FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
Related Filers (101)
- MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND (64)
- FIRST TRUST ENHANCED EQUITY INCOME FUND (63)
- FIRST TRUST MORTGAGE INCOME FUND (63)
- FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUND (61)
- FIRST TRUST ENERGY INCOME & GROWTH FUND (60)
- FIRST TRUST/ABRDN EMERGING OPPORTUNITY FUND (59)
- FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (56)
- FIRST TRUST ENERGY INFRASTRUCTURE FUND (53)
- FIRST TRUST EXCHANGE-TRADED FUND II (51)
- FIRST TRUST MLP & ENERGY INCOME FUND (51)
- FIRST TRUST EXCHANGE-TRADED FUND (50)
- FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND (50)
- FIRST TRUST HIGH INCOME LONG/SHORT FUND (49)
- First Trust Intermediate Duration Preferred & Income Fund (49)
- FIRST TRUST SERIES FUND (45)
- FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND (44)
- FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II (44)
- FIRST TRUST EXCHANGE-TRADED FUND IV (42)
- FIRST TRUST EXCHANGE-TRADED FUND VI (42)
- FIRST TRUST EXCHANGE-TRADED FUND III (41)
- FIRST TRUST VARIABLE INSURANCE TRUST (41)
- FIRST TRUST STRATEGIC HIGH INCOME FUND II (40)
- FIRST TRUST EXCHANGE-TRADED FUND V (39)
- FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND (37)
- FIRST TRUST EXCHANGE-TRADED FUND VII (37)
- FIRST TRUST DIVIDEND & INCOME FUND (31)
- FIRST TRUST EXCHANGE-TRADED FUND VIII (26)
- FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND (22)
- FIRST DEFINED PORTFOLIO FUND LLC (15)
- FIRST TRUST STRATEGIC HIGH INCOME FUND III (11)
- FIRST TRUST STRATEGIC HIGH INCOME FUND (11)
- FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME FUND (9)
- FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND (9)
- FIRST TRUST ADVISORS LP (7)
- FIRST TRUST PORTFOLIOS LP (7)
- FIRST TRUST TAX-ADVANTAGED PREFERRED INCOME FUND (7)
- SCHULTE DAVID J (6)
- Miyazaki David B. (5)
- KADLEC THOMAS R (4)
- Winter Daniel T. (4)
- FIRST TRUST/STONECASTLE BANK SELECT INCOME FUND (3)
- Saba Capital Management, L.P. (3)
- Keller Mark A. (2)
- ERICKSON JON C (2)
- HALL R SCOTT (2)
- CAREY ROBERT F (2)
- BRADLEY MARK R (2)
- BROWN KATHLEEN WIELAND (2)
- LYNCH COLEEN D (2)
- HANSEN BRIAN N (2)
- HANZLIK JOSEPH J (2)
- Old Lane, LP (2)
- KLASSMAN ERIN E (2)
- FIRST TRUST/CHARTWELL TOTAL RETURN EQUITY INCOME FUND (2)
- FIRST TRUST MUNICIPAL TARGET TERM TRUST (2)
- FIRST TRUST INCOME FUND (2)
- GATTA ROSANNE (2)
- SHANNON SHANE (2)
- UREVIG KATHERINE L (2)
- Swade Donald (2)
- WELLS FARGO & COMPANY/MN (2)
- KOCHEVAR ANNE (2)
- LPL Financial LLC (2)
- abrdn Total Dynamic Dividend Fund (2)
- Havey James M. (1)
- KELLY DOUGLAS L (1)
- Gallatin Asset Management, Inc. (1)
- MILLER PETER M (1)
- Scafati Michael (1)
- O'Donnell Thomas N. (1)
- MCGAREL DAVID (1)
- NIELSON NIEL B (1)
- TESTIN ROGER (1)
- Dykas James M (1)
- FALLOW CHRISTOPHER R (1)
- ROGGENSACK ANDY (1)
- MCALISTER RONALD DEAN (1)
- MCDERMOTT JOSEPH D (1)
- JARDINE W SCOTT (1)
- BOWEN JAMES A (1)
- LINDQUIST DANIEL J (1)
- KEITH ROBERT F (1)
- BRADLEY CHARLES H (1)
- ERICKSON RICHARD E (1)
- MAHER KRISTI A (1)
- CHRISTENSEN KELLEY (1)
- GERSHEN RICHARD S (1)
- MUNN W DOUGLAS (1)
- DeSantis Joseph (1)
- Moss Matthew (1)
- FIRST TRUST VALUE LINE R & IBBOTSON EQUITY ALLOCATION FUND (1)
- CONFLUENCE INVESTMENT MANAGEMENT LLC (1)
- DAHL PATRICIA A (1)
- TORTOISE CAPITAL ADVISORS LLC (1)
- FIRST TRUST/ABERDEEN GLOBAL CREDIT STRATEGIES FUND (1)
- Nova R Wealth, Inc. (1)
- Farmer Steven Patrick (1)
- FRISKE SCOTT MICHAEL (1)
- DEHLER KELLY CATHERINE (1)
- DENISE M KEEFE (1)
- Show More ...
