HELLERMAN GERALD

Related Filers (16)

Ownership (112)

4
Thursday, 4/7/2022
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Thursday, 3/3/2022
SWISS HELVETIA FUND, INC.: Statement of changes in beneficial ownership of securities
4
Friday, 1/28/2022
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Monday, 1/24/2022
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/3/2021
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/21/2021
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Monday, 9/20/2021
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/20/2021
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Thursday, 2/4/2021
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/23/2020
MVC CAPITAL, INC.: Statement of changes in beneficial ownership of securities
4
Thursday, 12/17/2020
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Monday, 11/2/2020
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
4
Wednesday, 10/28/2020
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/15/2020
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/7/2020
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Monday, 4/6/2020
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
4
Friday, 4/3/2020
SWISS HELVETIA FUND, INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/10/2020
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Monday, 3/2/2020
SWISS HELVETIA FUND, INC.: Statement of changes in beneficial ownership of securities
4
Thursday, 10/24/2019
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
4
Thursday, 10/10/2019
MVC CAPITAL, INC.: Statement of changes in beneficial ownership of securities
4
Wednesday, 10/9/2019
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
4
Wednesday, 10/9/2019
SWISS HELVETIA FUND, INC.: Statement of changes in beneficial ownership of securities
4
Friday, 10/4/2019
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/1/2019
MVC CAPITAL, INC.: Statement of changes in beneficial ownership of securities
4/A
Monday, 8/5/2019
SWISS HELVETIA FUND, INC.: Statement of changes in beneficial ownership of securities
4
Friday, 8/2/2019
SWISS HELVETIA FUND, INC.: Statement of changes in beneficial ownership of securities
4
Monday, 7/29/2019
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Friday, 5/24/2019
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/20/2019
HIGH INCOME SECURITIES FUND: Statement of changes in beneficial ownership of securities
4
Friday, 11/23/2018
SWISS HELVETIA FUND, INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/23/2018
SWISS HELVETIA FUND, INC.: Statement of changes in beneficial ownership of securities
4
Thursday, 10/11/2018
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
3
Monday, 7/9/2018
SWISS HELVETIA FUND, INC.: Initial statement of beneficial ownership of securities
3
Friday, 6/29/2018
PUTNAM HIGH INCOME SECURITIES FUND: Initial statement of beneficial ownership of securities
4
Wednesday, 3/28/2018
MVC CAPITAL, INC.: Statement of changes in beneficial ownership of securities
4
Thursday, 3/22/2018
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Friday, 3/16/2018
MVC CAPITAL, INC.: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/7/2018
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Monday, 1/8/2018
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/2/2016
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Monday, 10/31/2016
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4/A
Wednesday, 8/31/2016
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/30/2016
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Friday, 6/3/2016
EMERGENT CAPITAL, INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/29/2016
EMERGENT CAPITAL, INC.: Statement of changes in beneficial ownership of securities
4
Friday, 3/4/2016
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Monday, 1/4/2016
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/25/2015
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/19/2015
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Monday, 8/10/2015
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
3
Wednesday, 7/29/2015
BDCA VENTURE, INC.: Initial statement of beneficial ownership of securities
4
Friday, 6/26/2015
IMPERIAL HOLDINGS, INC.: Statement of changes in beneficial ownership of securities
4
Friday, 5/29/2015
IMPERIAL HOLDINGS, INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/30/2014
MVC CAPITAL, INC.: Statement of changes in beneficial ownership of securities
4
Friday, 9/19/2014
MVC CAPITAL, INC.: Statement of changes in beneficial ownership of securities
4
Monday, 6/9/2014
Imperial Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Monday, 3/17/2014
Imperial Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Friday, 3/14/2014
MVC CAPITAL, INC.: Statement of changes in beneficial ownership of securities
4
Thursday, 2/27/2014
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4/A
Tuesday, 2/25/2014
MVC CAPITAL, INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/7/2014
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Thursday, 8/22/2013
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Friday, 6/7/2013
Imperial Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Thursday, 5/2/2013
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/3/2013
Imperial Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/8/2013
MVC CAPITAL, INC.: Statement of changes in beneficial ownership of securities
3
Thursday, 8/9/2012
Imperial Holdings, Inc.: Initial statement of beneficial ownership of securities
4
Friday, 6/29/2012
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Thursday, 6/14/2012
MVC CAPITAL, INC.: Statement of changes in beneficial ownership of securities
4
Thursday, 1/19/2012
MVC CAPITAL, INC.: Statement of changes in beneficial ownership of securities
4
Thursday, 7/28/2011
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4/A
Monday, 7/25/2011
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4/A
Monday, 10/18/2010
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Wednesday, 10/6/2010
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Thursday, 7/22/2010
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Thursday, 5/6/2010
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/16/2010
SPECIAL OPPORTUNITIES FUND, INC.: Statement of changes in beneficial ownership of securities
3
Monday, 8/24/2009
INSURED MUNICIPAL INCOME FUND INC: Initial statement of beneficial ownership of securities
3
Monday, 6/8/2009
TM Entertainment & Media, Inc.: Initial statement of beneficial ownership of securities
3
Thursday, 5/14/2009
DWS GLOBAL COMMODITIES STOCK FUND, INC.: Initial statement of beneficial ownership of securities
4
Tuesday, 3/31/2009
MVC CAPITAL, INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/17/2009
MVC CAPITAL, INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/14/2008
MVC CAPITAL, INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/17/2008
AIRNET SYSTEMS INC: Statement of changes in beneficial ownership of securities
4
Thursday, 6/12/2008
MVC CAPITAL, INC.: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/11/2008
MVC CAPITAL, INC.: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/6/2008
MVC CAPITAL, INC.: Statement of changes in beneficial ownership of securities
4
Friday, 1/11/2008
AIRNET SYSTEMS INC: Statement of changes in beneficial ownership of securities
4
Monday, 9/17/2007
MVC CAPITAL, INC.: Statement of changes in beneficial ownership of securities
4
Monday, 6/18/2007
MVC CAPITAL, INC.: Statement of changes in beneficial ownership of securities
3
Friday, 2/16/2007
OLD MUTUAL 2100 ABSOLUTE RETURN INSTITUTIONAL FUND, LLC: Initial statement of beneficial ownership of securities
3
Friday, 2/16/2007
OLD MUTUAL 21OO EMERGING MANAGERS INSTITUTIONAL FUND, LLC: Initial statement of beneficial ownership of securities
4
Thursday, 1/4/2007
AIRNET SYSTEMS INC: Statement of changes in beneficial ownership of securities
3
Thursday, 11/2/2006
Old Mutual 2100 Absolute Return Master Fund, L.L.C.: Initial statement of beneficial ownership of securities
3
Thursday, 11/2/2006
Old Mutual 2100 Emerging Managers Master Fund, L.L.C.: Initial statement of beneficial ownership of securities
3
Thursday, 11/2/2006
Old Mutual 2100 Absolute Return Fund, L.L.C.: Initial statement of beneficial ownership of securities
3
Thursday, 11/2/2006
Old Mutual 2100 Emerging Managers Fund, L.L.C.: Initial statement of beneficial ownership of securities
4
Monday, 6/19/2006
MVC CAPITAL, INC.: Statement of changes in beneficial ownership of securities
4
Monday, 1/23/2006
MVC CAPITAL, INC.: Statement of changes in beneficial ownership of securities
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