Prospect Floating Rate & Alternative Income Fund, Inc.

Related Filers (21)

Financials (51)

10-Q
Monday, 2/12/2024
Quarterly Report for period ending 2023-12-31
10-Q
Tuesday, 11/14/2023
Quarterly Report for period ending 2023-09-30
10-K
Wednesday, 9/27/2023
Annual Report for period ending 2023-06-30
10-Q
Wednesday, 5/10/2023
Quarterly Report for period ending 2023-03-31
10-Q
Monday, 2/13/2023
Quarterly Report for period ending 2022-12-31
10-Q
Monday, 11/14/2022
Quarterly Report for period ending 2022-09-30
10-K
Tuesday, 9/6/2022
Annual Report for period ending 2022-06-30
10-Q
Tuesday, 5/10/2022
Quarterly Report for period ending 2022-03-31
10-Q
Tuesday, 2/8/2022
Quarterly Report for period ending 2021-12-31
10-Q
Monday, 11/8/2021
Quarterly Report for period ending 2021-09-30
10-K
Friday, 8/27/2021
Annual Report for period ending 2021-06-30
10-Q
Tuesday, 5/11/2021
Quarterly Report for period ending 2021-03-31
10-Q
Tuesday, 2/16/2021
Quarterly Report for period ending 2020-12-31
10-Q
Thursday, 11/12/2020
Quarterly Report for period ending 2020-09-30
10-K
Thursday, 8/27/2020
Annual Report for period ending 2020-06-30
10-K/A
Friday, 6/19/2020
Annual Report for period ending 2019-06-30
10-Q
Friday, 5/15/2020
Quarterly Report for period ending 2020-03-31
10-Q
Wednesday, 2/12/2020
Quarterly Report for period ending 2019-12-31
10-Q
Wednesday, 11/13/2019
Quarterly Report for period ending 2019-09-30
10-K
Friday, 9/27/2019
Annual Report for period ending 2019-06-30
10-Q
Friday, 5/17/2019
Quarterly Report for period ending 2019-03-31
NT 10-Q
Thursday, 5/16/2019
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2019-03-31
10-K
Friday, 3/29/2019
Annual Report for period ending 2018-12-31
10-Q
Wednesday, 11/14/2018
Quarterly Report for period ending 2018-09-30
10-Q
Tuesday, 8/14/2018
Quarterly Report for period ending 2018-06-30
10-K/A
Monday, 7/2/2018
Annual Report for period ending 2017-12-31
10-Q
Tuesday, 5/15/2018
Quarterly Report for period ending 2018-03-31
10-K/A
Monday, 4/30/2018
Annual Report for period ending 2017-12-31
10-K
Monday, 4/2/2018
Annual Report for period ending 2017-12-31
10-Q
Tuesday, 11/14/2017
Quarterly Report for period ending 2017-09-30
10-Q
Monday, 8/14/2017
Quarterly Report for period ending 2017-06-30
10-Q
Friday, 5/12/2017
Quarterly Report for period ending 2017-03-31
10-K
Monday, 3/27/2017
Annual Report for period ending 2016-12-31
10-Q
Monday, 11/14/2016
Quarterly Report for period ending 2016-09-30
10-Q
Monday, 8/15/2016
Quarterly Report for period ending 2016-06-30
10-Q
Monday, 5/16/2016
Quarterly Report for period ending 2016-03-31
10-K
Wednesday, 3/30/2016
Annual Report for period ending 2015-12-31
10-Q
Monday, 11/16/2015
Quarterly Report for period ending 2015-09-30
10-Q
Friday, 8/14/2015
Quarterly Report for period ending 2015-06-30
10-Q
Friday, 5/15/2015
Quarterly Report for period ending 2015-03-31
10-K
Tuesday, 3/31/2015
Annual Report for period ending 2014-12-31
10-Q
Wednesday, 11/19/2014
Quarterly Report for period ending 2014-09-30
NT 10-Q
Thursday, 11/13/2014
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2014-09-30
10-Q
Thursday, 8/14/2014
Quarterly Report for period ending 2014-06-30
10-Q
Thursday, 5/15/2014
Quarterly Report for period ending 2014-03-31
10-K
Monday, 3/31/2014
Annual Report for period ending 2013-12-31
10-Q
Thursday, 11/14/2013
Quarterly Report for period ending 2013-09-30
10-Q
Wednesday, 8/14/2013
Quarterly Report for period ending 2013-06-30
10-Q
Wednesday, 5/15/2013
Quarterly Report for period ending 2013-03-31
10-K
Friday, 3/29/2013
Annual Report for period ending 2012-12-31
10-Q
Tuesday, 11/13/2012
Quarterly Report for period ending 2012-09-30
Show More

