BROOKFIELD TOTAL RETURN FUND INC
Related Filers (50)
- BROOKFIELD HIGH INCOME FUND INC. (4)
- RUSSELL-DOWE MICHELLE LYN (3)
- HELIOS STRATEGIC MORTGAGE INCOME FUND, INC. (3)
- DRAKE RODMAN L (3)
- HELIOS MULTI-SECTOR HIGH INCOME FUND, INC. (3)
- HELIOS STRATEGIC INCOME FUND, INC (3)
- HELIOS HIGH INCOME FUND, INC (3)
- HELIOS ADVANTAGE INCOME FUND, INC. (3)
- FIRST UNION CAPITAL MANAGEMENT GROUP (2)
- Salvatore Louis P (2)
- MCFARLAND STUART A (2)
- Redding Kim G. (2)
- Pires Steven M (2)
- Brookfield Investment Funds (2)
- Brookfield Global Listed Infrastructure Income Fund Inc. (2)
- FIRST TRUST PORTFOLIOS LP (2)
- GUGGENHEIM CAPITAL LLC (2)
- BROOKFIELD INVESTMENT MANAGEMENT INC. (2)
- SYAGE JOSEPH S (1)
- BORDNER GREGORY S (1)
- TROPEANO JOSEPH (1)
- ALTMAN MATTHEW S (1)
- Sunshine Barry (1)
- Pacifico Josielyne Kwong (1)
- PETERSEN HARRY E JR (1)
- SLOAN PATRICIA A (1)
- WALSH LEO M JR (1)
- Kim Daniel S (1)
- Tyras Jonathan Crile (1)
- FEENEY JOHN JAY JR (1)
- Gelman Seth (1)
- HELIOS SELECT FUND INC (1)
- HYPERION BROOKFIELD INCOME FUND, INC. (1)
- HYPERION BROOKFIELD COLLATERALIZED SECURITIES FUND INC (1)
- Hamilton Diana H (1)
- GUGGENHEIM FUNDS DISTRIBUTORS, INC. (1)
- Kuczmarski Edward A (1)
- Goldman Heather S. (1)
- Ghantous Angela W (1)
- Rieger Alexis I (1)
- Hurley Brian (1)
- Alexander Andrew Charles (1)
- Noble Craig (1)
- Antonatos Larry (1)
- Erikson Dana (1)
- Brookfield Mortgage Opportunity Income Fund Inc. (1)
- Brookfield Real Assets Income Fund Inc. (1)
- NEW YORK STOCK EXCHANGE LLC (1)
- Shipley Mark (1)
- SIT INVESTMENT ASSOCIATES INC (1)
- Show More ...
News (5)
8-K
Tuesday, 4/22/2014
Current report filing
8-K
Tuesday, 11/26/2013
Current report filing
8-K
Tuesday, 4/16/2013
Current report filing
8-K
Wednesday, 3/2/2011
Current report filing
8-K
Monday, 1/31/2011
Current report filing
Other (191)
N-PX
Tuesday, 8/29/2017
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-8F ORDR
Tuesday, 5/30/2017
None
N-8F NTC
Monday, 5/1/2017
None
N-8F NTC
Monday, 4/3/2017
None
N-8F
Tuesday, 3/7/2017
Application for deregistration made on Form N-8F
NSAR-A
Wednesday, 3/1/2017
Semi-annual report for management companies filed on Form N-SAR
N-CSR
Friday, 12/9/2016
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
25-NSE
Tuesday, 12/6/2016
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
40-17G
Thursday, 12/1/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NSAR-B
Tuesday, 11/29/2016
Annual report for management companies filed on Form N-SAR
40-17G
Thursday, 9/8/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Monday, 8/29/2016
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-Q
Thursday, 8/25/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Friday, 5/27/2016
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Friday, 5/27/2016
Semi-annual report for management companies filed on Form N-SAR
N-Q
Friday, 2/26/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Friday, 11/27/2015
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Friday, 11/27/2015
Annual report for management companies filed on Form N-SAR
40-17G
Friday, 9/11/2015
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Friday, 8/28/2015
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-Q
Friday, 8/28/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-APP/A
Thursday, 8/13/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-CSRS
Thursday, 6/4/2015
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Friday, 5/29/2015
Semi-annual report for management companies filed on Form N-SAR
40-APP
Wednesday, 5/6/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-PX/A
Thursday, 3/19/2015
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
CORRESP
Tuesday, 3/17/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-Q
Friday, 2/27/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Friday, 12/19/2014
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSR
Friday, 12/5/2014
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-BT
Friday, 11/28/2014
Transitional annual report filed on Form N-SAR
N-Q
Thursday, 10/30/2014
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Friday, 10/10/2014
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Friday, 9/12/2014
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Wednesday, 8/27/2014
