EQUUS TOTAL RETURN, INC.

Related Filers (56)

Financials (117)

10-Q
Tuesday, 11/14/2023
Quarterly Report for period ending 2023-09-30
10-Q
Monday, 8/14/2023
Quarterly Report for period ending 2023-06-30
10-Q
Wednesday, 5/10/2023
Quarterly Report for period ending 2023-03-31
10-K
Tuesday, 3/28/2023
Annual Report for period ending 2022-12-31
10-Q
Thursday, 11/10/2022
Quarterly Report for period ending 2022-09-30
10-Q
Friday, 8/12/2022
Quarterly Report for period ending 2022-06-30
10-Q
Thursday, 5/12/2022
Quarterly Report for period ending 2022-03-31
10-K
Wednesday, 3/30/2022
Annual Report for period ending 2021-12-31
10-Q
Monday, 11/15/2021
Quarterly Report for period ending 2021-09-30
10-Q
Friday, 8/13/2021
Quarterly Report for period ending 2021-06-30
10-Q
Thursday, 5/13/2021
Quarterly Report for period ending 2021-03-31
10-K
Wednesday, 3/31/2021
Annual Report for period ending 2020-12-31
10-Q
Monday, 11/16/2020
Quarterly Report for period ending 2020-09-30
10-Q
Thursday, 8/13/2020
Quarterly Report for period ending 2020-06-30
10-Q
Tuesday, 5/12/2020
Quarterly Report for period ending 2020-03-31
10-K
Monday, 3/30/2020
Annual Report for period ending 2019-12-31
10-Q
Wednesday, 11/13/2019
Quarterly Report for period ending 2019-09-30
10-Q
Wednesday, 8/14/2019
Quarterly Report for period ending 2019-06-30
10-Q
Tuesday, 5/14/2019
Quarterly Report for period ending 2019-03-31
10-K
Friday, 3/29/2019
Annual Report for period ending 2018-12-31
10-Q
Wednesday, 11/14/2018
Quarterly Report for period ending 2018-09-30
10-Q
Monday, 8/13/2018
Quarterly Report for period ending 2018-06-30
10-Q
Monday, 5/14/2018
Quarterly Report for period ending 2018-03-31
10-K
Tuesday, 4/17/2018
Annual Report for period ending 2017-12-31
NT 10-K
Monday, 4/2/2018
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2017-12-31
10-Q
Tuesday, 11/14/2017
Quarterly Report for period ending 2017-09-30
10-Q
Monday, 8/14/2017
Quarterly Report for period ending 2017-06-30
10-Q
Monday, 5/15/2017
Quarterly Report for period ending 2017-03-31
10-K
Monday, 3/13/2017
Annual Report for period ending 2016-12-31
10-Q
Thursday, 11/10/2016
Quarterly Report for period ending 2016-09-30
10-Q
Friday, 8/12/2016
Quarterly Report for period ending 2016-06-30
10-Q
Wednesday, 5/11/2016
Quarterly Report for period ending 2016-03-31
10-K
Wednesday, 3/30/2016
Annual Report for period ending 2015-12-31
10-Q
Thursday, 11/12/2015
Quarterly Report for period ending 2015-09-30
10-Q
Wednesday, 8/12/2015
Quarterly Report for period ending 2015-06-30
10-Q
Thursday, 5/14/2015
Quarterly Report for period ending 2015-03-31
10-K
Monday, 3/30/2015
Annual Report for period ending 2014-12-31
10-Q
Thursday, 11/13/2014
Quarterly Report for period ending 2014-09-30
10-Q
Thursday, 8/14/2014
Quarterly Report for period ending 2014-06-30
10-Q
Thursday, 5/15/2014
Quarterly Report for period ending 2014-03-31
10-K/A
Tuesday, 4/1/2014
Annual Report for period ending 2013-12-31
10-K
Monday, 3/31/2014
Annual Report for period ending 2013-12-31
10-Q
Thursday, 11/14/2013
Quarterly Report for period ending 2013-09-30
10-Q
Wednesday, 8/14/2013
Quarterly Report for period ending 2013-06-30
10-Q
Wednesday, 5/15/2013
Quarterly Report for period ending 2013-03-31
10-K
Wednesday, 3/27/2013
Annual Report for period ending 2012-12-31
10-Q
Wednesday, 11/14/2012
Quarterly Report for period ending 2012-09-30
10-Q
Tuesday, 8/14/2012
Quarterly Report for period ending 2012-06-30
10-Q
Tuesday, 5/15/2012
Quarterly Report for period ending 2012-03-31
10-K
Friday, 3/16/2012
Annual Report for period ending 2011-12-31
10-Q
Monday, 11/14/2011
Quarterly Report for period ending 2011-09-30
10-Q
Monday, 8/15/2011
Quarterly Report for period ending 2011-06-30
10-Q
Monday, 5/16/2011
Quarterly Report for period ending 2011-03-31
10-K
Friday, 3/18/2011
Annual Report for period ending 2010-12-31
10-Q
Friday, 11/12/2010
Quarterly Report for period ending 2010-09-30
10-Q
Friday, 8/13/2010
Quarterly Report for period ending 2010-06-30
10-Q
Friday, 5/14/2010
Quarterly Report for period ending 2010-03-31
10-K
Wednesday, 3/31/2010
Annual Report for period ending 2009-12-31
10-Q
Monday, 11/16/2009
Quarterly Report for period ending 2009-09-30
10-Q
Friday, 8/14/2009
Quarterly Report for period ending 2009-06-30
10-Q
Thursday, 5/14/2009
