FIRST TRUST ADVISORS LP
Related Filers (54)
- FIRST TRUST PORTFOLIOS LP (41)
- FIRST TRUST EXCHANGE-TRADED FUND II (34)
- FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND (33)
- FIRST TRUST EXCHANGE-TRADED FUND (32)
- First Trust Exchange-Traded Fund III (32)
- FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II (23)
- FIRST TRUST EXCHANGE-TRADED FUND IV (22)
- WACHOVIA CORP NEW (19)
- FIRST TRUST EXCHANGE-TRADED FUND V (17)
- FIRST TRUST EXCHANGE-TRADED FUND VI (14)
- FIRST TRUST SERIES FUND (13)
- FIRST TRUST EXCHANGE-TRADED FUND VII (11)
- FIRST TRUST ENHANCED EQUITY INCOME FUND (8)
- FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUND (8)
- FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (8)
- MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND (8)
- FIRST TRUST VARIABLE INSURANCE TRUST (8)
- FIRST TRUST EXCHANGE TRADED FUND (7)
- FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME FUND (7)
- FIRST TRUST MORTGAGE INCOME FUND (7)
- FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND (7)
- FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUND (7)
- FIRST TRUST DIVIDEND & INCOME FUND (7)
- FIRST TRUST STRATEGIC HIGH INCOME FUND II (7)
- WELLS FARGO & CO/MN (7)
- FIRST DEFINED PORTFOLIO FUND LLC (7)
- FIRST TRUST STRATEGIC HIGH INCOME FUND (6)
- FIRST TRUST STRATEGIC HIGH INCOME FUND III (6)
- FIRST TRUST TAX-ADVANTAGED PREFERRED INCOME FUND (5)
- FIRST TRUST ENERGY INCOME & GROWTH FUND (4)
- FIRST TRUST VALUE LINE R 100 FUND (4)
- Windhaven Investment Management, Inc. (4)
- FIRST TRUST/STONECASTLE BANK SELECT INCOME FUND (3)
- FIRST TRUST EXCHANGE-TRADED FUND VIII (3)
- FIRST TRUST VALUE LINE DIVIDEND FUND (2)
- FIRST TRUST VALUE LINE R & IBBOTSON EQUITY ALLOCATION FUND (2)
- EDWARDS A G INC (2)
- FIRST TRUST/CHARTWELL TOTAL RETURN EQUITY INCOME FUND (2)
- FIRST TRUST MUNICIPAL TARGET TERM TRUST (2)
- FIRST TRUST INCOME FUND (2)
- Windward Investment Management Inc (2)
- FIRST TRUST MLP & ENERGY INCOME FUND (2)
- FIRST TRUST HIGH INCOME LONG/SHORT FUND (2)
- First Trust Intermediate Duration Preferred & Income Fund (2)
- FIRST TRUST ENERGY INFRASTRUCTURE FUND (2)
- FT PORTFOLIOS CANADA CO. (2)
- LAZARD ASSET MANAGEMENT LLC (1)
- FIRST TRUST/ABERDEEN GLOBAL CREDIT STRATEGIES FUND (1)
- FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND (1)
- FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND (1)
- FIRST TRUST EQUITY MARKET NEUTRAL OPPORTUNITIES FUND (1)
- FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND (1)
- FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND (1)
- FIRST TRUST PORTFOLIOS L.P. (1)
- Show More ...
Other (161)
13F-HR
Tuesday, 2/13/2024
Initial Quarterly Form 13F Holdings Report filed by institutional managers
40-APP
Wednesday, 1/24/2024
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR
Monday, 11/13/2023
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 8/14/2023
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 5/15/2023
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 2/9/2023
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 11/14/2022
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 8/12/2022
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 5/13/2022
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 2/8/2022
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 11/15/2021
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Tuesday, 10/12/2021
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 8/16/2021
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 5/14/2021
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 2/2/2021
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 11/5/2020
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Wednesday, 7/22/2020
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Wednesday, 5/6/2020
Initial Quarterly Form 13F Holdings Report filed by institutional managers
40-APP/A
Monday, 4/6/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 2/13/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR
Monday, 2/3/2020
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 11/4/2019
Initial Quarterly Form 13F Holdings Report filed by institutional managers
40-APP
Tuesday, 10/22/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR
Tuesday, 7/30/2019
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Wednesday, 6/19/2019
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Wednesday, 6/19/2019
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Wednesday, 6/19/2019
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 5/9/2019
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 2/7/2019
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 10/25/2018
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 8/2/2018
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 4/23/2018
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 2/8/2018
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 10/24/2017
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Wednesday, 8/2/2017
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 5/2/2017
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 2/6/2017
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 11/1/2016
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 8/4/2016
