FIRST TRUST EXCHANGE-TRADED FUND III
Related Filers (41)
- FIRST TRUST EXCHANGE-TRADED FUND (72)
- FIRST TRUST EXCHANGE-TRADED FUND II (71)
- FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND (70)
- FIRST TRUST EXCHANGE-TRADED FUND IV (66)
- FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II (65)
- FIRST TRUST PORTFOLIOS LP (58)
- FIRST TRUST EXCHANGE-TRADED FUND V (58)
- FIRST TRUST EXCHANGE-TRADED FUND VI (57)
- FIRST TRUST SERIES FUND (51)
- FIRST TRUST EXCHANGE-TRADED FUND VII (50)
- FIRST TRUST VARIABLE INSURANCE TRUST (48)
- FIRST TRUST MLP & ENERGY INCOME FUND (41)
- FIRST TRUST ENERGY INCOME & GROWTH FUND (41)
- FIRST TRUST ENERGY INFRASTRUCTURE FUND (41)
- FIRST TRUST HIGH INCOME LONG/SHORT FUND (41)
- FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND (41)
- FIRST TRUST MORTGAGE INCOME FUND (41)
- MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND (41)
- FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (41)
- FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUND (40)
- First Trust Intermediate Duration Preferred & Income Fund (40)
- FIRST TRUST ENHANCED EQUITY INCOME FUND (40)
- FIRST TRUST/ABRDN EMERGING OPPORTUNITY FUND (37)
- FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND (36)
- FIRST TRUST ADVISORS LP (32)
- FIRST TRUST EXCHANGE-TRADED FUND VIII (30)
- FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND (30)
- FIRST TRUST STRATEGIC HIGH INCOME FUND II (23)
- FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND (23)
- FIRST TRUST DIVIDEND & INCOME FUND (16)
- FIRST DEFINED PORTFOLIO FUND LLC (14)
- TRUIST FINANCIAL CORP (10)
- FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND (9)
- FIRST TRUST PORTFOLIOS L.P. (8)
- IFC Holdings Incorporated/FL (3)
- PNC FINANCIAL SERVICES GROUP, INC. (3)
- FT PORTFOLIOS CANADA CO. (2)
- Prospera Financial Services Inc (2)
- BAIRD ROBERT W & CO INC /WI/ (2)
- Towerpoint Wealth, LLC (1)
- Nasdaq Stock Market LLC (1)
- Show More ...
Other (1071)
40-17G/A
Thursday, 2/1/2024
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CEN/A
Tuesday, 1/23/2024
Annual Report for Registered Investment Companies
N-CEN
Friday, 1/12/2024
Annual Report for Registered Investment Companies
N-CSR
Monday, 1/8/2024
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
24F-2NT
Thursday, 1/4/2024
Rule 24F-2 notice filed on Form 24F-2
NPORT-P
Wednesday, 12/27/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Wednesday, 12/27/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Wednesday, 12/27/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Wednesday, 12/27/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Wednesday, 12/27/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Wednesday, 12/27/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Wednesday, 12/27/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Wednesday, 12/27/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Wednesday, 12/27/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Wednesday, 12/27/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Wednesday, 12/27/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Wednesday, 12/27/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Wednesday, 12/27/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Wednesday, 12/27/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Wednesday, 12/27/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Wednesday, 12/27/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Wednesday, 12/27/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
497
Friday, 12/15/2023
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497K
Friday, 12/15/2023
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
497K
Friday, 12/15/2023
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
497K
Friday, 12/15/2023
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
497K
Friday, 12/1/2023
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
497K
Friday, 12/1/2023
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
497J
Friday, 12/1/2023
Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497
497K
Friday, 12/1/2023
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
497K
Friday, 12/1/2023
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
497K
Friday, 12/1/2023
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
497K
Friday, 12/1/2023
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
497K
Friday, 12/1/2023
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
497K
Friday, 12/1/2023
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
144
Tuesday, 11/28/2023
Filing for proposed sale of securities under Rule 144
485BPOS
Tuesday, 11/28/2023
Post-effective amendment filed pursuant to Securities Act Rule 485(b) (this filing cannot be submitted as a 1940 Act only filing)
497K
Friday, 11/17/2023
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
497J
Friday, 11/17/2023
Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497
485BPOS
Thursday, 11/16/2023
Post-effective amendment filed pursuant to Securities Act Rule 485(b) (this filing cannot be submitted as a 1940 Act only filing)
N-CEN/A
Tuesday, 11/7/2023
Annual Report for Registered Investment Companies
497
Monday, 11/6/2023
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Monday, 11/6/2023
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
40-17G
Wednesday, 10/18/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497
Monday, 10/16/2023
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-CEN
Tuesday, 10/10/2023
Annual Report for Registered Investment Companies
N-CSR
Friday, 10/6/2023
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
24F-2NT
Thursday, 9/28/2023
Rule 24F-2 notice filed on Form 24F-2
NPORT-P
Monday, 9/25/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 9/25/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 9/25/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 9/25/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 9/25/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 9/25/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 9/25/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 9/25/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 9/25/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 9/25/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 9/25/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 9/25/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 9/25/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 9/25/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 9/25/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 9/25/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 9/25/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
