Stone Ridge Trust IV

Related Filers (53)

Other (42)

40-17G
Friday, 6/3/2022
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
486BPOS
Thursday, 2/24/2022
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
N-PX
Monday, 8/30/2021
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17G/A
Friday, 7/16/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Friday, 5/14/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
486BPOS
Wednesday, 2/24/2021
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
N-PX
Friday, 8/28/2020
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17G
Wednesday, 5/20/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497
Thursday, 3/19/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497J
Monday, 3/2/2020
Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497
486BPOS
Friday, 2/28/2020
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
N-PX
Monday, 8/26/2019
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17G
Thursday, 3/21/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497J
Friday, 3/1/2019
Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497
486BPOS
Wednesday, 2/27/2019
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
40-APP/A
Friday, 8/31/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-PX
Wednesday, 8/22/2018
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
APP WD
Wednesday, 7/18/2018
Withdrawal of an application for exemptive or other relief from the federal securities laws
40-APP
Friday, 4/27/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-17G
Friday, 4/20/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497J
Friday, 3/2/2018
Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497
486BPOS
Wednesday, 2/28/2018
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Tuesday, 2/27/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-APP
Wednesday, 2/7/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
NSAR-B
Tuesday, 1/2/2018
Annual report for management companies filed on Form N-SAR
486APOS
Tuesday, 12/26/2017
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(a) (this filing cannot be submitted as a 1940 Act only filing)
N-PX
Thursday, 8/17/2017
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
497
Thursday, 8/3/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
NSAR-A
Thursday, 6/29/2017
Semi-annual report for management companies filed on Form N-SAR
40-17G
Wednesday, 4/5/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NSAR-B
Thursday, 3/9/2017
Annual report for management companies filed on Form N-SAR
497J
Friday, 3/3/2017
Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497
486BPOS
Tuesday, 2/28/2017
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
497
Wednesday, 10/26/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
CORRESP
Friday, 10/21/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 10/21/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Friday, 10/21/2016
Initial filing of a registration statement on Form N-2 for closed-end investment companies
EFFECT
Friday, 10/21/2016
Notice of Effectiveness
N-2/A
Tuesday, 9/6/2016
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Tuesday, 9/6/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-8A
Tuesday, 10/20/2015
Initial notification of registration under Section 8(a) filed on Form N-8A
N-2
Tuesday, 10/20/2015
Initial filing of a registration statement on Form N-2 for closed-end investment companies
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