Full Circle Capital Corp

Related Filers (27)

Financials (27)

10-K
Wednesday, 9/28/2016
Annual Report for period ending 2016-06-30
10-Q
Friday, 5/13/2016
Quarterly Report for period ending 2016-03-31
10-Q
Tuesday, 2/16/2016
Quarterly Report for period ending 2015-12-31
10-Q
Monday, 11/9/2015
Quarterly Report for period ending 2015-09-30
10-K
Monday, 9/14/2015
Annual Report for period ending 2015-06-30
10-Q
Monday, 5/11/2015
Quarterly Report for period ending 2015-03-31
10-Q
Monday, 2/9/2015
Quarterly Report for period ending 2014-12-31
10-Q
Monday, 11/10/2014
Quarterly Report for period ending 2014-09-30
10-K
Tuesday, 9/23/2014
Annual Report for period ending 2014-06-30
10-Q
Thursday, 5/8/2014
Quarterly Report for period ending 2014-03-31
10-Q
Monday, 2/10/2014
Quarterly Report for period ending 2013-12-31
10-Q/A
Friday, 11/8/2013
Quarterly Report for period ending 2013-09-30
10-Q
Thursday, 11/7/2013
Quarterly Report for period ending 2013-09-30
10-K
Friday, 9/13/2013
Annual Report for period ending 2013-06-30
10-Q
Thursday, 5/9/2013
Quarterly Report for period ending 2013-03-31
10-Q
Monday, 2/11/2013
Quarterly Report for period ending 2012-12-31
10-Q
Friday, 11/9/2012
Quarterly Report for period ending 2012-09-30
10-Q/A
Friday, 11/9/2012
Quarterly Report for period ending 2012-09-30
10-K
Friday, 9/14/2012
Annual Report for period ending 2012-06-30
10-Q
Thursday, 5/10/2012
Quarterly Report for period ending 2012-03-31
10-Q
Thursday, 2/9/2012
Quarterly Report for period ending 2011-12-31
10-Q
Thursday, 11/10/2011
Quarterly Report for period ending 2011-09-30
10-K
Wednesday, 9/21/2011
Annual Report for period ending 2011-06-30
10-Q
Tuesday, 5/10/2011
Quarterly Report for period ending 2011-03-31
10-Q
Wednesday, 2/9/2011
Quarterly Report for period ending 2010-12-31
10-Q
Wednesday, 11/10/2010
Quarterly Report for period ending 2010-09-30
10-K
Tuesday, 9/28/2010
Annual Report for period ending 2010-06-30
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News (73)

8-K
Friday, 11/4/2016
Current report filing
8-K
Monday, 10/31/2016
Current report filing
8-K
Friday, 10/28/2016
Current report filing
8-K
Tuesday, 10/25/2016
Current report filing
8-K
Monday, 10/17/2016
Current report filing
8-K
Wednesday, 9/28/2016
Current report filing
8-K
Monday, 9/19/2016
Current report filing
8-K
Tuesday, 6/28/2016
Current report filing
8-K
Monday, 6/27/2016
Current report filing
8-K
Friday, 6/24/2016
Current report filing
8-K
Thursday, 6/9/2016
Current report filing
8-K
Friday, 5/13/2016
Current report filing
8-K
Tuesday, 2/16/2016
Current report filing
8-K
Friday, 1/22/2016
Current report filing
8-K
Monday, 11/9/2015
Current report filing
8-K
Thursday, 10/15/2015
Current report filing
8-K
Monday, 9/14/2015
Current report filing
8-K
Wednesday, 8/5/2015
Current report filing
8-K
Wednesday, 7/15/2015
Current report filing
8-K
Monday, 5/11/2015
Current report filing
8-K
Monday, 2/23/2015
Current report filing
8-K
Monday, 2/9/2015
Current report filing
8-K
Wednesday, 1/21/2015
Current report filing
8-K
Thursday, 1/15/2015
Current report filing
8-K
Monday, 11/10/2014
Current report filing
8-K
Thursday, 10/2/2014
Current report filing
8-K
Wednesday, 10/1/2014
Current report filing
8-K
Tuesday, 9/16/2014
Current report filing
8-K
Monday, 9/15/2014
Current report filing
8-K
Tuesday, 7/29/2014
Current report filing
8-K
Thursday, 7/10/2014
Current report filing
8-K
Wednesday, 7/9/2014
Current report filing
8-K
Monday, 6/23/2014
Current report filing
8-K
Friday, 5/9/2014
Current report filing
8-K
Thursday, 3/27/2014
Current report filing
8-K
Tuesday, 2/11/2014
Current report filing
8-K
Friday, 1/24/2014
Current report filing
8-K
Monday, 1/13/2014
Current report filing
8-K
Wednesday, 12/11/2013
Current report filing
8-K
Thursday, 11/7/2013
Current report filing
8-K
Thursday, 11/7/2013
Current report filing
8-K
Thursday, 11/7/2013
Current report filing
8-K
Friday, 9/13/2013
Current report filing
8-K
Tuesday, 8/6/2013
Current report filing
8-K
Tuesday, 7/23/2013
Current report filing
8-K
Tuesday, 6/4/2013
Current report filing
8-K
Thursday, 5/9/2013
Current report filing
8-K
Monday, 4/1/2013
Current report filing
8-K
Monday, 2/11/2013
Current report filing
8-K
Friday, 2/1/2013
Current report filing
8-K
Friday, 1/18/2013
