GUGGENHEIM ENHANCED EQUITY STRATEGY FUND
Related Filers (85)
- GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (4)
- Guggenheim Enhanced Equity Income Fund (f/k/a Old Mutual/Claymore Long-Short Fund) (4)
- TS / CLAYMORE TAX-ADVANTAGED BALANCED FUND (3)
- FIRST TRUST PORTFOLIOS LP (3)
- MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUND (3)
- FIDUCIARY/CLAYMORE MLP OPPORTUNITY FUND (3)
- Guggenheim Equal Weight Enhanced Equity Income Fund (3)
- Guggenheim Taxable Municipal Managed Duration Trust (3)
- TOUPIN RONALD E JR (2)
- NYBERG RONALD (2)
- HILL STEVEN M (2)
- DREMAN DAVID N (2)
- BANK OF AMERICA CORP /DE/ (2)
- Guggenheim Credit Allocation Fund (2)
- JAGAI LLOYD K (1)
- WOODARD NELSON (1)
- LITTAUER THOMAS WILLIAMS (1)
- KOCHEVAR ANNE (1)
- CRANDALL RICHARD L (1)
- DALMASO NICHOLAS (1)
- Sarhaddi Richard C (1)
- GREGORIEV HEIDEMARIE (1)
- CLAYMORE ADVISORS LLC (1)
- Patterson Matthew (1)
- Nguyen Melissa J (1)
- Howley James (1)
- Saxon Bruce (1)
- Onefater Boris (1)
- Claymore/Raymond James SB-1 Equity Fund (1)
- Swade Donald (1)
- Robinson Kevin M. (1)
- Futrell J. Thomas (1)
- Mathiasen Mark (1)
- Furjanic Mark (1)
- Appleton Michael D. (1)
- BANK OF AMERICA NA (1)
- MERRILL LYNCH, PIERCE, FENNER & SMITH INC. (1)
- Fiduciary/Claymore Dynamic Equity Fund (1)
- Hudson Elizabeth H (1)
- Hooten David C. (1)
- LAZARD ASSET MANAGEMENT LLC (1)
- Bulldog Investors (1)
- KARN ROBERT B III (1)
- Albelda Bruce (1)
- Sullivan John Louis (1)
- Walsh Anne Bookwalter (1)
- KELLY STEVENS T (1)
- Minerd B. Scott (1)
- Madison/Claymore Covered Call & Equity Strategy Fund (1)
- Cacciapaglia Donald (1)
- Edgeworth Ann E. (1)
- Maltbie Derek Dale (1)
- Flowers Jayson (1)
- Pesaran Jamal (1)
- Sharaff Farhan (1)
- Catalucci Joanna M. (1)
- Lee Amy J. (1)
- Barnes Randall C (1)
- Relative Value Partners, LLC (1)
- Scott Kimberly J. (1)
- FRIEDRICH ROMAN III (1)
- Farley Jerry B (1)
- Oliverius Maynard F. (1)
- Stone Bryan (1)
- Belden William H (1)
- Megaris Michael P (1)
- Arruda Joseph M (1)
- SBL Fund (1)
- Security Equity Fund (1)
- Cheeseman Daniel R (1)
- Barker Scott T (1)
- Chubb Donald A. Jr. (1)
- Nelson Adam J (1)
- Yan Qi (1)
- Claymore Exchange-Traded Fund Trust (1)
- Guggenheim Strategy Funds Trust (1)
- Guggenheim Energy & Income Fund (1)
- Claymore Exchange-Traded Fund Trust 2 (1)
- Guggenheim Variable Funds Trust (1)
- Transparent Value Trust (1)
- GUGGENHEIM FUNDS TRUST (1)
- McWhinnie Glenn (1)
- Kemp Keith David (1)
- NEW YORK STOCK EXCHANGE LLC (1)
- MORGAN STANLEY (1)
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News (3)
8-K
Tuesday, 3/1/2016
Current report filing
8-K
Friday, 12/2/2011
Current report filing
8-K
Friday, 12/3/2010
Current report filing
Other (144)
N-8F ORDR
Tuesday, 5/30/2017
None
N-8F NTC
Monday, 5/1/2017
None
N-8F/A
Friday, 3/31/2017
Application for deregistration made on Form N-8F
N-Q
Wednesday, 3/29/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-8F
Wednesday, 3/22/2017
Application for deregistration made on Form N-8F
25-NSE
Monday, 3/20/2017
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
N-CSR
Friday, 1/6/2017
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Thursday, 12/22/2016
Annual report for management companies filed on Form N-SAR
N-Q
Wednesday, 9/28/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Friday, 8/26/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Wednesday, 8/17/2016
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Thursday, 7/7/2016
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Monday, 6/27/2016
Semi-annual report for management companies filed on Form N-SAR
N-Q
Tuesday, 3/29/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Friday, 1/8/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSR
Thursday, 1/7/2016
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Thursday, 12/24/2015
Annual report for management companies filed on Form N-SAR
N-Q
Thursday, 9/17/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Monday, 8/10/2015
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Wednesday, 7/8/2015
