Great Elm Capital Corp.

Related Filers (39)

Financials (30)

10-Q
Thursday, 11/2/2023
Quarterly Report for period ending 2023-09-30
10-Q
Thursday, 8/3/2023
Quarterly Report for period ending 2023-06-30
10-Q
Thursday, 5/4/2023
Quarterly Report for period ending 2023-03-31
10-K
Thursday, 3/2/2023
Annual Report for period ending 2022-12-31
10-Q
Thursday, 11/3/2022
Quarterly Report for period ending 2022-09-30
10-Q
Thursday, 8/4/2022
Quarterly Report for period ending 2022-06-30
10-Q
Wednesday, 5/11/2022
Quarterly Report for period ending 2022-03-31
10-K/A
Tuesday, 4/19/2022
Annual Report for period ending 2021-12-31
10-K
Friday, 3/4/2022
Annual Report for period ending 2021-12-31
10-Q
Friday, 11/5/2021
Quarterly Report for period ending 2021-09-30
10-Q
Tuesday, 8/3/2021
Quarterly Report for period ending 2021-06-30
10-Q
Friday, 5/7/2021
Quarterly Report for period ending 2021-03-31
10-K
Tuesday, 3/16/2021
Annual Report for period ending 2020-12-31
10-Q
Monday, 11/9/2020
Quarterly Report for period ending 2020-09-30
10-Q
Friday, 8/7/2020
Quarterly Report for period ending 2020-06-30
10-Q
Monday, 5/11/2020
Quarterly Report for period ending 2020-03-31
10-K
Thursday, 3/19/2020
Annual Report for period ending 2019-12-31
10-Q
Thursday, 11/14/2019
Quarterly Report for period ending 2019-09-30
10-Q
Tuesday, 8/13/2019
Quarterly Report for period ending 2019-06-30
10-Q
Tuesday, 5/14/2019
Quarterly Report for period ending 2019-03-31
10-K
Wednesday, 3/13/2019
Annual Report for period ending 2018-12-31
10-Q
Tuesday, 11/13/2018
Quarterly Report for period ending 2018-09-30
10-Q
Friday, 8/10/2018
Quarterly Report for period ending 2018-06-30
10-Q
Wednesday, 5/9/2018
Quarterly Report for period ending 2018-03-31
10-K
Monday, 3/12/2018
Annual Report for period ending 2017-12-31
10-Q
Monday, 11/6/2017
Quarterly Report for period ending 2017-09-30
10-Q
Monday, 8/14/2017
Quarterly Report for period ending 2017-06-30
10-Q
Friday, 5/12/2017
Quarterly Report for period ending 2017-03-31
10-K
Thursday, 3/30/2017
Annual Report for period ending 2016-12-31
10-Q
Monday, 11/14/2016
Quarterly Report for period ending 2016-09-30
Show More

News (91)

