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Financials (1)
NT-NCSR
Wednesday, 1/10/2007
Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-CSR (annual or semi-annual report) for period ending 2006-10-31
News (4)
8-K
Friday, 2/4/2011
Current report filing
8-K
Friday, 10/29/2010
Current report filing
8-K
Tuesday, 10/7/2008
Current report filing
8-K
Wednesday, 5/30/2007
Current report filing
Other (90)
N-PX
Tuesday, 8/28/2012
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-A
Wednesday, 6/27/2012
Semi-annual report for management companies filed on Form N-SAR
N-8F ORDR
Thursday, 6/21/2012
None
N-8F NTC
Wednesday, 6/6/2012
None
N-8F
Wednesday, 4/4/2012
Application for deregistration made on Form N-8F
N-Q
Monday, 3/26/2012
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
25-NSE
Thursday, 3/1/2012
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
40-17G
Friday, 2/3/2012
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSR
Friday, 1/6/2012
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Wednesday, 12/28/2011
Annual report for management companies filed on Form N-SAR
40-17G
Tuesday, 10/25/2011
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-14 8C
Wednesday, 10/5/2011
Initial registration statement filed on Form N14 by closed-end investment company (business combinations)
N-Q
Monday, 9/26/2011
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Monday, 8/29/2011
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Tuesday, 7/5/2011
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Tuesday, 6/28/2011
Semi-annual report for management companies filed on Form N-SAR
N-Q
Tuesday, 3/29/2011
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Thursday, 1/6/2011
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Wednesday, 12/29/2010
Annual report for management companies filed on Form N-SAR
40-17G
Friday, 11/5/2010
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Tuesday, 9/28/2010
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX/A
Tuesday, 8/31/2010
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-PX
Thursday, 8/26/2010
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Wednesday, 7/7/2010
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Monday, 6/28/2010
Semi-annual report for management companies filed on Form N-SAR
N-Q
Monday, 3/29/2010
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Friday, 1/8/2010
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Tuesday, 12/29/2009
Annual report for management companies filed on Form N-SAR
40-17G
Friday, 11/20/2009
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Monday, 9/28/2009
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Thursday, 8/27/2009
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Wednesday, 7/1/2009
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Friday, 6/26/2009
Semi-annual report for management companies filed on Form N-SAR
N-Q
Tuesday, 3/31/2009
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-APP/A
Tuesday, 1/27/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-CSR
Friday, 1/9/2009
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Tuesday, 12/30/2008
Annual report for management companies filed on Form N-SAR
APP WD
Wednesday, 11/19/2008
Withdrawal of an application for exemptive or other relief from the federal securities laws
N-Q
Friday, 9/26/2008
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-APP/A
Monday, 9/22/2008
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-PX
Thursday, 8/28/2008
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-APP/A
Monday, 8/18/2008
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 7/23/2008
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-CSRS
Thursday, 7/3/2008
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Friday, 6/27/2008
Semi-annual report for management companies filed on Form N-SAR
40-17G
Wednesday, 6/18/2008
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Wednesday, 6/18/2008
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Wednesday, 3/26/2008
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR/A
Friday, 1/11/2008
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-CSR
Tuesday, 1/8/2008
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Monday, 12/31/2007
Annual report for management companies filed on Form N-SAR
N-Q
Monday, 9/24/2007
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Friday, 8/24/2007
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Thursday, 7/5/2007
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 6/28/2007
Semi-annual report for management companies filed on Form N-SAR
40-6C/A
Thursday, 6/21/2007
None
N-Q
Thursday, 3/29/2007
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Tuesday, 1/16/2007
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Wednesday, 1/3/2007
Annual report for management companies filed on Form N-SAR
N-Q
Friday, 9/29/2006
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Monday, 9/25/2006
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Wednesday, 8/30/2006
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Friday, 7/7/2006
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Wednesday, 6/28/2006
Semi-annual report for management companies filed on Form N-SAR
N-Q
Monday, 4/3/2006
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Monday, 1/9/2006
