GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC
Related Filers (52)
- GUGGENHEIM FUNDS DISTRIBUTORS, LLC (34)
- Claymore Exchange-Traded Fund Trust 3 (20)
- Claymore Exchange-Traded Fund Trust (18)
- Claymore Exchange-Traded Fund Trust 2 (17)
- GUGGENHEIM CREDIT INCOME FUND (5)
- Guggenheim Partners Investment Management, LLC (5)
- Guggenheim Opportunistic U.S. Loan & Bond Fund IV (5)
- South Dock Funding Ltd. (5)
- NZC GUGGENHEIM FUND LTD (5)
- NZC GUGGENHEIM FUND LLC (5)
- Guggenheim Private Debt Fund Note Issuer 2.0, LLC (5)
- Guggenheim Private Debt Fund Note Issuer, LLC (5)
- GFI Fund (5)
- Guggenheim European Credit Fund (5)
- Guggenheim Private Debt Master Fund, LLC (5)
- GUGGENHEIM PRIVATE DEBT FUND LTD (5)
- Guggenheim Private Debt Fund 2.0, LLC (5)
- NZCG Funding 2, LLC (5)
- Guggenheim U.S. Loan Fund III (5)
- SECURITY INVESTORS LLC (5)
- GHY Fund (5)
- NZCG Funding LLC (5)
- NZCG Funding Ltd. (5)
- NZCG Funding 2 Ltd. (5)
- Guggenheim U.S. Loan Fund II (5)
- Guggenheim Private Debt Fund 2.0, Ltd. (5)
- Guggenheim Private Debt Fund, LLC (5)
- NZCG Feeder I, L.P. (5)
- NZC Guggenheim Master Fund Ltd. (5)
- Guggenheim U.S. Loan Fund (5)
- Guggenheim Private Debt Master Fund 2.0, LLC (5)
- TS / CLAYMORE TAX-ADVANTAGED BALANCED FUND (3)
- Guggenheim Private Debt MFLTB 2.0, LLC (3)
- DREMAN CLAYMORE DIVIDEND & INCOME FUND (2)
- Guggenheim Equal Weight Enhanced Equity Income Fund (2)
- Guggenheim Loan & Bond Fund VI (2)
- Carey Credit Advisors, LLC (2)
- Guggenheim Loan & Bond Fund V (2)
- WESTERN ASSET CLAYMORE US TREASURY INFLATION PRO SEC FUND 2 (1)
- Madison Claymore Covered Call Fund (1)
- CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 156 (1)
- Advent/Claymore Global Convertible Securities & Income Fund (1)
- Claymore Active ETF Trust (1)
- Guggenheim Partners Asset Managment Inc (1)
- claymore guggenheim strategic opportunities fund (1)
- ADVENT CAPITAL MANAGEMENT /DE/ (1)
- GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (1)
- Guggenheim Build America Bonds Managed Duration Trust (1)
- Guggenheim Private Debt Fund Managing Member, LLC (1)
- Guggenheim Private Debt Fund 2.0 Managing Member, LLC (1)
- Guggenheim Global Bank Loans Fund (1)
- Guggenheim Active Allocation Fund (1)
- Show More ...