Quarterly Report for period ending 2009-03-31
10-K
Tuesday, 3/31/2009
Annual Report for period ending 2008-12-31
10-Q/A
Tuesday, 11/18/2008
Quarterly Report for period ending 2008-09-30
10-Q
Friday, 11/14/2008
Quarterly Report for period ending 2008-09-30
10-Q
Tuesday, 8/12/2008
Quarterly Report for period ending 2008-06-30
10-Q
Thursday, 5/15/2008
Quarterly Report for period ending 2008-03-31
10-K
Monday, 3/31/2008
Annual Report for period ending 2007-12-31
10-Q
Wednesday, 11/14/2007
Quarterly Report for period ending 2007-09-30
10-Q
Tuesday, 8/14/2007
Quarterly Report for period ending 2007-06-30
10-Q
Tuesday, 5/15/2007
Quarterly Report for period ending 2007-03-31
10-K
Friday, 3/30/2007
Annual Report for period ending 2006-12-31
10-Q
Tuesday, 11/14/2006
Quarterly Report for period ending 2006-09-30
10-Q
Monday, 8/14/2006
Quarterly Report for period ending 2006-06-30
10-Q
Friday, 5/12/2006
Quarterly Report for period ending 2006-03-31
10-K
Friday, 3/31/2006
Annual Report for period ending 2005-12-31
10-Q
Monday, 11/14/2005
Quarterly Report for period ending 2005-09-30
10-Q
Monday, 8/15/2005
Quarterly Report for period ending 2005-06-30
10-Q
Monday, 5/16/2005
Quarterly Report for period ending 2005-03-31
10-K
Monday, 3/28/2005
Annual Report for period ending 2004-12-31
10-Q
Monday, 11/15/2004
Quarterly Report for period ending 2004-09-30
10-Q
Friday, 8/13/2004
Quarterly Report for period ending 2004-06-30
10-Q
Monday, 5/17/2004
Quarterly Report for period ending 2004-03-31
10-K
Tuesday, 3/30/2004
Annual Report for period ending 2003-12-31
10-Q
Friday, 11/14/2003
Quarterly Report for period ending 2003-09-30
10-Q
Thursday, 8/14/2003
Quarterly Report for period ending 2003-06-30
10-Q
Thursday, 5/15/2003
Quarterly Report for period ending 2003-03-31
10-K
Thursday, 4/10/2003
Annual Report for period ending 2002-12-31
NT 10-K
Tuesday, 4/1/2003
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2002-12-31
10-Q
Thursday, 11/14/2002
Quarterly Report for period ending 2002-09-30
10-Q
Wednesday, 8/14/2002
Quarterly Report for period ending 2002-06-30
10-Q
Wednesday, 5/15/2002
Quarterly Report for period ending 2002-03-31
10-K
Tuesday, 3/5/2002
Annual Report for period ending 2001-12-31
10-Q
Wednesday, 11/14/2001
Quarterly Report for period ending 2001-09-30
10-Q
Tuesday, 8/14/2001
Quarterly Report for period ending 2001-06-30
10-Q
Monday, 5/14/2001
Quarterly Report for period ending 2001-03-31
10-K
Friday, 3/2/2001
Annual Report for period ending 2000-12-31
10-Q
Tuesday, 11/14/2000
Quarterly Report for period ending 2000-09-30
10-Q
Friday, 8/11/2000
Quarterly Report for period ending 2000-06-30
10-Q
Monday, 5/15/2000
Quarterly Report for period ending 2000-03-31
10-K/A
Thursday, 3/16/2000
Annual Report for period ending 1999-12-31
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News (194)

8-K
Wednesday, 11/15/2023
Current report filing
8-K
Tuesday, 8/15/2023
Current report filing
8-K
Friday, 5/26/2023
Current report filing
8-K
Thursday, 5/25/2023
Current report filing
8-K
Thursday, 5/18/2023
Current report filing
8-K
Friday, 5/12/2023
Current report filing
8-K
Wednesday, 3/29/2023
Current report filing
8-K
Monday, 11/14/2022
Current report filing
8-K
Friday, 11/4/2022
Current report filing
8-K
Monday, 8/15/2022
Current report filing
8-K
Monday, 6/13/2022
Current report filing
8-K
Thursday, 5/12/2022
Current report filing
8-K
Monday, 4/4/2022
Current report filing
8-K
Tuesday, 11/16/2021
Current report filing
8-K
Friday, 8/20/2021
Current report filing
8-K
Tuesday, 8/17/2021
Current report filing
8-K
Tuesday, 6/1/2021
Current report filing
8-K
Friday, 5/14/2021
Current report filing
8-K
Thursday, 4/1/2021
Current report filing
8-K
Thursday, 1/21/2021
Current report filing
8-K
Monday, 1/4/2021
Current report filing
8-K
Tuesday, 12/29/2020
Current report filing
8-K
Friday, 12/11/2020
Current report filing
8-K
Wednesday, 11/25/2020
Current report filing
8-K
Wednesday, 11/18/2020
Current report filing
8-K
Friday, 10/23/2020
Current report filing
8-K
Friday, 8/14/2020
Current report filing
8-K
Wednesday, 5/13/2020
Current report filing
8-K
Friday, 5/8/2020
Current report filing
8-K
Thursday, 4/2/2020
Current report filing
8-K
Wednesday, 11/20/2019
Current report filing
8-K
Thursday, 11/14/2019
Current report filing
