GUGGENHEIM FUNDS DISTRIBUTORS, LLC
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- Guggenheim U.S. Loan Fund III (5)
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- Guggenheim U.S. Loan Fund II (5)
- Guggenheim Private Debt Fund 2.0, Ltd. (5)
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- FIRST TRUST ENHANCED EQUITY INCOME FUND (4)
- BLACKROCK CORPORATE HIGH YIELD FUND III INC (4)
- FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUND (4)
- FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUND (4)
- LEHMAN ABS CORP CORPORATE BACKED TRUST CERT 2002-3 (4)
- LEHMAN ABS CORP MOTOROLA DEBENTURE BACKED SERIES 2002 12 (4)
- AGIC International & Premium Strategy Fund (4)
- Nuveen Equity Premium & Growth Fund (4)
- ING Global Advantage & Premium Opportunity Fund (4)
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- LEHMAN ABS CORP AT WIRELESS SERV NOTE BACK SER 2002 7 (3)
- LEHMAN ABS CORP BCKD TR CRTS TOYS R US DB BCK SE 01-31 (3)
- MERRILL LYNCH DEPOSITOR PREFERREDPLUS TRUST SERIES CTR 1 (3)
- BLACKROCK CORPORATE HIGH YIELD FUND INC (3)
- BLACKROCK CORPORATE HIGH YIELD FUND VI INC (3)
- Dividend Capital Realty Income Allocation Fund (3)
- WESTERN ASSET EMERGING MARKETS INCOME FUND INC. (3)
- WESTERN ASSET GLOBAL HIGH INCOME FUND INC. (3)
- NEUBERGER BERMAN INCOME OPPORTUNITY FUND INC (3)
- Advent/Claymore Global Convertible Securities & Income Fund (3)
- Nuveen Tax-Advantaged Floating Rate Fund (3)
- PUTNAM HIGH INCOME SECURITIES FUND (3)
- BlackRock Diversified Income Strategies Fund, Inc. (3)
- CALAMOS GLOBAL TOTAL RETURN FUND (3)
- Nuveen Equity Premium Advantage Fund (3)
- NEW AMERICA HIGH INCOME FUND INC (3)
- HELIOS TOTAL RETURN FUND INC (3)
- Guggenheim Private Debt MFLTB 2.0, LLC (3)
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- CINGULAR WIRELESS LLC (2)
- TOYS R US INC (2)
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- WESTERN ASSET EMERGING MARKETS INCOME FUND II INC. (2)
- DHT Maritime, Inc. (2)
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- GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (2)
- Fiduciary/Claymore Dynamic Equity Fund (2)
- PIMCO Global StocksPLUS & Income Fund (2)
- Eaton Vance Short Duration Diversified Income Fund (2)
- BLACKROCK ENHANCED CAPITAL & INCOME FUND, INC (2)
- PACHOLDER HIGH YIELD FUND INC (2)
- BLACKROCK STRATEGIC DIVIDEND ACHIEVERS TRUST (2)
- Pioneer Floating Rate Trust (2)
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- MORGAN STANLEY INCOME SECURITIES INC (2)
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Other (110)
13F-NT
Thursday, 2/1/2024
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 10/31/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 7/18/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 5/5/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 2/7/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 11/10/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 8/11/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 5/4/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 1/27/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 11/2/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 7/16/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 4/20/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 1/15/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 10/21/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 7/27/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 4/15/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 1/10/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 10/18/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 7/12/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 4/4/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 1/9/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 10/18/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 7/10/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 4/11/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 1/11/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 12/5/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Wednesday, 11/22/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 9/22/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 9/20/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Friday, 7/7/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 5/8/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 1/13/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 10/14/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 8/1/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 5/12/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Friday, 4/29/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP WD