8-K
Thursday, 2/8/2024
Current report filing
8-K
Tuesday, 12/12/2023
Current report filing
8-K
Monday, 11/27/2023
Current report filing
8-K
Thursday, 11/2/2023
Current report filing
8-K
Wednesday, 8/16/2023
Current report filing
8-K
Wednesday, 8/9/2023
Current report filing
8-K
Thursday, 8/3/2023
Current report filing
8-K
Thursday, 6/1/2023
Current report filing
8-K
Thursday, 5/4/2023
Current report filing
8-K
Tuesday, 4/11/2023
Current report filing
8-K
Thursday, 3/2/2023
Current report filing
8-K
Monday, 11/14/2022
Current report filing
8-K
Thursday, 11/3/2022
Current report filing
8-K
Thursday, 8/4/2022
Current report filing
8-K
Monday, 8/1/2022
Current report filing
8-K
Monday, 6/13/2022
Current report filing
8-K
Tuesday, 5/24/2022
Current report filing
8-K
Wednesday, 5/11/2022
Current report filing
8-K
Thursday, 5/5/2022
Current report filing
8-K
Tuesday, 3/15/2022
Current report filing
8-K
Friday, 3/4/2022
Current report filing
8-K
Wednesday, 3/2/2022
Current report filing
8-K
Thursday, 2/10/2022
Current report filing
8-K
Thursday, 2/3/2022
Current report filing
8-K
Thursday, 1/27/2022
Current report filing
8-K
Friday, 11/19/2021
Current report filing
8-K
Friday, 11/5/2021
Current report filing
8-K
Monday, 9/20/2021
Current report filing
8-K
Monday, 8/23/2021
Current report filing
8-K
Tuesday, 8/3/2021
Current report filing
8-K
Wednesday, 6/23/2021
Current report filing
8-K
Wednesday, 6/23/2021
Current report filing
8-K
Tuesday, 6/8/2021
Current report filing
8-K
Friday, 5/21/2021
Current report filing
8-K
Friday, 5/7/2021
Current report filing
8-K
Thursday, 5/6/2021
Current report filing
8-K
Thursday, 3/18/2021
Current report filing
8-K
Tuesday, 3/16/2021
Current report filing
8-K
Wednesday, 2/24/2021
Current report filing
8-K
Tuesday, 2/16/2021
Current report filing
8-K
Monday, 11/9/2020
Current report filing
8-K
Tuesday, 10/6/2020
Current report filing
8-K
Thursday, 10/1/2020
Current report filing
8-K
Monday, 8/31/2020
Current report filing
8-K
Monday, 8/10/2020
Current report filing
8-K
Friday, 8/7/2020
Current report filing
8-K
Thursday, 6/25/2020
Current report filing
8-K
Monday, 5/11/2020
Current report filing
8-K
Tuesday, 3/24/2020
Current report filing
8-K
Thursday, 3/19/2020
Current report filing
8-K
Monday, 2/10/2020
Current report filing
8-K
Friday, 12/20/2019
Current report filing
8-K
Friday, 12/6/2019
Current report filing
8-K
Thursday, 11/14/2019
Current report filing
8-K
Tuesday, 11/12/2019
Current report filing
8-K
Thursday, 9/26/2019
Current report filing
8-K
Tuesday, 8/13/2019
Current report filing
8-K
Thursday, 8/1/2019
Current report filing
8-K
Wednesday, 6/19/2019
Current report filing
8-K
Wednesday, 6/5/2019
Current report filing
8-K
Tuesday, 5/14/2019
Current report filing
8-K
Friday, 5/10/2019
Current report filing
8-K
Monday, 3/25/2019
Current report filing
8-K
Monday, 3/18/2019
Current report filing
8-K
Wednesday, 3/13/2019
Current report filing
8-K
Monday, 2/11/2019
Current report filing
8-K
Friday, 2/8/2019
Current report filing
8-K
Thursday, 12/27/2018
Current report filing
8-K
Tuesday, 11/13/2018
Current report filing
8-K
Friday, 11/9/2018
Current report filing
8-K
Friday, 8/10/2018
Current report filing
8-K
Friday, 6/8/2018
Current report filing
8-K
Wednesday, 5/9/2018
Current report filing
8-K
Monday, 5/7/2018
Current report filing
8-K
Monday, 3/12/2018
Current report filing
8-K
Monday, 1/22/2018
Current report filing
8-K
Monday, 11/6/2017
Current report filing
8-K
Thursday, 11/2/2017
Current report filing
8-K
Friday, 9/29/2017
Current report filing
8-K
Thursday, 9/21/2017
Current report filing
8-K/A
Thursday, 9/21/2017
Current report filing
8-K
Tuesday, 9/19/2017
Current report filing
8-K
Monday, 8/14/2017
Current report filing
8-K
Wednesday, 8/2/2017
Current report filing
8-K
Wednesday, 5/31/2017
Current report filing
8-K
Monday, 5/15/2017
Current report filing
8-K
Wednesday, 5/10/2017
Current report filing
8-K
Thursday, 4/27/2017
Current report filing
8-K
Thursday, 3/30/2017
Current report filing
8-K
Tuesday, 12/27/2016
Current report filing
8-K
Monday, 11/7/2016
Current report filing
Show More

Other (160)