News (121)

8-K
Friday, 2/2/2024
Current report filing
8-K
Wednesday, 1/24/2024
Current report filing
8-K
Monday, 12/18/2023
Current report filing
8-K
Monday, 10/23/2023
Current report filing
8-K
Friday, 9/29/2023
Current report filing
8-K
Tuesday, 7/25/2023
Current report filing
8-K
Tuesday, 6/20/2023
Current report filing
8-K
Wednesday, 5/24/2023
Current report filing
8-K
Tuesday, 4/25/2023
Current report filing
8-K
Tuesday, 3/28/2023
Current report filing
8-K
Thursday, 2/23/2023
Current report filing
8-K
Monday, 12/5/2022
Current report filing
8-K
Wednesday, 9/21/2022
Current report filing
8-K
Thursday, 9/8/2022
Current report filing
8-K
Tuesday, 7/12/2022
Current report filing
8-K
Thursday, 3/3/2022
Current report filing
8-K
Tuesday, 1/11/2022
Current report filing
8-K
Monday, 12/6/2021
Current report filing
8-K
Monday, 11/15/2021
Current report filing
8-K
Wednesday, 9/1/2021
Current report filing
8-K
Wednesday, 7/7/2021
Current report filing
8-K
Thursday, 5/13/2021
Current report filing
8-K
Wednesday, 4/21/2021
Current report filing
8-K
Friday, 4/2/2021
Current report filing
8-K
Friday, 2/19/2021
Current report filing
8-K
Tuesday, 2/16/2021
Current report filing
8-K
Friday, 1/15/2021
Current report filing
8-K
Thursday, 11/12/2020
Current report filing
8-K
Friday, 9/11/2020
Current report filing
8-K
Tuesday, 9/1/2020
Current report filing
8-K
Thursday, 8/13/2020
Current report filing
8-K
Monday, 8/10/2020
Current report filing
8-K
Thursday, 5/28/2020
Current report filing
8-K
Wednesday, 5/20/2020
Current report filing
8-K
Tuesday, 2/18/2020
Current report filing
8-K
Monday, 1/27/2020
Current report filing
8-K
Thursday, 12/5/2019
Current report filing
8-K
Monday, 11/18/2019
Current report filing
8-K
Monday, 10/7/2019
Current report filing
8-K
Monday, 9/23/2019
Current report filing
8-K
Friday, 9/13/2019
Current report filing
8-K
Thursday, 6/20/2019
Current report filing
8-K/A
Friday, 6/14/2019
Current report filing
8-K
Wednesday, 5/22/2019
Current report filing
8-K
Wednesday, 5/8/2019
Current report filing
8-K
Friday, 4/26/2019
Current report filing
8-K
Tuesday, 4/9/2019
Current report filing
8-K
Wednesday, 4/3/2019
Current report filing
8-K
Monday, 4/1/2019
Current report filing
8-K
Wednesday, 3/27/2019
Current report filing
8-K
Wednesday, 3/20/2019
Current report filing
8-K
Friday, 3/1/2019
Current report filing
8-K
Tuesday, 1/22/2019
Current report filing
8-K
Friday, 12/21/2018
Current report filing
8-K
Wednesday, 11/21/2018
Current report filing
8-K
Thursday, 11/15/2018
Current report filing
8-K
Wednesday, 10/24/2018
Current report filing
8-K
Wednesday, 9/26/2018
Current report filing
8-K
Wednesday, 8/22/2018
Current report filing
8-K
Thursday, 8/16/2018
Current report filing
8-K
Wednesday, 8/15/2018
Current report filing
8-K
Thursday, 7/26/2018
Current report filing
8-K
Tuesday, 6/26/2018
Current report filing
8-K
Friday, 5/25/2018
Current report filing
8-K
Tuesday, 4/24/2018
Current report filing
8-K
Monday, 4/23/2018
Current report filing
8-K
Thursday, 4/5/2018
Current report filing
8-K
Wednesday, 3/28/2018
Current report filing
8-K
Monday, 2/26/2018
Current report filing
8-K
Thursday, 1/25/2018
Current report filing
8-K
Thursday, 12/21/2017
Current report filing
8-K
Wednesday, 11/22/2017
Current report filing
8-K
Thursday, 11/16/2017
Current report filing
8-K
Monday, 10/23/2017
Current report filing
8-K/A
Monday, 10/2/2017
Current report filing
8-K
Thursday, 9/28/2017
Current report filing
8-K
Monday, 8/28/2017
Current report filing
8-K
Tuesday, 8/15/2017
Current report filing
8-K
Friday, 7/14/2017
Current report filing
8-K
Wednesday, 6/21/2017
Current report filing
8-K
Wednesday, 6/14/2017
Current report filing
8-K
Tuesday, 5/23/2017
Current report filing
8-K
Friday, 5/12/2017
Current report filing
8-K
Tuesday, 4/25/2017
Current report filing
8-K
Monday, 3/27/2017
Current report filing
8-K
Tuesday, 3/21/2017
Current report filing
8-K
Thursday, 2/23/2017
Current report filing
8-K
Thursday, 1/26/2017
Current report filing
8-K
Tuesday, 12/20/2016
Current report filing
8-K
Wednesday, 11/23/2016
Current report filing
8-K
Friday, 11/18/2016
Current report filing
8-K
Monday, 10/24/2016
Current report filing
8-K
Monday, 10/17/2016
Current report filing
8-K
Wednesday, 9/21/2016
Current report filing
8-K
Tuesday, 8/23/2016
Current report filing
8-K
Wednesday, 7/20/2016
Current report filing
8-K
Tuesday, 6/21/2016
Current report filing
8-K
Wednesday, 5/18/2016
Current report filing
8-K
Wednesday, 4/20/2016
Current report filing
8-K
Thursday, 3/24/2016
Current report filing
Show More