Current report filing
8-K
Friday, 12/21/2012
Current report filing
8-K
Thursday, 11/8/2012
Current report filing
8-K
Friday, 11/2/2012
Current report filing
8-K
Thursday, 9/13/2012
Current report filing
8-K
Wednesday, 8/1/2012
Current report filing
8-K
Thursday, 5/10/2012
Current report filing
8-K
Thursday, 5/3/2012
Current report filing
8-K
Thursday, 2/9/2012
Current report filing
8-K
Friday, 1/27/2012
Current report filing
8-K
Wednesday, 12/21/2011
Current report filing
8-K
Friday, 12/9/2011
Current report filing
8-K
Wednesday, 11/9/2011
Current report filing
8-K
Wednesday, 9/21/2011
Current report filing
8-K
Wednesday, 9/14/2011
Current report filing
8-K
Wednesday, 8/3/2011
Current report filing
8-K
Wednesday, 6/29/2011
Current report filing
8-K
Wednesday, 6/29/2011
Current report filing
8-K
Tuesday, 5/17/2011
Current report filing
8-K
Wednesday, 5/11/2011
Current report filing
8-K
Wednesday, 2/9/2011
Current report filing
8-K
Tuesday, 11/9/2010
Current report filing
8-K
Thursday, 9/16/2010
Current report filing
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Other (105)

15-12B
Monday, 11/14/2016
Notice of termination of registration of a class of securities under Section 12(b)
N-54C
Friday, 11/4/2016
Notification of withdrawal by business development companies filed on Form N-54C
25-NSE
Thursday, 11/3/2016
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
EFFECT
Wednesday, 11/2/2016
Notice of Effectiveness
POS 8C
Monday, 10/31/2016
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
40-33
Monday, 10/24/2016
Copies of all stockholder derivative actions filed with a court against an investment company or an affiliate thereof pursuant to Section 33 of the Investment Company Act of 1940
40-33
Monday, 10/3/2016
Copies of all stockholder derivative actions filed with a court against an investment company or an affiliate thereof pursuant to Section 33 of the Investment Company Act of 1940
40-33
Friday, 9/30/2016
Copies of all stockholder derivative actions filed with a court against an investment company or an affiliate thereof pursuant to Section 33 of the Investment Company Act of 1940
40-33
Wednesday, 9/21/2016
Copies of all stockholder derivative actions filed with a court against an investment company or an affiliate thereof pursuant to Section 33 of the Investment Company Act of 1940
APP ORDR
Wednesday, 9/23/2015
None
40-17G
Friday, 9/11/2015
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
APP NTC
Friday, 8/28/2015
None
EFFECT
Thursday, 8/6/2015
Notice of Effectiveness
N-2/A
Monday, 7/13/2015
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2/A
Thursday, 5/21/2015
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-APP/A
Friday, 5/1/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-2/A
Friday, 4/17/2015
Initial filing of a registration statement on Form N-2 for closed-end investment companies
497AD
Tuesday, 3/31/2015
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Monday, 3/16/2015
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Friday, 3/13/2015
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Friday, 3/13/2015
Notice of Effectiveness
N-2/A
Thursday, 3/12/2015
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2/A
Tuesday, 3/10/2015
Initial filing of a registration statement on Form N-2 for closed-end investment companies
497AD
Monday, 2/23/2015
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
N-2/A
Monday, 2/23/2015
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2/A
Friday, 2/6/2015
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2
Friday, 1/16/2015
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2/A
Tuesday, 12/16/2014
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-APP
Thursday, 12/4/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-17G
Monday, 9/22/2014
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-2
Monday, 9/15/2014
Initial filing of a registration statement on Form N-2 for closed-end investment companies
POS EX
Tuesday, 7/15/2014
Post-effective amendment filed solely to add exhibits to a registration statement
497
Monday, 7/14/2014
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Monday, 7/14/2014
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Monday, 7/14/2014
