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- DENISE M KEEFE (3)
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- BRADLEY MARK R (2)
- VOLK SCOTT (2)
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- THOMPSON CHARLES SPURGEON (2)
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- OBRIEN JAMES G (2)
- CHALONER CHRISTOPHER (2)
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News (20)
8-K
Tuesday, 11/21/2023
Current report filing
8-K/A
Tuesday, 10/24/2023
Current report filing
8-K
Monday, 10/23/2023
Current report filing
8-K
Friday, 6/23/2023
Current report filing
8-K
Friday, 9/30/2022
Current report filing
8-K
Monday, 9/19/2022
Current report filing
8-K
Thursday, 10/21/2021
Current report filing
8-K
Wednesday, 9/22/2021
Current report filing
8-K
Tuesday, 10/20/2020
Current report filing
8-K
Wednesday, 6/17/2020
Current report filing
8-K
Friday, 5/29/2020
Current report filing
8-K
Thursday, 3/14/2019
Current report filing
8-K
Friday, 9/28/2018
Current report filing
8-K
Thursday, 9/27/2018
Current report filing
8-K
Wednesday, 9/13/2017
Current report filing
8-K
Monday, 4/3/2017
Current report filing
8-K
Wednesday, 11/16/2016
Current report filing
8-K
Tuesday, 6/28/2016
Current report filing
8-K
Tuesday, 3/15/2016
Current report filing
8-K
Thursday, 12/3/2015
Current report filing
Other (112)
40-17G/A
Thursday, 2/1/2024
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NPORT-P
Tuesday, 11/28/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
25-NSE
Tuesday, 11/21/2023
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
40-17G
Wednesday, 10/18/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Friday, 9/8/2023
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P/A
Monday, 8/28/2023
None
NPORT-P
Thursday, 8/24/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-PX
Friday, 8/18/2023
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P
Wednesday, 5/24/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G/A
Wednesday, 3/15/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSR
Friday, 3/10/2023
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-CEN
Tuesday, 3/7/2023
Annual Report for Registered Investment Companies
NPORT-P
Wednesday, 2/22/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Tuesday, 11/29/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Friday, 10/14/2022
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Monday, 8/29/2022
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Friday, 8/26/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-PX
Tuesday, 8/2/2022
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P
Thursday, 5/26/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CEN
Thursday, 3/10/2022
Annual Report for Registered Investment Companies
N-CSR
Thursday, 3/10/2022
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Friday, 2/25/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Wednesday, 11/24/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Thursday, 11/4/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Wednesday, 9/1/2021
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Monday, 8/23/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-PX
Thursday, 7/22/2021
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P
Friday, 5/21/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G/A
Friday, 5/14/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G/A
Friday, 3/26/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSR
Thursday, 3/11/2021
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-CEN
Tuesday, 3/9/2021
Annual Report for Registered Investment Companies
NPORT-P
Thursday, 2/25/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Thursday, 11/19/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Friday, 10/23/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Thursday, 9/3/2020
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Monday, 8/24/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G/A
Thursday, 7/9/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Thursday, 7/9/2020
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P
Tuesday, 5/26/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G/A
Friday, 4/3/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CEN
Friday, 3/6/2020
Annual Report for Registered Investment Companies
N-CSR
Tuesday, 3/3/2020
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Wednesday, 2/26/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G/A
Tuesday, 2/18/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G/A
Monday, 1/6/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CEN/A
Monday, 12/30/2019
Annual Report for Registered Investment Companies
NPORT-P
Friday, 11/22/2019
