HELIOS STRATEGIC MORTGAGE INCOME FUND, INC.
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- MCFARLAND STUART A (2)
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- BORDNER GREGORY S (1)
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- Pacifico Josielyne Kwong (1)
- PETERSEN HARRY E JR (1)
- SLOAN PATRICIA A (1)
- WALSH LEO M JR (1)
- SYAGE JOSEPH S (1)
- DOLAN JOHN HERBERT (1)
- LAI CLIFFORD E (1)
- Kim Daniel S (1)
- Tyras Jonathan Crile (1)
- FEENEY JOHN JAY JR (1)
- RUSSELL-DOWE MICHELLE LYN (1)
- Salvatore Louis P (1)
- Gelman Seth (1)
- Pires Steven M (1)
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News (2)
8-K
Wednesday, 3/2/2011
Current report filing
8-K
Monday, 1/31/2011
Current report filing
Other (99)
N-8F ORDR
Thursday, 2/28/2013
None
NSAR-B
Tuesday, 1/29/2013
Annual report for management companies filed on Form N-SAR
N-8F NTC
Tuesday, 1/29/2013
None
N-8F
Wednesday, 12/26/2012
Application for deregistration made on Form N-8F
N-PX
Friday, 8/31/2012
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-A
Monday, 7/30/2012
Semi-annual report for management companies filed on Form N-SAR
N-Q
Thursday, 4/26/2012
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
25-NSE
Friday, 4/13/2012
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
N-CSR
Monday, 2/6/2012
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Monday, 1/30/2012
Annual report for management companies filed on Form N-SAR
40-17G
Monday, 12/19/2011
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Friday, 10/21/2011
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Wednesday, 8/31/2011
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-Q
Friday, 8/19/2011
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Monday, 8/8/2011
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Friday, 7/29/2011
Semi-annual report for management companies filed on Form N-SAR
N-Q
Wednesday, 4/6/2011
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Monday, 2/7/2011
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Friday, 1/28/2011
Annual report for management companies filed on Form N-SAR
N-Q
Monday, 10/18/2010
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Tuesday, 8/17/2010
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17G
Monday, 8/16/2010
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Thursday, 8/5/2010
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 7/29/2010
Semi-annual report for management companies filed on Form N-SAR
N-Q
Monday, 4/5/2010
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Friday, 1/29/2010
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Wednesday, 1/27/2010
Annual report for management companies filed on Form N-SAR
N-Q
Wednesday, 10/14/2009
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Monday, 9/21/2009
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Tuesday, 8/11/2009
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Thursday, 8/6/2009
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Wednesday, 7/29/2009
Semi-annual report for management companies filed on Form N-SAR
40-17G/A
Friday, 4/24/2009
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Wednesday, 4/1/2009
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Thursday, 2/5/2009
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Thursday, 1/29/2009
Annual report for management companies filed on Form N-SAR
N-Q
Monday, 10/27/2008
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Thursday, 8/28/2008
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Monday, 8/25/2008
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Monday, 8/11/2008
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Tuesday, 7/29/2008
Semi-annual report for management companies filed on Form N-SAR
N-Q
Monday, 4/28/2008
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Friday, 2/8/2008
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Tuesday, 1/29/2008
Annual report for management companies filed on Form N-SAR
N-Q
Friday, 10/26/2007
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Wednesday, 9/26/2007
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Thursday, 8/30/2007
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Tuesday, 8/7/2007