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Friday, 6/26/2015
Semi-annual report for management companies filed on Form N-SAR
N-Q
Thursday, 3/26/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Thursday, 1/8/2015
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Tuesday, 12/23/2014
Annual report for management companies filed on Form N-SAR
N-Q
Monday, 9/29/2014
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
CORRESP
Tuesday, 9/16/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-PX
Friday, 8/15/2014
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17G
Thursday, 8/14/2014
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Monday, 7/7/2014
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Friday, 6/27/2014
Semi-annual report for management companies filed on Form N-SAR
N-Q
Friday, 3/28/2014
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
CORRESP
Friday, 2/28/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-CSR
Wednesday, 1/8/2014
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Monday, 12/23/2013
Annual report for management companies filed on Form N-SAR
N-Q
Thursday, 9/26/2013
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Tuesday, 9/3/2013
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Friday, 8/16/2013
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Wednesday, 7/3/2013
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Tuesday, 6/25/2013
Semi-annual report for management companies filed on Form N-SAR
40-17G
Wednesday, 6/19/2013
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Tuesday, 3/19/2013
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Friday, 2/22/2013
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSR
Monday, 1/7/2013
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Wednesday, 12/26/2012
Annual report for management companies filed on Form N-SAR
N-Q
Wednesday, 9/26/2012
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Wednesday, 8/8/2012
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Thursday, 7/5/2012
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Tuesday, 6/26/2012
Semi-annual report for management companies filed on Form N-SAR
40-17G
Friday, 5/18/2012
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G/A
Friday, 5/18/2012
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Friday, 3/30/2012
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
NO ACT
Wednesday, 3/21/2012
None
40-17G
Friday, 3/2/2012
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
CORRESP
Friday, 2/17/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-CSR
Monday, 1/9/2012
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Friday, 12/23/2011
Annual report for management companies filed on Form N-SAR
N-Q
Friday, 9/16/2011
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Tuesday, 8/30/2011
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
CORRESP
Tuesday, 8/2/2011
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-CSRS
Friday, 7/8/2011
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Friday, 6/24/2011
Semi-annual report for management companies filed on Form N-SAR
40-17G
Friday, 6/17/2011
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Thursday, 3/17/2011
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Wednesday, 1/5/2011
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Wednesday, 12/22/2010
Annual report for management companies filed on Form N-SAR
N-CSRS/A
Thursday, 9/30/2010
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
40-17G
Monday, 9/27/2010
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Friday, 9/24/2010
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Friday, 8/20/2010
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Tuesday, 7/6/2010
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 6/24/2010
Semi-annual report for management companies filed on Form N-SAR
40-17G
Thursday, 6/17/2010
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Tuesday, 3/23/2010
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-23C-2
Wednesday, 1/13/2010
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
N-CSR
