Guggenheim Partners Investment Management, LLC
Related Filers (45)
- GUGGENHEIM CREDIT INCOME FUND (10)
- GUGGENHEIM FUNDS DISTRIBUTORS, LLC (10)
- SECURITY INVESTORS LLC (10)
- GUGGENHEIM CAPITAL LLC (7)
- Carey Credit Advisors, LLC (7)
- Guggenheim Partners Investment Management Holdings, LLC (7)
- Guggenheim Partners, LLC (7)
- Guggenheim Variable Funds Trust (5)
- GUGGENHEIM FUNDS TRUST (5)
- Diamond Resorts International, Inc. (5)
- Guggenheim Opportunistic U.S. Loan & Bond Fund IV (5)
- South Dock Funding Ltd. (5)
- NZC GUGGENHEIM FUND LTD (5)
- NZC GUGGENHEIM FUND LLC (5)
- Guggenheim Private Debt Fund Note Issuer 2.0, LLC (5)
- Guggenheim Private Debt Fund Note Issuer, LLC (5)
- GFI Fund (5)
- Guggenheim European Credit Fund (5)
- Guggenheim Private Debt Master Fund, LLC (5)
- GUGGENHEIM PRIVATE DEBT FUND LTD (5)
- Guggenheim Private Debt Fund 2.0, LLC (5)
- NZCG Funding 2, LLC (5)
- Guggenheim U.S. Loan Fund III (5)
- GHY Fund (5)
- NZCG Funding LLC (5)
- NZCG Funding Ltd. (5)
- NZCG Funding 2 Ltd. (5)
- GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC (5)
- Guggenheim U.S. Loan Fund II (5)
- Guggenheim Private Debt Fund 2.0, Ltd. (5)
- Guggenheim Private Debt Fund, LLC (5)
- NZCG Feeder I, L.P. (5)
- NZC Guggenheim Master Fund Ltd. (5)
- Guggenheim U.S. Loan Fund (5)
- Guggenheim Private Debt Master Fund 2.0, LLC (5)
- Guggenheim Private Debt MFLTB 2.0, LLC (3)
- Carey Credit Income Fund 2016 T (2)
- Carey Credit Income Fund 2015 A (2)
- MERGE HEALTHCARE INC (2)
- Guggenheim Loan & Bond Fund VI (2)
- Guggenheim Loan & Bond Fund V (2)
- Guggenheim Private Debt Fund Managing Member, LLC (1)
- Guggenheim Private Debt Fund 2.0 Managing Member, LLC (1)
- Guggenheim Global Bank Loans Fund (1)
- Guggenheim Active Allocation Fund (1)
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Other (72)
13F-NT
Wednesday, 2/14/2024
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 11/14/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 8/11/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 5/11/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 2/14/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 11/14/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 8/15/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 5/16/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 2/14/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 11/15/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 8/13/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 5/13/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 2/16/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 11/13/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 8/14/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 5/15/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 2/14/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 11/14/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 8/14/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 5/15/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 2/14/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 11/14/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 8/14/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 5/15/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 2/14/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Wednesday, 11/22/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Tuesday, 11/14/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP
Friday, 9/22/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 9/20/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Monday, 8/14/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 5/15/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 2/14/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 11/15/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 8/15/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 5/16/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Friday, 4/29/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP WD
Wednesday, 4/13/2016
Withdrawal of an application for exemptive or other relief from the federal securities laws
40-APP/A
Wednesday, 4/13/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 4/8/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 2/25/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Tuesday, 2/16/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Wednesday, 12/16/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Monday, 11/16/2015
Initial Quarterly Form 13F Notice Report filed by institutional managers
APP WD
Wednesday, 10/21/2015
Withdrawal of an application for exemptive or other relief from the federal securities laws
40-APP/A
Tuesday, 10/20/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Tuesday, 10/20/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Friday, 8/14/2015
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP
Friday, 7/31/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 6/12/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Friday, 5/15/2015
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP
Monday, 2/23/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Tuesday, 2/17/2015
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 11/14/2014
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 8/14/2014
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 5/16/2014
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 2/14/2014
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 11/14/2013
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 8/14/2013
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 5/15/2013
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 2/14/2013
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 11/14/2012
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 8/14/2012
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 5/15/2012
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 2/14/2012
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 11/10/2011
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 8/12/2011
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 5/16/2011
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 2/14/2011
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 11/7/2008
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 8/12/2008
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 5/15/2008
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 2/14/2008
Initial Quarterly Form 13F Notice Report filed by institutional managers
Ownership (8)
3
Wednesday, 11/24/2021
Guggenheim Active Allocation Fund: Initial statement of beneficial ownership of securities
4
Tuesday, 7/19/2016
Diamond Resorts International, Inc.: Statement of changes in beneficial ownership of securities
4
Thursday, 10/15/2015
MERGE HEALTHCARE INC: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/24/2015
Diamond Resorts International, Inc.: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/11/2015
Diamond Resorts International, Inc.: Statement of changes in beneficial ownership of securities
3
Monday, 3/9/2015
MERGE HEALTHCARE INC: Initial statement of beneficial ownership of securities
3/A
Thursday, 7/25/2013
Diamond Resorts International, Inc.: Initial statement of beneficial ownership of securities
3
Thursday, 7/18/2013
Diamond Resorts International, Inc.: Initial statement of beneficial ownership of securities