D
Tuesday, 2/13/2024
Exempt (Private) Offering
144
Wednesday, 12/6/2023
Filing for proposed sale of securities under Rule 144
40-APP/A
Monday, 12/4/2023
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
144
Friday, 12/1/2023
Filing for proposed sale of securities under Rule 144
25-NSE
Wednesday, 9/6/2023
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
40-APP
Friday, 8/18/2023
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
8-A12B
Wednesday, 8/16/2023
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
CERT
Wednesday, 8/16/2023
Certification by an exchange approving securities for listing
497AD
Wednesday, 8/9/2023
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
EFFECT
Tuesday, 8/8/2023
Notice of Effectiveness
N-23C-2
Tuesday, 8/8/2023
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
CORRESP
Monday, 8/7/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
497AD
Monday, 8/7/2023
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
N-2/A
Monday, 8/7/2023
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-17G
Monday, 7/31/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
CORRESP
Monday, 7/24/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Monday, 7/24/2023
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2
Friday, 6/16/2023
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-17G
Friday, 7/29/2022
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
CORRESP
Friday, 7/1/2022
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Monday, 5/16/2022
Notice of Effectiveness
CORRESP
Friday, 5/13/2022
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Friday, 5/13/2022
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Wednesday, 5/11/2022
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Wednesday, 5/11/2022
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Tuesday, 4/19/2022
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Tuesday, 4/19/2022
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2
Friday, 3/4/2022
Initial filing of a registration statement on Form N-2 for closed-end investment companies
EFFECT
Wednesday, 1/12/2022
Notice of Effectiveness
CORRESP
Monday, 1/10/2022
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Monday, 1/10/2022
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Thursday, 12/23/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Thursday, 12/23/2021
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2
Monday, 11/22/2021
Initial filing of a registration statement on Form N-2 for closed-end investment companies
EFFECT
Thursday, 11/4/2021
Notice of Effectiveness
CORRESP
Friday, 10/22/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Friday, 10/22/2021
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2
Tuesday, 9/21/2021
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-17G
Tuesday, 8/3/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
25-NSE
Thursday, 7/22/2021
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
CERT
Wednesday, 6/23/2021
Certification by an exchange approving securities for listing
8-A12B
Wednesday, 6/23/2021
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
N-23C-2
Wednesday, 6/23/2021
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
497AD
Thursday, 6/17/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Wednesday, 6/16/2021
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Wednesday, 6/16/2021
Notice of Effectiveness
CORRESP
Tuesday, 6/15/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Tuesday, 6/15/2021
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2
Wednesday, 5/12/2021
Initial filing of a registration statement on Form N-2 for closed-end investment companies
497AD
Monday, 8/31/2020
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Monday, 8/31/2020
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Monday, 8/31/2020
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
EFFECT
Friday, 8/28/2020
Notice of Effectiveness
N-2/A
Thursday, 8/27/2020
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Wednesday, 8/26/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 8/26/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 8/14/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Friday, 8/14/2020
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-17G
Thursday, 7/23/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
CORRESP
Monday, 7/13/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2
Monday, 7/13/2020
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-APP/A
Thursday, 1/16/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 10/2/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-17G
Monday, 7/22/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
CERT
Wednesday, 6/19/2019
Certification by an exchange approving securities for listing
8-A12B
Wednesday, 6/19/2019
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
POS EX
Tuesday, 6/18/2019
Post-effective amendment filed solely to add exhibits to a registration statement
497AD
Wednesday, 6/12/2019
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Wednesday, 6/12/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Wednesday, 6/12/2019
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
EFFECT
Tuesday, 6/11/2019
Notice of Effectiveness
497AD
Monday, 6/10/2019
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
CORRESP
Monday, 6/10/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 6/10/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Thursday, 6/6/2019
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Thursday, 6/6/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-APP
Thursday, 4/11/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
POS 8C
Friday, 4/5/2019
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
N-2/A
Tuesday, 12/4/2018
Initial filing of a registration statement on Form N-2 for closed-end investment companies
EFFECT
Tuesday, 12/4/2018
Notice of Effectiveness
N-2/A
Tuesday, 11/13/2018
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2/A
Monday, 11/5/2018
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Monday, 11/5/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
497
Monday, 10/15/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-2
Friday, 9/28/2018
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Friday, 9/28/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Tuesday, 9/4/2018
Notice of Effectiveness
EFFECT
Tuesday, 9/4/2018
Notice of Effectiveness
EFFECT
Tuesday, 9/4/2018
Notice of Effectiveness
CORRESP
Tuesday, 9/4/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 9/4/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 8/21/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Tuesday, 8/21/2018
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
40-17G
Tuesday, 7/24/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
CORRESP
Friday, 7/20/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Friday, 7/20/2018
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
POS 8C
Friday, 5/18/2018
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Thursday, 4/19/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 4/18/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CERTNAS
Thursday, 1/25/2018
None
Show More