Wednesday, 12/30/2009
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Wednesday, 12/23/2009
Annual report for management companies filed on Form N-SAR
CORRESP
Monday, 10/5/2009
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-Q
Monday, 9/28/2009
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Monday, 8/17/2009
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-23C-2
Friday, 7/24/2009
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
N-CSRS
Thursday, 7/9/2009
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Monday, 6/29/2009
Semi-annual report for management companies filed on Form N-SAR
40-17G
Tuesday, 5/26/2009
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Thursday, 3/26/2009
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-23C-2
Friday, 2/27/2009
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
N-23C-2/A
Friday, 2/27/2009
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
N-23C-2
Friday, 1/30/2009
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
N-CSR
Friday, 1/9/2009
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Tuesday, 12/30/2008
Annual report for management companies filed on Form N-SAR
N-23C-2
Wednesday, 11/26/2008
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
40-17G
Tuesday, 11/18/2008
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-23C-2
Monday, 10/20/2008
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
N-Q
Monday, 9/29/2008
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-23C-2
Monday, 9/29/2008
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
N-PX
Thursday, 8/28/2008
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Monday, 7/7/2008
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Wednesday, 6/25/2008
Semi-annual report for management companies filed on Form N-SAR
40-17G/A
Wednesday, 6/11/2008
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Monday, 6/9/2008
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Monday, 3/31/2008
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
Ownership (126)
SC 13G/A
Friday, 4/7/2017
MORGAN STANLEY: Major Shareholders
SC 13G
Monday, 2/13/2017
MORGAN STANLEY: Major Shareholders
3
Monday, 1/9/2017
Kemp Keith David: Initial statement of beneficial ownership of securities
3
Wednesday, 11/30/2016
McWhinnie Glenn: Initial statement of beneficial ownership of securities
4
Tuesday, 7/5/2016
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
3
Friday, 6/10/2016
Yan Qi: Initial statement of beneficial ownership of securities
4
Friday, 4/1/2016
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 2/12/2016
FIRST TRUST PORTFOLIOS LP: Major Shareholders
4
Monday, 1/11/2016
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
3
Wednesday, 12/30/2015
Nelson Adam J: Initial statement of beneficial ownership of securities
4
Wednesday, 11/18/2015
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
4
Monday, 9/28/2015
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
4
Monday, 6/29/2015
Chubb Donald A. Jr.: Statement of changes in beneficial ownership of securities
4
Monday, 4/6/2015
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
SC 13G/A
Tuesday, 3/10/2015
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G/A
Friday, 1/9/2015
FIRST TRUST PORTFOLIOS LP: Major Shareholders
4
Wednesday, 11/19/2014
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/14/2014
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
3
Tuesday, 8/26/2014
Barker Scott T: Initial statement of beneficial ownership of securities
3
Friday, 8/22/2014
Cheeseman Daniel R: Initial statement of beneficial ownership of securities
3
Friday, 4/11/2014
Arruda Joseph M: Initial statement of beneficial ownership of securities
3
Friday, 4/11/2014
Stone Bryan: Initial statement of beneficial ownership of securities
3
Friday, 4/11/2014
Belden William H: Initial statement of beneficial ownership of securities
3
Friday, 4/11/2014
Megaris Michael P: Initial statement of beneficial ownership of securities
3
Thursday, 4/10/2014
Chubb Donald A. Jr.: Initial statement of beneficial ownership of securities
3
Thursday, 4/10/2014