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 5/10/2016
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Wednesday, 5/4/2016
Initial Quarterly Form 13F Holdings Report filed by institutional managers
40-APP
Tuesday, 4/12/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR
Wednesday, 2/3/2016
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 11/5/2015
Initial Quarterly Form 13F Holdings Report filed by institutional managers
40-APP/A
Friday, 8/28/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR
Tuesday, 8/4/2015
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 5/4/2015
Initial Quarterly Form 13F Holdings Report filed by institutional managers
40-APP/A
Monday, 3/2/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR
Friday, 2/13/2015
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Wednesday, 11/12/2014
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 8/11/2014
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Friday, 8/8/2014
Initial Quarterly Form 13F Holdings Report filed by institutional managers
CORRESP
Monday, 7/21/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
13F-HR
Monday, 5/12/2014
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 2/13/2014
Initial Quarterly Form 13F Holdings Report filed by institutional managers
40-APP
Wednesday, 11/13/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR
Tuesday, 11/12/2013
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 8/12/2013
Initial Quarterly Form 13F Holdings Report filed by institutional managers
40-APP/A
Thursday, 7/11/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 6/14/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR
Thursday, 4/25/2013
Initial Quarterly Form 13F Holdings Report filed by institutional managers
40-APP/A
Tuesday, 4/23/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Tuesday, 2/19/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR
Wednesday, 2/13/2013
Initial Quarterly Form 13F Holdings Report filed by institutional managers
APP WD
Tuesday, 1/8/2013
Withdrawal of an application for exemptive or other relief from the federal securities laws
40-APP/A
Thursday, 1/3/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
CORRESP
Thursday, 12/20/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
13F-HR
Friday, 11/9/2012
Initial Quarterly Form 13F Holdings Report filed by institutional managers
40-APP
Thursday, 10/25/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 9/14/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 8/24/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR
Wednesday, 8/8/2012
Initial Quarterly Form 13F Holdings Report filed by institutional managers
40-APP
Friday, 6/1/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 5/18/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR
Wednesday, 5/9/2012
Initial Quarterly Form 13F Holdings Report filed by institutional managers
40-APP/A
Monday, 3/12/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR/A
Tuesday, 2/14/2012
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Tuesday, 2/14/2012
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 2/7/2012
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Thursday, 11/10/2011
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 11/8/2011
Initial Quarterly Form 13F Holdings Report filed by institutional managers
40-APP/A
Friday, 10/21/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 9/9/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR
Friday, 8/12/2011
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 5/12/2011
Initial Quarterly Form 13F Holdings Report filed by institutional managers
40-APP
Friday, 4/29/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 4/15/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR/A
Friday, 2/11/2011
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-NT
Wednesday, 2/9/2011
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Friday, 1/7/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR
Wednesday, 11/10/2010
Initial Quarterly Form 13F Holdings Report filed by institutional managers
40-APP/A
Monday, 9/13/2010
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR
Thursday, 8/12/2010
Initial Quarterly Form 13F Holdings Report filed by institutional managers
40-APP
Thursday, 7/15/2010
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR
Tuesday, 5/11/2010
Initial Quarterly Form 13F Holdings Report filed by institutional managers
APP WD
Wednesday, 4/21/2010
Withdrawal of an application for exemptive or other relief from the federal securities laws
40-APP
Friday, 3/26/2010
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 3/5/2010
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR
Monday, 2/8/2010
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 11/12/2009
Initial Quarterly Form 13F Holdings Report filed by institutional managers
Ownership (61)
3
Thursday, 6/25/2020
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND: Initial statement of beneficial ownership of securities
3
Wednesday, 12/21/2016
FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND: Initial statement of beneficial ownership of securities
3
Wednesday, 9/23/2015
FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND: Initial statement of beneficial ownership of securities
3
Wednesday, 3/26/2014