Ownership (274)

SC 13G/A
Wednesday, 2/14/2024
Imperial Capital Asset Management, LLC: Major Shareholders
SC 13G
Tuesday, 2/13/2024
Great Elm Strategic Partnership I, LLC: Major Shareholders
3
Tuesday, 2/13/2024
Great Elm Strategic Partnership I, LLC: Initial statement of beneficial ownership of securities
SC 13D/A
Tuesday, 2/13/2024
Northern Right Capital Management, L.P.: Major Shareholders
SC 13D/A
Monday, 2/12/2024
Great Elm Group, Inc.: Major Shareholders
4
Tuesday, 11/21/2023
Great Elm Group, Inc.: Statement of changes in beneficial ownership of securities
4
Wednesday, 10/11/2023
Kaplan Matthew D: Statement of changes in beneficial ownership of securities
4
Friday, 9/22/2023
Davis Keri: Statement of changes in beneficial ownership of securities
4
Friday, 9/22/2023
Great Elm Group, Inc.: Statement of changes in beneficial ownership of securities
SC 13D/A
Friday, 9/22/2023
Great Elm Group, Inc.: Major Shareholders
4
Wednesday, 8/16/2023
COHEN RICHARD M: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 6/16/2023
Lenders Funding LLC /California: Major Shareholders
4
Tuesday, 5/23/2023
Great Elm Group, Inc.: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/16/2023
Kuperschmid Mark: Statement of changes in beneficial ownership of securities
4
Friday, 3/31/2023
Davis Keri: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 3/27/2023
Lenders Funding LLC /California: Major Shareholders
4
Tuesday, 3/14/2023
Kaplan Matthew D: Statement of changes in beneficial ownership of securities
4
Thursday, 3/9/2023
Kaplan Matthew D: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 2/17/2023
Imperial Capital Asset Management, LLC: Major Shareholders
SC 13D/A
Wednesday, 1/25/2023
Great Elm Group, Inc.: Major Shareholders
4
Tuesday, 1/24/2023
Great Elm Group, Inc.: Statement of changes in beneficial ownership of securities
SC 13D/A
Wednesday, 1/4/2023
Great Elm Group, Inc.: Major Shareholders
4
Tuesday, 1/3/2023
Great Elm Group, Inc.: Statement of changes in beneficial ownership of securities
3
Monday, 6/27/2022
Northern Right Capital Management, L.P.: Initial statement of beneficial ownership of securities
SC 13D/A
Tuesday, 6/21/2022
Northern Right Capital Management, L.P.: Major Shareholders
SC 13D/A
Friday, 6/17/2022
Great Elm Group, Inc.: Major Shareholders
4
Friday, 6/17/2022
Drapkin Matthew A: Statement of changes in beneficial ownership of securities
4
Friday, 6/17/2022
Kaplan Matthew D: Statement of changes in beneficial ownership of securities
4
Friday, 6/17/2022
Kleinman Adam M: Statement of changes in beneficial ownership of securities
4
Friday, 6/17/2022
Great Elm Group, Inc.: Statement of changes in beneficial ownership of securities
4
Friday, 6/17/2022
Kuperschmid Mark: Statement of changes in beneficial ownership of securities
SC 13D
Tuesday, 6/7/2022
Northern Right Capital Management, L.P.: Major Shareholders
4
Friday, 5/27/2022
Drapkin Matthew A: Statement of changes in beneficial ownership of securities
SC 13D/A
Friday, 5/13/2022
Great Elm Group, Inc.: Major Shareholders
4
Thursday, 5/12/2022
Great Elm Group, Inc.: Statement of changes in beneficial ownership of securities
3
Wednesday, 3/16/2022
Perry Chad: Initial statement of beneficial ownership of securities
4
Friday, 3/11/2022
Drapkin Matthew A: Statement of changes in beneficial ownership of securities
3
Friday, 3/11/2022
COHEN RICHARD M: Initial statement of beneficial ownership of securities
3
Friday, 3/11/2022
Drapkin Matthew A: Initial statement of beneficial ownership of securities
4
Friday, 3/11/2022
Drapkin Matthew A: Statement of changes in beneficial ownership of securities
4
Thursday, 3/10/2022
Kaplan Matthew D: Statement of changes in beneficial ownership of securities
3
Thursday, 3/10/2022
Kaplan Matthew D: Initial statement of beneficial ownership of securities
SC 13G/A
Monday, 2/14/2022
Northern Right Capital Management, L.P.: Major Shareholders
SC 13G/A
Monday, 2/14/2022
Imperial Capital Asset Management, LLC: Major Shareholders
SC 13G/A
Friday, 2/4/2022
Lenders Funding LLC /California: Major Shareholders
SC 13G
Wednesday, 10/13/2021
Lenders Funding LLC /California: Major Shareholders
3
Wednesday, 10/13/2021
Zadek Robert A: Initial statement of beneficial ownership of securities
4
Tuesday, 9/28/2021
Davis Keri: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/28/2021
Great Elm Group, Inc.: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/28/2021