497
Tuesday, 9/12/2023
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Tuesday, 9/5/2023
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497K
Tuesday, 9/5/2023
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
497
Monday, 8/21/2023
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-PX
Monday, 8/21/2023
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
497K
Friday, 8/18/2023
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
497
Friday, 8/18/2023
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-CSRS
Monday, 7/10/2023
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Monday, 6/26/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 6/26/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 6/26/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 6/26/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 6/26/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 6/26/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 6/26/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 6/26/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 6/26/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 6/26/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 6/26/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 6/26/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 6/26/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 6/26/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 6/26/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 6/26/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 6/26/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
144
Friday, 4/28/2023
Filing for proposed sale of securities under Rule 144
497K
Wednesday, 4/19/2023
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
497
Tuesday, 4/18/2023
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
CORRESP
Monday, 4/10/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-CSRS
Thursday, 4/6/2023
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Thursday, 3/23/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Thursday, 3/23/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Thursday, 3/23/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Thursday, 3/23/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Thursday, 3/23/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
Ownership (52)
SC 13G/A
Monday, 2/12/2024
BAIRD ROBERT W & CO INC /WI/: Major Shareholders
SC 13G/A
Friday, 1/19/2024
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G/A
Friday, 1/19/2024
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G/A
Tuesday, 8/8/2023
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G/A
Tuesday, 5/9/2023
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G
Wednesday, 2/15/2023
TRUIST FINANCIAL CORP: Major Shareholders
SC 13G/A
Wednesday, 2/15/2023
TRUIST FINANCIAL CORP: Major Shareholders
SC 13G/A
Wednesday, 2/15/2023
TRUIST FINANCIAL CORP: Major Shareholders
SC 13G/A
Monday, 2/13/2023
TRUIST FINANCIAL CORP: Major Shareholders
SC 13G/A
Friday, 2/10/2023
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G
Friday, 2/10/2023
TRUIST FINANCIAL CORP: Major Shareholders
SC 13G
Thursday, 2/9/2023
BAIRD ROBERT W & CO INC /WI/: Major Shareholders
SC 13G/A
Friday, 2/3/2023
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G/A
Tuesday, 1/10/2023
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G/A
Thursday, 10/6/2022
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G
Friday, 6/10/2022
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G
Thursday, 3/17/2022
TRUIST FINANCIAL CORP: Major Shareholders
SC 13G
Thursday, 3/17/2022
TRUIST FINANCIAL CORP: Major Shareholders
SC 13G/A
Friday, 1/28/2022
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G/A
Wednesday, 11/10/2021
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G
Wednesday, 7/7/2021
Towerpoint Wealth, LLC: Major Shareholders
SC 13G/A
Monday, 5/10/2021
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G/A
Wednesday, 4/7/2021
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G
Wednesday, 2/17/2021
TRUIST FINANCIAL CORP: Major Shareholders
SC 13G
Wednesday, 2/17/2021
TRUIST FINANCIAL CORP: Major Shareholders
SC 13G
Wednesday, 2/17/2021
TRUIST FINANCIAL CORP: Major Shareholders
SC 13G/A
Friday, 1/8/2021
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G/A
Friday, 8/7/2020
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G/A
Friday, 5/8/2020
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G/A
Friday, 2/14/2020
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G/A
Friday, 2/7/2020
PNC FINANCIAL SERVICES GROUP, INC.: Major Shareholders
SC 13G/A
Monday, 2/11/2019
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G/A
Friday, 2/1/2019
PNC FINANCIAL SERVICES GROUP, INC.: Major Shareholders
SC 13G/A
Friday, 11/9/2018
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G/A
Monday, 9/10/2018
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G/A
Friday, 3/9/2018
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G
Monday, 2/12/2018
PNC FINANCIAL SERVICES GROUP, INC.: Major Shareholders
SC 13G/A
Friday, 2/9/2018
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G/A
Friday, 1/12/2018
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G
Thursday, 5/11/2017
Prospera Financial Services Inc: Major Shareholders
SC 13G/A
Wednesday, 5/10/2017
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G/A
Monday, 4/10/2017
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G
Tuesday, 3/21/2017
Prospera Financial Services Inc: Major Shareholders
SC 13G/A
Thursday, 1/12/2017
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G/A
Friday, 12/9/2016
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G/A
Friday, 10/14/2016
IFC Holdings Incorporated/FL: Major Shareholders
SC 13G/A
Friday, 10/7/2016
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G/A
Tuesday, 8/30/2016
IFC Holdings Incorporated/FL: Major Shareholders
SC 13G
Tuesday, 8/16/2016
IFC Holdings Incorporated/FL: Major Shareholders
SC 13G/A
Friday, 4/8/2016
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G/A
Wednesday, 2/10/2016
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G
Monday, 2/1/2016
FIRST TRUST PORTFOLIOS LP: Major Shareholders
Proxies (5)
DEF 14A
Tuesday, 12/14/2021
Definitive proxy statements
PRE 14A
Thursday, 11/18/2021
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Tuesday, 10/26/2021
Definitive proxy statements
PRE 14A
Thursday, 9/30/2021
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Friday, 9/17/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.