Guggenheim Active Allocation Fund
Related Filers (36)
- Barnes Randall C (31)
- TOUPIN RONALD E JR (21)
- Brock-Kyle Angela (5)
- GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (3)
- Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (3)
- SPONEM SANDRA G (2)
- NYBERG RONALD (2)
- Transparent Value Trust (2)
- Guggenheim Energy & Income Fund (2)
- GUGGENHEIM FUNDS TRUST (2)
- RYDEX SERIES FUNDS (2)
- RYDEX DYNAMIC FUNDS (2)
- Guggenheim Variable Funds Trust (2)
- Guggenheim Strategy Funds Trust (2)
- RYDEX VARIABLE TRUST (2)
- Stone Bryan (1)
- Brown Steven H. (1)
- Guggenheim Partners Investment Management, LLC (1)
- Binder Brian E. (1)
- Howley James (1)
- LYDON THOMAS F JR (1)
- Sullivan John Louis (1)
- Scott Kimberly J. (1)
- McWhinnie Glenn (1)
- Bloch Adam (1)
- Mathiasen Mark (1)
- Szafran Jon (1)
- Megaris Michael P (1)
- Serdensky Evan Loring (1)
- GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC (1)
- Hollowell III Orenzo Perry (1)
- Catalucci Joanna M. (1)
- Walsh Anne Bookwalter (1)
- Rehder William (1)
- Minerd B. Scott (1)
- MORGAN STANLEY (1)
- Show More ...
Other (34)
N-CSRS
Friday, 2/2/2024
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Monday, 1/29/2024
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Wednesday, 10/25/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-PX
Thursday, 8/17/2023
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CEN
Monday, 8/14/2023
Annual Report for Registered Investment Companies
N-CSR
Wednesday, 8/2/2023
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Thursday, 7/27/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Tuesday, 7/25/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NPORT-P
Thursday, 4/27/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CSRS
Friday, 2/3/2023
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Monday, 1/30/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CSR/A
Wednesday, 11/23/2022
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Thursday, 10/27/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-PX
Wednesday, 8/24/2022
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17G
Friday, 8/19/2022
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CEN
Monday, 8/15/2022
Annual Report for Registered Investment Companies
N-CSR
Wednesday, 8/10/2022
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Monday, 8/1/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Thursday, 4/28/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CSRS
Friday, 2/4/2022
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Friday, 1/28/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Tuesday, 1/18/2022
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
EFFECT
Tuesday, 11/23/2021
Notice of Effectiveness
N-2/A
Tuesday, 11/23/2021
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2MEF
Tuesday, 11/23/2021
A new registration statement on Form N-2 filed under Securities Act Rule 462(b) by closed-end investment companies of up to an additional 20% of securities for an offering that was registered on Form N-2
CORRESP
Monday, 11/22/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CERT
Thursday, 11/18/2021
Certification by an exchange approving securities for listing
8-A12B
Wednesday, 11/17/2021
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
N-2/A
Thursday, 10/28/2021
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Wednesday, 10/27/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 10/1/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Friday, 10/1/2021
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2
Tuesday, 6/1/2021
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-8A
Tuesday, 6/1/2021
Initial notification of registration under Section 8(a) filed on Form N-8A
Ownership (82)
4
Tuesday, 1/30/2024
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Friday, 12/29/2023
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/13/2023
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Monday, 12/11/2023
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Friday, 12/8/2023
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Thursday, 12/7/2023
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/6/2023
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Thursday, 11/30/2023
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
4
Thursday, 11/30/2023
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/1/2023
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/31/2023
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
4
Monday, 10/23/2023
Brock-Kyle Angela: Statement of changes in beneficial ownership of securities
4
Friday, 9/29/2023
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Friday, 9/29/2023
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/5/2023
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Friday, 9/1/2023
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
4
Friday, 9/1/2023
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/1/2023
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Monday, 7/31/2023
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/5/2023
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
4
Monday, 7/3/2023
