HIGHLAND GLOBAL ALLOCATION FUND

Related Filers (30)

News (1)

8-K
Thursday, 12/30/2021
Current report filing
Show More

Other (68)

40-17G
Wednesday, 1/17/2024
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CEN
Thursday, 12/14/2023
Annual Report for Registered Investment Companies
N-CSR
Friday, 12/8/2023
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Wednesday, 11/29/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Tuesday, 8/29/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-PX
Thursday, 8/17/2023
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P/A
Tuesday, 8/15/2023
None
NPORT-P/A
Tuesday, 8/15/2023
None
NPORT-P/A
Tuesday, 8/15/2023
None
N-CSRS
Friday, 6/9/2023
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Tuesday, 5/30/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CSR/A
Friday, 5/5/2023
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
CORRESP
Thursday, 5/4/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
NPORT-P
Wednesday, 3/1/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Thursday, 1/12/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CEN
Tuesday, 12/13/2022
Annual Report for Registered Investment Companies
N-CSR
Friday, 12/9/2022
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Tuesday, 11/29/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 8/29/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-PX
Thursday, 8/18/2022
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Thursday, 6/9/2022
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Tuesday, 5/31/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Tuesday, 3/1/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Friday, 1/28/2022
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CEN
Tuesday, 12/14/2021
Annual Report for Registered Investment Companies
N-CSR
Wednesday, 12/8/2021
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Monday, 11/29/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 8/30/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-PX
Wednesday, 8/11/2021
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Wednesday, 6/9/2021
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Tuesday, 6/1/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 3/1/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Friday, 1/29/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CEN
Monday, 12/14/2020
Annual Report for Registered Investment Companies
N-CSR
Thursday, 12/10/2020
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Monday, 11/30/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 8/31/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-PX
Thursday, 8/27/2020
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Tuesday, 6/9/2020
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Thursday, 5/28/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Friday, 2/28/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CSR/A
Thursday, 1/16/2020
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
40-17G
Monday, 12/23/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CEN
Monday, 12/16/2019
Annual Report for Registered Investment Companies
N-CSR
Monday, 12/9/2019
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Wednesday, 11/27/2019
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-EX
Thursday, 8/29/2019
Portfolio Holdings Exhibit to Form N-PORT
N-PX
Wednesday, 8/28/2019
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-2/A
Friday, 6/21/2019
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-CSRS
Friday, 6/7/2019
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
DEL AM
Wednesday, 4/10/2019
Separately filed delaying amendment under Securities Act Rule 473 to delay effectiveness of a 1933 Act registration statement
N-2
Monday, 4/8/2019
Initial filing of a registration statement on Form N-2 for closed-end investment companies
EFFECT
Thursday, 3/14/2019
Notice of Effectiveness
CORRESP
Wednesday, 3/6/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
AW
Wednesday, 3/6/2019
Withdrawal of amendment to a registration statement filed under the Securities Act
POS 8C
Wednesday, 3/6/2019
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
N-2/A
Thursday, 2/14/2019
Initial filing of a registration statement on Form N-2 for closed-end investment companies
8-A12B
Thursday, 2/14/2019
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
CERT
Thursday, 2/14/2019
Certification by an exchange approving securities for listing
CORRESP
Wednesday, 2/13/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 2/13/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 2/13/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Wednesday, 2/13/2019
Notice of Effectiveness
N-2
Monday, 2/11/2019
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-17G
Monday, 10/22/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-8A
Tuesday, 8/14/2018
Initial notification of registration under Section 8(a) filed on Form N-8A
N-1A
Tuesday, 8/14/2018
Initial registration statement filed on Form N1A for open-end management investment companies
40-APP
Friday, 3/6/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
Show More

Ownership (19)

SC 13G
Friday, 2/2/2024
Teucrium Commodity Trust: Major Shareholders
4
Tuesday, 12/6/2022
Froehlich Robert J: Statement of changes in beneficial ownership of securities
3
Monday, 5/2/2022
McWhorter Dorri: Initial statement of beneficial ownership of securities
3
Tuesday, 1/18/2022
Corrie Pamela B: Initial statement of beneficial ownership of securities
3
Tuesday, 11/23/2021
Vitiello Stephanie: Initial statement of beneficial ownership of securities
4
Wednesday, 10/13/2021
Froehlich Robert J: Statement of changes in beneficial ownership of securities
4
Monday, 7/12/2021
Froehlich Robert J: Statement of changes in beneficial ownership of securities
3
Friday, 2/26/2021
Mitts Brian: Initial statement of beneficial ownership of securities
4
Friday, 10/16/2020
Froehlich Robert J: Statement of changes in beneficial ownership of securities
3
Tuesday, 2/26/2019
PARKER LEE BLACKWELL III: Initial statement of beneficial ownership of securities
3
Tuesday, 2/26/2019
STOOPS CLIFFORD: Initial statement of beneficial ownership of securities
3
Tuesday, 2/26/2019
NORRIS DUSTIN DAVID: Initial statement of beneficial ownership of securities
3
Tuesday, 2/26/2019
POST ROBERT JASON: Initial statement of beneficial ownership of securities
3
Tuesday, 2/26/2019
WATERHOUSE FRANK GEORGE: Initial statement of beneficial ownership of securities
3
Tuesday, 2/26/2019
Froehlich Robert J: Initial statement of beneficial ownership of securities
3
Tuesday, 2/26/2019
HUI TIMOTHY K: Initial statement of beneficial ownership of securities
3
Tuesday, 2/26/2019
Honis John: Initial statement of beneficial ownership of securities
3
Tuesday, 2/26/2019
WARD BRYAN A: Initial statement of beneficial ownership of securities
3
Tuesday, 2/26/2019
Powell Ethan: Initial statement of beneficial ownership of securities
Show More

Prospectus (4)

424B3
Friday, 3/10/2023
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Monday, 9/26/2022
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Monday, 5/2/2022
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Thursday, 1/13/2022
Prospectus filed pursuant to Rule 424(b)(3)
Show More

Proxies (6)

DEF 14A
Tuesday, 5/2/2023
Definitive proxy statements
DEF 14A
Monday, 3/28/2022
Definitive proxy statements
DEFR14A
Wednesday, 5/26/2021
Definitive revised proxy soliciting materials
DEF 14A
Tuesday, 4/27/2021
Definitive proxy statements
DEF 14A
Wednesday, 4/22/2020
Definitive proxy statements
DEF 14A
Wednesday, 4/24/2019
Definitive proxy statements
Show More