Polen Credit Opportunities Fund
Related Filers (24)
- Polen Capital Credit, LLC (7)
- Damon A. Ficklin Revocable Trust U/A DTD 12/30/2019 (4)
- Santonelli Benjamin (3)
- Stanley C. Moss Revocable Trust U/A DTD 10/13/2015 (3)
- Sherman John William (3)
- BREAZZANO DAVID J (3)
- Polen Capital U.S. High Yield Fund (2)
- Polen Capital Opportunistic High Yield Fund (2)
- Polen Capital Floating Rate Loan Fund (2)
- Polen DDJ/TAF Strategic Income Fund, L.P. (2)
- Catanzaro Christine S (1)
- Wolcott Nancy B (1)
- Christian Robert J (1)
- Mansur Iqbal (1)
- Wynne Stephen M (1)
- Marsini Nicholas M Jr. (1)
- Weiss Joel L (1)
- FundVantage Trust (1)
- THIRD AVENUE VARIABLE SERIES TRUST (1)
- THIRD AVENUE TRUST (1)
- Polen Capital Total Return Credit Fund (1)
- POLEN CAPITAL MANAGEMENT LLC (1)
- MCKIBBEN CRAIG L (1)
- Daniel A. Davidowitz Revocable Trust U/A dated 2/2/22 (1)
- Show More ...
Other (19)
N-CSRS
Monday, 1/8/2024
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Wednesday, 12/20/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-23C3A
Friday, 12/1/2023
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
40-APP/A
Tuesday, 10/31/2023
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-17G
Friday, 10/20/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
APP ORDR
Wednesday, 8/23/2023
None
EFFECT
Monday, 8/21/2023
Notice of Effectiveness
N-2/A
Friday, 8/18/2023
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2/A
Tuesday, 8/15/2023
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Friday, 8/11/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
APP NTC
Tuesday, 8/8/2023
None
CORRESP
Tuesday, 7/18/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-APP/A
Monday, 7/10/2023
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
CORRESP
Friday, 6/30/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 6/14/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-APP
Wednesday, 5/31/2023
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 4/19/2023
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-2
Monday, 4/3/2023
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-8A
Monday, 4/3/2023
Initial notification of registration under Section 8(a) filed on Form N-8A
Ownership (29)
SC 13G
Tuesday, 2/13/2024
Stanley C. Moss Revocable Trust U/A DTD 10/13/2015: Major Shareholders
SC 13G
Tuesday, 2/13/2024
Damon A. Ficklin Revocable Trust U/A DTD 12/30/2019: Major Shareholders
SC 13G
Tuesday, 2/13/2024
Daniel A. Davidowitz Revocable Trust U/A dated 2/2/22: Major Shareholders
SC 13G
Tuesday, 2/13/2024
POLEN CAPITAL MANAGEMENT LLC: Major Shareholders
SC 13G
Tuesday, 2/13/2024
MCKIBBEN CRAIG L: Major Shareholders
SC 13G
Tuesday, 2/13/2024
BREAZZANO DAVID J: Major Shareholders
3/A
Friday, 9/15/2023
Stanley C. Moss Revocable Trust U/A DTD 10/13/2015: Initial statement of beneficial ownership of securities
4/A
Friday, 9/15/2023
Santonelli Benjamin: Statement of changes in beneficial ownership of securities
4/A
Friday, 9/15/2023
Sherman John William: Statement of changes in beneficial ownership of securities
3/A
Friday, 9/15/2023
Damon A. Ficklin Revocable Trust U/A DTD 12/30/2019: Initial statement of beneficial ownership of securities
4/A
Friday, 9/15/2023
Polen Capital Credit, LLC: Statement of changes in beneficial ownership of securities
3/A
Friday, 9/15/2023
BREAZZANO DAVID J: Initial statement of beneficial ownership of securities
3/A
Wednesday, 9/6/2023
Damon A. Ficklin Revocable Trust U/A DTD 12/30/2019: Initial statement of beneficial ownership of securities
3
Wednesday, 9/6/2023
Damon A. Ficklin Recovable Trust: Initial statement of beneficial ownership of securities
3
Wednesday, 9/6/2023
BREAZZANO DAVID J: Initial statement of beneficial ownership of securities
3
Wednesday, 9/6/2023
Stanley C. Moss Revocable Trust U/A DTD 10/13/2015: Initial statement of beneficial ownership of securities
4
Wednesday, 8/30/2023
Sherman John William: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/30/2023
Polen Capital Credit, LLC: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/30/2023
Santonelli Benjamin: Statement of changes in beneficial ownership of securities
3
Monday, 8/21/2023
Mansur Iqbal: Initial statement of beneficial ownership of securities
3
Monday, 8/21/2023
Marsini Nicholas M Jr.: Initial statement of beneficial ownership of securities
3
Monday, 8/21/2023
Weiss Joel L: Initial statement of beneficial ownership of securities
3
Monday, 8/21/2023
Polen Capital Credit, LLC: Initial statement of beneficial ownership of securities
3
Monday, 8/21/2023
Catanzaro Christine S: Initial statement of beneficial ownership of securities
3
Monday, 8/21/2023
Sherman John William: Initial statement of beneficial ownership of securities
3
Monday, 8/21/2023
Wolcott Nancy B: Initial statement of beneficial ownership of securities
3
Monday, 8/21/2023
Santonelli Benjamin: Initial statement of beneficial ownership of securities
3
Monday, 8/21/2023
Wynne Stephen M: Initial statement of beneficial ownership of securities
3
Monday, 8/21/2023
Christian Robert J: Initial statement of beneficial ownership of securities