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
POS EX
Friday, 6/20/2014
Post-effective amendment filed solely to add exhibits to a registration statement
497
Thursday, 6/19/2014
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Thursday, 6/19/2014
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
POS EX
Friday, 2/28/2014
Post-effective amendment filed solely to add exhibits to a registration statement
497
Thursday, 2/27/2014
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Thursday, 2/27/2014
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Wednesday, 1/15/2014
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS EX
Wednesday, 1/15/2014
Post-effective amendment filed solely to add exhibits to a registration statement
497AD
Tuesday, 1/14/2014
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Monday, 1/13/2014
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Monday, 1/13/2014
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Monday, 12/16/2013
Notice of Effectiveness
CORRESP
Friday, 12/13/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Tuesday, 12/10/2013
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2/A
Thursday, 11/21/2013
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Thursday, 11/14/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 10/28/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Tuesday, 10/15/2013
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2/A
Tuesday, 10/8/2013
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-17G
Tuesday, 10/8/2013
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497AD
Wednesday, 7/10/2013
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
CERTNAS
Friday, 6/28/2013
None
8-A12B
Thursday, 6/27/2013
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
497AD
Wednesday, 6/26/2013
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Wednesday, 6/26/2013
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Tuesday, 6/25/2013
Notice of Effectiveness
CORRESP
Monday, 6/24/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 6/24/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Wednesday, 6/19/2013
Initial filing of a registration statement on Form N-2 for closed-end investment companies
497AD
Wednesday, 6/19/2013
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
CORRESP
Tuesday, 6/11/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Tuesday, 6/11/2013
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2/A
Monday, 6/3/2013
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2
Thursday, 5/2/2013
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2
Tuesday, 3/12/2013
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-17G
Wednesday, 1/16/2013
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
POS EX
Wednesday, 11/28/2012
Post-effective amendment filed solely to add exhibits to a registration statement
497AD
Tuesday, 11/27/2012
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Tuesday, 11/27/2012
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Monday, 11/26/2012
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Monday, 11/26/2012
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
CORRESP
Tuesday, 10/23/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Wednesday, 7/18/2012
Notice of Effectiveness
CORRESP
Tuesday, 7/17/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Friday, 7/13/2012
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2/A
Friday, 6/15/2012
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Thursday, 3/29/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2
Friday, 3/23/2012
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-17G
Wednesday, 10/26/2011
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
CORRESP
Wednesday, 10/26/2011
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 10/25/2011
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 10/12/2011
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Monday, 10/4/2010
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
D
Tuesday, 9/14/2010
Exempt (Private) Offering
497AD
Wednesday, 9/1/2010
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Wednesday, 9/1/2010
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
8-A12B
Tuesday, 8/31/2010
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