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Friday, 12/30/2005
Annual report for management companies filed on Form N-SAR
40-17G
Tuesday, 11/22/2005
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Thursday, 9/29/2005
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-6C
Thursday, 9/22/2005
None
N-PX
Monday, 8/22/2005
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-6C
Wednesday, 8/3/2005
None
N-CSRS
Friday, 7/8/2005
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Wednesday, 6/29/2005
Semi-annual report for management companies filed on Form N-SAR
N-Q
Friday, 4/1/2005
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Friday, 1/7/2005
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Thursday, 12/30/2004
Annual report for management companies filed on Form N-SAR
N-Q
Wednesday, 9/29/2004
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Friday, 8/20/2004
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Friday, 7/2/2004
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Tuesday, 6/29/2004
Semi-annual report for management companies filed on Form N-SAR
40-17G
Thursday, 6/3/2004
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Monday, 4/5/2004
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497
Friday, 3/26/2004
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-2/A
Thursday, 3/25/2004
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CERTNYS
Tuesday, 3/23/2004
None
8-A12B
Monday, 3/22/2004
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
N-2/A
Wednesday, 2/25/2004
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-8A
Friday, 1/23/2004
Initial notification of registration under Section 8(a) filed on Form N-8A
N-2
Friday, 1/23/2004
Initial filing of a registration statement on Form N-2 for closed-end investment companies
Ownership (79)
4/A
Friday, 3/9/2012
Harris Jerrold B: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/28/2012
CAVANAGH RICHARD: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/28/2012
FABOZZI FRANK: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/28/2012
FELDSTEIN KATHLEEN F: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/28/2012
GABBAY HENRY: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/28/2012
Harris Jerrold B: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/28/2012
HUBBARD ROBERT GLENN: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/28/2012
KESTER W CARL: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/28/2012
McClements Kyle: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 2/13/2012
FIRST TRUST PORTFOLIOS LP: Major Shareholders
3
Tuesday, 1/3/2012
Powers John F: Initial statement of beneficial ownership of securities
3
Thursday, 7/28/2011
AUDET PAUL: Initial statement of beneficial ownership of securities
3
Wednesday, 4/20/2011
Castellano Michael J: Initial statement of beneficial ownership of securities
3
Friday, 2/18/2011
Perlowski John: Initial statement of beneficial ownership of securities
SC 13G/A
Friday, 1/28/2011
GUGGENHEIM FUNDS DISTRIBUTORS, INC.: Major Shareholders
SC 13G/A
Tuesday, 1/18/2011
FIRST TRUST PORTFOLIOS LP: Major Shareholders
3
Thursday, 11/18/2010
SHAPIRO IRA P: Initial statement of beneficial ownership of securities
3
Tuesday, 2/16/2010
Anderson Kathleen M: Initial statement of beneficial ownership of securities
3
Tuesday, 2/16/2010
McClements Kyle: Initial statement of beneficial ownership of securities
3
Tuesday, 2/16/2010
Shearer Bob: Initial statement of beneficial ownership of securities
4
Monday, 2/8/2010
GABBAY HENRY: Statement of changes in beneficial ownership of securities
SC 13G
Monday, 1/25/2010
CLAYMORE SECURITIES INC: Major Shareholders
SC 13G/A
Friday, 1/8/2010
FIRST TRUST PORTFOLIOS LP: Major Shareholders
3
Thursday, 8/6/2009
Kyne Brendan: Initial statement of beneficial ownership of securities
SC 13G/A
Wednesday, 2/4/2009
FIRST TRUST PORTFOLIOS LP: Major Shareholders
3/A
Monday, 7/14/2008
Davis Dick: Initial statement of beneficial ownership of securities
4
Tuesday, 2/19/2008
Harris Jerrold B: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 2/11/2008
FIRST TRUST PORTFOLIOS LP: Major Shareholders
4
Wednesday, 2/6/2008
KESTER W CARL: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/26/2007
Beckwith George Nicholas III: Statement of changes in beneficial ownership of securities
3
Friday, 11/9/2007
SALOMON ROBERT S JR: Initial statement of beneficial ownership of securities
3
Friday, 11/9/2007
KESTER CARL W: Initial statement of beneficial ownership of securities
3
Friday, 11/9/2007
GABBAY HENRY: Initial statement of beneficial ownership of securities
3
Friday, 11/9/2007
SUDDARTH ROSCOE: Initial statement of beneficial ownership of securities
3
Friday, 11/9/2007
Andrews Neal: Initial statement of beneficial ownership of securities
3
Friday, 11/9/2007
FLYNN JAMES T: Initial statement of beneficial ownership of securities
3
Thursday, 11/8/2007
Davis Richard: Initial statement of beneficial ownership of securities
3
Thursday, 11/8/2007
Fife Jay M.: Initial statement of beneficial ownership of securities
3
Thursday, 11/8/2007
Surloff Howard: Initial statement of beneficial ownership of securities
3
Wednesday, 11/7/2007
Beckwith George Nicholas III: Initial statement of beneficial ownership of securities
3
Wednesday, 11/7/2007
