MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUND
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- Karpus Management, Inc. (3)
- GUGGENHEIM ENHANCED EQUITY STRATEGY FUND (3)
- FIDUCIARY/CLAYMORE MLP OPPORTUNITY FUND (3)
- MERRILL LYNCH, PIERCE, FENNER & SMITH INC. (3)
- Guggenheim Equal Weight Enhanced Equity Income Fund (3)
- Guggenheim Taxable Municipal Managed Duration Trust (3)
- TOUPIN RONALD E JR (2)
- MBIA CAPITAL MANAGEMENT CORP (2)
- NYBERG RONALD (2)
- Futrell J. Thomas (2)
- MERRILL LYNCH & CO., INC. (2)
- TS / CLAYMORE TAX-ADVANTAGED BALANCED FUND (2)
- WESTERN INVESTMENT LLC (2)
- FIRST TRUST PORTFOLIOS LP (2)
- BANK OF AMERICA CORP /DE/ (2)
- WELLS FARGO & COMPANY/MN (2)
- JACOBSON MICHAEL ROBIN (1)
- DUNTON GARY C (1)
- CORSO CLIFFORD D (1)
- BUDNICK NEIL G (1)
- MORRIS MARO D (1)
- BROWN W THACHER (1)
- VOLTZ SUSAN A (1)
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- ROSENBLOOM JERRY S (1)
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- HILL STEVEN M (1)
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- Benchmark Plus Institutional Partners, L.L.C. (1)
- Benchmark Plus Partners, L.L.C. (1)
- Hudson Elizabeth H (1)
- Albelda Bruce (1)
- Sullivan John Louis (1)
- Maltbie Derek Dale (1)
- KELLY STEVENS T (1)
- Madison/Claymore Covered Call & Equity Strategy Fund (1)
- Scott Kimberly J. (1)
- Edgeworth Ann E. (1)
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- Claymore Exchange-Traded Fund Trust 2 (1)
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- GUGGENHEIM FUNDS TRUST (1)
- Grosswirth Lisa R (1)
- Shulman Robin J. (1)
- Spock Thomas Edgar (1)
- Stabile Thomas (1)
- DiChiaro James (1)
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- HARVEY ELLEN D (1)
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Financials (1)
NT-NSAR
Friday, 4/1/2005
Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-SAR for period ending 2005-01-31
News (5)
8-K
Monday, 5/7/2018
Current report filing
8-K
Friday, 4/27/2018
Current report filing
8-K
Friday, 2/23/2018
Current report filing
8-K
Thursday, 3/16/2017
Current report filing
8-K
Monday, 10/3/2016
Current report filing
Other (165)
N-8F ORDR
Wednesday, 8/21/2019
None
N-8F NTC
Friday, 7/26/2019
None
N-8F/A
Thursday, 6/27/2019
Application for deregistration made on Form N-8F
N-CEN
Wednesday, 6/12/2019
Annual Report for Registered Investment Companies
N-8F
Tuesday, 4/30/2019
Application for deregistration made on Form N-8F
40-17G
Monday, 9/10/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Friday, 8/24/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Wednesday, 8/8/2018
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
25-NSE
Monday, 8/6/2018
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
CORRESP
Thursday, 5/31/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
NSAR-BT
Thursday, 5/24/2018
Transitional annual report filed on Form N-SAR
N-CSR
Friday, 5/18/2018
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
CORRESP
Monday, 4/23/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-CSRS
Thursday, 3/29/2018
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
40-17F2
Wednesday, 3/28/2018
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
NSAR-A
Tuesday, 3/27/2018
Semi-annual report for management companies filed on Form N-SAR
40-17F2/A
Wednesday, 1/31/2018
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Wednesday, 1/31/2018
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
N-Q
Tuesday, 1/2/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Friday, 10/27/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17F2
Wednesday, 10/25/2017
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
N-CSR
Tuesday, 10/10/2017
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Thursday, 9/28/2017
Annual report for management companies filed on Form N-SAR
N-PX
Friday, 7/28/2017
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-Q/A
Tuesday, 7/18/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-Q
Thursday, 6/29/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-23C-2
Friday, 6/9/2017
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
