Swade Donald

Related Filers (29)

Ownership (45)

3
Thursday, 6/25/2020
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND: Initial statement of beneficial ownership of securities
3
Friday, 8/4/2017
FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND: Initial statement of beneficial ownership of securities
3
Wednesday, 12/21/2016
FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND: Initial statement of beneficial ownership of securities
4
Wednesday, 6/18/2014
FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUND: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/18/2014
FIRST TRUST DIVIDEND & INCOME FUND: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/18/2014
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/18/2014
FIRST TRUST MLP & ENERGY INCOME FUND: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/18/2014
FIRST TRUST ENERGY INCOME & GROWTH FUND: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/18/2014
FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUND: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/18/2014
FIRST TRUST ENHANCED EQUITY INCOME FUND: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/18/2014
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/18/2014
FIRST TRUST STRATEGIC HIGH INCOME FUND II: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/18/2014
FIRST TRUST ENERGY INFRASTRUCTURE FUND: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/18/2014
FIRST TRUST MORTGAGE INCOME FUND: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/18/2014
First Trust Intermediate Duration Preferred & Income Fund: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/18/2014
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/18/2014
FIRST TRUST HIGH INCOME LONG/SHORT FUND: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/18/2014
MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND: Statement of changes in beneficial ownership of securities
3
Wednesday, 3/26/2014
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND: Initial statement of beneficial ownership of securities
3
Wednesday, 5/22/2013
First Trust Intermediate Duration Preferred & Income Fund: Initial statement of beneficial ownership of securities
3
Tuesday, 11/27/2012
FIRST TRUST MLP & ENERGY INCOME FUND: Initial statement of beneficial ownership of securities
3
Tuesday, 9/18/2012
FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUND: Initial statement of beneficial ownership of securities
3
Tuesday, 9/18/2012
FIRST TRUST ACTIVE DIVIDEND INCOME FUND: Initial statement of beneficial ownership of securities
3
Tuesday, 9/18/2012
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II: Initial statement of beneficial ownership of securities
3
Tuesday, 9/18/2012
FIRST TRUST ENERGY INCOME & GROWTH FUND: Initial statement of beneficial ownership of securities
3
Tuesday, 9/18/2012
FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUND: Initial statement of beneficial ownership of securities
3
Tuesday, 9/18/2012
FIRST TRUST ENHANCED EQUITY INCOME FUND: Initial statement of beneficial ownership of securities
3
Tuesday, 9/18/2012
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND: Initial statement of beneficial ownership of securities
3
Tuesday, 9/18/2012
FIRST TRUST STRATEGIC HIGH INCOME FUND II: Initial statement of beneficial ownership of securities
3
Tuesday, 9/18/2012
FIRST TRUST ENERGY INFRASTRUCTURE FUND: Initial statement of beneficial ownership of securities
3
Tuesday, 9/18/2012
FIRST TRUST MORTGAGE INCOME FUND: Initial statement of beneficial ownership of securities
3
Tuesday, 9/18/2012
FIRST TRUST HIGH INCOME LONG/SHORT FUND: Initial statement of beneficial ownership of securities
3
Tuesday, 9/18/2012
MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND: Initial statement of beneficial ownership of securities
3
Friday, 11/4/2011
Guggenheim Equal Weight Enhanced Equity Income Fund: Initial statement of beneficial ownership of securities
3
Tuesday, 9/28/2010
Guggenheim Build America Bonds Managed Duration Trust: Initial statement of beneficial ownership of securities
3
Thursday, 6/12/2008
DREMAN CLAYMORE DIVIDEND & INCOME FUND: Initial statement of beneficial ownership of securities
3
Thursday, 6/12/2008
Madison/Claymore Covered Call & Equity Strategy Fund: Initial statement of beneficial ownership of securities
3
Monday, 6/9/2008
Claymore/Guggenheim Strategic Opportunities Fund: Initial statement of beneficial ownership of securities
3/A
Monday, 6/9/2008
Claymore/Guggenheim Strategic Opportunities Fund: Initial statement of beneficial ownership of securities
3
Monday, 6/9/2008
Claymore/Raymond James SB-1 Equity Fund: Initial statement of beneficial ownership of securities
3
Wednesday, 6/4/2008
MBIA CAPITAL CLAYMORE MAN DUR INV GRD MUNI FUND: Initial statement of beneficial ownership of securities
3
Wednesday, 6/4/2008
Fiduciary/Claymore MLP Opportunity Fund: Initial statement of beneficial ownership of securities
3
Wednesday, 6/4/2008
Fiduciary/Claymore Dynamic Equity Fund: Initial statement of beneficial ownership of securities
3
Wednesday, 6/4/2008
TS / CLAYMORE TAX-ADVANTAGED BALANCED FUND: Initial statement of beneficial ownership of securities
3
Wednesday, 6/4/2008
Old Mutual/Claymore Long-Short Fund (f.k.a. Analytic Covered Call Plus Fund): Initial statement of beneficial ownership of securities
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