Harris Jerrold B: Initial statement of beneficial ownership of securities
3
Wednesday, 11/7/2007
ROBARDS KAREN P: Initial statement of beneficial ownership of securities
SC 13G/A
Thursday, 9/6/2007
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G
Friday, 1/26/2007
FIRST TRUST PORTFOLIOS LP: Major Shareholders
3/A
Friday, 12/1/2006
BURKE DONALD C: Initial statement of beneficial ownership of securities
4
Wednesday, 11/2/2005
HERRMANN FRED: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/2/2005
HERRMANN FRED: Statement of changes in beneficial ownership of securities
4/A
Wednesday, 11/2/2005
HERRMANN FRED: Statement of changes in beneficial ownership of securities
4
Thursday, 2/10/2005
FELDSTEIN KATHLEEN F: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/8/2005
HUBBARD ROBERT GLENN: Statement of changes in beneficial ownership of securities
3
Thursday, 1/27/2005
FELDSTEIN KATHLEEN F: Initial statement of beneficial ownership of securities
3
Friday, 11/26/2004
HUBBARD ROBERT GLENN: Initial statement of beneficial ownership of securities
4
Thursday, 8/5/2004
KAPITO ROBERT: Statement of changes in beneficial ownership of securities
3
Thursday, 7/22/2004
BLACKROCK FINANCIAL MANAGEMENT INC: Initial statement of beneficial ownership of securities
3
Thursday, 7/22/2004
BLACKROCK FUNDING INC: Initial statement of beneficial ownership of securities
3
Thursday, 7/22/2004
BLACKROCK ADVISORS INC: Initial statement of beneficial ownership of securities
4
Wednesday, 7/21/2004
BRIMMER ANDREW: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/14/2004
CAVANAGH RICHARD: Statement of changes in beneficial ownership of securities
4
Friday, 6/25/2004
DIXON KENT: Statement of changes in beneficial ownership of securities
4
Thursday, 6/24/2004
MONDALE WALTER F: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/23/2004
SCHLOSSTEIN RALPH: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/23/2004
LAFORCE JAMES: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/23/2004
FABOZZI FRANK: Statement of changes in beneficial ownership of securities
3
Friday, 2/27/2004
GABBAY HENRY: Initial statement of beneficial ownership of securities
3
Friday, 2/27/2004
KONG JAMES: Initial statement of beneficial ownership of securities
3
Friday, 2/27/2004
ACKERLEY ANNE: Initial statement of beneficial ownership of securities
3
Friday, 2/27/2004
BRIMMER ANDREW: Initial statement of beneficial ownership of securities
3
Friday, 2/27/2004
CAVANAGH RICHARD: Initial statement of beneficial ownership of securities
3
Friday, 2/27/2004
DIXON KENT: Initial statement of beneficial ownership of securities
3
Friday, 2/27/2004
FABOZZI FRANK: Initial statement of beneficial ownership of securities
3
Friday, 2/27/2004
MONDALE WALTER F: Initial statement of beneficial ownership of securities
3
Friday, 2/27/2004
SHEA RICHARD M: Initial statement of beneficial ownership of securities
3
Friday, 2/27/2004
LAFORCE JAMES: Initial statement of beneficial ownership of securities
3
Friday, 2/27/2004
SCHLOSSTEIN RALPH: Initial statement of beneficial ownership of securities
3
Friday, 2/27/2004
KAPITO ROBERT: Initial statement of beneficial ownership of securities
3
Friday, 2/27/2004
TRITTO VINCENT: Initial statement of beneficial ownership of securities
3
Friday, 2/27/2004
KINDELAN BRIAN P: Initial statement of beneficial ownership of securities
3
Friday, 2/27/2004
HERRMANN FRED: Initial statement of beneficial ownership of securities
3
Friday, 2/27/2004
BYRKET DAVID: Initial statement of beneficial ownership of securities
Prospectus (3)
425
Friday, 1/27/2012
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Thursday, 12/22/2011
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
RW
Tuesday, 11/8/2011
Registration Withdrawal Request
Proxies (23)
DEF 14A
Thursday, 6/16/2011
Definitive proxy statements
DEFA14A
Thursday, 6/16/2011
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 7/23/2010
Definitive proxy statements
DEFR14A
Monday, 8/10/2009
Definitive revised proxy soliciting materials
DEF 14A
Friday, 7/17/2009
Definitive proxy statements
DEF 14A
Thursday, 7/31/2008
Definitive proxy statements
DEFA14A
Tuesday, 7/17/2007
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 7/5/2007
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Monday, 7/2/2007
Definitive proxy statements
DEFA14A
Monday, 7/2/2007
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PRE 14A
Friday, 6/15/2007
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Thursday, 7/20/2006
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 6/22/2006
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFR14A
Tuesday, 6/20/2006
Definitive revised proxy soliciting materials
DEF 14A
Friday, 6/16/2006
Definitive proxy statements
PRE 14A
Friday, 5/26/2006
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Wednesday, 4/19/2006
Definitive proxy statements
PRE 14A
Wednesday, 3/29/2006
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Thursday, 4/21/2005
Definitive proxy statements
PRE 14A
Friday, 4/1/2005
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFR14A
Thursday, 6/3/2004
Definitive revised proxy soliciting materials
DEF 14A
Wednesday, 4/14/2004
Definitive proxy statements
PRE 14A
Thursday, 4/1/2004
Preliminary proxy statement not related to a contested matter or merger/acquisition