Stone Ridge Trust III

Related Filers (51)

Other (111)

N-8F ORDR
Friday, 6/11/2021
None
N-8F NTC
Monday, 5/24/2021
None
N-8F/A
Wednesday, 4/14/2021
Application for deregistration made on Form N-8F
N-8F
Thursday, 2/18/2021
Application for deregistration made on Form N-8F
N-CEN
Thursday, 1/14/2021
Annual Report for Registered Investment Companies
N-CSR
Monday, 1/11/2021
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
40-17F2
Friday, 1/8/2021
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
N-PX
Friday, 1/8/2021
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P
Wednesday, 12/30/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17F2
Monday, 10/19/2020
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
NPORT-P
Tuesday, 9/29/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-23C3A
Friday, 9/18/2020
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
497
Tuesday, 9/8/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-PX
Friday, 8/28/2020
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
497
Thursday, 8/13/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-CSRS
Monday, 7/6/2020
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Monday, 6/29/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-23C3A
Friday, 6/19/2020
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
40-17G
Wednesday, 5/20/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NPORT-P
Friday, 3/27/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
497
Thursday, 3/19/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-23C3A
Thursday, 3/19/2020
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
40-17F2
Friday, 3/6/2020
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
497J
Monday, 3/2/2020
Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497
486BPOS
Friday, 2/28/2020
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
N-CEN
Tuesday, 1/14/2020
Annual Report for Registered Investment Companies
N-CSR
Thursday, 1/9/2020
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Monday, 12/30/2019
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-23C3A
Friday, 12/20/2019
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
40-17F2
Friday, 12/6/2019
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Wednesday, 10/23/2019
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
NPORT-EX
Monday, 9/30/2019
Portfolio Holdings Exhibit to Form N-PORT
N-23C3A
Friday, 9/20/2019
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-PX
Monday, 8/26/2019
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17F2
Thursday, 7/25/2019
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
N-CSRS
Wednesday, 7/3/2019
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-23C3A
Friday, 6/21/2019
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-Q
Monday, 4/1/2019
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-23C3A
Friday, 3/22/2019
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
40-17G
Thursday, 3/21/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497J
Friday, 3/1/2019
Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497
N-2
Wednesday, 2/27/2019
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-CEN
Monday, 1/14/2019
Annual Report for Registered Investment Companies
N-CSR/A
Friday, 1/11/2019
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-CSR
Tuesday, 1/8/2019
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-23C3A
Friday, 12/14/2018
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-Q
Monday, 10/1/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-23C3A
Friday, 9/14/2018
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
40-APP/A
Friday, 8/31/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-PX
Wednesday, 8/22/2018
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
APP WD
Wednesday, 7/18/2018
Withdrawal of an application for exemptive or other relief from the federal securities laws
N-CSRS
Friday, 7/6/2018
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-23C3A
Friday, 6/15/2018
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
497
Monday, 5/14/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
40-APP
Friday, 4/27/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-17G
Friday, 4/20/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Monday, 4/2/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-23C3A
Friday, 3/16/2018
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
497J
Friday, 3/2/2018
Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497
N-2
Wednesday, 2/28/2018
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Friday, 2/23/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-APP
Wednesday, 2/7/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-CSR
Monday, 1/8/2018
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Tuesday, 1/2/2018
Annual report for management companies filed on Form N-SAR
486APOS
Wednesday, 12/20/2017
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(a) (this filing cannot be submitted as a 1940 Act only filing)
N-23C3A
Friday, 12/15/2017
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-Q
Friday, 9/29/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-23C3A
Friday, 9/15/2017
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-PX
Thursday, 8/17/2017
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
497
Thursday, 8/3/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-CSRS
Monday, 7/10/2017
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 6/29/2017
Semi-annual report for management companies filed on Form N-SAR
N-23C3A
Friday, 6/16/2017
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
40-17G
Wednesday, 4/5/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Monday, 4/3/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-23C3A
Friday, 3/17/2017
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
497J
Friday, 3/3/2017
Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497
N-2
Tuesday, 2/28/2017
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-CSR/A
Tuesday, 2/7/2017
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-CSR
Monday, 1/9/2017
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Friday, 12/30/2016
Annual report for management companies filed on Form N-SAR
N-23C3A
Friday, 12/16/2016
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-Q
Thursday, 9/29/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-23C3A
Friday, 9/9/2016
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-PX
Wednesday, 8/17/2016
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Friday, 7/8/2016
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Wednesday, 6/29/2016
Semi-annual report for management companies filed on Form N-SAR
497
Friday, 6/17/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-23C3A
Friday, 6/17/2016
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
40-17G
Friday, 4/1/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Thursday, 3/31/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-23C3A
Friday, 3/18/2016
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
497
Thursday, 3/3/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
486BPOS
Friday, 2/26/2016
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
N-CSR
Friday, 1/8/2016
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Wednesday, 12/30/2015
Annual report for management companies filed on Form N-SAR
N-23C3A
Friday, 12/18/2015
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-Q
Tuesday, 9/29/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-23C3A
Friday, 9/18/2015
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-PX
Tuesday, 8/18/2015
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
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Prospectus (5)

425
Wednesday, 12/2/2020
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Tuesday, 10/20/2020
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Thursday, 9/10/2020
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Tuesday, 9/8/2020
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Thursday, 8/13/2020
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
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