EMERGENT CAPITAL, INC.
Related Filers (54)
- GOLDSTEIN PHILLIP (39)
- Dakos Andrew (16)
- KNAPP ROBERT C (15)
- Nantahala Capital Management, LLC (13)
- CHADWICK JAMES M (13)
- Bulldog Investors (11)
- CROW MICHAEL A. (11)
- PJC INVESTMENTS, LLC (10)
- Mitchell Antony (10)
- Bulldog Investors, LLC (9)
- HELLERMAN GERALD (9)
- PATTERSON ROY (9)
- CURRY PATRICK J (9)
- Indaba Capital Management, L.P. (8)
- MARTINEZ MIRIAM (8)
- NORTH STAR PARTNERS LP (8)
- DAYAN RICHARD (7)
- Hua James (6)
- Evermore Global Advisors, LLC (6)
- DISCOVERY CAPITAL MANAGEMENT, LLC / CT (5)
- Bulldog Investors General Partnership (5)
- Samuels Steven (5)
- O'Connell Rory (5)
- NATHAN GILBERT E (5)
- Sarachek Joseph E (5)
- SIMONY JACK (5)
- ROSENBERG ROBERT MARK (4)
- Horizon Kinetics LLC (4)
- TOPCO 1, LLC (4)
- JSARCO, LLC (4)
- WERBLOWSKY HARVEY Z. (4)
- Brennan Opportunities Fund I LP (4)
- Neuman Jonathan (3)
- PARSLEY JEROME ALLEN (3)
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- FREESTONE CAPITAL MANAGEMENT LLC (3)
- Sasso David (3)
- Wolf James G. (3)
- HIGGINS WALTER M (2)
- WYROUGH A. PENN HILL (2)
- BUZEN DAVID A. (2)
- Benaim Deborah (2)
- PINE TRADING, LTD. (2)
- Chase Ridge Ltd. (2)
- WELLINGTON MANAGEMENT GROUP LLP (2)
- ALTSCHULER MICHAEL (2)
- Pentagram Partners, L.P. (2)
- O'REILLY CHRISTOPHER J (2)
- Houk Matthew D (2)
- Evermore Global Value Fund (2)
- Epstein Matthew Todd (1)
- INVESTCO 1, LLC (1)
- KEY STEVEN L (1)
- BRENNAN PATRICK THOMAS (1)
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Financials (59)
NT 10-K
Monday, 3/1/2021
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2020-11-30
10-Q
Thursday, 10/15/2020
Quarterly Report for period ending 2020-08-31
10-Q
Thursday, 7/9/2020
Quarterly Report for period ending 2020-05-31
10-Q
Monday, 4/20/2020
Quarterly Report for period ending 2020-02-29
NT 10-Q
Wednesday, 4/15/2020
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2020-04-14
NT 10-Q/A
Wednesday, 4/15/2020
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2020-04-14
10-K/A
Monday, 3/16/2020
Annual Report for period ending 2019-11-30
10-K
Friday, 3/13/2020
Annual Report for period ending 2019-11-30
NT 10-K
Friday, 2/28/2020
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2020-02-28
10-Q
Wednesday, 10/9/2019
Quarterly Report for period ending 2019-08-31
10-Q
Wednesday, 7/10/2019
Quarterly Report for period ending 2019-05-31
10-Q
Wednesday, 4/10/2019
Quarterly Report for period ending 2019-02-28
10-KT
Friday, 3/15/2019
Transition report pursuant to Rule 13a-10 or 15d-10 for period ending 2018-11-30
NT 10-K
Thursday, 2/28/2019
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2019-02-28
10-Q
Friday, 11/16/2018
Quarterly Report for period ending 2018-09-30
NT 10-Q
Thursday, 11/15/2018
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2018-09-30
10-Q
Monday, 8/20/2018
Quarterly Report for period ending 2018-06-30
NT 10-Q
Tuesday, 8/14/2018
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2018-06-30
10-Q
Thursday, 5/10/2018
Quarterly Report for period ending 2018-03-31
10-K
Wednesday, 3/14/2018
Annual Report for period ending 2017-12-31
10-Q
Thursday, 11/2/2017
Quarterly Report for period ending 2017-09-30
10-Q
Monday, 8/14/2017
Quarterly Report for period ending 2017-06-30
NT 10-Q
Thursday, 8/10/2017
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2017-06-30
10-Q
Monday, 5/15/2017
Quarterly Report for period ending 2017-03-31
NT 10-Q
Wednesday, 5/10/2017
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2017-03-31
10-K
Tuesday, 3/21/2017
Annual Report for period ending 2016-12-31
NT 10-K
Friday, 3/17/2017
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2016-12-31
10-Q
Monday, 11/7/2016
Quarterly Report for period ending 2016-09-30
10-Q
Wednesday, 8/3/2016
