Great Elm Group, Inc.

Quarterly Report for period ending 2023-12-31

Quarterly Report for period ending 2023-09-30

Annual Report for period ending 2023-06-30

Quarterly Report for period ending 2023-03-31

Quarterly Report for period ending 2022-12-31

Quarterly Report for period ending 2022-09-30

Annual Report for period ending 2022-06-30

Quarterly Report for period ending 2022-03-31

Quarterly Report for period ending 2021-12-31

Quarterly Report for period ending 2021-09-30

Current report filing

Current report filing

Current report filing

Current report filing

Current report filing

Current report filing

Current report filing

Current report filing

Current report filing

Current report filing

Filing for proposed sale of securities under Rule 144

Filing for proposed sale of securities under Rule 144

Annual report to security holders

Applications under the Investment Company Act other than those reviewed by Office of Insurance Products

Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)

Certification by an exchange approving securities for listing

Notice of Effectiveness

A correspondence can be sent as a document with another submission type or can be sent as a separate submission.

A correspondence can be sent as a document with another submission type or can be sent as a separate submission.

Notice of Effectiveness

Great Elm Capital Corp.: Major Shareholders

PC Elfun LLC: Major Shareholders

Northern Right Capital Management, L.P.: Major Shareholders

Parmelee James P: Statement of changes in beneficial ownership of securities

Scheyer Eric J: Statement of changes in beneficial ownership of securities

Drapkin Matthew A: Statement of changes in beneficial ownership of securities

Matter David: Statement of changes in beneficial ownership of securities

Hugar James H: Statement of changes in beneficial ownership of securities

LONG BALL PARTNERS LLC: Statement of changes in beneficial ownership of securities

LONG BALL PARTNERS LLC: Statement of changes in beneficial ownership of securities

Initial registration statement for securities to be offered to employees pursuant to employee benefit plans

Prospectus filed pursuant to Rule 424(b)(1)

Filing under Securities Act Rules 163/433 of free writing prospectuses

General form of registration statement for all companies including face-amount certificate companies

General form of registration statement for all companies including face-amount certificate companies

General form of registration statement for all companies including face-amount certificate companies

Initial registration statement for securities to be offered to employees pursuant to employee benefit plans

Prospectus filed pursuant to Rule 424(b)(3)

Registration statement for specified transactions by certain issuers

Registration statement for specified transactions by certain issuers

Definitive proxy statements

Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.

Definitive proxy statements

Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.

Preliminary proxy statement not related to a contested matter or merger/acquisition

Definitive proxy statements

Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.

Definitive proxy statements

Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.