Brookfield Mortgage Opportunity Income Fund Inc.
Related Filers (35)
- BROOKFIELD HIGH INCOME FUND INC. (3)
- Kuczmarski Edward A (2)
- DRAKE RODMAN L (2)
- Pires Steven M (2)
- RUSSELL-DOWE MICHELLE LYN (2)
- Redding Kim G. (2)
- BROOKFIELD TOTAL RETURN FUND INC (2)
- BROOKFIELD INVESTMENT MANAGEMENT INC. (2)
- Tyras Jonathan Crile (1)
- Goldman Heather S. (1)
- Salvatore Louis P (1)
- Wicker Lily (1)
- Gelman Seth (1)
- UBS AG (1)
- Ghantous Angela W (1)
- Rieger Alexis I (1)
- HELIOS HIGH INCOME FUND, INC (1)
- HELIOS STRATEGIC INCOME FUND, INC (1)
- HELIOS MULTI-SECTOR HIGH INCOME FUND, INC. (1)
- HELIOS ADVANTAGE INCOME FUND, INC. (1)
- UBS Group AG (1)
- Alexander Andrew Charles (1)
- Shipley Mark (1)
- Noble Craig (1)
- Breaks Anthony A. (1)
- Antonatos Larry (1)
- Erikson Dana (1)
- Brookfield Global Listed Infrastructure Income Fund Inc. (1)
- Brookfield Investment Funds (1)
- Brookfield Real Assets Income Fund Inc. (1)
- Hurley Brian (1)
- NEW YORK STOCK EXCHANGE LLC (1)
- Williams Jeffrey Conrad (1)
- MCFARLAND STUART A (1)
- SIT INVESTMENT ASSOCIATES INC (1)
- Show More ...
News (2)
8-K
Tuesday, 4/22/2014
Current report filing
8-K
Tuesday, 11/26/2013
Current report filing
Other (62)
N-PX
Tuesday, 8/29/2017
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-8F ORDR
Tuesday, 5/30/2017
None
N-8F NTC
Monday, 5/1/2017
None
N-8F NTC
Monday, 4/3/2017
None
N-8F
Tuesday, 3/7/2017
Application for deregistration made on Form N-8F
NSAR-A
Wednesday, 3/1/2017
Semi-annual report for management companies filed on Form N-SAR
25-NSE
Tuesday, 12/6/2016
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
40-17G
Thursday, 12/1/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Tuesday, 11/29/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Thursday, 9/8/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Monday, 8/29/2016
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-B
Friday, 8/26/2016
Annual report for management companies filed on Form N-SAR
N-CSR
Thursday, 8/25/2016
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-Q
Friday, 5/27/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
NSAR-A
Monday, 2/29/2016
Semi-annual report for management companies filed on Form N-SAR
N-CSRS
Monday, 2/29/2016
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-Q
Tuesday, 11/24/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Friday, 9/11/2015
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Friday, 8/28/2015
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-B
Thursday, 8/27/2015
Annual report for management companies filed on Form N-SAR
N-CSR
Thursday, 8/27/2015
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
40-APP/A
Thursday, 8/13/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-Q
Friday, 5/29/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-APP
Wednesday, 5/6/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-PX/A
Thursday, 3/19/2015
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-B/A
Wednesday, 3/18/2015
Annual report for management companies filed on Form N-SAR
CORRESP
Tuesday, 3/17/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-CSRS
Friday, 3/6/2015
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 2/26/2015
Semi-annual report for management companies filed on Form N-SAR
40-17G
Friday, 12/19/2014
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Wednesday, 11/26/2014
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Friday, 10/10/2014
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Friday, 9/12/2014
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSR
Friday, 9/5/2014
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Friday, 8/29/2014
Annual report for management companies filed on Form N-SAR
N-PX
Wednesday, 8/27/2014
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-Q
Friday, 5/30/2014
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Friday, 3/7/2014
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Friday, 2/28/2014
Semi-annual report for management companies filed on Form N-SAR
40-17G/A
Wednesday, 1/29/2014
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Tuesday, 11/5/2013
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Tuesday, 9/24/2013
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NSAR-B/A
Friday, 9/20/2013
Annual report for management companies filed on Form N-SAR
N-PX/A
Wednesday, 9/11/2013
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSR
Thursday, 9/5/2013
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Friday, 8/30/2013
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-B
Wednesday, 8/28/2013
Annual report for management companies filed on Form N-SAR
N-Q
Wednesday, 5/22/2013
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
497
Tuesday, 3/26/2013
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Monday, 3/25/2013
Notice of Effectiveness
N-2/A
Monday, 3/25/2013
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2MEF
Monday, 3/25/2013
A new registration statement on Form N-2 filed under Securities Act Rule 462(b) by closed-end investment companies of up to an additional 20% of securities for an offering that was registered on Form N-2
N-2/A
Friday, 3/22/2013
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CERTNYS
Friday, 3/22/2013
None
CORRESP
Thursday, 3/21/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
8-A12B
Wednesday, 3/20/2013
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
N-2/A
Monday, 2/25/2013
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2/A
Thursday, 2/14/2013
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2/A
Thursday, 1/31/2013
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Wednesday, 1/30/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2
Tuesday, 11/27/2012
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-8A
Tuesday, 11/27/2012
Initial notification of registration under Section 8(a) filed on Form N-8A
Ownership (45)
SC 13G/A
Wednesday, 2/8/2017
SIT INVESTMENT ASSOCIATES INC: Major Shareholders
4
Tuesday, 12/6/2016
Kuczmarski Edward A: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/6/2016
RUSSELL-DOWE MICHELLE LYN: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/6/2016
BROOKFIELD INVESTMENT MANAGEMENT INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/6/2016