News (26)
8-K
Tuesday, 10/24/2023
Current report filing
8-K
Tuesday, 9/12/2023
Current report filing
8-K
Friday, 6/23/2023
Current report filing
8-K
Wednesday, 11/2/2022
Current report filing
8-K
Monday, 11/8/2021
Current report filing
8-K
Thursday, 10/21/2021
Current report filing
8-K
Tuesday, 10/20/2020
Current report filing
8-K/A
Tuesday, 8/11/2020
Current report filing
8-K
Monday, 8/10/2020
Current report filing
8-K
Friday, 5/29/2020
Current report filing
8-K
Friday, 2/22/2019
Current report filing
8-K
Tuesday, 11/6/2018
Current report filing
8-K
Monday, 9/11/2017
Current report filing
8-K
Friday, 3/10/2017
Current report filing
8-K
Tuesday, 8/9/2016
Current report filing
8-K
Thursday, 2/18/2016
Current report filing
8-K/A
Friday, 8/22/2014
Current report filing
8-K
Monday, 8/4/2014
Current report filing
8-K
Monday, 2/24/2014
Current report filing
8-K
Wednesday, 8/14/2013
Current report filing
8-K
Friday, 2/15/2013
Current report filing
8-K
Wednesday, 5/23/2012
Current report filing
8-K/A
Wednesday, 5/23/2012
Current report filing
8-K
Monday, 10/24/2011
Current report filing
8-K
Wednesday, 2/16/2011
Current report filing
8-K
Friday, 7/23/2010
Current report filing
Other (204)
N-CEN
Monday, 2/12/2024
Annual Report for Registered Investment Companies
N-CSR
Thursday, 2/8/2024
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
40-17G/A
Thursday, 2/1/2024
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NPORT-P
Tuesday, 1/23/2024
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Thursday, 10/26/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Wednesday, 10/18/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Monday, 8/7/2023
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Thursday, 7/27/2023
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P
Monday, 7/24/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Thursday, 4/27/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G/A
Wednesday, 3/15/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CEN
Friday, 2/10/2023
Annual Report for Registered Investment Companies
N-CSR
Monday, 2/6/2023
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Tuesday, 1/24/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Friday, 10/28/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Friday, 10/14/2022
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Monday, 8/8/2022
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Wednesday, 7/27/2022
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P
Monday, 7/25/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Wednesday, 4/27/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CEN
Thursday, 2/10/2022
Annual Report for Registered Investment Companies
N-CSR
Thursday, 2/3/2022
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Friday, 1/21/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Thursday, 11/4/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NPORT-P
Tuesday, 10/26/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CSRS
Thursday, 8/5/2021
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Friday, 7/23/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-PX
Tuesday, 7/13/2021
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17G/A
Friday, 5/14/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NPORT-P
Monday, 4/26/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G/A
Friday, 3/26/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CEN
Tuesday, 2/9/2021
Annual Report for Registered Investment Companies
N-CSR
Monday, 2/8/2021
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Wednesday, 1/27/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Tuesday, 10/27/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Friday, 10/23/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
CORRESP
Friday, 10/9/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-CSRS
Friday, 7/31/2020
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Tuesday, 7/28/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G/A
Thursday, 7/9/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Thursday, 7/9/2020
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P
Monday, 4/27/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G/A
Friday, 4/3/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G/A
Tuesday, 2/18/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CEN
Thursday, 2/6/2020
Annual Report for Registered Investment Companies
N-CSR/A
Friday, 1/31/2020
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-CSR
Thursday, 1/30/2020
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Monday, 1/27/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G/A
Monday, 1/6/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CEN/A
Friday, 1/3/2020
Annual Report for Registered Investment Companies
NPORT-EX
Monday, 10/28/2019
Portfolio Holdings Exhibit to Form N-PORT
40-17G
Wednesday, 10/16/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G/A
