5/27/2011
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Friday, 3/11/2011
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Tuesday, 3/1/2011
Annual report for management companies filed on Form N-SAR
40-17G
Tuesday, 2/22/2011
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Monday, 11/22/2010
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Friday, 9/3/2010
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Tuesday, 8/31/2010
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-A
Monday, 8/30/2010
Semi-annual report for management companies filed on Form N-SAR
N-Q
Wednesday, 5/26/2010
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Friday, 3/5/2010
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Monday, 3/1/2010
Annual report for management companies filed on Form N-SAR
N-Q
Friday, 11/27/2009
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Wednesday, 11/25/2009
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSR
Tuesday, 9/8/2009
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Monday, 8/31/2009
Semi-annual report for management companies filed on Form N-SAR
N-PX
Wednesday, 8/19/2009
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
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Ownership (169)

SC 13G
Tuesday, 2/13/2018
Yakira Capital Management, Inc.: Major Shareholders
4/A
Tuesday, 12/19/2017
Cromer The Rt. Hon. The Earl of: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/19/2017
Bulldog Investors General Partnership: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/19/2017
Dakos Andrew: Statement of changes in beneficial ownership of securities
4
Friday, 9/1/2017
Dakos Andrew: Statement of changes in beneficial ownership of securities
4
Friday, 9/1/2017
Bulldog Investors General Partnership: Statement of changes in beneficial ownership of securities
4
Thursday, 7/27/2017
Reid Julian: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/18/2017
Cromer The Rt. Hon. The Earl of: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 7/7/2017
LAZARD ASSET MANAGEMENT LLC: Major Shareholders
SC 13G/A
Friday, 7/7/2017
CITY OF LONDON INVESTMENT GROUP PLC: Major Shareholders
4
Tuesday, 6/13/2017
Opportunity Income Plus LP: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/13/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 6/9/2017
CITY OF LONDON INVESTMENT GROUP PLC: Major Shareholders
SC 13G/A
Thursday, 6/8/2017
LAZARD ASSET MANAGEMENT LLC: Major Shareholders
4
Monday, 6/5/2017
Opportunity Income Plus LP: Statement of changes in beneficial ownership of securities
4
Monday, 6/5/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
SC 13D/A
Thursday, 6/1/2017
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO: Major Shareholders
4
Wednesday, 5/31/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
3
Wednesday, 5/31/2017
Opportunity Income Plus LP: Initial statement of beneficial ownership of securities
4
Friday, 5/26/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/24/2017
Bulldog Investors, LLC: Statement of changes in beneficial ownership of securities
4
Friday, 5/19/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/17/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Monday, 5/15/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/10/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
SC 13G/A
Tuesday, 5/9/2017
CITY OF LONDON INVESTMENT GROUP PLC: Major Shareholders
4
Monday, 5/1/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/26/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/19/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Thursday, 4/13/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 4/7/2017
CITY OF LONDON INVESTMENT GROUP PLC: Major Shareholders
4
Thursday, 4/6/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/4/2017
Dakos Andrew: Statement of changes in beneficial ownership of securities
4
Thursday, 3/30/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/28/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
3
Thursday, 3/23/2017
Samuels Steven: Initial statement of beneficial ownership of securities
4
Thursday, 3/23/2017
Samuels Steven: Statement of changes in beneficial ownership of securities
SC 13G/A
Wednesday, 3/22/2017
Bulldog Investors, LLC: Major Shareholders
SC 13G
Wednesday, 3/8/2017
CITY OF LONDON INVESTMENT GROUP PLC: Major Shareholders
SC 13D/A
Tuesday, 3/7/2017