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND: Initial statement of beneficial ownership of securities
3
Wednesday, 5/22/2013
First Trust Intermediate Duration Preferred & Income Fund: Initial statement of beneficial ownership of securities
3
Tuesday, 11/27/2012
FIRST TRUST MLP & ENERGY INCOME FUND: Initial statement of beneficial ownership of securities
3
Tuesday, 9/27/2011
FIRST TRUST ENERGY INFRASTRUCTURE FUND: Initial statement of beneficial ownership of securities
SC 13G/A
Monday, 7/11/2011
Windhaven Investment Management, Inc.: Major Shareholders
SC 13G/A
Friday, 6/10/2011
Windhaven Investment Management, Inc.: Major Shareholders
SC 13G/A
Monday, 2/14/2011
Windhaven Investment Management, Inc.: Major Shareholders
SC 13G/A
Friday, 12/10/2010
Windward Investment Management Inc: Major Shareholders
SC 13G
Friday, 12/10/2010
Windhaven Investment Management, Inc.: Major Shareholders
SC 13G
Wednesday, 11/10/2010
Windward Investment Management Inc: Major Shareholders
3
Monday, 9/27/2010
FIRST TRUST HIGH INCOME LONG/SHORT FUND: Initial statement of beneficial ownership of securities
SC 13G/A
Tuesday, 2/10/2009
WELLS FARGO & CO/MN: Major Shareholders
SC 13G/A
Tuesday, 2/10/2009
WELLS FARGO & CO/MN: Major Shareholders
SC 13G/A
Tuesday, 2/10/2009
LAZARD ASSET MANAGEMENT LLC: Major Shareholders
SC 13G
Friday, 1/23/2009
WELLS FARGO & CO/MN: Major Shareholders
SC 13G
Thursday, 1/22/2009
WELLS FARGO & CO/MN: Major Shareholders
SC 13G
Thursday, 1/22/2009
WELLS FARGO & CO/MN: Major Shareholders
SC 13G
Monday, 1/12/2009
WELLS FARGO & CO/MN: Major Shareholders
SC 13G
Monday, 1/12/2009
WELLS FARGO & CO/MN: Major Shareholders
SC 13G
Tuesday, 12/9/2008
WACHOVIA CORP NEW: Major Shareholders
SC 13G
Tuesday, 12/9/2008
WACHOVIA CORP NEW: Major Shareholders
SC 13G
Tuesday, 12/9/2008
WACHOVIA CORP NEW: Major Shareholders
SC 13G
Monday, 11/10/2008
WACHOVIA CORP NEW: Major Shareholders
SC 13G
Monday, 11/10/2008
WACHOVIA CORP NEW: Major Shareholders
SC 13G
Monday, 11/10/2008
WACHOVIA CORP NEW: Major Shareholders
SC 13G
Friday, 10/10/2008
WACHOVIA CORP NEW: Major Shareholders
SC 13G
Friday, 10/10/2008
WACHOVIA CORP NEW: Major Shareholders
SC 13G
Friday, 10/10/2008
WACHOVIA CORP NEW: Major Shareholders
SC 13G
Friday, 10/10/2008
WACHOVIA CORP NEW: Major Shareholders
SC 13G
Friday, 10/10/2008
WACHOVIA CORP NEW: Major Shareholders
SC 13G
Friday, 10/10/2008
WACHOVIA CORP NEW: Major Shareholders
SC 13G
Wednesday, 9/10/2008
WACHOVIA CORP NEW: Major Shareholders
SC 13G
Monday, 8/11/2008
WACHOVIA CORP NEW: Major Shareholders
SC 13G
Monday, 8/11/2008
WACHOVIA CORP NEW: Major Shareholders
SC 13G
Tuesday, 6/10/2008
WACHOVIA CORP NEW: Major Shareholders
SC 13G
Monday, 5/12/2008
WACHOVIA CORP NEW: Major Shareholders
SC 13G
Thursday, 4/10/2008
WACHOVIA CORP NEW: Major Shareholders
SC 13G
Friday, 2/1/2008
WACHOVIA CORP NEW: Major Shareholders
3
Wednesday, 9/19/2007
FIRST TRUST ACTIVE DIVIDEND INCOME FUND: Initial statement of beneficial ownership of securities
SC 13G/A
Wednesday, 8/8/2007
EDWARDS A G INC: Major Shareholders
SC 13G
Tuesday, 7/10/2007
EDWARDS A G INC: Major Shareholders
3
Thursday, 5/24/2007
FIRST TRUST/GALLATIN SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND: Initial statement of beneficial ownership of securities
3
Monday, 3/26/2007
FIRST TRUST STRATEGIC HIGH INCOME FUND III: Initial statement of beneficial ownership of securities
3
Friday, 8/25/2006
FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUND: Initial statement of beneficial ownership of securities
3
Tuesday, 6/27/2006
FIRST TRUST TAX-ADVANTAGED PREFERRED INCOME FUND: Initial statement of beneficial ownership of securities
3
Monday, 3/27/2006
FIRST TRUST STRATEGIC HIGH INCOME FUND II: Initial statement of beneficial ownership of securities
4
Wednesday, 12/28/2005
FIRST TRUST VALUE LINE R 100 FUND: Statement of changes in beneficial ownership of securities
3
Monday, 7/25/2005
FIRST TRUST STRATEGIC HIGH INCOME FUND: Initial statement of beneficial ownership of securities
3
Monday, 5/23/2005
FIRST TRUST/FIDAC MORTGAGE INCOME FUND: Initial statement of beneficial ownership of securities
3
Thursday, 12/9/2004
First Trust/Fiduciary Asset Management Covered Call Fund: Initial statement of beneficial ownership of securities
3
Thursday, 12/9/2004
FIRST TRUST FOUR CORNERS SENIOR FLOATING RATE INCOME FUND II: Initial statement of beneficial ownership of securities
3
Thursday, 12/9/2004
MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND: Initial statement of beneficial ownership of securities
3
Thursday, 12/9/2004
FIRST TRUST VALUE LINE R & IBBOTSON EQUITY ALLOCATION FUND: Initial statement of beneficial ownership of securities
3
Thursday, 12/9/2004
ENERGY INCOME & GROWTH FUND: Initial statement of beneficial ownership of securities
3
Thursday, 12/9/2004
FIRST TRUST VALUE LINE R 100 FUND: Initial statement of beneficial ownership of securities
3
Thursday, 12/9/2004
FIRST TRUST VALUE LINE DIVIDEND FUND: Initial statement of beneficial ownership of securities
3
Thursday, 12/9/2004
FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME FUND: Initial statement of beneficial ownership of securities
3
Wednesday, 11/24/2004
FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUND: Initial statement of beneficial ownership of securities