ALPS DISTRIBUTORS INC
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Other (155)
40-APP
Wednesday, 2/9/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Tuesday, 5/25/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Monday, 12/21/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 8/14/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Tuesday, 4/28/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Thursday, 1/16/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP WD
Thursday, 11/14/2019
Withdrawal of an application for exemptive or other relief from the federal securities laws
40-APP
Friday, 4/5/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP WD
Wednesday, 7/18/2018
Withdrawal of an application for exemptive or other relief from the federal securities laws
40-APP/A
Thursday, 7/12/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Monday, 7/2/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 5/25/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Tuesday, 4/10/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 3/16/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 2/7/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Monday, 1/22/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 1/12/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Tuesday, 11/21/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Monday, 10/2/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 8/11/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 6/23/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Thursday, 3/23/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Tuesday, 1/10/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 10/13/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 8/24/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 6/29/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 3/30/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Tuesday, 3/22/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 3/11/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 2/3/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 1/8/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 12/23/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 12/23/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Tuesday, 11/10/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Tuesday, 7/21/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 2/13/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Tuesday, 1/20/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Tuesday, 1/20/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Tuesday, 12/23/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Tuesday, 12/23/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Tuesday, 11/18/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Tuesday, 11/4/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 10/23/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 10/3/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 9/24/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 7/30/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 7/30/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 7/25/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 3/21/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Tuesday, 3/18/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 2/7/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 1/29/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Tuesday, 1/21/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 1/3/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 11/21/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Monday, 10/21/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Tuesday, 10/15/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Thursday, 8/29/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 7/17/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 6/6/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Monday, 3/18/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP WD
Thursday, 2/28/2013
Withdrawal of an application for exemptive or other relief from the federal securities laws
APP WD
Thursday, 2/28/2013
Withdrawal of an application for exemptive or other relief from the federal securities laws
APP WD
Wednesday, 2/6/2013
Withdrawal of an application for exemptive or other relief from the federal securities laws
40-APP
Friday, 1/25/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 1/9/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 12/19/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Tuesday, 12/18/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 10/26/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Monday, 8/27/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 6/14/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 6/13/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Monday, 6/11/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 4/6/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 3/2/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 3/1/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Monday, 1/23/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 1/20/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 9/30/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Monday, 9/12/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Thursday, 9/8/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Monday, 8/29/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP ORDR
Wednesday, 7/20/2011
None
40-APP
Wednesday, 7/13/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP NTC
Thursday, 6/23/2011
None
40-APP/A
Thursday, 5/19/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP NTC
Tuesday, 5/17/2011
None
APP ORDR
Tuesday, 5/17/2011
None
40-APP/A
Thursday, 4/28/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 4/20/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 4/15/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 3/30/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 1/6/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Thursday, 10/14/2010
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Tuesday, 8/25/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Tuesday, 6/23/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
CORRESP
Tuesday, 6/23/2009
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-APP/A
Wednesday, 1/28/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 1/7/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 11/19/2008
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products