CORRESP
Thursday, 6/8/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17F2
Friday, 4/21/2017
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Friday, 4/21/2017
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
N-CSRS
Friday, 4/7/2017
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
40-17G
Wednesday, 4/5/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NSAR-A
Friday, 3/24/2017
Semi-annual report for management companies filed on Form N-SAR
N-Q
Friday, 12/23/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17F2
Friday, 10/28/2016
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
N-CSR
Thursday, 10/6/2016
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Thursday, 9/29/2016
Annual report for management companies filed on Form N-SAR
40-17F2
Monday, 8/29/2016
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17G
Friday, 8/26/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Wednesday, 8/17/2016
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17F2
Wednesday, 6/29/2016
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
N-Q
Tuesday, 6/28/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Friday, 4/8/2016
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Wednesday, 3/30/2016
Semi-annual report for management companies filed on Form N-SAR
40-17G
Friday, 1/8/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Wednesday, 12/23/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Friday, 10/2/2015
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Friday, 9/25/2015
Annual report for management companies filed on Form N-SAR
40-17F2
Thursday, 9/24/2015
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Monday, 8/31/2015
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
N-PX
Monday, 8/10/2015
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17F2
Thursday, 7/30/2015
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
N-Q
Monday, 6/29/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Thursday, 4/2/2015
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Monday, 3/30/2015
Semi-annual report for management companies filed on Form N-SAR
N-Q
Thursday, 12/18/2014
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Wednesday, 10/8/2014
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Wednesday, 9/24/2014
Annual report for management companies filed on Form N-SAR
CORRESP
Tuesday, 9/16/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-PX
Tuesday, 8/26/2014
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17G
Thursday, 8/14/2014
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Tuesday, 6/24/2014
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Friday, 4/4/2014
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Wednesday, 3/26/2014
Semi-annual report for management companies filed on Form N-SAR
NSAR-B/A
Wednesday, 3/5/2014
Annual report for management companies filed on Form N-SAR
N-Q
Monday, 12/23/2013
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Friday, 10/4/2013
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Wednesday, 9/25/2013
Annual report for management companies filed on Form N-SAR
40-17G
Tuesday, 9/3/2013
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Wednesday, 8/28/2013
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-Q
Friday, 6/28/2013
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Wednesday, 6/19/2013
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Thursday, 4/4/2013
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 3/21/2013
Semi-annual report for management companies filed on Form N-SAR
40-17G
Friday, 2/22/2013
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Monday, 12/17/2012
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Wednesday, 10/3/2012
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Wednesday, 9/26/2012
Annual report for management companies filed on Form N-SAR
N-PX
Tuesday, 8/7/2012
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-Q
Monday, 6/25/2012
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Friday, 5/18/2012
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G/A
Friday, 5/18/2012