Oliverius Maynard F.: Initial statement of beneficial ownership of securities
3
Wednesday, 4/9/2014
Farley Jerry B: Initial statement of beneficial ownership of securities
4
Thursday, 3/20/2014
FRIEDRICH ROMAN III: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 2/3/2014
FIRST TRUST PORTFOLIOS LP: Major Shareholders
3
Thursday, 9/12/2013
Scott Kimberly J.: Initial statement of beneficial ownership of securities
SC 13G/A
Friday, 3/8/2013
FIRST TRUST PORTFOLIOS LP: Major Shareholders
4
Tuesday, 2/19/2013
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
SC 13G
Thursday, 2/14/2013
Relative Value Partners, LLC: Major Shareholders
SC 13G/A
Friday, 2/8/2013
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G
Friday, 1/25/2013
FIRST TRUST PORTFOLIOS LP: Major Shareholders
4
Thursday, 1/10/2013
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Friday, 1/4/2013
FRIEDRICH ROMAN III: Statement of changes in beneficial ownership of securities
3
Thursday, 12/20/2012
Lee Amy J.: Initial statement of beneficial ownership of securities
4
Tuesday, 12/4/2012
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
3
Friday, 10/5/2012
Catalucci Joanna M.: Initial statement of beneficial ownership of securities
4
Wednesday, 9/12/2012
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
3
Tuesday, 5/29/2012
Sharaff Farhan: Initial statement of beneficial ownership of securities
3
Friday, 5/25/2012
Flowers Jayson: Initial statement of beneficial ownership of securities
3
Friday, 5/25/2012
Pesaran Jamal: Initial statement of beneficial ownership of securities
3
Thursday, 5/24/2012
Maltbie Derek Dale: Initial statement of beneficial ownership of securities
3
Wednesday, 5/23/2012
Edgeworth Ann E.: Initial statement of beneficial ownership of securities
3
Monday, 5/21/2012
Cacciapaglia Donald: Initial statement of beneficial ownership of securities
4
Friday, 5/4/2012
Barnes Randall C: Statement of changes in beneficial ownership of securities
3
Wednesday, 3/7/2012
Minerd B. Scott: Initial statement of beneficial ownership of securities
3
Tuesday, 3/6/2012
KELLY STEVENS T: Initial statement of beneficial ownership of securities
4
Thursday, 2/23/2012
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
SC 13G/A
Thursday, 2/9/2012
FIRST TRUST PORTFOLIOS LP: Major Shareholders
3
Friday, 1/6/2012
Walsh Anne Bookwalter: Initial statement of beneficial ownership of securities
3/A
Friday, 1/6/2012
Walsh Anne Bookwalter: Initial statement of beneficial ownership of securities
4
Wednesday, 5/4/2011
FRIEDRICH ROMAN III: Statement of changes in beneficial ownership of securities
3
Thursday, 2/3/2011
Sullivan John Louis: Initial statement of beneficial ownership of securities
SC 13G
Friday, 1/14/2011
FIRST TRUST PORTFOLIOS LP: Major Shareholders
3
Friday, 10/15/2010
Albelda Bruce: Initial statement of beneficial ownership of securities
3
Tuesday, 8/17/2010
Barnes Randall C: Initial statement of beneficial ownership of securities
3
Tuesday, 8/17/2010
KARN ROBERT B III: Initial statement of beneficial ownership of securities
SC 13G/A
Friday, 2/12/2010
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G/A
Friday, 1/22/2010
Bulldog Investors: Major Shareholders
SC 13G/A
Wednesday, 12/9/2009
LAZARD ASSET MANAGEMENT LLC: Major Shareholders
3
Monday, 11/30/2009
Hooten David C.: Initial statement of beneficial ownership of securities
4
Monday, 11/23/2009
HILL STEVEN M: Statement of changes in beneficial ownership of securities
3
Wednesday, 11/4/2009
Hudson Elizabeth H: Initial statement of beneficial ownership of securities
SC 13G
Wednesday, 9/30/2009
Bulldog Investors: Major Shareholders
SC 13D/A
Monday, 9/21/2009
Bulldog Investors: Major Shareholders
SC 13D/A
Tuesday, 9/15/2009
Bulldog Investors: Major Shareholders
SC 13D/A
Thursday, 9/10/2009
Bulldog Investors: Major Shareholders
SC 13D/A
Monday, 8/24/2009
Bulldog Investors: Major Shareholders
SC 13D/A
Thursday, 8/6/2009
Bulldog Investors: Major Shareholders
4
Thursday, 7/16/2009
DREMAN DAVID N: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 6/30/2009
Bulldog Investors: Major Shareholders
SC 13D/A
Thursday, 6/25/2009