Other (187)

D
Friday, 2/2/2024
Exempt (Private) Offering
N-2/A
Tuesday, 1/23/2024
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2
Wednesday, 9/13/2023
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-17G
Thursday, 8/17/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
CORRESP
Wednesday, 2/22/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
APP ORDR
Wednesday, 2/8/2023
None
APP NTC
Wednesday, 2/8/2023
None
40-APP/A
Tuesday, 12/13/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP NTC
Tuesday, 11/22/2022
None
APP WD
Thursday, 10/6/2022
Withdrawal of an application for exemptive or other relief from the federal securities laws
40-APP
Wednesday, 10/5/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 9/14/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP WD
Friday, 7/29/2022
Withdrawal of an application for exemptive or other relief from the federal securities laws
40-17G
Wednesday, 7/20/2022
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-APP/A
Friday, 6/3/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 5/13/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 4/29/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 1/21/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP WD/A
Friday, 8/20/2021
None
APP WD/A
Thursday, 8/19/2021
None
APP WD
Friday, 8/13/2021
Withdrawal of an application for exemptive or other relief from the federal securities laws
40-APP
Thursday, 8/5/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-17G
Thursday, 7/22/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
EFFECT
Friday, 3/26/2021
Notice of Effectiveness
CORRESP
Monday, 3/1/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Friday, 2/19/2021
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
486BPOS
Tuesday, 10/27/2020
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
POS 8C
Wednesday, 8/26/2020
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
EFFECT
Wednesday, 8/26/2020
Notice of Effectiveness
CORRESP
Tuesday, 8/25/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Tuesday, 8/25/2020
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
POS 8C
Thursday, 8/6/2020
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
40-APP/A
Friday, 7/10/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
497
Thursday, 6/25/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Wednesday, 6/24/2020
Notice of Effectiveness
POS 8C
Tuesday, 6/23/2020
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Tuesday, 6/23/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
497
Monday, 5/18/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Monday, 5/4/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
40-17G
Monday, 5/4/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
POS 8C
Wednesday, 4/1/2020
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Tuesday, 3/31/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-APP/A
Wednesday, 3/11/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
497
Wednesday, 2/19/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
40-APP/A
Monday, 12/2/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
497
Monday, 12/2/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Friday, 10/25/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
40-APP/A
Friday, 10/11/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
497
Monday, 9/30/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-2/A
Thursday, 9/26/2019
Initial filing of a registration statement on Form N-2 for closed-end investment companies
EFFECT
Thursday, 9/26/2019
Notice of Effectiveness
CORRESP
Thursday, 9/26/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Wednesday, 9/25/2019
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Wednesday, 9/25/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 9/25/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 9/25/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-APP/A
Monday, 8/26/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-2/A
Friday, 7/26/2019
Initial filing of a registration statement on Form N-2 for closed-end investment companies
497
Thursday, 6/20/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
40-APP/A
Friday, 6/7/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
497
Tuesday, 6/4/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
40-APP/A
Friday, 5/31/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
497
Wednesday, 5/8/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Monday, 4/22/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Friday, 4/19/2019
Notice of Effectiveness
POS 8C
Thursday, 4/18/2019
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Thursday, 4/18/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS EX
Monday, 4/1/2019
Post-effective amendment filed solely to add exhibits to a registration statement
N-2
Wednesday, 3/13/2019
Initial filing of a registration statement on Form N-2 for closed-end investment companies
POS 8C
Friday, 2/22/2019
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Friday, 2/22/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
497
Friday, 2/15/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Thursday, 2/14/2019
Notice of Effectiveness
CORRESP
Wednesday, 2/13/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 2/13/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 2/13/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 2/13/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 2/13/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 2/13/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 2/13/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 2/13/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-14 8C/A
Wednesday, 2/13/2019
Initial registration statement filed on Form N14 by closed-end investment company (business combinations)
497
Thursday, 11/15/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Wednesday, 8/15/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-14 8C
Monday, 8/13/2018
Initial registration statement filed on Form N14 by closed-end investment company (business combinations)
497
Tuesday, 6/26/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Monday, 6/25/2018
Notice of Effectiveness
POS 8C
Friday, 6/22/2018
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Friday, 6/22/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
497
Thursday, 4/5/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS 8C
Thursday, 4/5/2018
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
497
Thursday, 11/16/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Tuesday, 8/15/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
40-17G
Monday, 8/14/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497
Monday, 7/10/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Friday, 5/12/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Thursday, 5/4/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Wednesday, 5/3/2017
Notice of Effectiveness
POS 8C
Tuesday, 5/2/2017
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Tuesday, 5/2/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
Show More

Prospectus (59)