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Wednesday, 10/16/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G/A
Tuesday, 9/17/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Tuesday, 9/3/2019
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Wednesday, 7/17/2019
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17G/A
Wednesday, 7/3/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NPORT-EX
Thursday, 5/23/2019
Portfolio Holdings Exhibit to Form N-PORT
N-CSR
Monday, 3/11/2019
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-CEN
Thursday, 3/7/2019
Annual Report for Registered Investment Companies
40-17G/A
Monday, 1/7/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Wednesday, 11/28/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Friday, 10/12/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS/A
Wednesday, 9/5/2018
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-CSRS
Thursday, 8/30/2018
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Friday, 7/27/2018
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17G/A
Tuesday, 7/17/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Tuesday, 5/29/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G/A
Thursday, 4/5/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
CORRESP
Thursday, 3/15/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-CSR
Monday, 3/12/2018
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Tuesday, 2/27/2018
Annual report for management companies filed on Form N-SAR
40-17G/A
Thursday, 1/4/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Tuesday, 11/28/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G/A
Thursday, 11/9/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Thursday, 10/5/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Friday, 9/1/2017
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Monday, 8/28/2017
Semi-annual report for management companies filed on Form N-SAR
N-PX
Monday, 7/24/2017
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17G/A
Friday, 7/14/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Tuesday, 5/30/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G/A
Wednesday, 4/5/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
CORRESP
Friday, 3/17/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-CSR/A
Friday, 3/10/2017
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-CSR
Tuesday, 3/7/2017
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Monday, 2/27/2017
Annual report for management companies filed on Form N-SAR
40-17G/A
Friday, 1/13/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
144
Friday, 12/23/2016
Filing for proposed sale of securities under Rule 144
N-Q
Tuesday, 11/22/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Wednesday, 10/5/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Wednesday, 8/31/2016
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 8/25/2016
Semi-annual report for management companies filed on Form N-SAR
N-PX
Monday, 8/1/2016
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17G/A
Thursday, 7/14/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Thursday, 5/26/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G/A
Monday, 4/18/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSR
Monday, 3/7/2016
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Friday, 2/26/2016
Annual report for management companies filed on Form N-SAR
40-17G/A
Monday, 1/11/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Wednesday, 11/25/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Wednesday, 10/7/2015
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
POS EX
Monday, 9/28/2015
Post-effective amendment filed solely to add exhibits to a registration statement
497
Friday, 9/25/2015
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-2MEF
Thursday, 9/24/2015
A new registration statement on Form N-2 filed under Securities Act Rule 462(b) by closed-end investment companies of up to an additional 20% of securities for an offering that was registered on Form N-2
Ownership (98)
SC 13G/A
Wednesday, 8/9/2023
SIT INVESTMENT ASSOCIATES INC: Major Shareholders
SC 13G/A
Thursday, 7/6/2023
1607 Capital Partners, LLC: Major Shareholders
SC 13D/A
Wednesday, 4/12/2023
Bulldog Investors, LLP: Major Shareholders
SC 13D/A
Monday, 3/13/2023
Bulldog Investors, LLP: Major Shareholders
SC 13D/A
Monday, 3/6/2023
Bulldog Investors, LLP: Major Shareholders
SC 13G/A
Tuesday, 2/14/2023
1607 Capital Partners, LLC: Major Shareholders
SC 13G
Monday, 2/13/2023
SIT INVESTMENT ASSOCIATES INC: Major Shareholders
SC 13G/A
Friday, 1/13/2023
Allspring Global Investments Holdings, LLC: Major Shareholders
SC 13G/A
Friday, 12/9/2022