Tuesday, 9/17/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Monday, 8/5/2019
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Friday, 7/19/2019
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17G/A
Wednesday, 7/3/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Wednesday, 4/17/2019
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CEN
Monday, 2/11/2019
Annual Report for Registered Investment Companies
N-CSR
Friday, 2/8/2019
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
40-17G/A
Monday, 1/7/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Thursday, 10/25/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Friday, 10/12/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Wednesday, 8/8/2018
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
40-17G/A
Tuesday, 7/17/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Friday, 7/13/2018
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-Q
Thursday, 4/19/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G/A
Thursday, 4/5/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSR
Thursday, 2/8/2018
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Monday, 1/29/2018
Annual report for management companies filed on Form N-SAR
40-17G/A
Thursday, 1/4/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G/A
Thursday, 11/9/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Thursday, 10/19/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Thursday, 10/5/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Monday, 8/7/2017
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Friday, 7/28/2017
Semi-annual report for management companies filed on Form N-SAR
40-17G/A
Friday, 7/14/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Friday, 7/14/2017
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-Q
Monday, 5/1/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G/A
Wednesday, 4/5/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSR
Friday, 2/3/2017
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Friday, 1/27/2017
Annual report for management companies filed on Form N-SAR
40-17G/A
Friday, 1/13/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Wednesday, 10/26/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Wednesday, 10/5/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Friday, 8/5/2016
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Friday, 7/29/2016
Semi-annual report for management companies filed on Form N-SAR
N-PX
Thursday, 7/21/2016
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17G/A
Thursday, 7/14/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Friday, 4/22/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G/A
Monday, 4/18/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSR
Wednesday, 2/3/2016
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Thursday, 1/28/2016
Annual report for management companies filed on Form N-SAR
40-17G/A
Monday, 1/11/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Thursday, 10/15/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Wednesday, 10/7/2015
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Wednesday, 8/5/2015
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Tuesday, 7/28/2015
Semi-annual report for management companies filed on Form N-SAR
N-PX
Friday, 7/17/2015
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-Q
Wednesday, 4/29/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G/A
Wednesday, 4/22/2015
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
Ownership (92)
SC 13G/A
Friday, 2/9/2024
LPL Financial LLC: Major Shareholders
3
Tuesday, 9/12/2023
Wright Bronwyn: Initial statement of beneficial ownership of securities
SC 13G
Friday, 2/3/2023
LPL Financial LLC: Major Shareholders
4
Wednesday, 12/29/2021
KADLEC THOMAS R: Statement of changes in beneficial ownership of securities
3
Friday, 11/5/2021
DENISE M KEEFE: Initial statement of beneficial ownership of securities
4
Thursday, 9/9/2021
HANSEN BRIAN N: Statement of changes in beneficial ownership of securities
5
Tuesday, 8/17/2021
BROWN KATHLEEN WIELAND: Annual statement of changes in beneficial ownership of securities
3
Tuesday, 8/17/2021
DEHLER KELLY CATHERINE: Initial statement of beneficial ownership of securities
3
Thursday, 7/2/2020
FRISKE SCOTT MICHAEL: Initial statement of beneficial ownership of securities
5
Tuesday, 6/30/2020
HALL R SCOTT: Annual statement of changes in beneficial ownership of securities
4
Thursday, 10/3/2019
KADLEC THOMAS R: Statement of changes in beneficial ownership of securities
3
Monday, 7/15/2019
Farmer Steven Patrick: Initial statement of beneficial ownership of securities
5
Friday, 7/5/2019
KOCHEVAR ANNE: Annual statement of changes in beneficial ownership of securities
SC 13G
Tuesday, 2/6/2018
Nova R Wealth, Inc.: Major Shareholders
3
Thursday, 1/25/2018
KOCHEVAR ANNE: Initial statement of beneficial ownership of securities
SC 13G/A
Monday, 4/10/2017