SC TO-I
Friday, 12/29/2023
Issuer tender offer statement
SC TO-I/A
Thursday, 11/9/2023
Issuer tender offer statement
SC TO-I
Thursday, 9/28/2023
Issuer tender offer statement
SC TO-I/A
Monday, 7/31/2023
Issuer tender offer statement
SC TO-I
Friday, 6/16/2023
Issuer tender offer statement
SC TO-I/A
Monday, 11/7/2022
Issuer tender offer statement
SC TO-I
Friday, 9/23/2022
Issuer tender offer statement
SC TO-I/A
Monday, 8/1/2022
Issuer tender offer statement
SC TO-I
Wednesday, 6/22/2022
Issuer tender offer statement
SC TO-I/A
Monday, 5/9/2022
Issuer tender offer statement
SC TO-I
Wednesday, 3/23/2022
Issuer tender offer statement
SC TO-I/A
Tuesday, 2/1/2022
Issuer tender offer statement
SC TO-I
Friday, 12/17/2021
Issuer tender offer statement
SC TO-I/A
Thursday, 11/4/2021
Issuer tender offer statement
SC TO-I
Friday, 9/17/2021
Issuer tender offer statement
SC TO-I/A
Monday, 8/2/2021
Issuer tender offer statement
SC TO-I
Monday, 6/21/2021
Issuer tender offer statement
SC TO-I/A
Monday, 5/10/2021
Issuer tender offer statement
SC TO-I
Friday, 3/19/2021
Issuer tender offer statement
SC TO-I/A
Wednesday, 2/10/2021
Issuer tender offer statement
SC TO-I/A
Friday, 1/29/2021
Issuer tender offer statement
424B3
Friday, 1/15/2021
Prospectus filed pursuant to Rule 424(b)(3)
SC TO-I
Friday, 12/18/2020
Issuer tender offer statement
424B3
Friday, 11/13/2020
Prospectus filed pursuant to Rule 424(b)(3)
SC TO-I/A
Monday, 11/2/2020
Issuer tender offer statement
SC TO-I
Thursday, 9/17/2020
Issuer tender offer statement
424B3
Wednesday, 9/2/2020
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Thursday, 8/27/2020
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Thursday, 8/13/2020
Prospectus filed pursuant to Rule 424(b)(3)
SC TO-I/A
Wednesday, 7/22/2020
Issuer tender offer statement
SC TO-I
Tuesday, 6/9/2020
Issuer tender offer statement
SC TO-I/A
Monday, 5/4/2020
Issuer tender offer statement
SC TO-I
Thursday, 3/12/2020
Issuer tender offer statement
SC TO-I/A
Thursday, 3/5/2020
Issuer tender offer statement
SC TO-I
Tuesday, 1/21/2020
Issuer tender offer statement
SC TO-I/A
Thursday, 1/9/2020
Issuer tender offer statement
SC TO-I
Thursday, 11/21/2019
Issuer tender offer statement
SC TO-I/A
Monday, 10/21/2019
Issuer tender offer statement
SC TO-I
Friday, 9/6/2019
Issuer tender offer statement
SC TO-I/A
Friday, 7/5/2019
Issuer tender offer statement
SC TO-I
Friday, 5/24/2019
Issuer tender offer statement
425
Wednesday, 3/20/2019
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 3/8/2019
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 3/1/2019
