Pathway Capital Opportunity Fund, Inc.
Related Filers (18)
- Priority Income Fund, Inc. (9)
- Pathway Capital Opportunity Fund Management, LLC (6)
- Prospect Capital Management L.P. (4)
- Priority Senior Secured Income Management, LLC (4)
- PROSPECT CAPITAL CORP (4)
- Triton Pacific Investment Corporation, Inc. (4)
- BEHRINGER HARVARD HOLDINGS LLC (3)
- Prospect Capital Funding LLC (3)
- Barry John F (2)
- AISNER ROBERT S (2)
- Cohen Michael D (2)
- Eliasek M Grier (1)
- OSWALD BRIAN H (1)
- Gremp William (1)
- Cooper Andrew C. (1)
- Stark Eugene S (1)
- Van Dask Kristin Lea (1)
- National Property REIT Corp. (1)
- Show More ...
Other (112)
N-8F ORDR
Tuesday, 3/2/2021
None
N-8F NTC
Thursday, 2/4/2021
None
N-8F/A
Wednesday, 1/13/2021
Application for deregistration made on Form N-8F
N-8F
Wednesday, 11/4/2020
Application for deregistration made on Form N-8F
N-CSRS
Thursday, 2/28/2019
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-23C3A
Monday, 12/31/2018
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-Q
Wednesday, 11/21/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-APP
Friday, 11/16/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-23C3A
Friday, 9/28/2018
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-CEN
Wednesday, 9/12/2018
Annual Report for Registered Investment Companies
N-CSR
Wednesday, 8/29/2018
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-23C3A/A
Tuesday, 7/3/2018
None
40-17G
Thursday, 6/28/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-23C3A
Friday, 6/22/2018
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-Q
Wednesday, 5/30/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
497
Tuesday, 5/22/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
40-APP
Wednesday, 4/18/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
497
Wednesday, 4/4/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-23C3A
Friday, 3/23/2018
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
497
Thursday, 3/15/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-CSR
Thursday, 3/1/2018
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 3/1/2018
Semi-annual report for management companies filed on Form N-SAR
N-23C3A
Friday, 12/22/2017
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
497
Thursday, 11/30/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-Q
Wednesday, 11/29/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
497AD
Tuesday, 11/7/2017
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Thursday, 11/2/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
CORRESP
Tuesday, 10/31/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Tuesday, 10/31/2017
Notice of Effectiveness
N-2/A
Monday, 10/30/2017
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Friday, 10/27/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 10/10/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Tuesday, 10/10/2017
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2/A
Friday, 9/22/2017
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Thursday, 9/7/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
497
Thursday, 8/31/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
NSAR-B
Tuesday, 8/29/2017
Annual report for management companies filed on Form N-SAR
N-CSR
Tuesday, 8/29/2017
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-2
Thursday, 7/27/2017
Initial filing of a registration statement on Form N-2 for closed-end investment companies
497
Wednesday, 7/26/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-Q
Tuesday, 5/30/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
497
Tuesday, 3/14/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-CSRS
Wednesday, 3/1/2017
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Wednesday, 3/1/2017
Semi-annual report for management companies filed on Form N-SAR
40-17G
Tuesday, 1/31/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497
Friday, 1/27/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Thursday, 12/15/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Thursday, 12/8/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Tuesday, 11/29/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-Q
Monday, 11/21/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
497
Friday, 10/28/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Friday, 10/28/2016
Notice of Effectiveness
CORRESP
Thursday, 10/27/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Wednesday, 10/19/2016
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Wednesday, 10/19/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
497
Wednesday, 10/12/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS 8C
Friday, 9/2/2016
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
NSAR-B
Monday, 8/29/2016
Annual report for management companies filed on Form N-SAR
N-CSR
Monday, 8/29/2016
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-Q
Friday, 5/27/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
497
Friday, 4/1/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Thursday, 3/31/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS EX
Thursday, 3/31/2016
Post-effective amendment filed solely to add exhibits to a registration statement
497
Monday, 2/29/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
NSAR-A
Monday, 2/29/2016
Semi-annual report for management companies filed on Form N-SAR
N-CSRS
Friday, 2/26/2016
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
497
Thursday, 12/3/2015
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-Q
Monday, 11/30/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
POS EX
Tuesday, 11/10/2015
Post-effective amendment filed solely to add exhibits to a registration statement