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Wednesday, 4/4/2012
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Monday, 3/26/2012
Semi-annual report for management companies filed on Form N-SAR
40-17G
Friday, 3/2/2012
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Monday, 12/19/2011
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Monday, 10/3/2011
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Monday, 9/26/2011
Annual report for management companies filed on Form N-SAR
N-PX
Wednesday, 8/17/2011
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17G
Friday, 6/17/2011
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Thursday, 6/16/2011
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Wednesday, 4/6/2011
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 3/24/2011
Semi-annual report for management companies filed on Form N-SAR
N-Q
Wednesday, 12/22/2010
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Thursday, 10/7/2010
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Monday, 9/27/2010
Annual report for management companies filed on Form N-SAR
40-17G
Monday, 9/27/2010
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Friday, 7/30/2010
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-Q
Tuesday, 6/29/2010
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Thursday, 6/17/2010
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
Ownership (150)
SC 13G/A
Thursday, 2/14/2019
RIVERNORTH CAPITAL MANAGEMENT, LLC: Major Shareholders
SC 13D/A
Wednesday, 9/5/2018
WELLS FARGO & COMPANY/MN: Major Shareholders
4
Wednesday, 9/5/2018
WELLS FARGO & COMPANY/MN: Statement of changes in beneficial ownership of securities
SC 13D/A
Thursday, 8/2/2018
Karpus Management, Inc.: Major Shareholders
SC 13D/A
Tuesday, 7/31/2018
Karpus Management, Inc.: Major Shareholders
SC 13D/A
Thursday, 7/26/2018
Karpus Management, Inc.: Major Shareholders
SC 13D/A
Friday, 7/20/2018
Karpus Management, Inc.: Major Shareholders
SC 13D/A
Friday, 5/11/2018
Karpus Management, Inc.: Major Shareholders
3
Monday, 3/12/2018
KARPUS GEORGE W: Initial statement of beneficial ownership of securities
SC 13D
Monday, 3/12/2018
Karpus Management, Inc.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2018
Karpus Management, Inc.: Major Shareholders
SC 13G/A
Wednesday, 2/14/2018
RIVERNORTH CAPITAL MANAGEMENT, LLC: Major Shareholders
SC 13G/A
Thursday, 1/25/2018
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G/A
Friday, 12/8/2017
FIRST TRUST PORTFOLIOS LP: Major Shareholders
3
Monday, 11/27/2017
Lebisky David: Initial statement of beneficial ownership of securities
SC 13G
Thursday, 8/10/2017
RIVERNORTH CAPITAL MANAGEMENT, LLC: Major Shareholders
SC 13D/A
Friday, 8/4/2017
BANK OF AMERICA CORP /DE/: Major Shareholders
SC 13D
Monday, 7/17/2017
WELLS FARGO & COMPANY/MN: Major Shareholders
3
Friday, 7/14/2017
Wells Fargo Municipal Capital Strategies, LLC: Initial statement of beneficial ownership of securities
SC 13G/A
Tuesday, 2/14/2017
RIVERNORTH CAPITAL MANAGEMENT, LLC: Major Shareholders
SC 13G/A
Tuesday, 2/14/2017
Karpus Management, Inc.: Major Shareholders
SC 13G/A
Tuesday, 1/17/2017
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G
Wednesday, 1/11/2017
Karpus Management, Inc.: Major Shareholders
SC 13D/A
Thursday, 12/29/2016
BANK OF AMERICA CORP /DE/: Major Shareholders
4
Tuesday, 12/27/2016
Blue Ridge Investments, L.L.C.: Statement of changes in beneficial ownership of securities
3
Friday, 12/16/2016
Welsh Suzanne P.: Initial statement of beneficial ownership of securities
3
Friday, 12/16/2016
HARVEY ELLEN D: Initial statement of beneficial ownership of securities
4
Thursday, 12/15/2016
Welsh Suzanne P.: Statement of changes in beneficial ownership of securities
4
Thursday, 12/15/2016
HARVEY ELLEN D: Statement of changes in beneficial ownership of securities
3
Thursday, 12/1/2016
Shulman Robin J.: Initial statement of beneficial ownership of securities
3
Thursday, 12/1/2016
DiChiaro James: Initial statement of beneficial ownership of securities
3
Thursday, 12/1/2016
Spock Thomas Edgar: Initial statement of beneficial ownership of securities
3