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Tuesday, 8/5/2014
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Wednesday, 7/30/2014
Semi-annual report for management companies filed on Form N-SAR
N-Q
Wednesday, 4/23/2014
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Monday, 2/10/2014
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
40-17G/A
Wednesday, 1/29/2014
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NSAR-B
Wednesday, 1/29/2014
Annual report for management companies filed on Form N-SAR
N-Q
Wednesday, 10/2/2013
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Tuesday, 9/24/2013
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX/A
Wednesday, 9/11/2013
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-PX
Friday, 8/30/2013
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Wednesday, 8/7/2013
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Tuesday, 7/30/2013
Semi-annual report for management companies filed on Form N-SAR
N-Q
Friday, 4/26/2013
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Wednesday, 2/6/2013
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Tuesday, 1/29/2013
Annual report for management companies filed on Form N-SAR
40-17G
Wednesday, 1/2/2013
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Friday, 10/26/2012
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
CORRESP
Thursday, 9/27/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
497
Friday, 9/14/2012
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Tuesday, 9/11/2012
Notice of Effectiveness
N-2/A
Monday, 9/10/2012
Initial filing of a registration statement on Form N-2 for closed-end investment companies
497AD
Friday, 9/7/2012
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
CORRESP
Wednesday, 9/5/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-PX
Friday, 8/31/2012
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Monday, 8/6/2012
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-2
Thursday, 8/2/2012
Initial filing of a registration statement on Form N-2 for closed-end investment companies
NSAR-A
Monday, 7/30/2012
Semi-annual report for management companies filed on Form N-SAR
N-Q
Thursday, 4/26/2012
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
POS EX
Thursday, 4/26/2012
Post-effective amendment filed solely to add exhibits to a registration statement
N-CSR
Monday, 2/6/2012
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Monday, 1/30/2012
Annual report for management companies filed on Form N-SAR
EFFECT
Tuesday, 1/24/2012
Notice of Effectiveness
497
Tuesday, 1/24/2012
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
CORRESP
Tuesday, 1/24/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-14 8C/A
Thursday, 1/19/2012
Initial registration statement filed on Form N14 by closed-end investment company (business combinations)
CORRESP
Thursday, 1/19/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 1/17/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 1/11/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 1/11/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-14 8C/A
Monday, 1/9/2012
Initial registration statement filed on Form N14 by closed-end investment company (business combinations)
CORRESP
Monday, 1/9/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Monday, 12/19/2011
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-14 8C
Tuesday, 11/22/2011
Initial registration statement filed on Form N14 by closed-end investment company (business combinations)
N-Q
Friday, 10/21/2011
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Wednesday, 8/31/2011
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Monday, 8/8/2011
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Friday, 7/29/2011
Semi-annual report for management companies filed on Form N-SAR
N-Q
Wednesday, 4/6/2011
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Monday, 2/7/2011
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Friday, 1/28/2011
Annual report for management companies filed on Form N-SAR
N-Q
Monday, 10/18/2010
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Tuesday, 8/17/2010
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17G
Monday, 8/16/2010
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Thursday, 8/5/2010
