FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME FUND
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- FIRST TRUST FOUR CORNERS SENIOR FLOATING RATE INCOME FUND II (4)
- FIRST TRUST ENHANCED EQUITY INCOME FUND (4)
- FIRST TRUST VALUE LINE DIVIDEND FUND (3)
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- FIRST TRUST ACTIVE DIVIDEND INCOME FUND (3)
- FIRST TRUST EXCHANGE-TRADED FUND II (2)
- FIRST TRUST EXCHANGE-TRADED FUND (2)
- FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND (2)
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- DIGATI BETH C (1)
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- ROGGENSACK ANDY (1)
- ERICKSON JON C (1)
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- MOHR MITCHELL (1)
- KADLEC THOMAS R (1)
- NIELSON NIEL B (1)
- Four Corners Capital Management, LLC (1)
- Byrd Brett Alan (1)
- FT DEFINED PORTFOLIO LLC (1)
- BOWEN JAMES A (1)
- Allen Charles Barkley (1)
- OSTER DAVID M (1)
- Soccorso Edward Francis III (1)
- Sweeney Drew Richard (1)
- Price Michael (1)
- Srinivasan Vijay (1)
- Lakomcik David A (1)
- Dykas James M (1)
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- Yee Christine Sue (1)
- Meyerhoff Joseph II (1)
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News (2)
8-K
Friday, 7/23/2010
Current report filing
8-K
Thursday, 6/24/2010
Current report filing
Other (110)
N-8F ORDR
Wednesday, 8/17/2011
None
N-8F NTC
Friday, 8/12/2011
None
N-8F
Tuesday, 1/4/2011
Application for deregistration made on Form N-8F
N-Q
Wednesday, 10/27/2010
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
25-NSE
Tuesday, 10/5/2010
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
N-PX
Tuesday, 8/31/2010
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSR
Friday, 8/6/2010
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
40-17G/A
Friday, 8/6/2010
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NSAR-B
Friday, 7/30/2010
Annual report for management companies filed on Form N-SAR
N-Q
Tuesday, 4/27/2010
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Thursday, 2/4/2010
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Tuesday, 1/26/2010
Semi-annual report for management companies filed on Form N-SAR
40-17G
Friday, 12/18/2009
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Monday, 10/26/2009
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-23C-2
Friday, 10/9/2009
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
APP WD
Thursday, 10/8/2009
Withdrawal of an application for exemptive or other relief from the federal securities laws
N-PX
Monday, 8/31/2009
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-APP/A
Tuesday, 8/11/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-CSR
Thursday, 8/6/2009
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Wednesday, 7/29/2009
Annual report for management companies filed on Form N-SAR
40-APP
Friday, 5/22/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-Q
Monday, 4/27/2009
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-APP/A
Monday, 4/20/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-CSRS
Monday, 2/9/2009
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 1/29/2009
Semi-annual report for management companies filed on Form N-SAR
40-17G
Friday, 1/23/2009
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-APP/A
Friday, 12/12/2008
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-Q
Wednesday, 10/29/2008
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-APP/A
Tuesday, 9/9/2008
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-PX
Friday, 8/29/2008
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSR
Friday, 8/8/2008
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Wednesday, 7/30/2008
Annual report for management companies filed on Form N-SAR
N-23C-2
Monday, 5/19/2008
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
N-Q
Wednesday, 4/23/2008
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Friday, 2/8/2008
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A/A
Monday, 2/4/2008
Semi-annual report for management companies filed on Form N-SAR
NSAR-A
Monday, 1/28/2008
Semi-annual report for management companies filed on Form N-SAR
40-17G
Friday, 1/18/2008
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G/A
Wednesday, 1/16/2008