Thursday, 12/1/2016
Stabile Thomas: Initial statement of beneficial ownership of securities
3
Thursday, 12/1/2016
Grosswirth Lisa R: Initial statement of beneficial ownership of securities
3
Friday, 11/4/2016
Grosswirth Lisa R: Initial statement of beneficial ownership of securities
3
Wednesday, 11/2/2016
Stabile Thomas: Initial statement of beneficial ownership of securities
SC 13G/A
Friday, 9/9/2016
Karpus Management, Inc.: Major Shareholders
3
Tuesday, 3/29/2016
Shulman Robin J.: Initial statement of beneficial ownership of securities
3
Monday, 3/28/2016
Nelson Adam J: Initial statement of beneficial ownership of securities
SC 13G
Tuesday, 2/16/2016
RIVERNORTH CAPITAL MANAGEMENT, LLC: Major Shareholders
SC 13G/A
Wednesday, 1/13/2016
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G
Friday, 1/8/2016
Karpus Management, Inc.: Major Shareholders
SC 13G/A
Friday, 2/13/2015
FIRST TRUST PORTFOLIOS LP: Major Shareholders
3
Wednesday, 9/24/2014
Cutwater Investor Services Corp.: Initial statement of beneficial ownership of securities
3
Thursday, 5/15/2014
Megaris Michael P: Initial statement of beneficial ownership of securities
3
Monday, 2/3/2014
Mathiasen Mark: Initial statement of beneficial ownership of securities
SC 13G/A
Friday, 1/31/2014
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G/A
Monday, 1/28/2013
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G/A
Tuesday, 11/20/2012
SIT INVESTMENT ASSOCIATES INC: Major Shareholders
3
Friday, 11/9/2012
Lee Amy J.: Initial statement of beneficial ownership of securities
3
Thursday, 11/8/2012
Cacciapaglia Donald: Initial statement of beneficial ownership of securities
3
Friday, 9/28/2012
Catalucci Joanna M.: Initial statement of beneficial ownership of securities
3
Wednesday, 5/23/2012
Scott Kimberly J.: Initial statement of beneficial ownership of securities
3
Wednesday, 5/23/2012
Edgeworth Ann E.: Initial statement of beneficial ownership of securities
3
Thursday, 3/1/2012
KELLY STEVENS T: Initial statement of beneficial ownership of securities
SC 13G/A
Thursday, 2/9/2012
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G
Wednesday, 1/25/2012
SIT INVESTMENT ASSOCIATES INC: Major Shareholders
4
Friday, 8/26/2011
BANK OF AMERICA CORP /DE/: Statement of changes in beneficial ownership of securities
4
Friday, 3/18/2011
BANK OF AMERICA CORP /DE/: Statement of changes in beneficial ownership of securities
3
Tuesday, 2/1/2011
Maltbie Derek Dale: Initial statement of beneficial ownership of securities
3
Tuesday, 2/1/2011
Sullivan John Louis: Initial statement of beneficial ownership of securities
SC 13G/A
Friday, 1/14/2011
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13D
Tuesday, 1/11/2011
BANK OF AMERICA CORP /DE/: Major Shareholders
3
Wednesday, 1/5/2011
DiChiaro James: Initial statement of beneficial ownership of securities
SC 13G/A
Thursday, 11/4/2010
SIT INVESTMENT ASSOCIATES INC: Major Shareholders
3
Friday, 10/15/2010
Albelda Bruce: Initial statement of beneficial ownership of securities
SC 13G/A
Tuesday, 8/10/2010
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G
Thursday, 6/10/2010
FIRST TRUST PORTFOLIOS LP: Major Shareholders
4
Wednesday, 4/28/2010
Futrell J. Thomas: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 3/23/2010
WESTERN INVESTMENT LLC: Major Shareholders
SC 13G/A
Friday, 3/12/2010
BANK OF AMERICA CORP /DE/: Major Shareholders
SC 13G/A
Wednesday, 3/10/2010
Karpus Management, Inc.: Major Shareholders
SC 13D/A
Tuesday, 3/9/2010
WESTERN INVESTMENT LLC: Major Shareholders
SC 13G/A
Friday, 2/5/2010
Karpus Management, Inc.: Major Shareholders
SC 13G/A
Wednesday, 1/20/2010
BANK OF AMERICA CORP /DE/: Major Shareholders
SC 13G
Friday, 1/15/2010
SIT INVESTMENT ASSOCIATES INC: Major Shareholders
SC 13D/A
Friday, 12/4/2009
WESTERN INVESTMENT LLC: Major Shareholders
4
Friday, 11/13/2009
BANK OF AMERICA CORP /DE/: Statement of changes in beneficial ownership of securities
4
Thursday, 11/12/2009
BANK OF AMERICA CORP /DE/: Statement of changes in beneficial ownership of securities
3
Wednesday, 11/4/2009
Hudson Elizabeth H: Initial statement of beneficial ownership of securities