Bulldog Investors: Major Shareholders
SC 13D/A
Monday, 6/15/2009
Bulldog Investors: Major Shareholders
SC 13G/A
Wednesday, 6/10/2009
BANK OF AMERICA CORP /DE/: Major Shareholders
SC 13D/A
Monday, 5/11/2009
Bulldog Investors: Major Shareholders
SC 13D
Monday, 4/20/2009
Bulldog Investors: Major Shareholders
SC 13G
Tuesday, 2/10/2009
BANK OF AMERICA CORP /DE/: Major Shareholders
3
Tuesday, 2/10/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.: Initial statement of beneficial ownership of securities
SC 13G
Tuesday, 2/10/2009
LAZARD ASSET MANAGEMENT LLC: Major Shareholders
SC 13G
Friday, 1/30/2009
FIRST TRUST PORTFOLIOS LP: Major Shareholders
3
Wednesday, 6/18/2008
Appleton Michael D.: Initial statement of beneficial ownership of securities
3
Thursday, 6/12/2008
Futrell J. Thomas: Initial statement of beneficial ownership of securities
3
Thursday, 6/12/2008
Furjanic Mark: Initial statement of beneficial ownership of securities
3
Thursday, 6/12/2008
Mathiasen Mark: Initial statement of beneficial ownership of securities
3
Thursday, 6/12/2008
Robinson Kevin M.: Initial statement of beneficial ownership of securities
3
Thursday, 6/12/2008
Swade Donald: Initial statement of beneficial ownership of securities
3/A
Thursday, 6/12/2008
Furjanic Mark: Initial statement of beneficial ownership of securities
4
Thursday, 6/5/2008
NYBERG RONALD: Statement of changes in beneficial ownership of securities
4
Friday, 5/2/2008
NYBERG RONALD: Statement of changes in beneficial ownership of securities
3
Tuesday, 9/4/2007
Onefater Boris: Initial statement of beneficial ownership of securities
3
Wednesday, 8/29/2007
Howley James: Initial statement of beneficial ownership of securities
3
Wednesday, 8/29/2007
Nguyen Melissa J: Initial statement of beneficial ownership of securities
3
Wednesday, 8/29/2007
Saxon Bruce: Initial statement of beneficial ownership of securities
3
Thursday, 9/21/2006
Patterson Matthew: Initial statement of beneficial ownership of securities
4
Thursday, 7/29/2004
CLAYMORE ADVISORS LLC: Statement of changes in beneficial ownership of securities
4/A
Thursday, 7/29/2004
CLAYMORE ADVISORS LLC: Statement of changes in beneficial ownership of securities
4
Thursday, 6/24/2004
DREMAN DAVID N: Statement of changes in beneficial ownership of securities
Prospectus (8)
425
Monday, 1/30/2017
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Tuesday, 1/10/2017
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Thursday, 1/5/2017
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Thursday, 12/8/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Wednesday, 8/31/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
SC TO-I/A
Tuesday, 1/19/2010
Issuer tender offer statement
SC TO-I/A
Tuesday, 1/5/2010
Issuer tender offer statement
SC TO-I
Wednesday, 12/2/2009
Issuer tender offer statement
Proxies (20)
DEF 14A
Friday, 3/4/2016
Definitive proxy statements
DEF 14A
Friday, 3/27/2015
Definitive proxy statements
DEF 14A
Monday, 3/3/2014
Definitive proxy statements
PRE 14A
Friday, 2/7/2014
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Friday, 3/8/2013
Definitive proxy statements
DEF 14A
Friday, 3/23/2012
Definitive proxy statements
DEFA14A
Wednesday, 8/31/2011
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 8/3/2011
Definitive proxy statements
PRE 14A
Tuesday, 6/28/2011
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Monday, 8/30/2010
Definitive proxy statements
DEFA14A
Friday, 10/23/2009
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Monday, 10/5/2009
Definitive proxy statements
DEFA14A
Tuesday, 9/15/2009
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PRE 14A
Tuesday, 9/15/2009
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Monday, 9/14/2009
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PREC14A
Tuesday, 8/11/2009
Preliminary proxy statement in connection with contested solicitations
DEF 14A
Wednesday, 8/20/2008
Definitive proxy statements
DEF 14A
Monday, 8/20/2007
Definitive proxy statements
DEF 14A
Monday, 8/28/2006
Definitive proxy statements
DEF 14A
Tuesday, 8/30/2005
Definitive proxy statements