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD: Major Shareholders
SC 13D/A
Tuesday, 12/6/2022
Bulldog Investors, LLP: Major Shareholders
SC 13D
Monday, 11/14/2022
Bulldog Investors, LLP: Major Shareholders
4
Tuesday, 3/8/2022
DENISE M KEEFE: Statement of changes in beneficial ownership of securities
4
Monday, 3/7/2022
DENISE M KEEFE: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 2/14/2022
1607 Capital Partners, LLC: Major Shareholders
SC 13G/A
Friday, 2/11/2022
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD: Major Shareholders
SC 13G/A
Tuesday, 1/18/2022
Allspring Global Investments Holdings, LLC: Major Shareholders
SC 13G
Thursday, 12/9/2021
Allspring Global Investments Holdings, LLC: Major Shareholders
SC 13G/A
Wednesday, 12/8/2021
WELLS FARGO & COMPANY/MN: Major Shareholders
3
Friday, 11/5/2021
DENISE M KEEFE: Initial statement of beneficial ownership of securities
4
Tuesday, 8/24/2021
BOWEN JAMES A: Statement of changes in beneficial ownership of securities
5
Tuesday, 8/17/2021
BROWN KATHLEEN WIELAND: Annual statement of changes in beneficial ownership of securities
3
Tuesday, 8/17/2021
DEHLER KELLY CATHERINE: Initial statement of beneficial ownership of securities
4
Tuesday, 8/17/2021
BOWEN JAMES A: Statement of changes in beneficial ownership of securities
SC 13G/A
Tuesday, 2/16/2021
1607 Capital Partners, LLC: Major Shareholders
SC 13G/A
Friday, 2/12/2021
WELLS FARGO & COMPANY/MN: Major Shareholders
SC 13G
Tuesday, 2/9/2021
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD: Major Shareholders
4
Tuesday, 1/26/2021
BOWEN JAMES A: Statement of changes in beneficial ownership of securities
3
Monday, 11/2/2020
BAIG FAIZAN: Initial statement of beneficial ownership of securities
SC 13G/A
Thursday, 10/8/2020
WELLS FARGO & COMPANY/MN: Major Shareholders
3
Thursday, 7/2/2020
FRISKE SCOTT MICHAEL: Initial statement of beneficial ownership of securities
5
Tuesday, 6/30/2020
HALL R SCOTT: Annual statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 5/8/2020
WELLS FARGO & COMPANY/MN: Major Shareholders
4
Thursday, 3/12/2020
LINDQUIST DANIEL J: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 2/14/2020
1607 Capital Partners, LLC: Major Shareholders
SC 13G/A
Wednesday, 2/12/2020
MORGAN STANLEY: Major Shareholders
SC 13G
Tuesday, 2/4/2020
WELLS FARGO & COMPANY/MN: Major Shareholders
4
Thursday, 8/15/2019
BOWEN JAMES A: Statement of changes in beneficial ownership of securities
SC 13G/A
Thursday, 2/14/2019
1607 Capital Partners, LLC: Major Shareholders
SC 13G/A
Wednesday, 2/13/2019
MORGAN STANLEY: Major Shareholders
SC 13G
Tuesday, 1/22/2019
WELLS FARGO & COMPANY/MN: Major Shareholders
4
Wednesday, 11/28/2018
LINDQUIST DANIEL J: Statement of changes in beneficial ownership of securities
4
Friday, 10/12/2018
BOWEN JAMES A: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/2/2018
KEITH ROBERT F: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/11/2018
NIELSON NIEL B: Statement of changes in beneficial ownership of securities
4
Thursday, 8/23/2018
BOWEN JAMES A: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/22/2018
BOWEN JAMES A: Statement of changes in beneficial ownership of securities
3
Friday, 5/11/2018
JANUS CAPITAL MANAGEMENT LLC: Initial statement of beneficial ownership of securities
5
Friday, 5/11/2018
HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC.: Annual statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 4/9/2018
MORGAN STANLEY: Major Shareholders
SC 13G/A
Wednesday, 2/14/2018
1607 Capital Partners, LLC: Major Shareholders
SC 13G/A
Tuesday, 2/13/2018
MORGAN STANLEY: Major Shareholders
SC 13G/A
Tuesday, 10/10/2017
1607 Capital Partners, LLC: Major Shareholders
3/A
Tuesday, 9/26/2017
LOFTHOUSE BEN: Initial statement of beneficial ownership of securities
5
Tuesday, 9/26/2017
HENDERSON INVESTMENT MANAGEMENT LTD: Annual statement of changes in beneficial ownership of securities
3/A
Tuesday, 9/26/2017
CROOKE ALEX: Initial statement of beneficial ownership of securities
5
Monday, 9/11/2017
CHALONER CHRISTOPHER: Annual statement of changes in beneficial ownership of securities
5
Monday, 9/11/2017
KOCHEVAR ANNE: Annual statement of changes in beneficial ownership of securities
5
Monday, 9/11/2017
OBRIEN JAMES G: Annual statement of changes in beneficial ownership of securities
3
Friday, 8/4/2017
Swade Donald: Initial statement of beneficial ownership of securities
5
Monday, 7/24/2017
THOMPSON CHARLES SPURGEON: Annual statement of changes in beneficial ownership of securities
5
Monday, 7/24/2017
OSINDERO YINKA: Annual statement of changes in beneficial ownership of securities
SC 13G
Monday, 2/13/2017
MORGAN STANLEY: Major Shareholders
SC 13G
Tuesday, 1/10/2017
1607 Capital Partners, LLC: Major Shareholders