Kleinman Adam M: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/28/2021
Reed Peter A: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 9/28/2021
Great Elm Group, Inc.: Major Shareholders
3
Thursday, 3/25/2021
Falk Erik A: Initial statement of beneficial ownership of securities
SC 13G/A
Tuesday, 2/16/2021
Imperial Capital Asset Management, LLC: Major Shareholders
SC 13G/A
Tuesday, 2/16/2021
Northern Right Capital Management, L.P.: Major Shareholders
4
Tuesday, 2/9/2021
Davis Keri: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/9/2021
Great Elm Group, Inc.: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/26/2021
Great Elm Group, Inc.: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/26/2021
STUART JOHN EDWARD: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/26/2021
Kleinman Adam M: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/26/2021
Speller Michael C: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/26/2021
Reed Peter A: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/26/2021
Horsey Randall Revell: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/26/2021
Kuperschmid Mark: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/26/2021
Davis Keri: Statement of changes in beneficial ownership of securities
SC 13D/A
Thursday, 12/31/2020
Great Elm Group, Inc.: Major Shareholders
3
Thursday, 12/31/2020
Great Elm Group, Inc.: Initial statement of beneficial ownership of securities
4
Thursday, 12/31/2020
Forest Investments, Inc.: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/23/2020
STUART JOHN EDWARD: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/23/2020
Reed Peter A: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/23/2020
Speller Michael C: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/23/2020
Kuperschmid Mark: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/23/2020
Horsey Randall Revell: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/23/2020
Kleinman Adam M: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/23/2020
Davis Keri: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/23/2020
Great Elm Capital Group, Inc.: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/24/2020
Kleinman Adam M: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/24/2020
STUART JOHN EDWARD: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/24/2020
Reed Peter A: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/24/2020
Great Elm Capital Group, Inc.: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/24/2020
Horsey Randall Revell: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/24/2020
Davis Keri: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/24/2020
Kuperschmid Mark: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/24/2020
Speller Michael C: Statement of changes in beneficial ownership of securities
4
Friday, 10/23/2020
Kleinman Adam M: Statement of changes in beneficial ownership of securities
4
Friday, 10/23/2020
Great Elm Capital Group, Inc.: Statement of changes in beneficial ownership of securities
4
Friday, 10/23/2020
Speller Michael C: Statement of changes in beneficial ownership of securities
4
Friday, 10/23/2020
STUART JOHN EDWARD: Statement of changes in beneficial ownership of securities
4
Friday, 10/23/2020
Horsey Randall Revell: Statement of changes in beneficial ownership of securities
4
Friday, 10/23/2020
Reed Peter A: Statement of changes in beneficial ownership of securities
4
Friday, 10/23/2020
Davis Keri: Statement of changes in beneficial ownership of securities
4
Friday, 10/23/2020
Kuperschmid Mark: Statement of changes in beneficial ownership of securities
SC 13G
Wednesday, 10/14/2020
Northern Right Capital Management, L.P.: Major Shareholders
SC 13G
Tuesday, 10/13/2020
Imperial Capital Asset Management, LLC: Major Shareholders
SC 13D/A
Thursday, 10/1/2020
Great Elm Capital Group, Inc.: Major Shareholders
4
Thursday, 10/1/2020
Kleinman Adam M: Statement of changes in beneficial ownership of securities
4
Thursday, 10/1/2020
Great Elm Capital Group, Inc.: Statement of changes in beneficial ownership of securities
4
Thursday, 10/1/2020
STUART JOHN EDWARD: Statement of changes in beneficial ownership of securities
4
Thursday, 10/1/2020
Davis Keri: Statement of changes in beneficial ownership of securities
4
Thursday, 10/1/2020
Horsey Randall Revell: Statement of changes in beneficial ownership of securities
Show More