N-54A
Tuesday, 8/31/2010
Notification of election by business development companies filed on Form N-54A
CORRESP
Tuesday, 8/31/2010
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 8/31/2010
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 8/31/2010
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Tuesday, 8/31/2010
Notice of Effectiveness
CERTNAS
Tuesday, 8/31/2010
None
N-2/A
Thursday, 8/26/2010
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2/A
Thursday, 8/5/2010
Initial filing of a registration statement on Form N-2 for closed-end investment companies
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Ownership (89)

SC 13G/A
Tuesday, 2/14/2017
RIVERNORTH CAPITAL MANAGEMENT, LLC: Major Shareholders
4
Friday, 11/4/2016
Felton Gregg J: Statement of changes in beneficial ownership of securities
4
Friday, 11/4/2016
ORTWEIN THOMAS A JR: Statement of changes in beneficial ownership of securities
4
Friday, 11/4/2016
STUART JOHN EDWARD: Statement of changes in beneficial ownership of securities
4
Friday, 11/4/2016
BIDERMAN MARK C: Statement of changes in beneficial ownership of securities
4
Friday, 11/4/2016
COHEN EDWARD H: Statement of changes in beneficial ownership of securities
4
Friday, 11/4/2016
Sell Michael J.: Statement of changes in beneficial ownership of securities
4
Friday, 11/4/2016
Flynn Terence B: Statement of changes in beneficial ownership of securities
SC 13D/A
Friday, 10/21/2016
Sims Capital Management LLC: Major Shareholders
SC 13D/A
Wednesday, 10/5/2016
Sims Capital Management LLC: Major Shareholders
SC 13D/A
Wednesday, 9/7/2016
Sims Capital Management LLC: Major Shareholders
SC 13D/A
Friday, 8/12/2016
Sims Capital Management LLC: Major Shareholders
SC 13D
Thursday, 7/28/2016
Sims Capital Management LLC: Major Shareholders
SC 13G
Tuesday, 2/16/2016
RIVERNORTH CAPITAL MANAGEMENT, LLC: Major Shareholders
SC 13D/A
Tuesday, 11/3/2015
Bulldog Investors, LLC: Major Shareholders
SC 13D/A
Thursday, 7/23/2015
Bulldog Investors, LLC: Major Shareholders
4
Tuesday, 6/23/2015
Sell Michael J.: Statement of changes in beneficial ownership of securities
SC 13D/A
Friday, 6/5/2015
Bulldog Investors, LLC: Major Shareholders
SC 13D
Thursday, 6/4/2015
Bulldog Investors, LLC: Major Shareholders
4
Wednesday, 4/8/2015
STUART JOHN EDWARD: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/8/2015
Flynn Terence B: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/8/2015
Felton Gregg J: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/8/2015
Sell Michael J.: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/8/2015
BIDERMAN MARK C: Statement of changes in beneficial ownership of securities
4
Monday, 3/2/2015
Felton Gregg J: Statement of changes in beneficial ownership of securities
4
Monday, 3/2/2015
STUART JOHN EDWARD: Statement of changes in beneficial ownership of securities
4
Monday, 12/8/2014
STUART JOHN EDWARD: Statement of changes in beneficial ownership of securities
4
Monday, 12/8/2014
Sell Michael J.: Statement of changes in beneficial ownership of securities
4
Monday, 12/8/2014
Felton Gregg J: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/18/2014
COHEN EDWARD H: Statement of changes in beneficial ownership of securities
4
Friday, 11/14/2014
Sell Michael J.: Statement of changes in beneficial ownership of securities
4
Thursday, 9/25/2014
ORTWEIN THOMAS A JR: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/24/2014
BIDERMAN MARK C: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/24/2014
Flynn Terence B: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/23/2014
Felton Gregg J: Statement of changes in beneficial ownership of securities
4
Monday, 9/22/2014
Felton Gregg J: Statement of changes in beneficial ownership of securities
4
Monday, 9/22/2014
STUART JOHN EDWARD: Statement of changes in beneficial ownership of securities
3
Friday, 8/15/2014
Flynn Terence B: Initial statement of beneficial ownership of securities
4
Monday, 6/23/2014
STUART JOHN EDWARD: Statement of changes in beneficial ownership of securities
4
Monday, 6/23/2014
Felton Gregg J: Statement of changes in beneficial ownership of securities
4
Thursday, 3/6/2014
ORTWEIN THOMAS A JR: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/4/2014