4
Wednesday, 6/15/2016
LOFTHOUSE BEN: Statement of changes in beneficial ownership of securities
5
Monday, 1/25/2016
VOLK SCOTT: Annual statement of changes in beneficial ownership of securities
5
Friday, 1/8/2016
BRADLEY MARK R: Annual statement of changes in beneficial ownership of securities
5
Wednesday, 1/6/2016
Yarbrough Christopher: Annual statement of changes in beneficial ownership of securities
3
Wednesday, 9/23/2015
FALLOW CHRISTOPHER R: Initial statement of beneficial ownership of securities
3
Wednesday, 9/23/2015
LINDQUIST DANIEL J: Initial statement of beneficial ownership of securities
3
Wednesday, 9/23/2015
Gambla John W: Initial statement of beneficial ownership of securities
3
Wednesday, 9/23/2015
KEITH ROBERT F: Initial statement of beneficial ownership of securities
3
Wednesday, 9/23/2015
BOWEN JAMES A: Initial statement of beneficial ownership of securities
3
Wednesday, 9/23/2015
Yarbrough Christopher: Initial statement of beneficial ownership of securities
3
Wednesday, 9/23/2015
MAHER KRISTI A: Initial statement of beneficial ownership of securities
3
Wednesday, 9/23/2015
TESTIN ROGER: Initial statement of beneficial ownership of securities
3
Wednesday, 9/23/2015
ROGGENSACK ANDY: Initial statement of beneficial ownership of securities
3
Wednesday, 9/23/2015
LOFTHOUSE BEN: Initial statement of beneficial ownership of securities
3
Wednesday, 9/23/2015
CHALONER CHRISTOPHER: Initial statement of beneficial ownership of securities
3
Wednesday, 9/23/2015
ERICKSON RICHARD E: Initial statement of beneficial ownership of securities
3
Wednesday, 9/23/2015
Dykas James M: Initial statement of beneficial ownership of securities
3
Wednesday, 9/23/2015
MCGAREL DAVID: Initial statement of beneficial ownership of securities
3
Wednesday, 9/23/2015
KOCHEVAR ANNE: Initial statement of beneficial ownership of securities
3
Wednesday, 9/23/2015
THOMPSON CHARLES SPURGEON: Initial statement of beneficial ownership of securities
3
Wednesday, 9/23/2015
JARDINE W SCOTT: Initial statement of beneficial ownership of securities
3
Wednesday, 9/23/2015
CROOKE ALEX: Initial statement of beneficial ownership of securities
3
Wednesday, 9/23/2015
GUTTSCHOW ROB A: Initial statement of beneficial ownership of securities
3
Wednesday, 9/23/2015
FIRST TRUST ADVISORS LP: Initial statement of beneficial ownership of securities
3
Wednesday, 9/23/2015
KADLEC THOMAS R: Initial statement of beneficial ownership of securities
3
Wednesday, 9/23/2015
OSINDERO YINKA: Initial statement of beneficial ownership of securities
3
Wednesday, 9/23/2015
NIELSON NIEL B: Initial statement of beneficial ownership of securities
3
Wednesday, 9/23/2015
HENDERSON INVESTMENT MANAGEMENT LTD: Initial statement of beneficial ownership of securities
3
Wednesday, 9/23/2015
HALL R SCOTT: Initial statement of beneficial ownership of securities
3
Wednesday, 9/23/2015
HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC.: Initial statement of beneficial ownership of securities
3
Wednesday, 9/23/2015
OBRIEN JAMES G: Initial statement of beneficial ownership of securities
3
Wednesday, 9/23/2015
VOLK SCOTT: Initial statement of beneficial ownership of securities
3
Wednesday, 9/23/2015
BRADLEY MARK R: Initial statement of beneficial ownership of securities
3
Wednesday, 9/23/2015
BROWN KATHLEEN WIELAND: Initial statement of beneficial ownership of securities
3
Wednesday, 9/23/2015
FIRST TRUST PORTFOLIOS LP: Initial statement of beneficial ownership of securities
Proxies (18)
DEFA14A
Thursday, 3/23/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFC14A
Friday, 3/3/2023
Definitive proxy statement in connection with contested solicitations
DEF 14A
Tuesday, 2/28/2023
Definitive proxy statements
PRE 14A
Friday, 2/10/2023
Preliminary proxy statement not related to a contested matter or merger/acquisition
PREC14A
Monday, 2/6/2023
Preliminary proxy statement in connection with contested solicitations
DEF 14A
Thursday, 3/10/2022
Definitive proxy statements
DEF 14A
Thursday, 3/18/2021
Definitive proxy statements
DEFA14A
Thursday, 4/16/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 3/11/2020
Definitive proxy statements
DEF 14A
Monday, 3/4/2019
Definitive proxy statements
DEFA14A
Wednesday, 4/25/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 4/12/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFR14A
Friday, 3/16/2018
Definitive revised proxy soliciting materials
DEF 14A
Thursday, 3/15/2018
Definitive proxy statements
DEF 14A
Monday, 3/12/2018
Definitive proxy statements
PRE 14A
Friday, 2/16/2018
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Wednesday, 1/24/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Thursday, 3/9/2017
Definitive proxy statements