MCFARLAND STUART A: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/6/2016
Williams Jeffrey Conrad: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/6/2016
Hurley Brian: Statement of changes in beneficial ownership of securities
3
Monday, 9/26/2016
Noble Craig: Initial statement of beneficial ownership of securities
3
Monday, 9/26/2016
Breaks Anthony A.: Initial statement of beneficial ownership of securities
3
Monday, 9/26/2016
Shipley Mark: Initial statement of beneficial ownership of securities
3
Monday, 9/26/2016
Williams Jeffrey Conrad: Initial statement of beneficial ownership of securities
3
Monday, 9/26/2016
Erikson Dana: Initial statement of beneficial ownership of securities
3
Monday, 9/26/2016
Antonatos Larry: Initial statement of beneficial ownership of securities
4/A
Monday, 5/23/2016
RUSSELL-DOWE MICHELLE LYN: Statement of changes in beneficial ownership of securities
5
Friday, 3/4/2016
Alexander Andrew Charles: Annual statement of changes in beneficial ownership of securities
3
Friday, 3/4/2016
Alexander Andrew Charles: Initial statement of beneficial ownership of securities
SC 13G
Wednesday, 2/10/2016
SIT INVESTMENT ASSOCIATES INC: Major Shareholders
SC 13G/A
Wednesday, 1/21/2015
UBS Group AG: Major Shareholders
SC 13G/A
Tuesday, 12/2/2014
UBS Group AG: Major Shareholders
5
Friday, 7/25/2014
DRAKE RODMAN L: Annual statement of changes in beneficial ownership of securities
4
Thursday, 7/24/2014
BROOKFIELD INVESTMENT MANAGEMENT INC.: Statement of changes in beneficial ownership of securities
3
Thursday, 4/24/2014
Hurley Brian: Initial statement of beneficial ownership of securities
3
Tuesday, 4/22/2014
Rieger Alexis I: Initial statement of beneficial ownership of securities
5
Monday, 4/21/2014
Redding Kim G.: Annual statement of changes in beneficial ownership of securities
3
Friday, 3/7/2014
Ghantous Angela W: Initial statement of beneficial ownership of securities
5
Friday, 3/7/2014
Pires Steven M: Annual statement of changes in beneficial ownership of securities
SC 13G
Thursday, 2/13/2014
UBS AG: Major Shareholders
4
Wednesday, 12/4/2013
Kuczmarski Edward A: Statement of changes in beneficial ownership of securities
4
Monday, 11/25/2013
RUSSELL-DOWE MICHELLE LYN: Statement of changes in beneficial ownership of securities
3
Wednesday, 10/9/2013
BROOKFIELD INVESTMENT MANAGEMENT INC.: Initial statement of beneficial ownership of securities
4
Tuesday, 6/11/2013
Redding Kim G.: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/3/2013
Redding Kim G.: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/27/2013
RUSSELL-DOWE MICHELLE LYN: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/27/2013
RUSSELL-DOWE MICHELLE LYN: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/26/2013
MCFARLAND STUART A: Statement of changes in beneficial ownership of securities
3
Thursday, 3/21/2013
DRAKE RODMAN L: Initial statement of beneficial ownership of securities
3
Thursday, 3/21/2013
Gelman Seth: Initial statement of beneficial ownership of securities
3
Thursday, 3/21/2013
Kuczmarski Edward A: Initial statement of beneficial ownership of securities
3
Thursday, 3/21/2013
Redding Kim G.: Initial statement of beneficial ownership of securities
3
Thursday, 3/21/2013
Salvatore Louis P: Initial statement of beneficial ownership of securities
3
Thursday, 3/21/2013
Tyras Jonathan Crile: Initial statement of beneficial ownership of securities
3
Thursday, 3/21/2013
Pires Steven M: Initial statement of beneficial ownership of securities
3
Thursday, 3/21/2013
Wicker Lily: Initial statement of beneficial ownership of securities
3
Thursday, 3/21/2013
MCFARLAND STUART A: Initial statement of beneficial ownership of securities
3
Thursday, 3/21/2013
Goldman Heather S.: Initial statement of beneficial ownership of securities
Prospectus (36)
425
Friday, 11/18/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 11/18/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Monday, 11/14/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Monday, 11/14/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Monday, 11/14/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Monday, 11/14/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Thursday, 11/3/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Thursday, 11/3/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Thursday, 11/3/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Thursday, 11/3/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Wednesday, 10/26/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Wednesday, 10/26/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 9/16/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 9/16/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Thursday, 9/15/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Thursday, 9/15/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Thursday, 9/15/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Thursday, 9/15/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Monday, 9/12/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Monday, 9/12/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 9/9/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 9/9/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Tuesday, 9/6/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Tuesday, 9/6/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 9/2/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 9/2/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 8/19/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 8/19/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 8/19/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 8/19/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 8/12/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 8/12/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 8/5/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 8/5/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 8/5/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 8/5/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
Proxies (3)
DEF 14A
Tuesday, 10/13/2015
Definitive proxy statements
DEFA14A
Tuesday, 10/21/2014
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 10/17/2014
Definitive proxy statements