Prospectus (24)

424B1
Wednesday, 8/9/2023
Prospectus filed pursuant to Rule 424(b)(1)
FWP
Wednesday, 8/9/2023
Filing under Securities Act Rules 163/433 of free writing prospectuses
424B3
Wednesday, 5/18/2022
Prospectus filed pursuant to Rule 424(b)(3)
FWP
Tuesday, 5/17/2022
Filing under Securities Act Rules 163/433 of free writing prospectuses
424B3
Tuesday, 5/17/2022
Prospectus filed pursuant to Rule 424(b)(3)
FWP
Tuesday, 5/17/2022
Filing under Securities Act Rules 163/433 of free writing prospectuses
FWP
Tuesday, 5/17/2022
Filing under Securities Act Rules 163/433 of free writing prospectuses
424B3
Thursday, 11/4/2021
Prospectus filed pursuant to Rule 424(b)(3)
424B1
Monday, 6/21/2021
Prospectus filed pursuant to Rule 424(b)(1)
FWP
Thursday, 6/17/2021
Filing under Securities Act Rules 163/433 of free writing prospectuses
424B4
Monday, 8/31/2020
Prospectus filed pursuant to Rule 424(b)(4)
SC TO-I/A
Monday, 5/15/2017
Issuer tender offer statement
SC TO-I/A
Monday, 5/8/2017
Issuer tender offer statement
SC TO-I/A
Thursday, 4/27/2017
Issuer tender offer statement
SC TO-I
Thursday, 4/6/2017
Issuer tender offer statement
SC TO-C
Friday, 3/31/2017
Written communication relating to an issuer or third party tender offer
SC TO-C
Thursday, 3/30/2017
Written communication relating to an issuer or third party tender offer
425
Friday, 10/28/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 10/7/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Monday, 9/19/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Monday, 6/27/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Monday, 6/27/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 6/24/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 6/24/2016
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
Show More

Proxies (14)

DEF 14A
Friday, 4/21/2023
Definitive proxy statements
DEFA14A
Friday, 4/21/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 7/1/2022
Definitive proxy statements
PRE 14A
Monday, 6/6/2022
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Friday, 4/23/2021
Definitive proxy statements
DEFA14A
Friday, 4/23/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 3/26/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Thursday, 3/26/2020
Definitive proxy statements
DEFA14A
Friday, 3/29/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 3/29/2019
Definitive proxy statements
DEFR14A
Wednesday, 4/18/2018
Definitive revised proxy soliciting materials
DEF 14A
Friday, 4/13/2018
Definitive proxy statements
PRE 14A
Wednesday, 4/4/2018
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Wednesday, 10/4/2017
Definitive proxy statements
Show More