Polen Capital Credit, LLC
Related Filers (38)
- FRONTIER AIRLINES INC /CO/ (22)
- SR TELECOM INC (14)
- METRETEK TECHNOLOGIES INC (13)
- PETES BREWING CO (11)
- THORN APPLE VALLEY INC (10)
- PENN TRAFFIC CO (10)
- PHYSICIANS FORMULA HOLDINGS, INC. (10)
- AUREAL SEMICONDUCTOR INC (9)
- SALANT CORP (9)
- WASTE SYSTEMS INTERNATIONAL INC (8)
- MOUNTAIN PROVINCE MINING INC (8)
- TRIKON TECHNOLOGIES INC (8)
- HILLS STORES CO /DE/ (7)
- Polen Credit Opportunities Fund (7)
- SILICON GAMING INC (6)
- SUNTERRA CORP (6)
- SAMUELS JEWELERS INC (5)
- MTR GAMING GROUP INC (5)
- AMES DEPARTMENT STORES INC (4)
- ITHACA INDUSTRIES INC (4)
- PACIFIC AEROSPACE & ELECTRONICS INC (4)
- TRM CORP (4)
- AMERICAN UNITED GLOBAL INC (3)
- KOO KOO ROO INC/DE (3)
- RADIOLOGIX INC (3)
- AMERIGON INC (2)
- STREAMLINE COM INC (2)
- NCS HEALTHCARE INC (2)
- ALGOMA STEEL INC (2)
- Polen Capital U.S. High Yield Fund (2)
- Polen Capital Opportunistic High Yield Fund (2)
- Polen Capital Floating Rate Loan Fund (2)
- Polen DDJ/TAF Strategic Income Fund, L.P. (2)
- LIBERTE INVESTORS/ (1)
- KENETECH CORP (1)
- HUNTWAY PARTNERS L P (1)
- CML GROUP INC (1)
- Polen Capital Total Return Credit Fund (1)
- Show More ...
Other (46)
40-APP/A
Tuesday, 10/31/2023
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Monday, 7/10/2023
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 5/31/2023
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 4/19/2023
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR
Thursday, 11/13/2008
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 8/12/2008
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Wednesday, 5/14/2008
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 2/14/2008
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Wednesday, 11/14/2007
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 8/13/2007
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 5/14/2007
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 2/13/2007
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 11/14/2006
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 8/14/2006
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 5/9/2006
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 2/14/2006
Initial Quarterly Form 13F Holdings Report filed by institutional managers
CORRESP
Friday, 1/6/2006
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
13F-HR
Monday, 11/14/2005
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 8/15/2005
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 5/10/2005
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 2/10/2005
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 11/15/2004
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 8/3/2004
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Wednesday, 5/12/2004
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Wednesday, 2/11/2004
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 11/13/2003
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Wednesday, 8/13/2003
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Wednesday, 5/14/2003
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 2/13/2003
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 11/14/2002
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Wednesday, 8/14/2002
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Wednesday, 5/15/2002
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Wednesday, 2/13/2002
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 11/15/2001
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 8/13/2001
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 5/14/2001
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 2/15/2001
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Wednesday, 11/15/2000
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 8/14/2000
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 5/15/2000