Quarterly Report for period ending 2016-06-30
10-Q
Monday, 5/9/2016
Quarterly Report for period ending 2016-03-31
10-K
Monday, 3/14/2016
Annual Report for period ending 2015-12-31
10-Q/A
Tuesday, 12/15/2015
Quarterly Report for period ending 2015-06-30
10-Q
Monday, 11/9/2015
Quarterly Report for period ending 2015-09-30
10-Q
Tuesday, 8/4/2015
Quarterly Report for period ending 2015-06-30
10-Q
Wednesday, 5/6/2015
Quarterly Report for period ending 2015-03-31
10-K
Thursday, 3/5/2015
Annual Report for period ending 2014-12-31
10-Q
Monday, 11/10/2014
Quarterly Report for period ending 2014-09-30
10-Q
Wednesday, 7/30/2014
Quarterly Report for period ending 2014-06-30
10-Q
Thursday, 5/8/2014
Quarterly Report for period ending 2014-03-31
10-K
Monday, 3/10/2014
Annual Report for period ending 2013-12-31
10-K/A
Thursday, 11/14/2013
Annual Report for period ending 2012-12-31
10-Q/A
Thursday, 11/14/2013
Quarterly Report for period ending 2013-03-31
10-Q/A
Thursday, 11/14/2013
Quarterly Report for period ending 2013-06-30
10-Q
Tuesday, 11/5/2013
Quarterly Report for period ending 2013-09-30
10-Q
Tuesday, 8/13/2013
Quarterly Report for period ending 2013-06-30
10-Q
Tuesday, 5/14/2013
Quarterly Report for period ending 2013-03-31
10-K
Thursday, 3/28/2013
Annual Report for period ending 2012-12-31
10-Q
Wednesday, 1/16/2013
Quarterly Report for period ending 2012-09-30
10-Q
Tuesday, 11/13/2012
Quarterly Report for period ending 2012-06-30
NT 10-Q
Wednesday, 11/7/2012
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2012-09-30
10-Q
Friday, 11/2/2012
Quarterly Report for period ending 2012-03-31
10-K
Friday, 10/5/2012
Annual Report for period ending 2011-12-31
NT 10-Q
Monday, 8/13/2012
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2012-06-30
NT 10-Q
Monday, 5/14/2012
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2012-03-31
NT 10-K
Monday, 3/19/2012
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2011-12-31
10-Q
Monday, 11/14/2011
Quarterly Report for period ending 2011-09-30
10-Q
Thursday, 8/11/2011
Quarterly Report for period ending 2011-06-30
10-Q
Friday, 5/13/2011
Quarterly Report for period ending 2011-03-31
10-K
Thursday, 3/31/2011
Annual Report for period ending 2010-12-31
News (160)
8-K
Thursday, 4/8/2021
Current report filing
8-K
Wednesday, 1/13/2021
Current report filing
8-K
Monday, 1/4/2021
Current report filing
8-K
Wednesday, 10/28/2020
Current report filing
8-K
Friday, 10/16/2020
Current report filing
8-K
Thursday, 10/15/2020
Current report filing
8-K
Thursday, 10/15/2020
Current report filing
8-K
Friday, 10/2/2020
Current report filing
8-K
Friday, 9/18/2020
Current report filing
8-K
Thursday, 7/9/2020
Current report filing
8-K
Monday, 4/20/2020
Current report filing
8-K
Monday, 3/30/2020
Current report filing
8-K
Wednesday, 3/18/2020
Current report filing
8-K/A
Tuesday, 3/17/2020
Current report filing
8-K
Friday, 3/13/2020
Current report filing
8-K
Wednesday, 1/29/2020
Current report filing
8-K
Monday, 12/16/2019
Current report filing
8-K
Friday, 12/6/2019
Current report filing
8-K
Tuesday, 11/26/2019
Current report filing
8-K
Monday, 11/18/2019
Current report filing
8-K
Wednesday, 10/9/2019
Current report filing
8-K
Wednesday, 8/28/2019
Current report filing
8-K
Wednesday, 8/21/2019
Current report filing
8-K
Wednesday, 7/24/2019
Current report filing
8-K
Wednesday, 7/10/2019
Current report filing
8-K
Monday, 6/24/2019
Current report filing
8-K
Friday, 6/14/2019
Current report filing
8-K
Thursday, 5/16/2019
Current report filing
8-K
Wednesday, 5/8/2019
Current report filing
8-K
Wednesday, 4/10/2019
Current report filing
8-K
Friday, 3/15/2019
Current report filing
8-K
Monday, 2/25/2019
Current report filing
8-K
Monday, 2/25/2019
Current report filing
8-K
Friday, 2/15/2019
Current report filing
8-K
Tuesday, 2/5/2019