WELLS FARGO & COMPANY/MN: Major Shareholders
SC 13G
Friday, 1/27/2017
WELLS FARGO & COMPANY/MN: Major Shareholders
5
Friday, 1/8/2016
BRADLEY MARK R: Annual statement of changes in beneficial ownership of securities
4
Tuesday, 12/30/2014
Winter Daniel T.: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/18/2014
CAREY ROBERT F: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/18/2014
ERICKSON JON C: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/18/2014
GATTA ROSANNE: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/18/2014
KLASSMAN ERIN E: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/18/2014
LYNCH COLEEN D: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/18/2014
SHANNON SHANE: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/18/2014
Swade Donald: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/18/2014
UREVIG KATHERINE L: Statement of changes in beneficial ownership of securities
3
Wednesday, 3/26/2014
SHANNON SHANE: Initial statement of beneficial ownership of securities
3
Tuesday, 9/18/2012
UREVIG KATHERINE L: Initial statement of beneficial ownership of securities
3
Tuesday, 9/18/2012
Swade Donald: Initial statement of beneficial ownership of securities
5
Friday, 1/13/2012
SCHULTE DAVID J: Annual statement of changes in beneficial ownership of securities
3
Monday, 3/28/2011
GATTA ROSANNE: Initial statement of beneficial ownership of securities
5
Tuesday, 1/11/2011
SCHULTE DAVID J: Annual statement of changes in beneficial ownership of securities
4
Wednesday, 6/23/2010
Winter Daniel T.: Statement of changes in beneficial ownership of securities
5
Wednesday, 1/13/2010
SCHULTE DAVID J: Annual statement of changes in beneficial ownership of securities
3
Monday, 6/8/2009
CHAPMAN ERIN E: Initial statement of beneficial ownership of securities
4
Thursday, 5/7/2009
FIRST TRUST PORTFOLIOS LP: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/13/2009
Keller Mark A.: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/31/2008
Miyazaki David B.: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/10/2008
Miyazaki David B.: Statement of changes in beneficial ownership of securities
3
Friday, 11/21/2008
TORTOISE CAPITAL ADVISORS LLC: Initial statement of beneficial ownership of securities
3
Friday, 11/21/2008
SCHULTE DAVID J: Initial statement of beneficial ownership of securities
4
Friday, 11/21/2008
SCHULTE DAVID J: Statement of changes in beneficial ownership of securities
4
Friday, 11/21/2008
SCHULTE DAVID J: Statement of changes in beneficial ownership of securities
SC 13G/A
Tuesday, 9/2/2008
Old Lane, LP: Major Shareholders
4
Thursday, 8/21/2008
HANZLIK JOSEPH J: Statement of changes in beneficial ownership of securities
3
Wednesday, 8/6/2008
LYNCH COLEEN D: Initial statement of beneficial ownership of securities
3
Wednesday, 8/6/2008
CONFLUENCE INVESTMENT MANAGEMENT LLC: Initial statement of beneficial ownership of securities
3
Wednesday, 8/6/2008
DAHL PATRICIA A: Initial statement of beneficial ownership of securities
3
Wednesday, 8/6/2008
HANSEN BRIAN N: Initial statement of beneficial ownership of securities
3
Wednesday, 8/6/2008
HANZLIK JOSEPH J: Initial statement of beneficial ownership of securities
SC 13G
Tuesday, 6/17/2008
Old Lane, LP: Major Shareholders
3
Wednesday, 2/13/2008
BROWN KATHLEEN WIELAND: Initial statement of beneficial ownership of securities
4
Thursday, 12/20/2007
Winter Daniel T.: Statement of changes in beneficial ownership of securities
3
Friday, 12/7/2007
GERSHEN RICHARD S: Initial statement of beneficial ownership of securities
3
Friday, 12/7/2007
MUNN W DOUGLAS: Initial statement of beneficial ownership of securities
3
Friday, 12/7/2007
Moss Matthew: Initial statement of beneficial ownership of securities
3
Friday, 12/7/2007
DeSantis Joseph: Initial statement of beneficial ownership of securities
4
Wednesday, 10/24/2007
Miyazaki David B.: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/8/2007
Miyazaki David B.: Statement of changes in beneficial ownership of securities
3
Thursday, 5/24/2007
BOWEN JAMES A: Initial statement of beneficial ownership of securities
3
Thursday, 5/24/2007
BRADLEY CHARLES H: Initial statement of beneficial ownership of securities
3
Thursday, 5/24/2007
BRADLEY MARK R: Initial statement of beneficial ownership of securities
3
Thursday, 5/24/2007
CAREY ROBERT F: Initial statement of beneficial ownership of securities
3
Thursday, 5/24/2007
CHRISTENSEN KELLEY: Initial statement of beneficial ownership of securities
3
Thursday, 5/24/2007
Dykas James M: Initial statement of beneficial ownership of securities
3
Thursday, 5/24/2007
ERICKSON JON C: Initial statement of beneficial ownership of securities
3
Thursday, 5/24/2007
ERICKSON RICHARD E: Initial statement of beneficial ownership of securities
3
Thursday, 5/24/2007
FALLOW CHRISTOPHER R: Initial statement of beneficial ownership of securities
3
Thursday, 5/24/2007
FIRST TRUST ADVISORS LP: Initial statement of beneficial ownership of securities
