Claymore Exchange-Traded Fund Trust 3
Related Filers (4)
- GUGGENHEIM FUNDS DISTRIBUTORS, INC. (3)
- Claymore Exchange-Traded Fund Trust (2)
- GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC (2)
- Claymore Exchange-Traded Fund Trust 2 (1)
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Other (36)
N-8F ORDR
Friday, 3/24/2017
None
N-8F NTC
Wednesday, 3/1/2017
None
N-8F
Friday, 1/20/2017
Application for deregistration made on Form N-8F
AW
Friday, 1/20/2017
Withdrawal of amendment to a registration statement filed under the Securities Act
N-PX
Tuesday, 8/30/2016
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-PX
Tuesday, 8/11/2015
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-PX
Friday, 8/15/2014
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-PX
Wednesday, 8/28/2013
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-APP/A
Wednesday, 6/12/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 4/18/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 2/8/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 9/6/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-PX
Tuesday, 8/7/2012
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-APP
Friday, 12/16/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-PX
Wednesday, 8/17/2011
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
APP ORDR
Wednesday, 11/3/2010
None
APP NTC
Tuesday, 11/2/2010
None
40-APP/A
Wednesday, 10/20/2010
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 10/1/2010
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 9/3/2010
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-PX
Friday, 7/30/2010
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
APP ORDR
Tuesday, 6/29/2010
None
APP NTC
Friday, 4/30/2010
None
40-APP/A
Friday, 4/23/2010
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Tuesday, 1/19/2010
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 12/17/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Monday, 11/23/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-PX
Wednesday, 7/8/2009
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-APP/A
Tuesday, 6/9/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-1A/A
Tuesday, 6/9/2009
Initial registration statement filed on Form N1A for open-end management investment companies
40-APP/A
Wednesday, 6/3/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Tuesday, 5/5/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-8A
Monday, 3/23/2009
Initial notification of registration under Section 8(a) filed on Form N-8A
N-1A
Monday, 3/23/2009
Initial registration statement filed on Form N1A for open-end management investment companies
40-APP/A
Wednesday, 9/24/2008
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Tuesday, 5/20/2008
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products