Wednesday, 4/13/2016
Withdrawal of an application for exemptive or other relief from the federal securities laws
40-APP/A
Wednesday, 4/13/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 4/8/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 2/25/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Monday, 2/8/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Wednesday, 12/16/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Monday, 11/9/2015
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 8/10/2015
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP
Friday, 7/31/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Monday, 5/4/2015
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 2/6/2015
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 10/31/2014
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 7/25/2014
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 5/8/2014
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 2/4/2014
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 12/3/2013
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 8/7/2013
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Wednesday, 6/12/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Wednesday, 5/15/2013
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP
Monday, 4/22/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 4/18/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Friday, 2/8/2013
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Friday, 2/8/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Thursday, 11/8/2012
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Thursday, 9/6/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Tuesday, 8/7/2012
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 5/11/2012
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 2/14/2012
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP
Friday, 12/16/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Friday, 11/4/2011
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 8/5/2011
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 5/11/2011
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 2/2/2011
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 11/10/2010
Initial Quarterly Form 13F Notice Report filed by institutional managers
APP ORDR
Wednesday, 11/3/2010
None
APP NTC
Tuesday, 11/2/2010
None
40-APP/A
Wednesday, 10/20/2010
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 10/1/2010
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 9/3/2010
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Thursday, 8/5/2010
Initial Quarterly Form 13F Notice Report filed by institutional managers
APP ORDR
Tuesday, 6/29/2010
None
13F-NT
Thursday, 5/6/2010
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Friday, 4/23/2010
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Thursday, 2/11/2010
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP
Tuesday, 1/19/2010
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 12/17/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Monday, 11/23/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Thursday, 11/12/2009
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 8/12/2009
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Tuesday, 6/9/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 6/3/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Wednesday, 5/13/2009
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP
Tuesday, 5/5/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Tuesday, 2/10/2009
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 11/10/2008
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Wednesday, 9/24/2008
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Friday, 8/1/2008
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP
Tuesday, 5/20/2008
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Friday, 5/9/2008
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP
Tuesday, 4/22/2008
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Monday, 2/11/2008
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 11/13/2007
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-6C/A
Tuesday, 10/16/2007
None
13F-NT
Thursday, 8/9/2007
Initial Quarterly Form 13F Notice Report filed by institutional managers
Ownership (175)
SC 13G/A
Thursday, 2/14/2013