Current report filing
8-K
Tuesday, 1/29/2019
Current report filing
8-K
Thursday, 1/3/2019
Current report filing
8-K
Friday, 12/14/2018
Current report filing
8-K
Friday, 12/14/2018
Current report filing
8-K
Wednesday, 12/12/2018
Current report filing
8-K
Friday, 12/7/2018
Current report filing
8-K/A
Thursday, 12/6/2018
Current report filing
8-K
Tuesday, 12/4/2018
Current report filing
8-K
Friday, 11/30/2018
Current report filing
8-K
Wednesday, 11/28/2018
Current report filing
8-K
Friday, 11/16/2018
Current report filing
8-K
Wednesday, 9/12/2018
Current report filing
8-K
Monday, 8/20/2018
Current report filing
8-K
Monday, 7/16/2018
Current report filing
8-K
Tuesday, 6/5/2018
Current report filing
8-K
Tuesday, 5/29/2018
Current report filing
8-K
Thursday, 5/10/2018
Current report filing
8-K/A
Wednesday, 3/14/2018
Current report filing
8-K
Wednesday, 3/14/2018
Current report filing
8-K
Monday, 3/12/2018
Current report filing
8-K
Thursday, 1/25/2018
Current report filing
8-K/A
Friday, 11/3/2017
Current report filing
8-K
Thursday, 11/2/2017
Current report filing
8-K
Tuesday, 10/31/2017
Current report filing
8-K
Wednesday, 10/25/2017
Current report filing
8-K
Thursday, 9/21/2017
Current report filing
8-K
Monday, 9/11/2017
Current report filing
8-K
Tuesday, 8/15/2017
Current report filing
8-K
Monday, 8/14/2017
Current report filing
8-K
Tuesday, 8/1/2017
Current report filing
8-K
Thursday, 6/29/2017
Current report filing
8-K
Tuesday, 6/27/2017
Current report filing
8-K
Thursday, 6/22/2017
Current report filing
8-K
Wednesday, 6/21/2017
Current report filing
8-K
Monday, 5/15/2017
Current report filing
8-K
Monday, 5/15/2017
Current report filing
8-K
Wednesday, 4/12/2017
Current report filing
8-K
Tuesday, 3/21/2017
Current report filing
8-K
Friday, 3/17/2017
Current report filing
8-K
Friday, 3/17/2017
Current report filing
8-K
Friday, 2/3/2017
Current report filing
8-K
Tuesday, 1/24/2017
Current report filing
8-K
Wednesday, 1/4/2017
Current report filing
8-K
Wednesday, 12/28/2016
Current report filing
8-K
Monday, 11/7/2016
Current report filing
8-K
Wednesday, 8/3/2016
Current report filing
8-K
Monday, 8/1/2016
Current report filing
8-K
Monday, 7/18/2016
Current report filing
8-K
Monday, 6/6/2016
Current report filing
8-K
Monday, 5/9/2016
Current report filing
8-K
Wednesday, 5/4/2016
Current report filing
8-K
Monday, 3/28/2016
Current report filing
8-K
Monday, 3/14/2016
Current report filing
8-K
Monday, 3/14/2016
Current report filing
8-K
Monday, 1/4/2016
Current report filing
8-K
Tuesday, 11/10/2015
Current report filing
8-K
Monday, 11/9/2015
Current report filing
8-K
Monday, 11/2/2015
Current report filing
8-K
Thursday, 10/15/2015
Current report filing
8-K
Friday, 9/11/2015
Current report filing
8-K
Tuesday, 9/1/2015
Current report filing
8-K
Tuesday, 8/4/2015
Current report filing
8-K
Thursday, 7/16/2015
Current report filing
8-K
Wednesday, 6/17/2015
Current report filing
8-K
Thursday, 5/28/2015
Current report filing
Other (43)
EFFECT
Wednesday, 4/14/2021
Notice of Effectiveness
15-12B
Friday, 4/9/2021
Notice of termination of registration of a class of securities under Section 12(b)
POS AM
Friday, 4/9/2021
Post-effective amendment to a registration statement that is not immediately effective upon filing
SEC STAFF LETTER
Monday, 3/2/2020
None
SEC STAFF LETTER
Tuesday, 2/11/2020
None
D/A
Friday, 2/15/2019
Exempt (Private) Offering
D/A
Wednesday, 2/6/2019
Exempt (Private) Offering
D
Friday, 1/11/2019
Exempt (Private) Offering
EFFECT
Thursday, 9/28/2017
Notice of Effectiveness
CORRESP
Tuesday, 9/26/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 9/15/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
D
Friday, 8/18/2017
Exempt (Private) Offering
D
Thursday, 8/10/2017
Exempt (Private) Offering
CT ORDER
Tuesday, 6/27/2017