8-K
Wednesday, 8/14/2019
Current report filing
8-K
Thursday, 5/23/2019
Current report filing
8-K
Wednesday, 5/15/2019
Current report filing
8-K
Monday, 4/1/2019
Current report filing
8-K
Friday, 1/25/2019
Current report filing
8-K
Monday, 11/19/2018
Current report filing
8-K
Thursday, 10/25/2018
Current report filing
8-K
Wednesday, 8/29/2018
Current report filing
8-K
Tuesday, 8/14/2018
Current report filing
8-K
Friday, 6/29/2018
Current report filing
8-K
Wednesday, 5/23/2018
Current report filing
8-K
Tuesday, 5/15/2018
Current report filing
8-K
Wednesday, 4/18/2018
Current report filing
8-K
Wednesday, 11/15/2017
Current report filing
8-K
Monday, 8/28/2017
Current report filing
8-K
Tuesday, 8/15/2017
Current report filing
8-K
Friday, 6/30/2017
Current report filing
8-K
Friday, 6/16/2017
Current report filing
8-K
Wednesday, 5/31/2017
Current report filing
8-K
Thursday, 5/18/2017
Current report filing
8-K
Monday, 4/24/2017
Current report filing
8-K
Wednesday, 4/19/2017
Current report filing
8-K
Friday, 4/14/2017
Current report filing
8-K
Thursday, 4/13/2017
Current report filing
8-K
Wednesday, 3/15/2017
Current report filing
8-K
Friday, 1/6/2017
Current report filing
8-K
Monday, 11/14/2016
Current report filing
8-K
Monday, 8/15/2016
Current report filing
8-K
Thursday, 6/16/2016
Current report filing
8-K
Thursday, 5/12/2016
Current report filing
8-K
Monday, 5/9/2016
Current report filing
8-K
Friday, 4/1/2016
Current report filing
8-K
Tuesday, 1/12/2016
Current report filing
8-K
Friday, 11/13/2015
Current report filing
8-K
Thursday, 8/13/2015
Current report filing
8-K
Tuesday, 5/19/2015
Current report filing
8-K
Friday, 5/15/2015
Current report filing
8-K
Friday, 4/3/2015
Current report filing
8-K
Tuesday, 1/13/2015
Current report filing
8-K
Friday, 12/5/2014
Current report filing
8-K
Tuesday, 11/18/2014
Current report filing
8-K
Tuesday, 8/19/2014
Current report filing
8-K
Monday, 6/30/2014
Current report filing
8-K
Thursday, 6/26/2014
Current report filing
8-K
Friday, 5/16/2014
Current report filing
8-K
Thursday, 5/15/2014
Current report filing
8-K
Thursday, 4/3/2014
Current report filing
8-K
Monday, 11/18/2013
Current report filing
8-K
Monday, 8/19/2013
Current report filing
8-K
Thursday, 6/20/2013
Current report filing
8-K
Friday, 5/17/2013
Current report filing
8-K
Monday, 4/1/2013
Current report filing
8-K
Monday, 1/7/2013
Current report filing
8-K
Thursday, 1/3/2013
Current report filing
8-K
Thursday, 11/15/2012
Current report filing
8-K
Monday, 10/15/2012
Current report filing
8-K
Friday, 8/17/2012
Current report filing
8-K
Thursday, 6/28/2012
Current report filing
8-K
Friday, 6/22/2012
Current report filing
8-K
Thursday, 5/31/2012
Current report filing
8-K
Thursday, 5/17/2012
Current report filing
8-K
Tuesday, 3/20/2012
Current report filing
8-K
Wednesday, 11/16/2011
Current report filing
8-K
Monday, 8/15/2011
Current report filing
8-K
Wednesday, 6/15/2011
Current report filing
8-K
Tuesday, 6/7/2011
Current report filing
8-K
Tuesday, 5/17/2011
Current report filing
8-K
Thursday, 5/12/2011
Current report filing
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Other (127)

40-17F2
Thursday, 12/21/2023
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
CORRESP
Tuesday, 11/21/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17F2
Friday, 11/17/2023
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
CORRESP
Friday, 10/20/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17F2
Tuesday, 8/15/2023
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17G
Tuesday, 6/20/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17F2
Wednesday, 1/18/2023
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Tuesday, 11/15/2022
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Monday, 8/15/2022
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17G
Thursday, 4/14/2022
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17F2
Tuesday, 1/18/2022
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Wednesday, 12/1/2021
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Wednesday, 11/17/2021
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17G
Wednesday, 4/28/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17F2
Thursday, 3/11/2021
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Friday, 12/11/2020