ORTWEIN THOMAS A JR: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/18/2013
Felton Gregg J: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/17/2013
ORTWEIN THOMAS A JR: Statement of changes in beneficial ownership of securities
4
Monday, 12/16/2013
STUART JOHN EDWARD: Statement of changes in beneficial ownership of securities
4
Thursday, 12/12/2013
STUART JOHN EDWARD: Statement of changes in beneficial ownership of securities
4
Thursday, 12/12/2013
Felton Gregg J: Statement of changes in beneficial ownership of securities
4
Monday, 12/9/2013
ORTWEIN THOMAS A JR: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/4/2013
Felton Gregg J: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/19/2013
Felton Gregg J: Statement of changes in beneficial ownership of securities
3
Wednesday, 11/13/2013
Felton Gregg J: Initial statement of beneficial ownership of securities
3
Monday, 9/30/2013
Sell Michael J.: Initial statement of beneficial ownership of securities
4
Monday, 9/30/2013
Vastardis William E: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/20/2013
ORTWEIN THOMAS A JR: Statement of changes in beneficial ownership of securities
SC 13G/A
Thursday, 2/14/2013
HIGHBRACE PARTNERS LP: Major Shareholders
SC 13G
Thursday, 2/14/2013
Solid Rock Management Ltd: Major Shareholders
SC 13G
Monday, 2/11/2013
ABSOLUTE RETURN PARTNERS LLP: Major Shareholders
4
Thursday, 12/6/2012
STUART JOHN EDWARD: Statement of changes in beneficial ownership of securities
4
Friday, 11/16/2012
COHEN EDWARD H: Statement of changes in beneficial ownership of securities
4
Thursday, 11/15/2012
STUART JOHN EDWARD: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 2/13/2012
ABSOLUTE RETURN PARTNERS LLP: Major Shareholders
SC 13G/A
Monday, 2/13/2012
HIGHBRACE PARTNERS LP: Major Shareholders
SC 13G/A
Monday, 2/13/2012
Solid Rock Management Ltd: Major Shareholders
4
Friday, 12/16/2011
STUART JOHN EDWARD: Statement of changes in beneficial ownership of securities
4/A
Wednesday, 11/16/2011
STUART JOHN EDWARD: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/16/2011
COHEN EDWARD H: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/15/2011
STUART JOHN EDWARD: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/15/2011
COHEN EDWARD H: Statement of changes in beneficial ownership of securities
4/A
Friday, 9/9/2011
STUART JOHN EDWARD: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/15/2011
STUART JOHN EDWARD: Statement of changes in beneficial ownership of securities
4
Friday, 6/10/2011
STUART JOHN EDWARD: Statement of changes in beneficial ownership of securities
4
Friday, 3/18/2011
STUART JOHN EDWARD: Statement of changes in beneficial ownership of securities
SC 13G
Monday, 2/14/2011
ARIS MULTI-STRATEGY LENDING FUND, LTD: Major Shareholders
SC 13G
Monday, 2/14/2011
HIGHBRACE PARTNERS LP: Major Shareholders
SC 13G
Monday, 2/14/2011
BANK FRICK & CO. AG: Major Shareholders
SC 13G
Monday, 2/14/2011
ABSOLUTE RETURN PARTNERS LLP: Major Shareholders
SC 13G
Friday, 2/11/2011
Solid Rock Management Ltd: Major Shareholders
4
Friday, 11/26/2010
COHEN EDWARD H: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/17/2010
STUART JOHN EDWARD: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/14/2010
STUART JOHN EDWARD: Statement of changes in beneficial ownership of securities
4
Friday, 9/3/2010
BIDERMAN MARK C: Statement of changes in beneficial ownership of securities
3/A
Friday, 9/3/2010
STUART JOHN EDWARD: Initial statement of beneficial ownership of securities
4
Friday, 9/3/2010
STUART JOHN EDWARD: Statement of changes in beneficial ownership of securities
3
Tuesday, 8/31/2010
COHEN EDWARD H: Initial statement of beneficial ownership of securities
3
Tuesday, 8/31/2010
STUART JOHN EDWARD: Initial statement of beneficial ownership of securities
3
Tuesday, 8/31/2010
BIDERMAN MARK C: Initial statement of beneficial ownership of securities
3
Tuesday, 8/31/2010
Faia Salvatore Rocco: Initial statement of beneficial ownership of securities
3
Tuesday, 8/31/2010
ORTWEIN THOMAS A JR: Initial statement of beneficial ownership of securities
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Tuesday, 8/31/2010
Vastardis William E: Initial statement of beneficial ownership of securities
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