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G/A
Friday, 11/2/2007
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Monday, 10/29/2007
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-Q
Monday, 10/29/2007
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Friday, 8/31/2007
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-6C/A
Thursday, 8/9/2007
None
N-CSR
Thursday, 8/9/2007
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Monday, 7/30/2007
Annual report for management companies filed on Form N-SAR
40-17G/A
Tuesday, 5/8/2007
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Thursday, 4/26/2007
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G/A
Wednesday, 3/28/2007
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Monday, 2/5/2007
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Friday, 1/26/2007
Semi-annual report for management companies filed on Form N-SAR
40-17G
Friday, 12/8/2006
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Monday, 10/30/2006
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G/A
Monday, 10/23/2006
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G/A
Monday, 10/23/2006
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G/A
Monday, 10/23/2006
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G/A
Monday, 10/23/2006
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Wednesday, 8/30/2006
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSR/A
Monday, 8/14/2006
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-CSR
Monday, 8/7/2006
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Friday, 7/28/2006
Annual report for management companies filed on Form N-SAR
40-17G/A
Thursday, 7/20/2006
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Friday, 4/28/2006
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G/A
Monday, 4/10/2006
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G/A
Friday, 4/7/2006
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G/A
Friday, 3/24/2006
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Thursday, 2/2/2006
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Friday, 1/27/2006
Semi-annual report for management companies filed on Form N-SAR
144
Thursday, 12/22/2005
Filing for proposed sale of securities under Rule 144
N-Q
Thursday, 10/27/2005
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G/A
Friday, 10/14/2005
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Wednesday, 8/31/2005
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17G/A
Thursday, 8/11/2005
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G/A
Thursday, 8/11/2005
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSR
Friday, 8/5/2005
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Friday, 7/29/2005
Annual report for management companies filed on Form N-SAR
N-Q
Friday, 4/29/2005
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G/A
Wednesday, 4/6/2005
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Friday, 2/4/2005
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Friday, 1/28/2005
Semi-annual report for management companies filed on Form N-SAR
40-6C
Wednesday, 1/26/2005
None
40-17G
Wednesday, 12/22/2004
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G/A
Wednesday, 12/22/2004
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Friday, 10/29/2004
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Thursday, 10/7/2004
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Tuesday, 8/31/2004
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSR
Friday, 8/6/2004
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Thursday, 7/29/2004
Annual report for management companies filed on Form N-SAR
40-17G
Thursday, 7/8/2004
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Wednesday, 6/16/2004
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Wednesday, 6/16/2004
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Thursday, 4/15/2004
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS/A
Friday, 3/19/2004
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-CSRS
Friday, 2/6/2004
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 1/29/2004
Semi-annual report for management companies filed on Form N-SAR
40-17G
Tuesday, 12/2/2003
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497
Friday, 11/21/2003
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-2/A