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
CORRESP
Monday, 11/30/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17F2
Wednesday, 10/28/2020
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17G
Friday, 5/8/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Thursday, 3/19/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17F2
Friday, 1/31/2020
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Thursday, 11/14/2019
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Wednesday, 8/14/2019
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Friday, 3/1/2019
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Wednesday, 11/7/2018
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Friday, 8/3/2018
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17G
Wednesday, 4/25/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17F2
Thursday, 2/1/2018
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Tuesday, 11/21/2017
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Tuesday, 8/1/2017
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
CORRESP
Friday, 7/21/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Tuesday, 6/13/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17F2
Monday, 1/30/2017
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Friday, 1/27/2017
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-APP/A
Wednesday, 11/23/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-17F2
Friday, 11/4/2016
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-APP/A
Thursday, 9/29/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 8/25/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-17F2
Wednesday, 8/10/2016
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-APP
Thursday, 5/26/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
CORRESP
Thursday, 5/5/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17F2
Tuesday, 2/2/2016
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Friday, 11/13/2015
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Friday, 6/5/2015
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Wednesday, 2/18/2015
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17G
Wednesday, 2/11/2015
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17F2
Thursday, 9/4/2014
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
CORRESP
Tuesday, 9/2/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G/A
Wednesday, 5/21/2014
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17F2
Monday, 5/19/2014
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17G
Friday, 5/2/2014
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17F2
Friday, 11/22/2013
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Tuesday, 10/15/2013
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Friday, 7/26/2013
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Thursday, 1/31/2013
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Wednesday, 9/19/2012
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Thursday, 5/17/2012
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17G
Friday, 4/20/2012
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17F2
Friday, 12/23/2011
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Friday, 12/2/2011
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Monday, 10/17/2011
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17G
Friday, 4/15/2011
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17F2
Wednesday, 3/16/2011
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
N-2/A
Thursday, 12/16/2010
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2
Tuesday, 11/2/2010
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-17F2
Wednesday, 10/27/2010
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Wednesday, 6/30/2010
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17G
Tuesday, 4/20/2010
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17F2
Tuesday, 3/23/2010
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Tuesday, 3/23/2010
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Thursday, 1/28/2010
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Friday, 5/1/2009
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17G
Friday, 4/24/2009
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G/A
Tuesday, 3/3/2009