497
Wednesday, 11/4/2015
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Wednesday, 11/4/2015
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Wednesday, 11/4/2015
Notice of Effectiveness
CORRESP
Friday, 10/30/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 10/30/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Wednesday, 10/21/2015
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
40-17G
Tuesday, 10/13/2015
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497
Wednesday, 9/30/2015
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS 8C
Wednesday, 9/2/2015
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
497
Tuesday, 9/1/2015
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
NSAR-B
Friday, 8/28/2015
Annual report for management companies filed on Form N-SAR
N-CSR
Friday, 8/28/2015
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-Q
Tuesday, 5/5/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Friday, 4/17/2015
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497
Wednesday, 3/4/2015
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-CSRS
Friday, 2/27/2015
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Friday, 2/27/2015
Semi-annual report for management companies filed on Form N-SAR
497
Friday, 12/19/2014
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS EX
Thursday, 12/18/2014
Post-effective amendment filed solely to add exhibits to a registration statement
497
Thursday, 12/18/2014
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-Q
Tuesday, 10/28/2014
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
POS EX
Friday, 9/19/2014
Post-effective amendment filed solely to add exhibits to a registration statement
497
Friday, 9/19/2014
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Friday, 9/19/2014
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Monday, 9/8/2014
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Wednesday, 9/3/2014
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
EFFECT
Tuesday, 9/2/2014
Notice of Effectiveness
CORRESP
Friday, 8/29/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Tuesday, 8/26/2014
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2/A
Friday, 8/15/2014
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Friday, 8/15/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
Ownership (17)
3
Friday, 4/13/2018
Van Dask Kristin Lea: Initial statement of beneficial ownership of securities
4
Friday, 8/11/2017
Cohen Michael D: Statement of changes in beneficial ownership of securities
3
Friday, 8/11/2017
AISNER ROBERT S: Initial statement of beneficial ownership of securities
3
Friday, 8/11/2017
Cohen Michael D: Initial statement of beneficial ownership of securities
4
Friday, 8/11/2017
AISNER ROBERT S: Statement of changes in beneficial ownership of securities
3
Thursday, 8/10/2017
Stark Eugene S: Initial statement of beneficial ownership of securities
3
Thursday, 8/10/2017
Pathway Energy Infrastructure Management, LLC: Initial statement of beneficial ownership of securities
4
Thursday, 8/10/2017
Barry John F: Statement of changes in beneficial ownership of securities
3
Thursday, 8/10/2017
Barry John F: Initial statement of beneficial ownership of securities
3
Thursday, 8/10/2017
Cooper Andrew C.: Initial statement of beneficial ownership of securities
3
Thursday, 8/10/2017
Eliasek M Grier: Initial statement of beneficial ownership of securities
3
Thursday, 8/10/2017
OSWALD BRIAN H: Initial statement of beneficial ownership of securities
4
Thursday, 8/10/2017
Pathway Energy Infrastructure Management, LLC: Statement of changes in beneficial ownership of securities
3
Thursday, 8/10/2017
Gremp William: Initial statement of beneficial ownership of securities
SC 13G/A
Tuesday, 2/14/2017
BEHRINGER HARVARD HOLDINGS LLC: Major Shareholders
3
Wednesday, 9/2/2015
BEHRINGER HARVARD HOLDINGS LLC: Initial statement of beneficial ownership of securities
SC 13G
Wednesday, 9/2/2015
BEHRINGER HARVARD HOLDINGS LLC: Major Shareholders
Prospectus (19)
425
Wednesday, 3/20/2019
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 3/8/2019
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 3/8/2019
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 3/8/2019
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 3/1/2019
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 3/1/2019
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 3/1/2019
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Thursday, 8/16/2018
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Monday, 8/13/2018
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
SC TO-I/A
Friday, 10/27/2017
Issuer tender offer statement
SC TO-I
Friday, 9/15/2017
Issuer tender offer statement
SC TO-I/A
Friday, 7/28/2017
Issuer tender offer statement
SC TO-I
Thursday, 6/15/2017
Issuer tender offer statement
SC TO-I/A
Thursday, 4/27/2017
Issuer tender offer statement
SC TO-I
Wednesday, 3/15/2017
Issuer tender offer statement
SC TO-I/A
Thursday, 1/26/2017
Issuer tender offer statement
SC TO-I
Thursday, 12/15/2016
Issuer tender offer statement
SC TO-I/A
Tuesday, 11/1/2016
Issuer tender offer statement
SC TO-I
Wednesday, 9/14/2016
Issuer tender offer statement
Proxies (8)
DEFA14A
Wednesday, 9/20/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Monday, 9/18/2017
Definitive proxy statements
PRE 14A
Friday, 8/11/2017
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Tuesday, 11/15/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 11/14/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 9/29/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Thursday, 9/15/2016
Definitive proxy statements
DEF 14A
Tuesday, 9/15/2015
Definitive proxy statements