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/7/2023
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Thursday, 6/1/2023
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Thursday, 6/1/2023
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/2/2023
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Monday, 5/1/2023
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Friday, 4/28/2023
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
4
Monday, 4/10/2023
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
4
Monday, 3/13/2023
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
4
Friday, 3/10/2023
Barnes Randall C: Statement of changes in beneficial ownership of securities
SC 13G
Thursday, 2/9/2023
MORGAN STANLEY: Major Shareholders
4
Friday, 2/3/2023
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/1/2023
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/3/2023
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/3/2023
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
4
Thursday, 12/22/2022
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/20/2022
Barnes Randall C: Statement of changes in beneficial ownership of securities
4/A
Monday, 12/5/2022
Brock-Kyle Angela: Statement of changes in beneficial ownership of securities
4
Friday, 12/2/2022
Brock-Kyle Angela: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/30/2022
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Monday, 11/28/2022
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/2/2022
NYBERG RONALD: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/1/2022
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Wednesday, 10/26/2022
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Wednesday, 10/12/2022
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
4
Thursday, 9/29/2022
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
4
Thursday, 9/22/2022
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
4
Friday, 9/9/2022
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/13/2022
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/21/2022
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Thursday, 6/9/2022
SPONEM SANDRA G: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/12/2022
Barnes Randall C: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/5/2022
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
4
Thursday, 3/31/2022
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
4
Thursday, 3/17/2022
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/2/2022
TOUPIN RONALD E JR: Statement of changes in beneficial ownership of securities
4
Friday, 11/26/2021
Brock-Kyle Angela: Statement of changes in beneficial ownership of securities
3
Friday, 11/26/2021
Minerd B. Scott: Initial statement of beneficial ownership of securities
3
Friday, 11/26/2021
Rehder William: Initial statement of beneficial ownership of securities
3
Wednesday, 11/24/2021
Binder Brian E.: Initial statement of beneficial ownership of securities
3
Wednesday, 11/24/2021
Szafran Jon: Initial statement of beneficial ownership of securities
3
Wednesday, 11/24/2021
Walsh Anne Bookwalter: Initial statement of beneficial ownership of securities
3
Wednesday, 11/24/2021
Guggenheim Partners Investment Management, LLC: Initial statement of beneficial ownership of securities
3
Wednesday, 11/24/2021
Brock-Kyle Angela: Initial statement of beneficial ownership of securities
3
Wednesday, 11/24/2021
Bloch Adam: Initial statement of beneficial ownership of securities
3
Wednesday, 11/24/2021
Catalucci Joanna M.: Initial statement of beneficial ownership of securities
3
Wednesday, 11/24/2021
Mathiasen Mark: Initial statement of beneficial ownership of securities
3
Wednesday, 11/24/2021
Brown Steven H.: Initial statement of beneficial ownership of securities
3
Wednesday, 11/24/2021
Barnes Randall C: Initial statement of beneficial ownership of securities
3
Wednesday, 11/24/2021
NYBERG RONALD: Initial statement of beneficial ownership of securities
3
Wednesday, 11/24/2021
Hollowell III Orenzo Perry: Initial statement of beneficial ownership of securities
3
Wednesday, 11/24/2021
LYDON THOMAS F JR: Initial statement of beneficial ownership of securities
3
Wednesday, 11/24/2021
TOUPIN RONALD E JR: Initial statement of beneficial ownership of securities
3
Wednesday, 11/24/2021
Serdensky Evan Loring: Initial statement of beneficial ownership of securities
3
Wednesday, 11/24/2021
GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC: Initial statement of beneficial ownership of securities
3
Wednesday, 11/24/2021
SPONEM SANDRA G: Initial statement of beneficial ownership of securities
3
Wednesday, 11/24/2021
McWhinnie Glenn: Initial statement of beneficial ownership of securities
3
Wednesday, 11/24/2021
Scott Kimberly J.: Initial statement of beneficial ownership of securities
3
Wednesday, 11/24/2021
Sullivan John Louis: Initial statement of beneficial ownership of securities
3
Wednesday, 11/24/2021
Megaris Michael P: Initial statement of beneficial ownership of securities
3
Wednesday, 11/24/2021
Howley James: Initial statement of beneficial ownership of securities
3
Wednesday, 11/24/2021
Stone Bryan: Initial statement of beneficial ownership of securities