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G/A
Friday, 2/6/2009
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17F2
Tuesday, 7/29/2008
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Wednesday, 5/28/2008
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17G/A
Thursday, 3/27/2008
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17F2
Thursday, 1/31/2008
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Thursday, 1/31/2008
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17G/A
Friday, 12/14/2007
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17F2
Thursday, 12/13/2007
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17G/A
Thursday, 4/5/2007
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17F2
Friday, 2/23/2007
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Friday, 2/23/2007
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17G
Friday, 2/16/2007
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17F2
Friday, 2/9/2007
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
ARS
Friday, 4/21/2006
Annual report to security holders
40-17G
Wednesday, 3/29/2006
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17F2
Tuesday, 3/21/2006
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Tuesday, 1/17/2006
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Tuesday, 9/13/2005
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
ARS
Wednesday, 4/27/2005
Annual report to security holders
40-17G
Friday, 4/8/2005
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17F2
Wednesday, 3/23/2005
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Wednesday, 3/23/2005
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Wednesday, 3/23/2005
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
NO ACT
Thursday, 1/27/2005
None
APP WD
Wednesday, 6/2/2004
Withdrawal of an application for exemptive or other relief from the federal securities laws
40-17F2
Friday, 5/7/2004
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
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Ownership (325)

SC 13G/A
Tuesday, 2/13/2024
Radoff Bradley Louis: Major Shareholders
SC 13G/A
Monday, 2/12/2024
Horberg Howard Todd: Major Shareholders
4
Tuesday, 7/18/2023
KNAUSS ROBERT L: Statement of changes in beneficial ownership of securities
SC 13G/A
Tuesday, 2/14/2023
Radoff Bradley Louis: Major Shareholders
SC 13G
Friday, 10/7/2022
Horberg Howard Todd: Major Shareholders
SC 13D/A
Monday, 7/11/2022
Lazar David E.: Major Shareholders
SC 13G/A
Monday, 2/14/2022
Radoff Bradley Louis: Major Shareholders
SC 13D/A
Monday, 10/18/2021
des Pallieres Bertrand: Major Shareholders
SC 13D
Monday, 10/4/2021
TOKARZ MICHAEL T: Major Shareholders
3
Monday, 10/4/2021
TOKARZ MICHAEL T: Initial statement of beneficial ownership of securities
4
Friday, 10/1/2021
des Pallieres Bertrand: Statement of changes in beneficial ownership of securities
SC 13D
Tuesday, 7/20/2021
Custodian Ventures LLC.: Major Shareholders
SC 13G
Friday, 7/16/2021
TOKARZ MICHAEL T: Major Shareholders
4
Monday, 5/3/2021
Atkinson Fraser: Statement of changes in beneficial ownership of securities
SC 13G
Friday, 1/29/2021
Radoff Bradley Louis: Major Shareholders
SC 13D/A
Monday, 7/20/2020
MVC CAPITAL, INC.: Major Shareholders
SC 13D
Monday, 7/20/2020
Hardy John A.: Major Shareholders
4
Friday, 7/17/2020
Hardy John A.: Statement of changes in beneficial ownership of securities
4
Friday, 7/17/2020
MVC CAPITAL, INC.: Statement of changes in beneficial ownership of securities
4
Friday, 7/17/2020
TOKARZ MICHAEL T: Statement of changes in beneficial ownership of securities
4
Friday, 7/17/2020
Tokarz Group Advisers LLC: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/13/2019
MVC CAPITAL, INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/13/2019
TOKARZ MICHAEL T: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 8/13/2019
MVC CAPITAL, INC.: Major Shareholders
4
Tuesday, 8/13/2019
Tokarz Group Advisers LLC: Statement of changes in beneficial ownership of securities
SC 13D/A
Wednesday, 7/31/2019
MVC CAPITAL, INC.: Major Shareholders
4
Tuesday, 7/30/2019
Tokarz Group Advisers LLC: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/30/2019
TOKARZ MICHAEL T: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/30/2019