CITY OF LONDON INVESTMENT GROUP PLC: Major Shareholders
SC 13D/A
Thursday, 3/2/2017
CITY OF LONDON INVESTMENT GROUP PLC: Major Shareholders
4
Thursday, 2/23/2017
Shroff Rukhshad Tehmton: Statement of changes in beneficial ownership of securities
4
Thursday, 2/23/2017
Wang Howard H: Statement of changes in beneficial ownership of securities
SC 13D/A
Thursday, 2/16/2017
CITY OF LONDON INVESTMENT GROUP PLC: Major Shareholders
SC 13D/A
Friday, 2/10/2017
CITY OF LONDON INVESTMENT GROUP PLC: Major Shareholders
SC 13G/A
Wednesday, 2/8/2017
LAZARD ASSET MANAGEMENT LLC: Major Shareholders
SC 13D/A
Friday, 2/3/2017
CITY OF LONDON INVESTMENT GROUP PLC: Major Shareholders
SC 13D/A
Monday, 1/23/2017
CITY OF LONDON INVESTMENT GROUP PLC: Major Shareholders
SC 13D/A
Friday, 1/13/2017
CITY OF LONDON INVESTMENT GROUP PLC: Major Shareholders
SC 13D/A
Monday, 1/9/2017
CITY OF LONDON INVESTMENT GROUP PLC: Major Shareholders
SC 13G
Friday, 12/30/2016
Bulldog Investors, LLC: Major Shareholders
SC 13D/A
Monday, 12/5/2016
CITY OF LONDON INVESTMENT GROUP PLC: Major Shareholders
4
Tuesday, 10/11/2016
Hass John R: Statement of changes in beneficial ownership of securities
SC 13D
Tuesday, 9/20/2016
CITY OF LONDON INVESTMENT GROUP PLC: Major Shareholders
SC 13G
Wednesday, 8/3/2016
CITY OF LONDON INVESTMENT GROUP PLC: Major Shareholders
4
Wednesday, 8/3/2016
Rettberg John R: Statement of changes in beneficial ownership of securities
3
Tuesday, 8/2/2016
Hass John R: Initial statement of beneficial ownership of securities
4
Monday, 8/1/2016
Hamilton Alexander Reid: Statement of changes in beneficial ownership of securities
3
Friday, 7/29/2016
Laband Alistair E M: Initial statement of beneficial ownership of securities
SC 13D
Friday, 7/15/2016
CITY OF LONDON INVESTMENT GROUP PLC: Major Shareholders
3
Friday, 6/3/2016
Chan Edwin Tsun Kay: Initial statement of beneficial ownership of securities
4
Friday, 6/3/2016
WALSHE Peter Eric: Statement of changes in beneficial ownership of securities
3
Friday, 2/19/2016
Ebrahim Ayaz Hatim: Initial statement of beneficial ownership of securities
3
Wednesday, 2/17/2016
Titherington Richard Edward: Initial statement of beneficial ownership of securities
SC 13G/A
Friday, 2/12/2016
CITY OF LONDON INVESTMENT GROUP PLC: Major Shareholders
SC 13G/A
Tuesday, 2/9/2016
LAZARD ASSET MANAGEMENT LLC: Major Shareholders
4
Wednesday, 9/16/2015
Pulling Edward Leffingwell: Statement of changes in beneficial ownership of securities
3
Wednesday, 9/16/2015
CHAN HO YUN WINNIE: Initial statement of beneficial ownership of securities
4
Friday, 8/28/2015
Sung Muriel Yerk Kwan: Statement of changes in beneficial ownership of securities
4/A
Thursday, 5/7/2015
Cromer The Rt. Hon. The Earl of: Statement of changes in beneficial ownership of securities
3
Thursday, 3/5/2015
YIP Emerson Yee Shun: Initial statement of beneficial ownership of securities
4
Friday, 2/27/2015
Hepper Roger Anthony: Statement of changes in beneficial ownership of securities
5
Friday, 2/13/2015
James Michael Joseph: Annual statement of changes in beneficial ownership of securities
3
Thursday, 2/5/2015
WALSHE Peter Eric: Initial statement of beneficial ownership of securities
SC 13G/A
Thursday, 2/5/2015
LAZARD ASSET MANAGEMENT LLC: Major Shareholders
3
Tuesday, 2/3/2015
SPELMAN Christopher David: Initial statement of beneficial ownership of securities
SC 13G/A
Friday, 1/9/2015
CITY OF LONDON INVESTMENT GROUP PLC: Major Shareholders
5
Wednesday, 1/7/2015
Legg Christopher D: Annual statement of changes in beneficial ownership of securities
SC 13D/A
Wednesday, 12/31/2014
LAZARD ASSET MANAGEMENT LLC: Major Shareholders
SC 13G/A
Wednesday, 12/31/2014
LAZARD ASSET MANAGEMENT LLC: Major Shareholders
3
Monday, 11/10/2014
Chang Stephen Koon Bong: Initial statement of beneficial ownership of securities
3/A
Tuesday, 10/7/2014
Sung Muriel Yerk Kwan: Initial statement of beneficial ownership of securities
3
Wednesday, 9/24/2014
Martin Neil S: Initial statement of beneficial ownership of securities
SC 13D/A
Friday, 5/23/2014
LAZARD ASSET MANAGEMENT LLC: Major Shareholders
3
Wednesday, 5/14/2014
Ungerman Stephen M: Initial statement of beneficial ownership of securities
SC 13G/A
Friday, 2/14/2014
CITY OF LONDON INVESTMENT GROUP PLC: Major Shareholders
SC 13D
Thursday, 6/20/2013
LAZARD ASSET MANAGEMENT LLC: Major Shareholders
3
Friday, 5/17/2013
Dina Lucinda Jane: Initial statement of beneficial ownership of securities