Other (120)
13F-NT
Thursday, 2/1/2024
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 10/31/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 7/18/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 5/5/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 2/7/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 11/10/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 8/11/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 5/4/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 1/27/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 11/2/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 7/16/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 4/20/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 1/15/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 10/21/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 7/27/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 4/15/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 1/10/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 10/18/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 7/12/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 4/4/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 1/9/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 10/18/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 7/10/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 4/11/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 1/11/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 12/5/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Wednesday, 11/22/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 9/22/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 9/20/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Friday, 7/7/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 5/8/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 1/13/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 10/14/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 8/1/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 5/12/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Friday, 4/29/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 2/25/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Monday, 2/8/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 11/9/2015
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 8/10/2015
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 5/4/2015
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 2/6/2015
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 10/31/2014
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 7/25/2014
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 5/8/2014
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 2/4/2014
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 12/3/2013
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Wednesday, 9/25/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Wednesday, 8/7/2013
Initial Quarterly Form 13F Notice Report filed by institutional managers
APP ORDR
Thursday, 7/11/2013
None
APP NTC
Thursday, 6/20/2013
None
40-APP/A
Wednesday, 6/12/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Wednesday, 5/15/2013
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP
Monday, 4/22/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 4/18/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Friday, 2/8/2013
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Friday, 2/8/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Thursday, 11/8/2012
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Thursday, 9/6/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Tuesday, 8/7/2012
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT/A
Thursday, 5/24/2012
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 5/11/2012
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 2/14/2012
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP
Friday, 12/16/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Friday, 11/4/2011
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 8/5/2011
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 5/11/2011
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 2/2/2011
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 11/10/2010
Initial Quarterly Form 13F Notice Report filed by institutional managers
APP ORDR
Wednesday, 11/3/2010
None
APP NTC
Tuesday, 11/2/2010
None
40-APP/A
Wednesday, 10/20/2010
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 10/1/2010
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 9/3/2010
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR
Thursday, 8/5/2010
Initial Quarterly Form 13F Holdings Report filed by institutional managers
APP ORDR
Tuesday, 6/29/2010
None
13F-HR
Thursday, 5/6/2010
Initial Quarterly Form 13F Holdings Report filed by institutional managers
NO ACT
Tuesday, 4/27/2010
None
40-APP/A
Friday, 4/23/2010
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR
Thursday, 2/11/2010
Initial Quarterly Form 13F Holdings Report filed by institutional managers
40-APP
Tuesday, 1/19/2010
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 12/17/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Monday, 11/23/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR
Thursday, 11/12/2009
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Wednesday, 8/12/2009
Initial Quarterly Form 13F Holdings Report filed by institutional managers
40-APP/A
Tuesday, 6/9/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 6/3/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR
Wednesday, 5/13/2009
Initial Quarterly Form 13F Holdings Report filed by institutional managers
40-APP
Tuesday, 5/5/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR
Tuesday, 2/10/2009
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 11/10/2008
Initial Quarterly Form 13F Holdings Report filed by institutional managers
40-APP
Tuesday, 11/4/2008
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 9/24/2008
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR/A
Thursday, 8/7/2008
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 8/1/2008
Initial Quarterly Form 13F Holdings Report filed by institutional managers
40-APP
Tuesday, 5/20/2008
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR
Friday, 5/9/2008
Initial Quarterly Form 13F Holdings Report filed by institutional managers
40-APP
Tuesday, 4/22/2008
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR
Monday, 2/11/2008
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 11/13/2007
Initial Quarterly Form 13F Holdings Report filed by institutional managers
Ownership (9)
3
Wednesday, 11/24/2021
Guggenheim Active Allocation Fund: Initial statement of beneficial ownership of securities
3
Tuesday, 5/22/2007
Advent/Claymore Global Convertible Securities & Income Fund: Initial statement of beneficial ownership of securities
3
Thursday, 7/29/2004
Madison Claymore Covered Call Fund: Initial statement of beneficial ownership of securities
4
Thursday, 7/29/2004
DREMAN CLAYMORE DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Thursday, 7/29/2004
TS / CLAYMORE TAX-ADVANTAGED BALANCED FUND: Statement of changes in beneficial ownership of securities
4/A
Thursday, 7/29/2004
DREMAN CLAYMORE DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
3
Wednesday, 4/28/2004
TS / CLAYMORE TAX-ADVANTAGED BALANCED FUND: Initial statement of beneficial ownership of securities
4
Tuesday, 4/27/2004
TS / CLAYMORE TAX-ADVANTAGED BALANCED FUND: Statement of changes in beneficial ownership of securities
3
Monday, 2/23/2004
WESTERN ASSET CLAYMORE US TREASURY INFLATION PRO SEC FUND 2: Initial statement of beneficial ownership of securities