Order Granting Confidential Treatment
CORRESP
Thursday, 6/8/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 6/7/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 6/6/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 5/26/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 5/22/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CT ORDER
Monday, 5/15/2017
Order Granting Confidential Treatment
25
Friday, 2/3/2017
Notification filed by issuer to voluntarily withdraw a class of securities from listing and registration on a national securities exchange
CT ORDER
Thursday, 12/22/2016
Order Granting Confidential Treatment
D
Monday, 3/28/2016
Exempt (Private) Offering
CT ORDER
Tuesday, 12/15/2015
Order Granting Confidential Treatment
EFFECT
Tuesday, 2/3/2015
Notice of Effectiveness
CORRESP
Friday, 1/30/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 1/20/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Wednesday, 9/24/2014
Notice of Effectiveness
CT ORDER
Monday, 8/18/2014
Order Granting Confidential Treatment
D
Thursday, 3/6/2014
Exempt (Private) Offering
CORRESP
Tuesday, 11/5/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 9/27/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CT ORDER
Thursday, 9/19/2013
Order Granting Confidential Treatment
ARS
Tuesday, 4/9/2013
Annual report to security holders
CT ORDER
Thursday, 11/1/2012
Order Granting Confidential Treatment
CT ORDER
Thursday, 10/13/2011
Order Granting Confidential Treatment
EFFECT
Monday, 2/7/2011
Notice of Effectiveness
CORRESP
Monday, 2/7/2011
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CT ORDER
Thursday, 2/3/2011
Order Granting Confidential Treatment
CORRESP
Tuesday, 2/1/2011
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 2/1/2011
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
8-A12B
Monday, 1/31/2011
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
CERTNYS
Monday, 1/31/2011
None
Ownership (295)
SC 13D/A
Wednesday, 4/28/2021
Brennan Opportunities Fund I LP: Major Shareholders
SC 13D/A
Monday, 4/19/2021
Hua James: Major Shareholders
SC 13D/A
Wednesday, 4/7/2021
Evermore Global Advisors, LLC: Major Shareholders
4
Wednesday, 4/7/2021
Evermore Global Advisors, LLC: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/7/2021
Evermore Global Value Fund: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/24/2021
CURRY PATRICK J: Statement of changes in beneficial ownership of securities
4
Friday, 1/29/2021
PJC INVESTMENTS, LLC: Statement of changes in beneficial ownership of securities
SC 13D/A
Thursday, 11/5/2020
Brennan Opportunities Fund I LP: Major Shareholders
SC 13D/A
Friday, 10/30/2020
Hua James: Major Shareholders
SC 13D/A
Friday, 10/16/2020
Evermore Global Advisors, LLC: Major Shareholders
4
Friday, 3/13/2020
PATTERSON ROY: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 2/14/2020
NORTH STAR PARTNERS LP: Major Shareholders
4
Wednesday, 1/29/2020
PJC INVESTMENTS, LLC: Statement of changes in beneficial ownership of securities
SC 13D/A
Thursday, 1/2/2020
KNAPP ROBERT C: Major Shareholders
4
Thursday, 12/26/2019
MARTINEZ MIRIAM: Statement of changes in beneficial ownership of securities
4
Thursday, 12/26/2019
KNAPP ROBERT C: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/27/2019
SIMONY JACK: Statement of changes in beneficial ownership of securities
4
Thursday, 10/31/2019
SIMONY JACK: Statement of changes in beneficial ownership of securities
4
Thursday, 10/31/2019
WERBLOWSKY HARVEY Z.: Statement of changes in beneficial ownership of securities
4
Wednesday, 10/2/2019
Houk Matthew D: Statement of changes in beneficial ownership of securities
4
Thursday, 8/22/2019
KNAPP ROBERT C: Statement of changes in beneficial ownership of securities
4
Monday, 6/10/2019
Sarachek Joseph E: Statement of changes in beneficial ownership of securities