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 7/29/2010
Semi-annual report for management companies filed on Form N-SAR
N-Q
Monday, 4/5/2010
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Friday, 1/29/2010
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Wednesday, 1/27/2010
Annual report for management companies filed on Form N-SAR
N-Q
Wednesday, 10/14/2009
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Monday, 9/21/2009
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Tuesday, 8/11/2009
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Thursday, 8/6/2009
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Wednesday, 7/29/2009
Semi-annual report for management companies filed on Form N-SAR
40-17G/A
Friday, 4/24/2009
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Wednesday, 4/1/2009
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
Ownership (109)
SC 13G/A
Wednesday, 2/8/2017
SIT INVESTMENT ASSOCIATES INC: Major Shareholders
4
Tuesday, 12/6/2016
BROOKFIELD INVESTMENT MANAGEMENT INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/6/2016
RUSSELL-DOWE MICHELLE LYN: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/6/2016
Salvatore Louis P: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/6/2016
Shipley Mark: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/6/2016
MCFARLAND STUART A: Statement of changes in beneficial ownership of securities
3
Monday, 9/26/2016
Shipley Mark: Initial statement of beneficial ownership of securities
3
Monday, 9/26/2016
Noble Craig: Initial statement of beneficial ownership of securities
3
Monday, 9/26/2016
Antonatos Larry: Initial statement of beneficial ownership of securities
3
Monday, 9/26/2016
Erikson Dana: Initial statement of beneficial ownership of securities
SC 13G/A
Wednesday, 8/10/2016
FIRST TRUST PORTFOLIOS LP: Major Shareholders
4
Thursday, 5/19/2016
RUSSELL-DOWE MICHELLE LYN: Statement of changes in beneficial ownership of securities
SC 13G/A
Tuesday, 5/10/2016
SIT INVESTMENT ASSOCIATES INC: Major Shareholders
3
Friday, 3/4/2016
Alexander Andrew Charles: Initial statement of beneficial ownership of securities
5
Friday, 3/4/2016
Alexander Andrew Charles: Annual statement of changes in beneficial ownership of securities
SC 13G/A
Wednesday, 2/10/2016
SIT INVESTMENT ASSOCIATES INC: Major Shareholders
SC 13G/A
Thursday, 1/14/2016
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G/A
Friday, 2/13/2015
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G/A
Thursday, 2/12/2015
SIT INVESTMENT ASSOCIATES INC: Major Shareholders
5
Friday, 7/25/2014
DRAKE RODMAN L: Annual statement of changes in beneficial ownership of securities
4
Thursday, 6/5/2014
DRAKE RODMAN L: Statement of changes in beneficial ownership of securities
3
Thursday, 4/24/2014
Hurley Brian: Initial statement of beneficial ownership of securities
3
Tuesday, 4/22/2014
Rieger Alexis I: Initial statement of beneficial ownership of securities
5
Monday, 4/21/2014
Redding Kim G.: Annual statement of changes in beneficial ownership of securities
4
Thursday, 4/17/2014
DRAKE RODMAN L: Statement of changes in beneficial ownership of securities
3
Friday, 3/7/2014
Ghantous Angela W: Initial statement of beneficial ownership of securities
5
Friday, 3/7/2014
Pires Steven M: Annual statement of changes in beneficial ownership of securities
SC 13G/A
Thursday, 2/13/2014
GUGGENHEIM CAPITAL LLC: Major Shareholders
SC 13G/A
Monday, 1/27/2014
SIT INVESTMENT ASSOCIATES INC: Major Shareholders
SC 13G/A
Thursday, 1/16/2014
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G/A
Thursday, 12/5/2013
SIT INVESTMENT ASSOCIATES INC: Major Shareholders
4
Wednesday, 9/18/2013
DRAKE RODMAN L: Statement of changes in beneficial ownership of securities
3
Wednesday, 9/11/2013
Goldman Heather S.: Initial statement of beneficial ownership of securities
3
Wednesday, 9/11/2013
Kuczmarski Edward A: Initial statement of beneficial ownership of securities
4
Thursday, 4/4/2013
Salvatore Louis P: Statement of changes in beneficial ownership of securities
SC 13G/A
Thursday, 2/14/2013
GUGGENHEIM FUNDS DISTRIBUTORS, INC.: Major Shareholders
SC 13G/A
Thursday, 2/14/2013
GUGGENHEIM CAPITAL LLC: Major Shareholders
SC 13G/A
Wednesday, 2/13/2013
SIT INVESTMENT ASSOCIATES INC: Major Shareholders
SC 13G/A
Tuesday, 1/15/2013