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Friday, 7/27/2007
Semi-annual report for management companies filed on Form N-SAR
N-Q
Tuesday, 4/24/2007
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR/A
Thursday, 4/19/2007
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B/A
Friday, 2/9/2007
Annual report for management companies filed on Form N-SAR
N-CSR
Wednesday, 2/7/2007
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Monday, 1/29/2007
Annual report for management companies filed on Form N-SAR
N-Q
Thursday, 10/26/2006
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Tuesday, 9/12/2006
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Wednesday, 8/30/2006
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Wednesday, 8/2/2006
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 7/27/2006
Semi-annual report for management companies filed on Form N-SAR
NSAR-B/A
Wednesday, 5/17/2006
Annual report for management companies filed on Form N-SAR
N-Q
Friday, 4/21/2006
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Thursday, 2/9/2006
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Friday, 1/27/2006
Annual report for management companies filed on Form N-SAR
40-17G
Tuesday, 11/22/2005
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Monday, 10/31/2005
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Monday, 8/29/2005
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17G
Thursday, 8/18/2005
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Friday, 8/12/2005
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Friday, 8/12/2005
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Monday, 8/8/2005
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Monday, 8/1/2005
Semi-annual report for management companies filed on Form N-SAR
N-Q
Friday, 4/29/2005
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Wednesday, 2/9/2005
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Monday, 1/31/2005
Annual report for management companies filed on Form N-SAR
N-Q
Friday, 10/29/2004
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Tuesday, 8/31/2004
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Monday, 8/9/2004
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Friday, 7/30/2004
Semi-annual report for management companies filed on Form N-SAR
N-CSR
Monday, 2/9/2004
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Thursday, 1/29/2004
Annual report for management companies filed on Form N-SAR
N-CSR/A
Wednesday, 9/3/2003
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-CSR/A
Monday, 8/18/2003
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-CSR
Thursday, 8/7/2003
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-CSR
Thursday, 8/7/2003
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Wednesday, 7/30/2003
Semi-annual report for management companies filed on Form N-SAR
N-30D
Thursday, 3/6/2003
Initial annual and semi-annual reports mailed to investment company shareholders pursuant to Rule 30e-1 (other than those required to be submitted as part of Form NCSR.)
NSAR-B
Tuesday, 2/4/2003
Annual report for management companies filed on Form N-SAR
NT-NSAR/A
Thursday, 1/30/2003
None
NT-NSAR/A
Thursday, 1/30/2003
None
497
Thursday, 7/25/2002
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-2MEF
Wednesday, 7/24/2002
A new registration statement on Form N-2 filed under Securities Act Rule 462(b) by closed-end investment companies of up to an additional 20% of securities for an offering that was registered on Form N-2
N-2/A
Tuesday, 7/23/2002
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2/A
Tuesday, 7/23/2002
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2/A
Thursday, 7/18/2002
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2/A
Thursday, 6/20/2002
Initial filing of a registration statement on Form N-2 for closed-end investment companies
8-A12B
Wednesday, 6/19/2002
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
CERTNYS
Monday, 6/17/2002
None
N-8A
Wednesday, 5/22/2002
Initial notification of registration under Section 8(a) filed on Form N-8A
N-2
Wednesday, 5/22/2002
Initial filing of a registration statement on Form N-2 for closed-end investment companies