MVC CAPITAL, INC.: Statement of changes in beneficial ownership of securities
4
Friday, 7/26/2019
Tokarz Group Advisers LLC: Statement of changes in beneficial ownership of securities
4
Friday, 7/26/2019
TOKARZ MICHAEL T: Statement of changes in beneficial ownership of securities
4
Friday, 7/26/2019
MVC CAPITAL, INC.: Statement of changes in beneficial ownership of securities
SC 13D/A
Monday, 6/5/2017
MVC CAPITAL, INC.: Major Shareholders
SC 13D/A
Tuesday, 4/25/2017
MVC CAPITAL, INC.: Major Shareholders
4/A
Monday, 3/27/2017
Bergner Richard F: Statement of changes in beneficial ownership of securities
4
Thursday, 3/23/2017
Bergner Richard F: Statement of changes in beneficial ownership of securities
4
Monday, 3/20/2017
Atkinson Fraser: Statement of changes in beneficial ownership of securities
4
Monday, 3/20/2017
des Pallieres Bertrand: Statement of changes in beneficial ownership of securities
4
Friday, 3/17/2017
Denos Kenneth I: Statement of changes in beneficial ownership of securities
4
Friday, 3/17/2017
KNAUSS ROBERT L: Statement of changes in beneficial ownership of securities
4
Friday, 3/17/2017
Hankinson Henry W: Statement of changes in beneficial ownership of securities
4
Friday, 3/17/2017
Hardy John A.: Statement of changes in beneficial ownership of securities
SC 13D/A
Friday, 1/6/2017
MVC CAPITAL, INC.: Major Shareholders
4
Thursday, 3/3/2016
des Pallieres Bertrand: Statement of changes in beneficial ownership of securities
4
Friday, 1/22/2016
des Pallieres Bertrand: Statement of changes in beneficial ownership of securities
4/A
Tuesday, 12/22/2015
des Pallieres Bertrand: Statement of changes in beneficial ownership of securities
4/A
Tuesday, 12/22/2015
des Pallieres Bertrand: Statement of changes in beneficial ownership of securities
4
Monday, 11/30/2015
des Pallieres Bertrand: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/25/2015
KNAUSS ROBERT L: Statement of changes in beneficial ownership of securities
4
Friday, 11/20/2015
KNAUSS ROBERT L: Statement of changes in beneficial ownership of securities
4
Friday, 11/20/2015
des Pallieres Bertrand: Statement of changes in beneficial ownership of securities
SC 13D/A
Thursday, 7/23/2015
Bulldog Investors, LLC: Major Shareholders
SC 13D/A
Tuesday, 6/17/2014
Mobiquity Investments Ltd: Major Shareholders
4
Tuesday, 6/17/2014
Mobiquity Investments Ltd: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 6/17/2014
MVC CAPITAL, INC.: Major Shareholders
4
Monday, 6/16/2014
MVC CAPITAL, INC.: Statement of changes in beneficial ownership of securities
4
Monday, 6/16/2014
Tokarz Group Advisers LLC: Statement of changes in beneficial ownership of securities
4
Monday, 6/16/2014
TOKARZ MICHAEL T: Statement of changes in beneficial ownership of securities
SC 13D/A
Monday, 6/16/2014
Kruppa Christian: Major Shareholders
SC 13D/A
Thursday, 6/5/2014
MVC CAPITAL, INC.: Major Shareholders
4
Thursday, 6/5/2014
Tokarz Group Advisers LLC: Statement of changes in beneficial ownership of securities
4
Thursday, 6/5/2014
MVC CAPITAL, INC.: Statement of changes in beneficial ownership of securities
4
Thursday, 6/5/2014
TOKARZ MICHAEL T: Statement of changes in beneficial ownership of securities
SC 13D
Tuesday, 5/27/2014
MVC CAPITAL, INC.: Major Shareholders
3
Friday, 5/23/2014
Tokarz Group Advisers LLC: Initial statement of beneficial ownership of securities
3
Friday, 5/23/2014
TOKARZ MICHAEL T: Initial statement of beneficial ownership of securities
3
Friday, 5/23/2014
MVC CAPITAL, INC.: Initial statement of beneficial ownership of securities
4
Friday, 5/23/2014
Tokarz Group Advisers LLC: Statement of changes in beneficial ownership of securities
4
Friday, 5/23/2014
TOKARZ MICHAEL T: Statement of changes in beneficial ownership of securities
4
Friday, 5/23/2014
MVC CAPITAL, INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/8/2014
KNAUSS ROBERT L: Statement of changes in beneficial ownership of securities
SC 13D
Monday, 8/12/2013
Major Shareholders
4
Friday, 8/2/2013
des Pallieres Bertrand: Statement of changes in beneficial ownership of securities
4
Friday, 7/26/2013
des Pallieres Bertrand: Statement of changes in beneficial ownership of securities
SC 13D/A
Monday, 6/10/2013
Bulldog Investors: Major Shareholders
4
Friday, 12/21/2012
des Pallieres Bertrand: Statement of changes in beneficial ownership of securities
