FIRST TRUST PORTFOLIOS L.P.
Related Filers (21)
- NIKE SECURITIES LP /IL/ (10)
- FIRST TRUST EXCHANGE-TRADED FUND III (8)
- FIRST TRUST EXCHANGE-TRADED FUND II (4)
- MACERICH CO (2)
- GREAT LAKES REIT INC (2)
- HOSPITALITY PROPERTIES TRUST (2)
- KILROY REALTY CORP (2)
- GIANT INDUSTRIES INC (2)
- JDN REALTY CORP (2)
- FIRST TRUST EXCHANGE-TRADED FUND VIII (2)
- First Trust Intermediate Duration Preferred & Income Fund (1)
- FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND (1)
- FIRST TRUST MLP & ENERGY INCOME FUND (1)
- FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND (1)
- FIRST TRUST ENERGY INFRASTRUCTURE FUND (1)
- FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND (1)
- FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUND (1)
- FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND (1)
- FIRST TRUST SERIES FUND (1)
- FIRST TRUST VARIABLE INSURANCE TRUST (1)
- FIRST TRUST ADVISORS LP (1)
- Show More ...
Other (60)
40-APP
Wednesday, 1/24/2024
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
144
Tuesday, 11/28/2023
Filing for proposed sale of securities under Rule 144
144
Friday, 4/28/2023
Filing for proposed sale of securities under Rule 144
X-17A-5
Friday, 2/24/2023
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
144
Tuesday, 12/27/2022
Filing for proposed sale of securities under Rule 144
144
Wednesday, 12/21/2022
Filing for proposed sale of securities under Rule 144
144
Wednesday, 12/7/2022
Filing for proposed sale of securities under Rule 144
X-17A-5
Friday, 2/25/2022
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
144
Tuesday, 6/29/2021
Filing for proposed sale of securities under Rule 144
144
Tuesday, 6/29/2021
Filing for proposed sale of securities under Rule 144
X-17A-5
Friday, 2/26/2021
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Thursday, 2/27/2020
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
144
Friday, 11/22/2019
Filing for proposed sale of securities under Rule 144
144
Friday, 11/22/2019
Filing for proposed sale of securities under Rule 144
X-17A-5
Tuesday, 2/26/2019
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
144
Friday, 7/20/2018
Filing for proposed sale of securities under Rule 144
144
Friday, 7/20/2018
Filing for proposed sale of securities under Rule 144
144
Friday, 7/20/2018
Filing for proposed sale of securities under Rule 144
X-17A-5
Tuesday, 2/27/2018
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Monday, 2/27/2017
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
144
Friday, 12/23/2016
Filing for proposed sale of securities under Rule 144
144
Friday, 12/23/2016
Filing for proposed sale of securities under Rule 144
144
Friday, 12/23/2016
Filing for proposed sale of securities under Rule 144
144
Friday, 9/23/2016
Filing for proposed sale of securities under Rule 144
144
Tuesday, 9/20/2016
Filing for proposed sale of securities under Rule 144
144
Tuesday, 8/30/2016
Filing for proposed sale of securities under Rule 144
X-17A-5
Monday, 2/29/2016
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
144
Friday, 10/23/2015
Filing for proposed sale of securities under Rule 144
144
Friday, 10/23/2015
Filing for proposed sale of securities under Rule 144
144
Wednesday, 10/21/2015
Filing for proposed sale of securities under Rule 144
144
Friday, 10/9/2015
Filing for proposed sale of securities under Rule 144
X-17A-5
Friday, 2/27/2015
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Friday, 2/27/2015
None
X-17A-5
Tuesday, 3/4/2014
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 3/4/2014
None
X-17A-5
Friday, 3/1/2013
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Friday, 3/1/2013
None
X-17A-5
Tuesday, 2/28/2012
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 2/28/2012
None
X-17A-5
Tuesday, 3/1/2011
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 3/1/2011
None
X-17A-5
Monday, 3/1/2010
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Monday, 3/2/2009
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Thursday, 2/28/2008
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Thursday, 2/28/2008
None
X-17A-5
Wednesday, 2/28/2007
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Wednesday, 2/28/2007
None
FOCUSN
Tuesday, 2/28/2006
None
X-17A-5
Tuesday, 2/28/2006
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 3/1/2005
None
X-17A-5
Tuesday, 3/1/2005
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Tuesday, 8/10/2004
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Thursday, 5/8/2003
None
X-17A-5
Thursday, 5/8/2003
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Friday, 3/1/2002
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
13F-HR
Thursday, 3/1/2001
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 11/14/2000
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Wednesday, 8/16/2000
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 6/2/2000
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 2/14/2000
Initial Quarterly Form 13F Holdings Report filed by institutional managers
Ownership (12)
SC 13G/A
Friday, 2/11/2000
GIANT INDUSTRIES INC: Major Shareholders
SC 13G/A
Friday, 2/11/2000
GREAT LAKES REIT INC: Major Shareholders
SC 13G/A
Friday, 2/11/2000
JDN REALTY CORP: Major Shareholders
SC 13G/A
Friday, 2/11/2000
KILROY REALTY CORP: Major Shareholders
SC 13G/A
Friday, 2/11/2000
MACERICH CO: Major Shareholders
SC 13G/A
Friday, 2/11/2000
HOSPITALITY PROPERTIES TRUST: Major Shareholders
SC 13G
Friday, 2/12/1999
HOSPITALITY PROPERTIES TRUST: Major Shareholders
SC 13G
Friday, 2/12/1999
MACERICH CO: Major Shareholders
SC 13G
Friday, 2/12/1999
GIANT INDUSTRIES INC: Major Shareholders
SC 13G
Friday, 2/12/1999
KILROY REALTY CORP: Major Shareholders
SC 13G
Friday, 2/12/1999
GREAT LAKES REIT INC: Major Shareholders
SC 13G
Friday, 2/12/1999
JDN REALTY CORP: Major Shareholders