Ownership (81)
SC 13G/A
Tuesday, 5/8/2012
SIT INVESTMENT ASSOCIATES INC: Major Shareholders
SC 13G/A
Thursday, 1/26/2012
SIT INVESTMENT ASSOCIATES INC: Major Shareholders
4/A
Wednesday, 11/2/2011
MCFARLAND STUART A: Statement of changes in beneficial ownership of securities
4/A
Tuesday, 11/1/2011
MCFARLAND STUART A: Statement of changes in beneficial ownership of securities
3
Tuesday, 10/18/2011
Hamilton Diana H: Initial statement of beneficial ownership of securities
SC 13G/A
Tuesday, 1/11/2011
SIT INVESTMENT ASSOCIATES INC: Major Shareholders
3
Monday, 3/1/2010
Redding Kim G.: Initial statement of beneficial ownership of securities
SC 13G/A
Friday, 1/15/2010
SIT INVESTMENT ASSOCIATES INC: Major Shareholders
4
Wednesday, 11/18/2009
BIRCH ROBERT F: Statement of changes in beneficial ownership of securities
3
Monday, 6/8/2009
Pires Steven M: Initial statement of beneficial ownership of securities
3
Friday, 6/5/2009
Gelman Seth: Initial statement of beneficial ownership of securities
4
Monday, 4/13/2009
DRAKE RODMAN L: Statement of changes in beneficial ownership of securities
SC 13G/A
Thursday, 2/5/2009
SIT INVESTMENT ASSOCIATES INC: Major Shareholders
4
Tuesday, 10/7/2008
MCFARLAND STUART A: Statement of changes in beneficial ownership of securities
4/A
Tuesday, 10/7/2008
MCFARLAND STUART A: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/5/2008
DRAKE RODMAN L: Statement of changes in beneficial ownership of securities
SC 13G/A
Wednesday, 2/6/2008
SIT INVESTMENT ASSOCIATES INC: Major Shareholders
4
Wednesday, 12/12/2007
Salvatore Louis P: Statement of changes in beneficial ownership of securities
4
Thursday, 10/18/2007
MCFARLAND STUART A: Statement of changes in beneficial ownership of securities
3
Wednesday, 8/1/2007
RUSSELL-DOWE MICHELLE LYN: Initial statement of beneficial ownership of securities
4
Tuesday, 7/31/2007
DRAKE RODMAN L: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/13/2007
FEENEY JOHN JAY JR: Statement of changes in beneficial ownership of securities
4
Monday, 5/21/2007
FEENEY JOHN JAY JR: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/27/2007
BIRCH ROBERT F: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/20/2007
FEENEY JOHN JAY JR: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/20/2007
DRAKE RODMAN L: Statement of changes in beneficial ownership of securities
SC 13G
Wednesday, 1/24/2007
SIT INVESTMENT ASSOCIATES INC: Major Shareholders
3
Tuesday, 11/7/2006
Tyras Jonathan Crile: Initial statement of beneficial ownership of securities
4
Tuesday, 10/31/2006
DRAKE RODMAN L: Statement of changes in beneficial ownership of securities
4
Monday, 10/23/2006
Salvatore Louis P: Statement of changes in beneficial ownership of securities
4
Monday, 10/2/2006
Kim Daniel S: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/25/2006
DRAKE RODMAN L: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/13/2006
LAI CLIFFORD E: Statement of changes in beneficial ownership of securities
4/A
Tuesday, 6/13/2006
LAI CLIFFORD E: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/13/2006
LAI CLIFFORD E: Statement of changes in beneficial ownership of securities
4
Monday, 6/12/2006
DOLAN JOHN HERBERT: Statement of changes in beneficial ownership of securities
4
Monday, 6/12/2006
DOLAN JOHN HERBERT: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/16/2006
DRAKE RODMAN L: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/10/2006
MCFARLAND STUART A: Statement of changes in beneficial ownership of securities
3
Tuesday, 5/9/2006
MCFARLAND STUART A: Initial statement of beneficial ownership of securities
5
Friday, 1/13/2006
SYAGE JOSEPH S: Annual statement of changes in beneficial ownership of securities
5
Tuesday, 1/10/2006
WALSH LEO M JR: Annual statement of changes in beneficial ownership of securities
5
Tuesday, 1/10/2006
SLOAN PATRICIA A: Annual statement of changes in beneficial ownership of securities
5/A
Tuesday, 1/10/2006
WALSH LEO M JR: Annual statement of changes in beneficial ownership of securities
5
Tuesday, 1/10/2006
PETERSEN HARRY E JR: Annual statement of changes in beneficial ownership of securities
4
Thursday, 12/29/2005
Salvatore Louis P: Statement of changes in beneficial ownership of securities