SC 13D
Monday, 3/4/2019
Wolf James G.: Major Shareholders
4
Thursday, 2/28/2019
MARTINEZ MIRIAM: Statement of changes in beneficial ownership of securities
4
Thursday, 2/28/2019
SIMONY JACK: Statement of changes in beneficial ownership of securities
4
Thursday, 2/28/2019
WERBLOWSKY HARVEY Z.: Statement of changes in beneficial ownership of securities
3
Monday, 2/25/2019
Wolf James G.: Initial statement of beneficial ownership of securities
SC 13G/A
Thursday, 2/14/2019
NORTH STAR PARTNERS LP: Major Shareholders
SC 13G/A
Wednesday, 2/13/2019
Nantahala Capital Management, LLC: Major Shareholders
SC 13D/A
Friday, 2/8/2019
KNAPP ROBERT C: Major Shareholders
SC 13G
Thursday, 2/7/2019
Wolf James G.: Major Shareholders
SC 13D/A
Tuesday, 1/8/2019
Hua James: Major Shareholders
SC 13D/A
Thursday, 1/3/2019
Evermore Global Advisors, LLC: Major Shareholders
SC 13D/A
Wednesday, 1/2/2019
KNAPP ROBERT C: Major Shareholders
3
Monday, 12/17/2018
Houk Matthew D: Initial statement of beneficial ownership of securities
3
Monday, 12/17/2018
BRENNAN PATRICK THOMAS: Initial statement of beneficial ownership of securities
4/A
Tuesday, 10/2/2018
CURRY PATRICK J: Statement of changes in beneficial ownership of securities
4
Thursday, 9/27/2018
CURRY PATRICK J: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/4/2018
PATTERSON ROY: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/29/2018
PATTERSON ROY: Statement of changes in beneficial ownership of securities
4
Monday, 8/27/2018
PATTERSON ROY: Statement of changes in beneficial ownership of securities
4
Friday, 6/29/2018
Sarachek Joseph E: Statement of changes in beneficial ownership of securities
SC 13G/A
Tuesday, 5/8/2018
NORTH STAR PARTNERS LP: Major Shareholders
3/A
Thursday, 3/29/2018
WERBLOWSKY HARVEY Z.: Initial statement of beneficial ownership of securities
4
Thursday, 3/29/2018
CURRY PATRICK J: Statement of changes in beneficial ownership of securities
3/A
Thursday, 3/29/2018
SIMONY JACK: Initial statement of beneficial ownership of securities
4
Thursday, 3/29/2018
PATTERSON ROY: Statement of changes in beneficial ownership of securities
3
Friday, 3/16/2018
WERBLOWSKY HARVEY Z.: Initial statement of beneficial ownership of securities
3
Friday, 3/16/2018
SIMONY JACK: Initial statement of beneficial ownership of securities
SC 13G/A
Wednesday, 2/14/2018
NORTH STAR PARTNERS LP: Major Shareholders
SC 13G/A
Wednesday, 2/14/2018
Horizon Kinetics LLC: Major Shareholders
SC 13G
Wednesday, 2/14/2018
Nantahala Capital Management, LLC: Major Shareholders
SC 13D/A
Wednesday, 1/24/2018
Bulldog Investors, LLC: Major Shareholders
SC 13D/A
Tuesday, 1/2/2018
KNAPP ROBERT C: Major Shareholders
4
Tuesday, 1/2/2018
KNAPP ROBERT C: Statement of changes in beneficial ownership of securities
4
Friday, 12/29/2017
PATTERSON ROY: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/26/2017
MARTINEZ MIRIAM: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/26/2017
PATTERSON ROY: Statement of changes in beneficial ownership of securities
SC 13D/A
Thursday, 12/7/2017
Brennan Opportunities Fund I LP: Major Shareholders
SC 13D/A
Wednesday, 11/29/2017
Bulldog Investors, LLC: Major Shareholders
4
Wednesday, 11/22/2017
PATTERSON ROY: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/31/2017
Mitchell Antony: Statement of changes in beneficial ownership of securities
3
Tuesday, 10/31/2017
PATTERSON ROY: Initial statement of beneficial ownership of securities
4/A
Thursday, 9/28/2017
Sarachek Joseph E: Statement of changes in beneficial ownership of securities
4/A
Wednesday, 9/27/2017
CURRY PATRICK J: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/26/2017
Sarachek Joseph E: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/26/2017
CURRY PATRICK J: Statement of changes in beneficial ownership of securities