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Thursday, 8/16/2018
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
SC TO-I/A
Wednesday, 3/28/2018
Issuer tender offer statement
SC TO-I
Tuesday, 2/20/2018
Issuer tender offer statement
SC TO-I/A
Thursday, 12/28/2017
Issuer tender offer statement
SC TO-I
Tuesday, 11/21/2017
Issuer tender offer statement
SC TO-I/A
Wednesday, 9/27/2017
Issuer tender offer statement
SC TO-I
Monday, 8/21/2017
Issuer tender offer statement
SC TO-I/A
Tuesday, 5/16/2017
Issuer tender offer statement
SC TO-I
Thursday, 4/6/2017
Issuer tender offer statement
SC TO-I/A
Thursday, 1/26/2017
Issuer tender offer statement
SC TO-I
Wednesday, 12/14/2016
Issuer tender offer statement
SC TO-I/A
Wednesday, 10/19/2016
Issuer tender offer statement
SC TO-I
Tuesday, 9/13/2016
Issuer tender offer statement
SC TO-I/A
Tuesday, 7/19/2016
Issuer tender offer statement
SC TO-I
Thursday, 6/9/2016
Issuer tender offer statement
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Proxies (25)

DEF 14A
Monday, 10/2/2023
Definitive proxy statements
DEFA14A
Monday, 10/2/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 9/27/2022
Definitive proxy statements
DEFA14A
Tuesday, 9/27/2022
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 9/14/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 9/14/2021
Definitive proxy statements
DEFA14A
Wednesday, 3/10/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 3/2/2021
Definitive proxy statements
DEFA14A
Tuesday, 3/2/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PRE 14A
Friday, 2/19/2021
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Friday, 1/15/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 11/25/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 9/18/2020
Definitive proxy statements
DEFA14A
Tuesday, 10/22/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 9/27/2019
Definitive proxy statements
PRE 14A
Wednesday, 4/25/2018
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFR14A
Tuesday, 5/16/2017
Definitive revised proxy soliciting materials
DEF 14A
Monday, 5/1/2017
Definitive proxy statements
DEF 14A
Friday, 9/16/2016
Definitive proxy statements
DEF 14A
Tuesday, 4/19/2016
Definitive proxy statements
DEF 14A
Thursday, 4/30/2015
Definitive proxy statements
DEF 14A
Wednesday, 8/13/2014
Definitive proxy statements
PRE 14A
Friday, 8/1/2014
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Wednesday, 4/30/2014
Definitive proxy statements
DEF 14A
Tuesday, 4/30/2013
Definitive proxy statements
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