CALAMOS GLOBAL TOTAL RETURN FUND: Major Shareholders
SC 13G/A
Thursday, 2/14/2013
BlackRock Diversified Income Strategies Fund, Inc.: Major Shareholders
SC 13G/A
Thursday, 2/14/2013
BLACKROCK FLOATING RATE INCOME STRATEGIES FUND II, INC.: Major Shareholders
SC 13G/A
Thursday, 2/14/2013
Pioneer Diversified High Income Trust: Major Shareholders
SC 13G/A
Thursday, 2/14/2013
HELIOS TOTAL RETURN FUND INC: Major Shareholders
SC 13G/A
Thursday, 2/14/2013
NEW AMERICA HIGH INCOME FUND INC: Major Shareholders
SC 13G/A
Thursday, 2/14/2013
BLACKROCK CORPORATE HIGH YIELD FUND V, INC.: Major Shareholders
SC 13G/A
Thursday, 2/14/2013
Nuveen Equity Premium Advantage Fund: Major Shareholders
SC 13G/A
Thursday, 2/14/2013
DWS HIGH INCOME TRUST: Major Shareholders
SC 13G/A
Thursday, 2/14/2013
NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND: Major Shareholders
SC 13G/A
Thursday, 2/14/2013
Claymore Exchange-Traded Fund Trust 2: Major Shareholders
SC 13G
Monday, 3/12/2012
Windhaven Investment Management, Inc.: Major Shareholders
SC 13G
Friday, 2/3/2012
WESTERN ASSET GLOBAL HIGH INCOME FUND INC.: Major Shareholders
SC 13G
Friday, 2/3/2012
Claymore Exchange-Traded Fund Trust 2: Major Shareholders
SC 13G
Friday, 2/3/2012
BLACKROCK CORPORATE HIGH YIELD FUND V INC: Major Shareholders
SC 13G
Friday, 2/3/2012
ING Global Advantage & Premium Opportunity Fund: Major Shareholders
SC 13G
Friday, 2/3/2012
JOHN HANCOCK INCOME SECURITIES TRUST: Major Shareholders
SC 13G
Friday, 2/3/2012
DWS HIGH INCOME TRUST: Major Shareholders
SC 13G/A
Friday, 2/3/2012
CALAMOS GLOBAL TOTAL RETURN FUND: Major Shareholders
SC 13G/A
Friday, 2/3/2012
BlackRock Diversified Income Strategies Fund, Inc.: Major Shareholders
SC 13G/A
Friday, 2/3/2012
FLAHERTY & CRUMRINE/CLAYMORE TOTAL RETURN FUND INC: Major Shareholders
SC 13G/A
Friday, 2/3/2012
BlackRock FLOATING RATE INCOME STRATEGIES FUND II INC: Major Shareholders
SC 13G/A
Friday, 2/3/2012
Pioneer Diversified High Income Trust: Major Shareholders
SC 13G/A
Friday, 2/3/2012
HELIOS TOTAL RETURN FUND INC: Major Shareholders
SC 13G/A
Friday, 2/3/2012
NEW AMERICA HIGH INCOME FUND INC: Major Shareholders
SC 13G/A
Friday, 2/3/2012
MORGAN STANLEY INCOME SECURITIES INC: Major Shareholders
SC 13G/A
Friday, 2/3/2012
Nuveen Equity Premium Advantage Fund: Major Shareholders
SC 13G/A
Friday, 2/3/2012
NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND: Major Shareholders
SC 13G/A
Friday, 2/3/2012
Western Asset Income Fund: Major Shareholders
SC 13G/A
Friday, 2/3/2012
Pioneer Floating Rate Trust: Major Shareholders
SC 13G/A
Friday, 2/3/2012
PACHOLDER HIGH YIELD FUND INC: Major Shareholders
SC 13G/A
Friday, 2/3/2012
Claymore Exchange-Traded Fund Trust 2: Major Shareholders
SC 13G/A
Friday, 2/3/2012
PUTNAM HIGH INCOME SECURITIES FUND: Major Shareholders
SC 13G/A
Friday, 1/28/2011
BLACKROCK STRATEGIC DIVIDEND ACHIEVERS TRUST: Major Shareholders
SC 13G
Friday, 1/28/2011
CALAMOS GLOBAL TOTAL RETURN FUND: Major Shareholders
SC 13G
Friday, 1/28/2011
BlackRock Diversified Income Strategies Fund, Inc.: Major Shareholders
SC 13G/A
Friday, 1/28/2011
FLAHERTY & CRUMRINE/CLAYMORE TOTAL RETURN FUND INC: Major Shareholders
SC 13G/A
Friday, 1/28/2011
BlackRock FLOATING RATE INCOME STRATEGIES FUND II INC: Major Shareholders
SC 13G/A
Friday, 1/28/2011
Pioneer Diversified High Income Trust: Major Shareholders
SC 13G
Friday, 1/28/2011
HELIOS TOTAL RETURN FUND INC: Major Shareholders
SC 13G
Friday, 1/28/2011
NEW AMERICA HIGH INCOME FUND INC: Major Shareholders
SC 13G
Friday, 1/28/2011
MORGAN STANLEY INCOME SECURITIES INC: Major Shareholders
SC 13G
Friday, 1/28/2011
Nuveen Equity Premium Advantage Fund: Major Shareholders
SC 13G/A
Friday, 1/28/2011
AGIC International & Premium Strategy Fund: Major Shareholders
SC 13G/A
Friday, 1/28/2011
NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND: Major Shareholders
SC 13G
Friday, 1/28/2011
Western Asset Income Fund: Major Shareholders
SC 13G/A
Friday, 1/28/2011
PUTNAM HIGH INCOME SECURITIES FUND: Major Shareholders
SC 13G
Friday, 1/28/2011
Pioneer Floating Rate Trust: Major Shareholders
SC 13G
Friday, 1/28/2011
PACHOLDER HIGH YIELD FUND INC: Major Shareholders
SC 13G/A
Wednesday, 11/10/2010
Windward Investment Management Inc: Major Shareholders
3
Wednesday, 10/27/2010
Guggenheim Build America Bonds Managed Duration Trust: Initial statement of beneficial ownership of securities
SC 13G/A
Friday, 9/10/2010
NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND: Major Shareholders
SC 13G
Monday, 1/25/2010
BLACKROCK STRATEGIC DIVIDEND ACHIEVERS TRUST: Major Shareholders
