Thomas J. Herzfeld Advisors, Inc.

Related Filers (8)

Other (57)

13F-HR
Wednesday, 2/14/2024
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 11/13/2023
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Wednesday, 8/16/2023
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Wednesday, 8/16/2023
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 8/14/2023
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Tuesday, 5/16/2023
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 5/15/2023
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 2/14/2023
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 11/14/2022
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Wednesday, 8/10/2022
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 5/16/2022
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 2/14/2022
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 11/12/2021
Initial Quarterly Form 13F Holdings Report filed by institutional managers
PX14A6G
Thursday, 8/26/2021
Notice of exempt solicitation
13F-HR
Monday, 8/16/2021
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 5/14/2021
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 2/16/2021
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 11/12/2020
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Wednesday, 8/12/2020
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Wednesday, 5/13/2020
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 2/14/2020
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 11/8/2019
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 8/13/2019
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 5/14/2019
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 2/14/2019
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Wednesday, 11/14/2018
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 8/14/2018
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 5/15/2018
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Wednesday, 2/14/2018
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 11/14/2017
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 8/14/2017
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 5/15/2017
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 2/14/2017
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 11/14/2016
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 8/11/2016
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 5/13/2016
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 2/12/2016
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 11/13/2015
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 8/14/2015
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 5/15/2015
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 2/13/2015
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 11/14/2014
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 8/14/2014
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Wednesday, 5/14/2014
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 2/13/2014
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Wednesday, 11/13/2013
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 8/13/2013
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 5/13/2013
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 2/14/2013
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 11/13/2012
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 8/14/2012
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 5/14/2012
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 2/14/2012
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 11/14/2011
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 8/12/2011
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 5/13/2011
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 2/14/2011
Initial Quarterly Form 13F Holdings Report filed by institutional managers
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Ownership (27)

SC 13G/A
Wednesday, 1/17/2024
TORTOISE ENERGY INDEPENDENCE FUND, INC.: Major Shareholders
SC 13G
Wednesday, 1/17/2024
OFS Credit Company, Inc.: Major Shareholders
SC 13G/A
Tuesday, 12/5/2023
TORTOISE ENERGY INDEPENDENCE FUND, INC.: Major Shareholders
SC 13G/A
Tuesday, 12/5/2023
Carlyle Credit Income Fund: Major Shareholders
SC 13G
Friday, 11/17/2023
Destra Multi-Alternative Fund: Major Shareholders
SC 13G
Wednesday, 8/16/2023
Carlyle Credit Income Fund: Major Shareholders
SC 13G
Tuesday, 1/10/2023
TORTOISE ENERGY INDEPENDENCE FUND, INC.: Major Shareholders
SC 13G/A
Tuesday, 1/10/2023
TORTOISE ENERGY INDEPENDENCE FUND, INC.: Major Shareholders
SC 13G/A
Monday, 10/3/2022
PROSHARES TRUST: Major Shareholders
SC 13G
Tuesday, 9/6/2022
PROSHARES TRUST: Major Shareholders
SC 13G/A
Monday, 6/8/2020
OFS Credit Company, Inc.: Major Shareholders
SC 13G/A
Friday, 1/31/2020
OFS Credit Company, Inc.: Major Shareholders
SC 13G/A
Tuesday, 9/10/2019
OFS Credit Company, Inc.: Major Shareholders
SC 13G
Friday, 11/9/2018
OFS Credit Company, Inc.: Major Shareholders
SC 13G/A
Thursday, 8/10/2017
Oxford Lane Capital Corp.: Major Shareholders
SC 13G/A
Tuesday, 2/14/2017
Oxford Lane Capital Corp.: Major Shareholders
SC 13G
Friday, 6/3/2016
Oxford Lane Capital Corp.: Major Shareholders
SC 13D
Thursday, 3/3/2016
Oxford Lane Capital Corp.: Major Shareholders
SC 13G
Friday, 1/29/2016
Oxford Lane Capital Corp.: Major Shareholders
SC 13G/A
Friday, 7/10/2015
Oxford Lane Capital Corp.: Major Shareholders
SC 13G/A
Friday, 6/5/2015
Oxford Lane Capital Corp.: Major Shareholders
SC 13G/A
Friday, 6/5/2015
Oxford Lane Capital Corp.: Major Shareholders
SC 13G
Monday, 2/9/2015
Oxford Lane Capital Corp.: Major Shareholders
SC 13G
Friday, 1/9/2015
Oxford Lane Capital Corp.: Major Shareholders
SC 13D/A
Monday, 2/24/2014
HERZFELD CARIBBEAN BASIN FUND INC: Major Shareholders
SC 13G/A
Thursday, 11/21/2013
Oxford Lane Capital Corp.: Major Shareholders
SC 13G
Thursday, 2/14/2013
Oxford Lane Capital Corp.: Major Shareholders
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