SC 13D
Wednesday, 10/3/2012
Lahyani Gabriel: Major Shareholders
4
Thursday, 12/8/2011
Mobiquity Investments Ltd: Statement of changes in beneficial ownership of securities
SC 13D/A
Wednesday, 10/26/2011
Bulldog Investors: Major Shareholders
4
Tuesday, 9/20/2011
Atkinson Fraser: Statement of changes in beneficial ownership of securities
4
Thursday, 9/15/2011
Atkinson Fraser: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/7/2011
Benedetti Alessandro: Statement of changes in beneficial ownership of securities
4
Friday, 8/19/2011
KNAUSS ROBERT L: Statement of changes in beneficial ownership of securities
SC 13D
Friday, 8/12/2011
Bulldog Investors: Major Shareholders
SC 13D
Monday, 5/23/2011
Lahyani Gabriel: Major Shareholders
SC 13D
Wednesday, 5/11/2011
Kruppa Christian: Major Shareholders
SC 13D/A
Wednesday, 1/12/2011
DOUGLASS SAM P: Major Shareholders
3
Wednesday, 1/12/2011
DOUGLASS SAM P: Initial statement of beneficial ownership of securities
4
Thursday, 12/23/2010
Mobiquity Investments Ltd: Statement of changes in beneficial ownership of securities
4
Monday, 12/20/2010
Mobiquity Investments Ltd: Statement of changes in beneficial ownership of securities
4
Thursday, 12/16/2010
des Pallieres Bertrand: Statement of changes in beneficial ownership of securities
4
Thursday, 12/16/2010
Mobiquity Investments Ltd: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 12/14/2010
Mobiquity Investments Ltd: Major Shareholders
4
Monday, 12/13/2010
Mobiquity Investments Ltd: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/8/2010
Mobiquity Investments Ltd: Statement of changes in beneficial ownership of securities
4
Friday, 12/3/2010
Mobiquity Investments Ltd: Statement of changes in beneficial ownership of securities
4
Monday, 11/29/2010
Mobiquity Investments Ltd: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/24/2010
des Pallieres Bertrand: Statement of changes in beneficial ownership of securities
4/A
Friday, 7/16/2010
Denos Kenneth I: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 6/22/2010
DOUGLASS SAM P: Major Shareholders
Show More

Prospectus (4)

425
Tuesday, 4/25/2017
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Tuesday, 4/25/2017
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
S-8
Tuesday, 3/14/2017
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-8
Friday, 11/14/1997
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
Show More

Proxies (91)

DEF 14A
Monday, 4/24/2023
Definitive proxy statements
DEF 14C
Thursday, 11/3/2022
Definitive information statements
DEF 14A
Friday, 4/29/2022
Definitive proxy statements
DEF 14C
Wednesday, 8/18/2021
Definitive information statements
DEF 14A
Friday, 5/7/2021
Definitive proxy statements
PRE 14A
Friday, 4/30/2021
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14C
Wednesday, 1/20/2021
Definitive information statements
DEF 14A
Friday, 4/3/2020
Definitive proxy statements
DEF 14C
Monday, 11/18/2019
Definitive information statements
DEF 14A
Monday, 4/8/2019
Definitive proxy statements
DEF 14C
Thursday, 1/24/2019
Definitive information statements
DEF 14C
Monday, 5/21/2018
Definitive information statements
DEF 14A
Monday, 4/30/2018
Definitive proxy statements
DEF 14C
Friday, 9/8/2017
Definitive information statements
PRE 14C
Monday, 8/28/2017
Preliminary information statement not related to a contested matter or merger/acquisition
PRE 14C
Thursday, 5/4/2017
Preliminary information statement not related to a contested matter or merger/acquisition
DEF 14A
Monday, 5/1/2017
Definitive proxy statements
DEF 14C
Wednesday, 1/18/2017
Definitive information statements
DEFR14C
Wednesday, 1/18/2017
Definitive revised information statement materials
PRE 14C
Friday, 1/6/2017
Preliminary information statement not related to a contested matter or merger/acquisition
DEFA14A
Thursday, 5/5/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Monday, 5/2/2016
Definitive proxy statements
PRE 14A
Monday, 4/18/2016
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Thursday, 4/16/2015
Definitive proxy statements
DEF 14A
Wednesday, 4/30/2014
Definitive proxy statements
DEFA14A
Tuesday, 4/30/2013
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Monday, 4/30/2012
Definitive proxy statements
DEFA14A
Thursday, 5/12/2011
