Prospect Capital Management L.P.
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- Prospect Capital Funding LLC (8)
- National Property REIT Corp. (6)
- Prospect Yield Corporation, LLC (6)
- Pathway Capital Opportunity Fund Management, LLC (4)
- Pathway Capital Opportunity Fund, Inc. (4)
- Prospect Finance Company, LLC (2)
- Prospect Realty Income Trust Corp. (2)
- Prospect Marketplace Lending Corp (2)
- Prospect Investment Corp (1)
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Other (34)
APP WD
Friday, 7/29/2022
Withdrawal of an application for exemptive or other relief from the federal securities laws
40-APP/A
Friday, 6/3/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 5/13/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 4/29/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 1/21/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP NTC
Thursday, 9/9/2021
None
APP ORDR
Thursday, 9/9/2021
None
APP WD/A
Friday, 8/20/2021
None
APP WD/A
Thursday, 8/19/2021
None
APP WD
Friday, 8/13/2021
Withdrawal of an application for exemptive or other relief from the federal securities laws
APP WD
Monday, 8/9/2021
Withdrawal of an application for exemptive or other relief from the federal securities laws
40-APP
Thursday, 8/5/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Thursday, 8/5/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 8/7/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 7/10/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 3/11/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 3/11/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Tuesday, 12/10/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Monday, 12/2/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 10/11/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Tuesday, 9/17/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Monday, 8/26/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 6/7/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 5/31/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Tuesday, 5/28/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 11/16/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 4/18/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 4/28/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 12/30/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 8/12/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 10/2/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Tuesday, 5/19/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 12/4/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 8/9/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products