4
Friday, 9/15/2017
KNAPP ROBERT C: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/29/2017
KNAPP ROBERT C: Statement of changes in beneficial ownership of securities
SC 13D
Thursday, 8/24/2017
Brennan Opportunities Fund I LP: Major Shareholders
SC 13D/A
Thursday, 8/24/2017
KNAPP ROBERT C: Major Shareholders
4
Monday, 8/21/2017
KNAPP ROBERT C: Statement of changes in beneficial ownership of securities
4
Friday, 8/18/2017
Hua James: Statement of changes in beneficial ownership of securities
4/A
Friday, 8/11/2017
Dakos Andrew: Statement of changes in beneficial ownership of securities
SC 13D/A
Friday, 8/11/2017
PJC INVESTMENTS, LLC: Major Shareholders
SC 13D
Thursday, 8/10/2017
Hua James: Major Shareholders
SC 13D/A
Wednesday, 8/9/2017
Bulldog Investors, LLC: Major Shareholders
SC 13D
Monday, 8/7/2017
PJC INVESTMENTS, LLC: Major Shareholders
3
Monday, 8/7/2017
CURRY PATRICK J: Initial statement of beneficial ownership of securities
3
Monday, 8/7/2017
KEY STEVEN L: Initial statement of beneficial ownership of securities
3
Monday, 8/7/2017
Sarachek Joseph E: Initial statement of beneficial ownership of securities
3
Friday, 8/4/2017
Epstein Matthew Todd: Initial statement of beneficial ownership of securities
SC 13G
Friday, 8/4/2017
KNAPP ROBERT C: Major Shareholders
SC 13D
Friday, 8/4/2017
Evermore Global Advisors, LLC: Major Shareholders
SC 13D
Friday, 8/4/2017
KNAPP ROBERT C: Major Shareholders
3
Friday, 8/4/2017
Evermore Global Value Fund: Initial statement of beneficial ownership of securities
3
Friday, 8/4/2017
Evermore Global Advisors, LLC: Initial statement of beneficial ownership of securities
3
Friday, 8/4/2017
Hua James: Initial statement of beneficial ownership of securities
4
Wednesday, 8/2/2017
Mitchell Antony: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/1/2017
Dakos Andrew: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/1/2017
KNAPP ROBERT C: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/1/2017
Dakos Andrew: Statement of changes in beneficial ownership of securities
3
Tuesday, 8/1/2017
KNAPP ROBERT C: Initial statement of beneficial ownership of securities
SC 13G/A
Tuesday, 2/14/2017
Indaba Capital Management, L.P.: Major Shareholders
SC 13G/A
Tuesday, 2/14/2017
Horizon Kinetics LLC: Major Shareholders
SC 13G/A
Tuesday, 2/14/2017
NORTH STAR PARTNERS LP: Major Shareholders
SC 13G/A
Friday, 2/10/2017
Nantahala Capital Management, LLC: Major Shareholders
SC 13G/A
Friday, 1/20/2017
Pentagram Partners, L.P.: Major Shareholders
4
Monday, 6/27/2016
MARTINEZ MIRIAM: Statement of changes in beneficial ownership of securities
4
Monday, 6/27/2016
Sasso David: Statement of changes in beneficial ownership of securities
Prospectus (39)
S-8 POS
Friday, 4/9/2021
Post-effective amendment to a S-8 registration statement
S-8
Tuesday, 3/27/2018
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
424B3
Thursday, 9/28/2017
Prospectus filed pursuant to Rule 424(b)(3)
S-1/A
Friday, 9/15/2017
General form of registration statement for all companies including face-amount certificate companies
S-1
Friday, 8/25/2017
General form of registration statement for all companies including face-amount certificate companies
SC TO-I/A
Monday, 7/31/2017
Issuer tender offer statement
SC TO-I/A
Tuesday, 7/18/2017
Issuer tender offer statement
SC TO-I/A
Friday, 7/7/2017
Issuer tender offer statement
SC TO-I/A
Thursday, 6/29/2017
Issuer tender offer statement
SC TO-I/A
Tuesday, 6/27/2017
Issuer tender offer statement
SC TO-I/A
Wednesday, 6/21/2017
Issuer tender offer statement
SC TO-I/A
Monday, 6/12/2017
Issuer tender offer statement
SC TO-I/A
Wednesday, 6/7/2017
Issuer tender offer statement
SC TO-I/A
Friday, 5/26/2017
Issuer tender offer statement
SC TO-I/A
Tuesday, 5/16/2017
Issuer tender offer statement
SC TO-I