Friday, 11/14/2003
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2
Tuesday, 10/14/2003
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CERTAMX
Monday, 9/29/2003
None
Ownership (81)
SC 13D/A
Monday, 8/2/2010
Bulldog Investors: Major Shareholders
SC 13D/A
Thursday, 5/20/2010
Bulldog Investors: Major Shareholders
SC 13D/A
Thursday, 3/25/2010
Bulldog Investors: Major Shareholders
SC 13D/A
Tuesday, 2/16/2010
Bulldog Investors: Major Shareholders
SC 13D/A
Thursday, 12/10/2009
Bulldog Investors: Major Shareholders
SC 13D/A
Monday, 11/16/2009
Bulldog Investors: Major Shareholders
SC 13D
Friday, 8/21/2009
Bulldog Investors: Major Shareholders
SC 13D/A
Monday, 7/20/2009
Karpus Management, Inc.: Major Shareholders
SC 13D/A
Wednesday, 7/1/2009
Karpus Management, Inc.: Major Shareholders
3
Monday, 6/8/2009
CHAPMAN ERIN E: Initial statement of beneficial ownership of securities
SC 13D
Friday, 4/10/2009
Karpus Management, Inc.: Major Shareholders
3
Monday, 12/8/2008
McDevitt Graham Thomas: Initial statement of beneficial ownership of securities
3/A
Monday, 12/8/2008
Bruck Benjamin Matthaus: Initial statement of beneficial ownership of securities
3
Friday, 11/21/2008
Bruck Benjamin Matthaus: Initial statement of beneficial ownership of securities
3
Friday, 11/21/2008
Stewart Dean: Initial statement of beneficial ownership of securities
3
Wednesday, 8/6/2008
LYNCH COLEEN D: Initial statement of beneficial ownership of securities
3
Wednesday, 2/13/2008
BROWN KATHLEEN WIELAND: Initial statement of beneficial ownership of securities
3
Friday, 10/12/2007
Krebs Sarah K: Initial statement of beneficial ownership of securities
3
Friday, 10/12/2007
O'Mara Matthew S: Initial statement of beneficial ownership of securities
3
Friday, 10/12/2007
Richards Karen E: Initial statement of beneficial ownership of securities
3
Friday, 7/27/2007
Heitkemper John M: Initial statement of beneficial ownership of securities
3
Thursday, 7/19/2007
Holthaus Douglas M: Initial statement of beneficial ownership of securities
3
Monday, 3/19/2007
Marakool Ketei: Initial statement of beneficial ownership of securities
3
Wednesday, 1/31/2007
Akioka Kevin: Initial statement of beneficial ownership of securities
3
Wednesday, 1/3/2007
MAHER KRISTI A: Initial statement of beneficial ownership of securities
3
Monday, 12/11/2006
FALLOW CHRISTOPHER R: Initial statement of beneficial ownership of securities
3
Monday, 12/11/2006
CHRISTENSEN KELLEY: Initial statement of beneficial ownership of securities
3
Wednesday, 11/15/2006
MCDERMOTT JOSEPH D: Initial statement of beneficial ownership of securities
3
Friday, 10/13/2006
Kameda Janet L: Initial statement of beneficial ownership of securities
3
Thursday, 7/20/2006
Singh Kapil: Initial statement of beneficial ownership of securities
3
Monday, 6/26/2006
KEITH ROBERT F: Initial statement of beneficial ownership of securities
3
Friday, 4/7/2006
Meyerhoff Joseph II: Initial statement of beneficial ownership of securities
3
Monday, 3/27/2006
Yee Christine Sue: Initial statement of beneficial ownership of securities
4
Friday, 12/30/2005
ERICKSON RICHARD E: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/28/2005
FIRST TRUST PORTFOLIOS LP: Statement of changes in beneficial ownership of securities
3
Tuesday, 12/13/2005
Dykas James M: Initial statement of beneficial ownership of securities
3
Tuesday, 12/13/2005
LINDQUIST DANIEL J: Initial statement of beneficial ownership of securities
3
Friday, 11/18/2005
Lakomcik David A: Initial statement of beneficial ownership of securities
3
Monday, 9/12/2005
Price Michael: Initial statement of beneficial ownership of securities
3
Monday, 9/12/2005
Srinivasan Vijay: Initial statement of beneficial ownership of securities
3
Thursday, 8/18/2005
Sweeney Drew Richard: Initial statement of beneficial ownership of securities
3
Friday, 8/12/2005
Soccorso Edward Francis III: Initial statement of beneficial ownership of securities
5
Thursday, 8/4/2005
OSTER DAVID M: Annual statement of changes in beneficial ownership of securities
4
Wednesday, 8/3/2005
OSTER DAVID M: Statement of changes in beneficial ownership of securities
3
Thursday, 5/19/2005
Allen Charles Barkley: Initial statement of beneficial ownership of securities
4
Thursday, 4/14/2005
BOWEN JAMES A: Statement of changes in beneficial ownership of securities