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Monday, 5/2/2011
Definitive proxy statements
DFAN14A
Monday, 5/10/2010
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Monday, 5/10/2010
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Friday, 5/7/2010
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Friday, 5/7/2010
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Thursday, 5/6/2010
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Wednesday, 5/5/2010
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Wednesday, 5/5/2010
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 5/5/2010
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 5/5/2010
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 5/4/2010
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Monday, 5/3/2010
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Monday, 5/3/2010
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Monday, 5/3/2010
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 4/30/2010
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 4/29/2010
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 4/28/2010
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Monday, 4/26/2010
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Monday, 4/26/2010
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Monday, 4/26/2010
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 4/26/2010
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Friday, 4/23/2010
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Friday, 4/23/2010
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 4/23/2010
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 4/20/2010
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Friday, 4/16/2010
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFC14A
Thursday, 4/15/2010
Definitive proxy statement in connection with contested solicitations
DFAN14A
Thursday, 4/15/2010
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEF 14A
Tuesday, 4/13/2010
Definitive proxy statements
DEFA14A
Tuesday, 4/13/2010
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PREC14A
Friday, 4/9/2010
Preliminary proxy statement in connection with contested solicitations
DFAN14A
Monday, 4/5/2010
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
PRE 14A
Friday, 4/2/2010
Preliminary proxy statement not related to a contested matter or merger/acquisition
DFAN14A
Monday, 3/29/2010
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Friday, 11/27/2009
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEF 14A
Thursday, 4/2/2009
Definitive proxy statements
DEF 14A
Monday, 4/14/2008
Definitive proxy statements
DEF 14A
Friday, 4/27/2007
Definitive proxy statements
DEFA14A
Friday, 3/9/2007
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 3/5/2007
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 2/1/2007
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 1/31/2007
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 1/24/2007
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 12/29/2006
Definitive proxy statements
PRE 14A
Tuesday, 12/5/2006
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Monday, 6/26/2006
Definitive proxy statements
PRE 14A
Thursday, 6/1/2006
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Monday, 4/24/2006
Definitive proxy statements
DEFA14A
Friday, 6/24/2005
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 6/9/2005
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 5/27/2005
Definitive proxy statements
PRE 14A
Tuesday, 5/10/2005
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Monday, 4/5/2004
Definitive proxy statements
DEFA14A
Wednesday, 4/23/2003
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 4/11/2003
Definitive proxy statements
DEF 14A
Monday, 4/8/2002
Definitive proxy statements
DEF 14A
Monday, 4/2/2001
Definitive proxy statements
DEF 14A
Friday, 4/7/2000
Definitive proxy statements
DEF 14A
Monday, 4/5/1999
Definitive proxy statements
DEF 14A
Monday, 3/30/1998
Definitive proxy statements
PRE 14A
Friday, 3/20/1998
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Tuesday, 4/22/1997
Definitive proxy statements
DEFA14A
Wednesday, 3/19/1997
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
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