3
Thursday, 10/27/2005
Pacifico Josielyne Kwong: Initial statement of beneficial ownership of securities
3
Thursday, 10/20/2005
Sunshine Barry: Initial statement of beneficial ownership of securities
4
Monday, 10/17/2005
LAI CLIFFORD E: Statement of changes in beneficial ownership of securities
3
Thursday, 9/29/2005
Salvatore Louis P: Initial statement of beneficial ownership of securities
4/A
Tuesday, 9/6/2005
DOLAN JOHN HERBERT: Statement of changes in beneficial ownership of securities
4
Thursday, 8/25/2005
DOLAN JOHN HERBERT: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/16/2005
LAI CLIFFORD E: Statement of changes in beneficial ownership of securities
4
Monday, 8/15/2005
LAI CLIFFORD E: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/28/2005
DOLAN JOHN HERBERT: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/21/2005
FEENEY JOHN JAY JR: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/21/2005
LAI CLIFFORD E: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/4/2005
FEENEY JOHN JAY JR: Statement of changes in beneficial ownership of securities
4
Friday, 4/1/2005
SYAGE JOSEPH S: Statement of changes in beneficial ownership of securities
4
Monday, 3/28/2005
FEENEY JOHN JAY JR: Statement of changes in beneficial ownership of securities
4
Monday, 3/28/2005
BORDNER GREGORY S: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/23/2005
WALSH LEO M JR: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/19/2005
ALTMAN MATTHEW S: Statement of changes in beneficial ownership of securities
5
Friday, 1/14/2005
TROPEANO JOSEPH: Annual statement of changes in beneficial ownership of securities
3
Tuesday, 10/5/2004
Kim Daniel S: Initial statement of beneficial ownership of securities
4
Tuesday, 9/7/2004
SYAGE JOSEPH S: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/7/2004
BORDNER GREGORY S: Statement of changes in beneficial ownership of securities
4
Thursday, 5/13/2004
DOLAN JOHN HERBERT: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/12/2004
LAI CLIFFORD E: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/11/2004
SYAGE JOSEPH S: Statement of changes in beneficial ownership of securities
4
Monday, 5/10/2004
WALSH LEO M JR: Statement of changes in beneficial ownership of securities
4
Thursday, 4/22/2004
ALTMAN MATTHEW S: Statement of changes in beneficial ownership of securities
4
Thursday, 4/22/2004
LAI CLIFFORD E: Statement of changes in beneficial ownership of securities
4
Thursday, 4/15/2004
SYAGE JOSEPH S: Statement of changes in beneficial ownership of securities
3
Thursday, 4/8/2004
BORDNER GREGORY S: Initial statement of beneficial ownership of securities
3
Thursday, 4/8/2004
SYAGE JOSEPH S: Initial statement of beneficial ownership of securities
4
Tuesday, 4/6/2004
FEENEY JOHN JAY JR: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/6/2004
TROPEANO JOSEPH: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/24/2004
ALTMAN MATTHEW S: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/12/2003
TROPEANO JOSEPH: Statement of changes in beneficial ownership of securities
4
Thursday, 8/28/2003
FEENEY JOHN JAY JR: Statement of changes in beneficial ownership of securities
Proxies (17)
DEFA14A
Wednesday, 2/29/2012
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 2/10/2012
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 2/1/2012
Definitive proxy statements
DEFA14A
Thursday, 1/26/2012
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Monday, 1/31/2011
Definitive proxy statements
DEFR14A
Tuesday, 3/2/2010
Definitive revised proxy soliciting materials
DEF 14A
Friday, 2/26/2010
Definitive proxy statements
DEF 14A
Thursday, 1/29/2009
Definitive proxy statements
DEF 14A
Friday, 1/25/2008
Definitive proxy statements
DEF 14A
Wednesday, 3/14/2007
Definitive proxy statements
DEF 14A
Monday, 3/13/2006
Definitive proxy statements
DEF 14A
Friday, 3/18/2005
Definitive proxy statements
PRE 14A
Monday, 2/28/2005
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Thursday, 1/29/2004
Definitive proxy statements
DEF 14A
Wednesday, 10/1/2003
Definitive proxy statements
PRE 14A
Friday, 9/12/2003
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Thursday, 1/30/2003
Definitive proxy statements