Tuesday, 4/18/2017
Issuer tender offer statement
424B5
Monday, 3/14/2016
Prospectus filed pursuant to Rule 424(b)(5)
FWP
Tuesday, 2/2/2016
Filing under Securities Act Rules 163/433 of free writing prospectuses
424B5
Monday, 2/1/2016
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Thursday, 5/21/2015
Prospectus filed pursuant to Rule 424(b)(5)
S-3/A
Tuesday, 1/20/2015
Registration statement for specified transactions by certain issuers
S-3
Tuesday, 9/9/2014
Registration statement for specified transactions by certain issuers
S-3
Tuesday, 9/9/2014
Registration statement for specified transactions by certain issuers
RW
Monday, 2/24/2014
Registration Withdrawal Request
S-1
Friday, 8/30/2013
General form of registration statement for all companies including face-amount certificate companies
424B1
Tuesday, 2/8/2011
Prospectus filed pursuant to Rule 424(b)(1)
S-8
Tuesday, 2/8/2011
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-1/A
Monday, 2/7/2011
General form of registration statement for all companies including face-amount certificate companies
FWP
Monday, 2/7/2011
Filing under Securities Act Rules 163/433 of free writing prospectuses
S-1/A
Thursday, 1/20/2011
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Wednesday, 1/19/2011
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Wednesday, 1/12/2011
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Tuesday, 12/28/2010
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Friday, 12/10/2010
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Friday, 11/19/2010
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Friday, 11/12/2010
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Wednesday, 11/10/2010
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Friday, 10/1/2010
General form of registration statement for all companies including face-amount certificate companies
S-1
Thursday, 8/12/2010
General form of registration statement for all companies including face-amount certificate companies
Proxies (25)
DEF 14A
Wednesday, 4/3/2019
Definitive proxy statements
DEF 14A
Friday, 4/20/2018
Definitive proxy statements
PRE 14A
Friday, 4/6/2018
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFR14A
Friday, 6/9/2017
Definitive revised proxy soliciting materials
PRER14A
Thursday, 6/8/2017
Preliminary revised proxy soliciting materials
PRER14A
Tuesday, 6/6/2017
Preliminary revised proxy soliciting materials
PRER14A
Monday, 5/22/2017
Preliminary revised proxy soliciting materials
PRE 14A
Tuesday, 4/18/2017
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Wednesday, 4/12/2017
Definitive proxy statements
DEF 14A
Friday, 4/15/2016
Definitive proxy statements
DEFA14A
Friday, 4/15/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 4/10/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 4/8/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 4/8/2015
Definitive proxy statements
PRE 14A
Thursday, 3/12/2015
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Thursday, 4/17/2014
Definitive proxy statements
DEFA14A
Thursday, 4/17/2014
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PRE 14A
Tuesday, 3/18/2014
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Monday, 4/8/2013
Definitive proxy statements
DEFA14A
Monday, 4/8/2013
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PREC14A
Tuesday, 6/19/2012
Preliminary proxy statement in connection with contested solicitations
PREC14A
Tuesday, 6/19/2012
Preliminary proxy statement in connection with contested solicitations
DEFC14A
Friday, 4/27/2012
Definitive proxy statement in connection with contested solicitations
PREC14A
Monday, 4/16/2012
Preliminary proxy statement in connection with contested solicitations
PREC14A
Monday, 4/2/2012
Preliminary proxy statement in connection with contested solicitations