4
Friday, 10/16/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.: Statement of changes in beneficial ownership of securities
4
Thursday, 8/27/2009
Franzblau Scott: Statement of changes in beneficial ownership of securities
4
Monday, 8/24/2009
Ferguson Robert: Statement of changes in beneficial ownership of securities
SC 13D/A
Friday, 8/21/2009
WESTERN INVESTMENT LLC: Major Shareholders
4
Wednesday, 8/19/2009
Ferguson Robert: Statement of changes in beneficial ownership of securities
4
Friday, 8/14/2009
Ferguson Robert: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/11/2009
Ferguson Robert: Statement of changes in beneficial ownership of securities
4
Thursday, 8/6/2009
Ferguson Robert: Statement of changes in beneficial ownership of securities
4
Monday, 8/3/2009
Franzblau Scott: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/29/2009
Ferguson Robert: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/28/2009
LIPSON ARTHUR D: Statement of changes in beneficial ownership of securities
4
Thursday, 7/23/2009
LIPSON ARTHUR D: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 7/21/2009
WESTERN INVESTMENT LLC: Major Shareholders
4
Monday, 7/20/2009
LIPSON ARTHUR D: Statement of changes in beneficial ownership of securities
4
Friday, 7/10/2009
Ferguson Robert: Statement of changes in beneficial ownership of securities
4
Friday, 7/10/2009
LIPSON ARTHUR D: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 7/7/2009
WESTERN INVESTMENT LLC: Major Shareholders
4
Tuesday, 7/7/2009
Ferguson Robert: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/7/2009
LIPSON ARTHUR D: Statement of changes in beneficial ownership of securities
3
Thursday, 7/2/2009
Ferguson Robert: Initial statement of beneficial ownership of securities
Prospectus (4)
SC TO-I/A
Monday, 3/22/2010
Issuer tender offer statement
SC TO-I/A
Monday, 3/15/2010
Issuer tender offer statement
SC TO-I
Thursday, 2/11/2010
Issuer tender offer statement
SC TO-C
Friday, 11/27/2009
Written communication relating to an issuer or third party tender offer
Proxies (32)
DEF 14A
Wednesday, 5/30/2018
Definitive proxy statements
PRE 14A
Tuesday, 5/15/2018
Preliminary proxy statement not related to a contested matter or merger/acquisition
PRRN14A
Thursday, 4/26/2018
Revised preliminary proxy statement filed by non-management
PREC14A
Friday, 4/13/2018
Preliminary proxy statement in connection with contested solicitations
DEFA14A
Monday, 11/6/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 9/29/2017
Definitive proxy statements
DEF 14A
Tuesday, 10/11/2016
Definitive proxy statements
DEF 14A
Wednesday, 10/14/2015
Definitive proxy statements
DEF 14A
Wednesday, 11/19/2014
Definitive proxy statements
PRE 14A
Thursday, 11/6/2014
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Friday, 10/31/2014
Definitive proxy statements
DEF 14A
Thursday, 10/3/2013
Definitive proxy statements
DEF 14A
Wednesday, 10/10/2012
Definitive proxy statements
DEFA14A
Wednesday, 9/7/2011
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 9/6/2011
Definitive proxy statements
DEF 14A
Thursday, 9/16/2010
Definitive proxy statements
DEF 14A
Friday, 12/11/2009
Definitive proxy statements
DFAN14A
Tuesday, 7/7/2009
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFR14A
Tuesday, 10/7/2008
Definitive revised proxy soliciting materials
DEF 14A
Thursday, 9/18/2008
Definitive proxy statements
DEF 14A
Wednesday, 11/7/2007
Definitive proxy statements
DEF 14A
Monday, 11/13/2006
Definitive proxy statements
DEFA14A
Tuesday, 1/10/2006
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 1/4/2006
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 12/29/2005
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 12/23/2005
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 12/15/2005
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 12/15/2005
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 11/15/2005
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Monday, 10/3/2005
Definitive proxy statements
PRE 14A
Friday, 9/16/2005
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Wednesday, 9/29/2004
Definitive proxy statements