3
Thursday, 5/24/2007
FIRST TRUST PORTFOLIOS LP: Initial statement of beneficial ownership of securities
3
Thursday, 5/24/2007
HALL R SCOTT: Initial statement of beneficial ownership of securities
3
Thursday, 5/24/2007
JARDINE W SCOTT: Initial statement of beneficial ownership of securities
3
Thursday, 5/24/2007
KADLEC THOMAS R: Initial statement of beneficial ownership of securities
3
Thursday, 5/24/2007
KEITH ROBERT F: Initial statement of beneficial ownership of securities
3
Thursday, 5/24/2007
LINDQUIST DANIEL J: Initial statement of beneficial ownership of securities
3
Thursday, 5/24/2007
MAHER KRISTI A: Initial statement of beneficial ownership of securities
3
Thursday, 5/24/2007
MCALISTER RONALD DEAN: Initial statement of beneficial ownership of securities
3
Thursday, 5/24/2007
MCDERMOTT JOSEPH D: Initial statement of beneficial ownership of securities
3
Thursday, 5/24/2007
MCGAREL DAVID: Initial statement of beneficial ownership of securities
3
Thursday, 5/24/2007
NIELSON NIEL B: Initial statement of beneficial ownership of securities
3
Thursday, 5/24/2007
ROGGENSACK ANDY: Initial statement of beneficial ownership of securities
3
Thursday, 5/24/2007
TESTIN ROGER: Initial statement of beneficial ownership of securities
3
Wednesday, 5/23/2007
KELLY DOUGLAS L: Initial statement of beneficial ownership of securities
3
Wednesday, 5/23/2007
MILLER PETER M: Initial statement of beneficial ownership of securities
3
Wednesday, 5/23/2007
Gallatin Asset Management, Inc.: Initial statement of beneficial ownership of securities
3
Wednesday, 5/23/2007
O'Donnell Thomas N.: Initial statement of beneficial ownership of securities
3
Wednesday, 5/23/2007
Miyazaki David B.: Initial statement of beneficial ownership of securities
3
Wednesday, 5/23/2007
Keller Mark A.: Initial statement of beneficial ownership of securities
3
Wednesday, 5/23/2007
Winter Daniel T.: Initial statement of beneficial ownership of securities
3
Wednesday, 5/23/2007
Havey James M.: Initial statement of beneficial ownership of securities
3
Wednesday, 5/23/2007
Scafati Michael: Initial statement of beneficial ownership of securities
Prospectus (3)
425
Tuesday, 10/24/2023
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Tuesday, 10/24/2023
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
RW
Thursday, 9/25/2008
Registration Withdrawal Request
Proxies (40)
DEFA14A
Friday, 2/9/2024
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 2/2/2024
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 1/26/2024
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFC14A
Friday, 1/12/2024
Definitive proxy statement in connection with contested solicitations
DEFA14A
Friday, 1/12/2024
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 1/9/2024
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PRRN14A
Monday, 11/27/2023
Revised preliminary proxy statement filed by non-management
PREC14A
Thursday, 11/16/2023
Preliminary proxy statement in connection with contested solicitations
DEF 14A
Wednesday, 3/8/2023
Definitive proxy statements
DEF 14A
Thursday, 3/10/2022
Definitive proxy statements
DEF 14A
Thursday, 3/18/2021
Definitive proxy statements
DEFA14A
Thursday, 4/16/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 3/11/2020
Definitive proxy statements
DEF 14A
Monday, 3/4/2019
Definitive proxy statements
DEF 14A
Monday, 3/12/2018
Definitive proxy statements
DEF 14A
Thursday, 3/9/2017
Definitive proxy statements
DEF 14A
Wednesday, 3/9/2016
Definitive proxy statements
DEF 14A
Monday, 3/9/2015
Definitive proxy statements
DEF 14A
Wednesday, 3/12/2014
Definitive proxy statements
DEF 14A
Tuesday, 3/19/2013
Definitive proxy statements
DEF 14A
Friday, 3/16/2012
Definitive proxy statements
DEF 14A
Friday, 3/25/2011
Definitive proxy statements
DEFA14A
Wednesday, 12/29/2010
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 10/19/2010
Definitive proxy statements
PRE 14A
Friday, 9/24/2010
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Monday, 3/22/2010
Definitive proxy statements
DEF 14A
Wednesday, 3/25/2009
Definitive proxy statements
DEFA14A
Wednesday, 10/29/2008
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 10/17/2008
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 10/7/2008
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 9/26/2008
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 9/19/2008
Definitive proxy statements
PRE 14A
Friday, 8/29/2008
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Tuesday, 7/29/2008
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 3/21/2008
Definitive proxy statements
DEFA14A
Friday, 2/1/2008
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 1/11/2008
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Thursday, 12/6/2007
Definitive proxy statements
PRE 14A
Tuesday, 11/20/2007
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Tuesday, 9/25/2007
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.