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 2/18/2000
Initial Quarterly Form 13F Holdings Report filed by institutional managers
144
Tuesday, 11/30/1999
Filing for proposed sale of securities under Rule 144
144
Tuesday, 11/30/1999
Filing for proposed sale of securities under Rule 144
13F-HR
Monday, 11/15/1999
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 8/26/1999
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 5/14/1999
Initial Quarterly Form 13F Holdings Report filed by institutional managers
Ownership (197)
4/A
Friday, 9/15/2023
Polen Credit Opportunities Fund: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/30/2023
Polen Credit Opportunities Fund: Statement of changes in beneficial ownership of securities
3
Monday, 8/21/2023
Polen Credit Opportunities Fund: Initial statement of beneficial ownership of securities
SC 13G/A
Wednesday, 2/10/2010
PHYSICIANS FORMULA HOLDINGS, INC.: Major Shareholders
SC 13G/A
Tuesday, 10/20/2009
PHYSICIANS FORMULA HOLDINGS, INC.: Major Shareholders
4
Tuesday, 10/20/2009
PHYSICIANS FORMULA HOLDINGS, INC.: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/6/2009
PHYSICIANS FORMULA HOLDINGS, INC.: Statement of changes in beneficial ownership of securities
4
Monday, 3/16/2009
PHYSICIANS FORMULA HOLDINGS, INC.: Statement of changes in beneficial ownership of securities
4
Thursday, 3/12/2009
PHYSICIANS FORMULA HOLDINGS, INC.: Statement of changes in beneficial ownership of securities
3
Wednesday, 3/11/2009
PHYSICIANS FORMULA HOLDINGS, INC.: Initial statement of beneficial ownership of securities
SC 13G/A
Wednesday, 3/11/2009
PHYSICIANS FORMULA HOLDINGS, INC.: Major Shareholders
SC 13G/A
Monday, 1/12/2009
PHYSICIANS FORMULA HOLDINGS, INC.: Major Shareholders
SC 13G
Thursday, 8/21/2008
PHYSICIANS FORMULA HOLDINGS, INC.: Major Shareholders
SC 13G/A
Wednesday, 1/9/2008
MTR GAMING GROUP INC: Major Shareholders
SC 13G/A
Wednesday, 1/9/2008
SUNTERRA CORP: Major Shareholders
SC 13D/A
Tuesday, 12/18/2007
SR TELECOM INC: Major Shareholders
SC 13D/A
Friday, 11/23/2007
SR TELECOM INC: Major Shareholders
SC 13D/A
Friday, 11/9/2007
SR TELECOM INC: Major Shareholders
SC 13D/A
Thursday, 11/8/2007
SR TELECOM INC: Major Shareholders
SC 13D/A
Monday, 11/5/2007
SR TELECOM INC: Major Shareholders
SC 13D/A
Wednesday, 10/10/2007
SR TELECOM INC: Major Shareholders
SC 13D/A
Friday, 9/28/2007
SR TELECOM INC: Major Shareholders
SC 13D/A
Tuesday, 9/25/2007
SR TELECOM INC: Major Shareholders
SC 13D/A
Monday, 9/17/2007
SR TELECOM INC: Major Shareholders
SC 13D/A
Monday, 9/10/2007
SR TELECOM INC: Major Shareholders
SC 13G
Thursday, 8/23/2007
MTR GAMING GROUP INC: Major Shareholders
SC 13D/A
Thursday, 8/9/2007
METRETEK TECHNOLOGIES INC: Major Shareholders
SC 13D/A
Friday, 7/6/2007
SR TELECOM INC: Major Shareholders
SC 13G/A
Tuesday, 2/13/2007
SUNTERRA CORP: Major Shareholders
SC 13G/A
Monday, 2/5/2007
TRM CORP: Major Shareholders
SC 13D/A
Thursday, 12/21/2006
SR TELECOM INC: Major Shareholders
SC 13D/A
Wednesday, 11/15/2006
METRETEK TECHNOLOGIES INC: Major Shareholders
SC 13D/A
Thursday, 11/9/2006
METRETEK TECHNOLOGIES INC: Major Shareholders
SC 13D/A
Wednesday, 11/1/2006
MTR GAMING GROUP INC: Major Shareholders
SC 13G/A
Tuesday, 10/17/2006
TRM CORP: Major Shareholders
SC 13D/A
Monday, 7/17/2006
MTR GAMING GROUP INC: Major Shareholders
SC 13G/A
Wednesday, 6/28/2006
TRM CORP: Major Shareholders
SC 13G
Monday, 3/20/2006
TRM CORP: Major Shareholders
SC 13G/A
Tuesday, 2/14/2006
SUNTERRA CORP: Major Shareholders
SC 13G/A
Monday, 2/13/2006
RADIOLOGIX INC: Major Shareholders
SC 13D/A
Monday, 2/6/2006
SR TELECOM INC: Major Shareholders
SC 13D/A
Tuesday, 1/17/2006
METRETEK TECHNOLOGIES INC: Major Shareholders
SC 13D
Tuesday, 12/13/2005
MTR GAMING GROUP INC: Major Shareholders
SC 13D/A
Friday, 11/25/2005
METRETEK TECHNOLOGIES INC: Major Shareholders
SC 13D
Monday, 10/3/2005
SR TELECOM INC: Major Shareholders
SC 13D/A
Tuesday, 7/12/2005