SC 13G/A
Friday, 2/8/2013
CITY OF LONDON INVESTMENT GROUP PLC: Major Shareholders
SC 13G/A
Tuesday, 2/5/2013
LAZARD ASSET MANAGEMENT LLC: Major Shareholders
3
Tuesday, 1/22/2013
Shroff Rukhshad Tehmton: Initial statement of beneficial ownership of securities
3
Tuesday, 1/22/2013
Wang Howard H: Initial statement of beneficial ownership of securities
3
Tuesday, 1/22/2013
Hepper Roger Anthony: Initial statement of beneficial ownership of securities
3/A
Tuesday, 1/22/2013
Pulling Edward Leffingwell: Initial statement of beneficial ownership of securities
3
Friday, 2/10/2012
Pulling Edward Leffingwell: Initial statement of beneficial ownership of securities
SC 13G/A
Wednesday, 2/8/2012
LAZARD ASSET MANAGEMENT LLC: Major Shareholders
SC 13G/A
Tuesday, 2/7/2012
CITY OF LONDON INVESTMENT GROUP PLC: Major Shareholders
SC 13G
Tuesday, 12/27/2011
CITY OF LONDON INVESTMENT GROUP PLC: Major Shareholders
SC 13D
Friday, 10/14/2011
CITY OF LONDON INVESTMENT GROUP PLC: Major Shareholders
SC 13G/A
Tuesday, 9/6/2011
LEVIN CAPITAL STRATEGIES, L.P.: Major Shareholders
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Proxies (48)

DEF 14A
Wednesday, 4/12/2017
Definitive proxy statements
PRE 14A
Friday, 3/24/2017
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Tuesday, 7/19/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 6/10/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 6/9/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 5/9/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFC14A
Thursday, 4/28/2016
Definitive proxy statement in connection with contested solicitations
DEFC14A
Thursday, 4/28/2016
Definitive proxy statement in connection with contested solicitations
PREC14A
Wednesday, 4/13/2016
Preliminary proxy statement in connection with contested solicitations
DEFA14A
Friday, 4/1/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PREC14A
Thursday, 3/24/2016
Preliminary proxy statement in connection with contested solicitations
DFAN14A
Monday, 3/14/2016
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Friday, 2/19/2016
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Friday, 2/19/2016
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Friday, 2/19/2016
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEF 14A
Tuesday, 3/31/2015
Definitive proxy statements
DEF 14A
Tuesday, 4/1/2014
Definitive proxy statements
DEF 14A
Thursday, 4/11/2013
Definitive proxy statements
DEF 14A
Friday, 4/13/2012
Definitive proxy statements
PRE 14A
Friday, 3/23/2012
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Monday, 4/25/2011
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 4/15/2011
Definitive proxy statements
PRE 14A
Friday, 4/8/2011
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Friday, 4/9/2010
Definitive proxy statements
DEF 14A
Monday, 3/30/2009
Definitive proxy statements
DEF 14A
Friday, 4/4/2008
Definitive proxy statements
DEF 14A
Monday, 4/9/2007
Definitive proxy statements
DEF 14A
Tuesday, 4/4/2006
Definitive proxy statements
DEF 14A
Monday, 4/4/2005
Definitive proxy statements
DEFA14A
Tuesday, 4/20/2004
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 4/2/2004
Definitive proxy statements
PRE 14A
Tuesday, 3/16/2004
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Wednesday, 4/2/2003
Definitive proxy statements
PRE 14A
Friday, 3/21/2003
Preliminary proxy statement not related to a contested matter or merger/acquisition
DFAN14A
Tuesday, 11/12/2002
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEF 14A
Tuesday, 4/9/2002
Definitive proxy statements
PRE 14A
Friday, 3/22/2002
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Thursday, 3/15/2001
Definitive proxy statements
DEF 14A
Wednesday, 10/11/2000
Definitive proxy statements
PRE 14A
Friday, 9/29/2000
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFC14A
Friday, 4/28/2000
Definitive proxy statement in connection with contested solicitations
DEF 14A
Friday, 3/17/2000
Definitive proxy statements
PREC14A
Friday, 3/10/2000
Preliminary proxy statement in connection with contested solicitations
PRE 14A
Wednesday, 2/23/2000
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Tuesday, 3/23/1999
Definitive proxy statements
DEF 14A
Monday, 3/9/1998
Definitive proxy statements
DEF 14A
Monday, 3/24/1997
Definitive proxy statements
DEF 14A
Monday, 3/18/1996
Definitive proxy statements
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