FIRST TRUST PORTFOLIOS LP: Major Shareholders
4
Wednesday, 12/26/2012
DRAKE RODMAN L: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/5/2012
Hamilton Diana H: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 11/9/2012
FIRST TRUST PORTFOLIOS LP: Major Shareholders
4
Tuesday, 10/16/2012
Pires Steven M: Statement of changes in beneficial ownership of securities
4/A
Tuesday, 10/16/2012
Pires Steven M: Statement of changes in beneficial ownership of securities
4
Monday, 7/16/2012
RUSSELL-DOWE MICHELLE LYN: Statement of changes in beneficial ownership of securities
4
Friday, 7/13/2012
RUSSELL-DOWE MICHELLE LYN: Statement of changes in beneficial ownership of securities
SC 13G
Tuesday, 7/10/2012
FIRST TRUST PORTFOLIOS LP: Major Shareholders
4
Tuesday, 5/1/2012
MCFARLAND STUART A: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 2/3/2012
GUGGENHEIM FUNDS DISTRIBUTORS, INC.: Major Shareholders
SC 13G/A
Thursday, 1/26/2012
SIT INVESTMENT ASSOCIATES INC: Major Shareholders
4/A
Wednesday, 11/2/2011
MCFARLAND STUART A: Statement of changes in beneficial ownership of securities
4/A
Wednesday, 11/2/2011
MCFARLAND STUART A: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/1/2011
MCFARLAND STUART A: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/1/2011
MCFARLAND STUART A: Statement of changes in beneficial ownership of securities
3
Tuesday, 10/18/2011
Hamilton Diana H: Initial statement of beneficial ownership of securities
SC 13G
Friday, 1/28/2011
GUGGENHEIM FUNDS DISTRIBUTORS, INC.: Major Shareholders
SC 13G/A
Tuesday, 1/11/2011
SIT INVESTMENT ASSOCIATES INC: Major Shareholders
3
Monday, 3/1/2010
Redding Kim G.: Initial statement of beneficial ownership of securities
SC 13G/A
Friday, 1/15/2010
SIT INVESTMENT ASSOCIATES INC: Major Shareholders
4
Wednesday, 7/29/2009
Pires Steven M: Statement of changes in beneficial ownership of securities
3
Monday, 6/8/2009
Pires Steven M: Initial statement of beneficial ownership of securities
3
Friday, 6/5/2009
Gelman Seth: Initial statement of beneficial ownership of securities
SC 13G
Thursday, 2/5/2009
SIT INVESTMENT ASSOCIATES INC: Major Shareholders
4
Tuesday, 10/7/2008
MCFARLAND STUART A: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/7/2008
MCFARLAND STUART A: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/7/2008
MCFARLAND STUART A: Statement of changes in beneficial ownership of securities
4/A
Tuesday, 10/7/2008
MCFARLAND STUART A: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/30/2008
DRAKE RODMAN L: Statement of changes in beneficial ownership of securities
4
Monday, 9/29/2008
DRAKE RODMAN L: Statement of changes in beneficial ownership of securities
4
Monday, 9/8/2008
DRAKE RODMAN L: Statement of changes in beneficial ownership of securities
4/A
Monday, 9/8/2008
DRAKE RODMAN L: Statement of changes in beneficial ownership of securities
4
Monday, 3/17/2008
DRAKE RODMAN L: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/11/2008
DRAKE RODMAN L: Statement of changes in beneficial ownership of securities
4
Friday, 1/4/2008
DRAKE RODMAN L: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/12/2007
Salvatore Louis P: Statement of changes in beneficial ownership of securities
4
Thursday, 10/18/2007
MCFARLAND STUART A: Statement of changes in beneficial ownership of securities
4/A
Thursday, 10/18/2007
MCFARLAND STUART A: Statement of changes in beneficial ownership of securities
4
Thursday, 8/16/2007
FEENEY JOHN JAY JR: Statement of changes in beneficial ownership of securities
4
Thursday, 8/9/2007
DRAKE RODMAN L: Statement of changes in beneficial ownership of securities
3
Wednesday, 8/1/2007
RUSSELL-DOWE MICHELLE LYN: Initial statement of beneficial ownership of securities
3
Tuesday, 11/7/2006
Tyras Jonathan Crile: Initial statement of beneficial ownership of securities
4
Monday, 10/23/2006
Salvatore Louis P: Statement of changes in beneficial ownership of securities
4
Monday, 10/2/2006
Kim Daniel S: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/10/2006
MCFARLAND STUART A: Statement of changes in beneficial ownership of securities
3
Tuesday, 5/9/2006
MCFARLAND STUART A: Initial statement of beneficial ownership of securities
5
Tuesday, 1/10/2006
WALSH LEO M JR: Annual statement of changes in beneficial ownership of securities
5
Tuesday, 1/10/2006