METRETEK TECHNOLOGIES INC: Major Shareholders
SC 13G/A
Thursday, 2/10/2005
SUNTERRA CORP: Major Shareholders
SC 13G/A
Thursday, 2/10/2005
RADIOLOGIX INC: Major Shareholders
SC 13D
Thursday, 12/16/2004
METRETEK TECHNOLOGIES INC: Major Shareholders
SC 13G
Monday, 11/8/2004
RADIOLOGIX INC: Major Shareholders
SC 13D/A
Wednesday, 5/12/2004
METRETEK TECHNOLOGIES INC: Major Shareholders
SC 13G
Wednesday, 2/11/2004
SUNTERRA CORP: Major Shareholders
SC 13G
Monday, 11/24/2003
SUNTERRA CORP: Major Shareholders
SC 13D/A
Thursday, 2/27/2003
PACIFIC AEROSPACE & ELECTRONICS INC: Major Shareholders
SC 13G/A
Thursday, 2/13/2003
ALGOMA STEEL INC: Major Shareholders
SC 13D/A
Thursday, 1/23/2003
PACIFIC AEROSPACE & ELECTRONICS INC: Major Shareholders
SC 13D/A
Wednesday, 9/4/2002
PACIFIC AEROSPACE & ELECTRONICS INC: Major Shareholders
SC 13G
Friday, 7/26/2002
ALGOMA STEEL INC: Major Shareholders
SC 13D/A
Monday, 5/20/2002
NCS HEALTHCARE INC: Major Shareholders
SC 13D/A
Friday, 1/11/2002
PENN TRAFFIC CO: Major Shareholders
SC 13D/A
Friday, 12/14/2001
FRONTIER AIRLINES INC /CO/: Major Shareholders
SC 13D/A
Tuesday, 11/27/2001
FRONTIER AIRLINES INC /CO/: Major Shareholders
SC 13D/A
Friday, 10/26/2001
PENN TRAFFIC CO: Major Shareholders
SC 13D
Thursday, 5/17/2001
NCS HEALTHCARE INC: Major Shareholders
SC 13D/A
Monday, 4/2/2001
FRONTIER AIRLINES INC /CO/: Major Shareholders
SC 13D/A
Thursday, 3/29/2001
PENN TRAFFIC CO: Major Shareholders
SC 13D/A
Thursday, 3/29/2001
FRONTIER AIRLINES INC /CO/: Major Shareholders
SC 13D
Monday, 3/12/2001
PACIFIC AEROSPACE & ELECTRONICS INC: Major Shareholders
SC 13D/A
Thursday, 3/1/2001
FRONTIER AIRLINES INC /CO/: Major Shareholders
SC 13G/A
Friday, 2/9/2001
TRIKON TECHNOLOGIES INC: Major Shareholders
SC 13D/A
Tuesday, 2/6/2001
FRONTIER AIRLINES INC /CO/: Major Shareholders
SC 13D/A
Friday, 1/19/2001
FRONTIER AIRLINES INC /CO/: Major Shareholders
SC 13D/A
Wednesday, 12/27/2000
METRETEK TECHNOLOGIES INC: Major Shareholders
SC 13D/A
Friday, 12/8/2000
FRONTIER AIRLINES INC /CO/: Major Shareholders
SC 13D/A
Monday, 11/27/2000
FRONTIER AIRLINES INC /CO/: Major Shareholders
SC 13D/A
Monday, 11/27/2000
PENN TRAFFIC CO: Major Shareholders
SC 13D/A
Friday, 11/3/2000
FRONTIER AIRLINES INC /CO/: Major Shareholders
SC 13D/A
Friday, 10/13/2000
MOUNTAIN PROVINCE MINING INC: Major Shareholders
SC 13D/A
Friday, 10/6/2000
FRONTIER AIRLINES INC /CO/: Major Shareholders
SC 13D/A
Monday, 9/11/2000
MOUNTAIN PROVINCE MINING INC: Major Shareholders
SC 13D/A
Friday, 7/28/2000
SAMUELS JEWELERS INC: Major Shareholders
SC 13D/A
Friday, 7/28/2000
SAMUELS JEWELERS INC: Major Shareholders
SC 13D/A
Thursday, 7/27/2000
MOUNTAIN PROVINCE MINING INC: Major Shareholders
SC 13D/A
Wednesday, 7/19/2000
FRONTIER AIRLINES INC /CO/: Major Shareholders
SC 13D/A
Friday, 7/7/2000
PENN TRAFFIC CO: Major Shareholders
SC 13D/A
Friday, 7/7/2000
WASTE SYSTEMS INTERNATIONAL INC: Major Shareholders
SC 13D/A
Friday, 6/30/2000
SAMUELS JEWELERS INC: Major Shareholders
SC 13D/A
Monday, 6/12/2000
ITHACA INDUSTRIES INC: Major Shareholders
SC 13D/A
Wednesday, 5/31/2000
ITHACA INDUSTRIES INC: Major Shareholders
SC 13D/A
Tuesday, 5/30/2000
SAMUELS JEWELERS INC: Major Shareholders
SC 13D/A
Thursday, 4/20/2000
FRONTIER AIRLINES INC /CO/: Major Shareholders
SC 13D/A
Monday, 4/17/2000
FRONTIER AIRLINES INC /CO/: Major Shareholders
SC 13D/A
Thursday, 4/13/2000
PENN TRAFFIC CO: Major Shareholders
SC 13D/A
Tuesday, 4/11/2000
METRETEK TECHNOLOGIES INC: Major Shareholders
SC 13G
Tuesday, 3/14/2000
TRIKON TECHNOLOGIES INC: Major Shareholders
SC 13D/A
Monday, 2/14/2000
METRETEK TECHNOLOGIES INC: Major Shareholders
SC 13D/A
Wednesday, 1/19/2000
METRETEK TECHNOLOGIES INC: Major Shareholders
SC 13D/A
Friday, 1/7/2000
WASTE SYSTEMS INTERNATIONAL INC: Major Shareholders
SC 13D/A
Tuesday, 1/4/2000
PENN TRAFFIC CO: Major Shareholders
SC 13D
Tuesday, 12/21/1999
METRETEK TECHNOLOGIES INC: Major Shareholders