SC 13G/A
Monday, 1/25/2010
BLACKROCK ENHANCED CAPITAL & INCOME FUND, INC: Major Shareholders
SC 13G/A
Monday, 1/25/2010
Eaton Vance Short Duration Diversified Income Fund: Major Shareholders
SC 13G/A
Monday, 1/25/2010
FLAHERTY & CRUMRINE/CLAYMORE TOTAL RETURN FUND INC: Major Shareholders
SC 13G/A
Monday, 1/25/2010
BlackRock FLOATING RATE INCOME STRATEGIES FUND II INC: Major Shareholders
SC 13G
Monday, 1/25/2010
Pioneer Diversified High Income Trust: Major Shareholders
SC 13G/A
Monday, 1/25/2010
BLACKROCK CORPORATE HIGH YIELD FUND VI INC: Major Shareholders
SC 13G/A
Monday, 1/25/2010
BLACKROCK CORPORATE HIGH YIELD FUND V INC: Major Shareholders
SC 13G/A
Monday, 1/25/2010
Nuveen Tax-Advantaged Floating Rate Fund: Major Shareholders
SC 13G/A
Monday, 1/25/2010
Nuveen Equity Premium & Growth Fund: Major Shareholders
SC 13G/A
Monday, 1/25/2010
Nicholas-Applegate International & Premium Strategy Fund: Major Shareholders
SC 13G/A
Monday, 1/25/2010
NEUBERGER BERMAN INCOME OPPORTUNITY FUND INC: Major Shareholders
SC 13G/A
Monday, 1/25/2010
BLACKROCK CREDIT ALLOCATION INCOME TRUST I: Major Shareholders
SC 13G/A
Monday, 1/25/2010
BLACKROCK CORPORATE HIGH YIELD FUND INC: Major Shareholders
SC 13G/A
Monday, 1/25/2010
BLACKROCK CORPORATE HIGH YIELD FUND III INC: Major Shareholders
SC 13G/A
Monday, 1/25/2010
FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUND: Major Shareholders
SC 13G/A
Monday, 1/25/2010
FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUND: Major Shareholders
SC 13G/A
Monday, 1/25/2010
FIRST TRUST ENHANCED EQUITY INCOME FUND: Major Shareholders
SC 13G
Monday, 1/25/2010
PUTNAM HIGH INCOME SECURITIES FUND: Major Shareholders
SC 13G/A
Monday, 1/25/2010
PIMCO Global StocksPLUS & Income Fund: Major Shareholders
4
Wednesday, 3/25/2009
Advent/Claymore Global Convertible Securities & Income Fund: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/25/2009
Fiduciary/Claymore MLP Opportunity Fund: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/25/2009
Claymore/Guggenheim Strategic Opportunities Fund: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/25/2009
Fiduciary/Claymore Dynamic Equity Fund: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/25/2009
ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/25/2009
Madison/Claymore Covered Call & Equity Strategy Fund: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/25/2009
Old Mutual/Claymore Long-Short Fund (f.k.a. Analytic Covered Call Plus Fund): Statement of changes in beneficial ownership of securities
4
Wednesday, 3/25/2009
TS / CLAYMORE TAX-ADVANTAGED BALANCED FUND: Statement of changes in beneficial ownership of securities
SC 13G/A
Wednesday, 2/11/2009
FLAHERTY & CRUMRINE/CLAYMORE TOTAL RETURN FUND INC: Major Shareholders
SC 13G/A
Wednesday, 2/11/2009
ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND: Major Shareholders
SC 13G/A
Tuesday, 2/10/2009
WESTERN ASSET GLOBAL HIGH INCOME FUND INC.: Major Shareholders
SC 13G/A
Tuesday, 2/10/2009
WESTERN ASSET EMERGING MARKETS INCOME FUND INC.: Major Shareholders
SC 13G/A
Tuesday, 2/10/2009
FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUND: Major Shareholders
SC 13G/A
Tuesday, 2/10/2009
ING Global Advantage & Premium Opportunity Fund: Major Shareholders
SC 13G
Tuesday, 2/10/2009
BLACKROCK ENHANCED CAPITAL & INCOME FUND, INC: Major Shareholders
SC 13G
Tuesday, 2/10/2009
Eaton Vance Short Duration Diversified Income Fund: Major Shareholders
SC 13G/A
Tuesday, 2/10/2009
BLACKROCK CORPORATE HIGH YIELD FUND V INC: Major Shareholders
SC 13G/A
Tuesday, 2/10/2009
BLACKROCK CORPORATE HIGH YIELD FUND III INC: Major Shareholders
SC 13G/A
Tuesday, 2/10/2009
BLACKROCK CORPORATE HIGH YIELD FUND VI INC: Major Shareholders
SC 13G
Tuesday, 2/10/2009
BLACKROCK PREFERRED & CORPORATE INCOME STRATEGIES FUND, INC.: Major Shareholders
SC 13G/A
Tuesday, 2/10/2009
BLACKROCK CORPORATE HIGH YIELD FUND INC: Major Shareholders
SC 13G/A
Tuesday, 2/10/2009
LEHMAN ABS CORP MOTOROLA DEBENTURE BACKED SERIES 2002 12: Major Shareholders
SC 13G/A
Tuesday, 2/10/2009
BlackRock FLOATING RATE INCOME STRATEGIES FUND II INC: Major Shareholders
SC 13G/A
Tuesday, 2/10/2009
Evergreen International Balanced Income Fund: Major Shareholders
SC 13G/A
Tuesday, 2/10/2009
Nuveen Equity Premium & Growth Fund: Major Shareholders
SC 13G/A
Tuesday, 2/10/2009
NEUBERGER BERMAN INCOME OPPORTUNITY FUND INC: Major Shareholders
SC 13G/A
Tuesday, 2/10/2009
Nicholas-Applegate International & Premium Strategy Fund: Major Shareholders
SC 13G
Tuesday, 2/10/2009
PIMCO Global StocksPLUS & Income Fund: Major Shareholders