SLOAN PATRICIA A: Annual statement of changes in beneficial ownership of securities
5/A
Tuesday, 1/10/2006
WALSH LEO M JR: Annual statement of changes in beneficial ownership of securities
5
Tuesday, 1/10/2006
PETERSEN HARRY E JR: Annual statement of changes in beneficial ownership of securities
4
Tuesday, 1/3/2006
DRAKE RODMAN L: Statement of changes in beneficial ownership of securities
4
Thursday, 12/29/2005
Salvatore Louis P: Statement of changes in beneficial ownership of securities
3
Thursday, 10/27/2005
Pacifico Josielyne Kwong: Initial statement of beneficial ownership of securities
3
Thursday, 10/20/2005
Sunshine Barry: Initial statement of beneficial ownership of securities
3
Thursday, 9/29/2005
Salvatore Louis P: Initial statement of beneficial ownership of securities
4
Wednesday, 1/19/2005
ALTMAN MATTHEW S: Statement of changes in beneficial ownership of securities
5
Friday, 1/14/2005
TROPEANO JOSEPH: Annual statement of changes in beneficial ownership of securities
5
Thursday, 1/13/2005
DRAKE RODMAN L: Annual statement of changes in beneficial ownership of securities
3
Tuesday, 10/5/2004
Kim Daniel S: Initial statement of beneficial ownership of securities
4
Thursday, 9/9/2004
BORDNER GREGORY S: Statement of changes in beneficial ownership of securities
4
Thursday, 5/13/2004
WALSH LEO M JR: Statement of changes in beneficial ownership of securities
Prospectus (21)
425
Friday, 9/16/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 9/16/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Monday, 9/12/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Monday, 9/12/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 9/9/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 9/9/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Tuesday, 9/6/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Tuesday, 9/6/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 9/2/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 9/2/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 8/19/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 8/19/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 8/19/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 8/19/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 8/12/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 8/12/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 8/5/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 8/5/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 8/5/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 8/5/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
RW
Wednesday, 8/1/2012
Registration Withdrawal Request
Proxies (28)
DEF 14A
Wednesday, 1/20/2016
Definitive proxy statements
DEF 14A
Friday, 1/23/2015
Definitive proxy statements
DEF 14A
Wednesday, 4/23/2014
Definitive proxy statements
DEF 14A
Wednesday, 2/19/2014
Definitive proxy statements
DEF 14A
Friday, 1/25/2013
Definitive proxy statements
DEFA14A
Wednesday, 2/29/2012
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 2/10/2012
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 2/1/2012
Definitive proxy statements
DEFA14A
Thursday, 1/26/2012
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Monday, 1/31/2011
Definitive proxy statements
DEFR14A
Tuesday, 3/2/2010
Definitive revised proxy soliciting materials
DEF 14A
Friday, 2/26/2010
Definitive proxy statements
DEF 14A
Thursday, 1/29/2009
Definitive proxy statements
DEF 14A
Friday, 1/25/2008
Definitive proxy statements
DEF 14A
Wednesday, 3/14/2007
Definitive proxy statements
DEF 14A
Monday, 3/13/2006
Definitive proxy statements
DEF 14A
Friday, 3/18/2005
Definitive proxy statements
PRE 14A
Monday, 2/28/2005
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Thursday, 1/29/2004
Definitive proxy statements
DEF 14A
Wednesday, 2/12/2003
Definitive proxy statements
PRE 14A
Wednesday, 1/29/2003
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Friday, 3/1/2002
Definitive proxy statements
PRE 14A
Friday, 2/15/2002
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Tuesday, 1/30/2001
Definitive proxy statements
DEF 14A
Wednesday, 1/27/1999
Definitive proxy statements
DEF 14A
Thursday, 1/29/1998
Definitive proxy statements
DEF 14A
Tuesday, 1/28/1997
Definitive proxy statements
DEF 14A
Monday, 1/29/1996
Definitive proxy statements