3
Wednesday, 3/23/2005
Byrd Brett Alan: Initial statement of beneficial ownership of securities
3
Thursday, 2/3/2005
Four Corners Capital Management, LLC: Initial statement of beneficial ownership of securities
3
Thursday, 12/9/2004
FIRST TRUST ADVISORS LP: Initial statement of beneficial ownership of securities
3
Thursday, 12/9/2004
FIRST TRUST PORTFOLIOS LP: Initial statement of beneficial ownership of securities
4
Tuesday, 12/7/2004
ERICKSON RICHARD E: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/9/2004
NIELSON NIEL B: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/24/2003
KADLEC THOMAS R: Statement of changes in beneficial ownership of securities
3
Wednesday, 9/24/2003
BARKAUSKAS KENNETH P: Initial statement of beneficial ownership of securities
3
Wednesday, 9/24/2003
BATES SHILOH R: Initial statement of beneficial ownership of securities
3
Wednesday, 9/24/2003
BEATTY ROBERT W: Initial statement of beneficial ownership of securities
3
Wednesday, 9/24/2003
BERNSTEIN ROBERT I: Initial statement of beneficial ownership of securities
3
Wednesday, 9/24/2003
BROWN ADAM: Initial statement of beneficial ownership of securities
3
Wednesday, 9/24/2003
COLUMBARO STEVEN: Initial statement of beneficial ownership of securities
3
Wednesday, 9/24/2003
COONEY ANDY: Initial statement of beneficial ownership of securities
3
Wednesday, 9/24/2003
CUDLIPP IAN G: Initial statement of beneficial ownership of securities
3
Wednesday, 9/24/2003
DIGATI BETH C: Initial statement of beneficial ownership of securities
3
Wednesday, 9/24/2003
MCADAMS MICHAEL P: Initial statement of beneficial ownership of securities
3
Wednesday, 9/24/2003
BOWEN JAMES A: Initial statement of beneficial ownership of securities
3
Wednesday, 9/24/2003
BRADLEY CHARLES H: Initial statement of beneficial ownership of securities
3
Wednesday, 9/24/2003
BRADLEY MARK R: Initial statement of beneficial ownership of securities
3
Wednesday, 9/24/2003
BREDEMEIER ROBERT W: Initial statement of beneficial ownership of securities
3
Wednesday, 9/24/2003
BRIX SUSAN M: Initial statement of beneficial ownership of securities
3
Wednesday, 9/24/2003
CAREY ROBERT F: Initial statement of beneficial ownership of securities
3
Wednesday, 9/24/2003
ERICKSON JON C: Initial statement of beneficial ownership of securities
3
Wednesday, 9/24/2003
ERICKSON RICHARD E: Initial statement of beneficial ownership of securities
3
Wednesday, 9/24/2003
HALL R SCOTT: Initial statement of beneficial ownership of securities
3
Wednesday, 9/24/2003
JARDINE W SCOTT: Initial statement of beneficial ownership of securities
3
Wednesday, 9/24/2003
KADLEC THOMAS R: Initial statement of beneficial ownership of securities
3
Wednesday, 9/24/2003
MCALISTER RONALD DEAN: Initial statement of beneficial ownership of securities
3
Wednesday, 9/24/2003
MCGAREL DAVID: Initial statement of beneficial ownership of securities
3
Wednesday, 9/24/2003
MOHR MITCHELL: Initial statement of beneficial ownership of securities
3
Wednesday, 9/24/2003
NIELSON NIEL B: Initial statement of beneficial ownership of securities
3
Wednesday, 9/24/2003
OSTER DAVID M: Initial statement of beneficial ownership of securities
3
Wednesday, 9/24/2003
ROGGENSACK ANDY: Initial statement of beneficial ownership of securities
3
Wednesday, 9/24/2003
TESTIN ROGER: Initial statement of beneficial ownership of securities
Prospectus (2)
SC TO-I/A
Wednesday, 7/15/2009
Issuer tender offer statement
SC TO-I
Tuesday, 6/16/2009
Issuer tender offer statement
Proxies (14)
DEF 14A
Tuesday, 8/18/2009
Definitive proxy statements
DEF 14A
Tuesday, 8/18/2009
Definitive proxy statements
DEF 14A
Friday, 8/8/2008
Definitive proxy statements
DEF 14A
Friday, 8/8/2008
Definitive proxy statements
DEF 14A
Monday, 8/6/2007
Definitive proxy statements
DEF 14A
Monday, 8/6/2007
Definitive proxy statements
DEF 14A
Thursday, 8/10/2006
Definitive proxy statements
DEF 14A
Thursday, 8/10/2006
Definitive proxy statements
DEF 14A
Friday, 8/12/2005
Definitive proxy statements
DEF 14A
Friday, 8/12/2005
Definitive proxy statements
DEFA14A
Friday, 8/12/2005
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 8/12/2005
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Monday, 8/23/2004
Definitive proxy statements
DEF 14A
Monday, 8/23/2004
Definitive proxy statements