NORTHWEST BIOTHERAPEUTICS INC

Related Filers (35)

Financials (151)

10-Q
Thursday, 11/9/2023
Quarterly Report for period ending 2023-09-30
10-Q
Wednesday, 8/9/2023
Quarterly Report for period ending 2023-06-30
10-Q
Wednesday, 5/10/2023
Quarterly Report for period ending 2023-03-31
10-K
Tuesday, 2/28/2023
Annual Report for period ending 2022-12-31
10-Q
Wednesday, 11/9/2022
Quarterly Report for period ending 2022-09-30
10-Q
Tuesday, 8/9/2022
Quarterly Report for period ending 2022-06-30
10-K/A
Thursday, 6/30/2022
Annual Report for period ending 2021-12-31
10-Q
Tuesday, 5/10/2022
Quarterly Report for period ending 2022-03-31
10-K/A
Monday, 5/2/2022
Annual Report for period ending 2021-12-31
10-K
Tuesday, 3/1/2022
Annual Report for period ending 2021-12-31
10-Q
Monday, 11/15/2021
Quarterly Report for period ending 2021-09-30
10-Q
Monday, 8/16/2021
Quarterly Report for period ending 2021-06-30
10-Q
Monday, 5/17/2021
Quarterly Report for period ending 2021-03-31
10-K
Wednesday, 3/31/2021
Annual Report for period ending 2020-12-31
10-Q
Friday, 1/15/2021
Quarterly Report for period ending 2020-09-30
NT 10-Q
Tuesday, 11/10/2020
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2020-09-30
10-Q
Monday, 8/10/2020
Quarterly Report for period ending 2020-06-30
10-Q
Wednesday, 6/24/2020
Quarterly Report for period ending 2020-03-31
10-K/A
Wednesday, 6/24/2020
Annual Report for period ending 2019-12-31
NT 10-Q
Tuesday, 5/12/2020
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2020-03-31
10-K
Monday, 3/16/2020
Annual Report for period ending 2019-12-31
10-Q
Tuesday, 11/12/2019
Quarterly Report for period ending 2019-09-30
10-Q
Friday, 8/9/2019
Quarterly Report for period ending 2019-06-30
10-Q
Friday, 5/10/2019
Quarterly Report for period ending 2019-03-31
10-K
Tuesday, 4/2/2019
Annual Report for period ending 2018-12-31
NT 10-K
Tuesday, 3/19/2019
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2018-12-31
10-Q
Friday, 11/16/2018
Quarterly Report for period ending 2018-09-30
NT 10-Q
Thursday, 11/15/2018
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2018-09-30
10-Q
Tuesday, 8/14/2018
Quarterly Report for period ending 2018-06-30
NT 10-Q
Wednesday, 5/16/2018
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2018-03-31
10-Q
Wednesday, 5/16/2018
Quarterly Report for period ending 2018-03-31
10-K
Tuesday, 4/17/2018
Annual Report for period ending 2017-12-31
NT 10-K
Tuesday, 4/3/2018
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2017-12-31
10-Q
Monday, 11/20/2017
Quarterly Report for period ending 2017-09-30
NT 10-Q
Tuesday, 11/14/2017
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2017-09-30
10-Q
Monday, 8/21/2017
Quarterly Report for period ending 2017-06-30
NT 10-Q
Tuesday, 8/15/2017
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2017-06-30
10-Q
Monday, 5/15/2017
Quarterly Report for period ending 2017-03-31
10-K
Monday, 4/17/2017
Annual Report for period ending 2016-12-31
NT 10-K
Friday, 3/31/2017
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2016-12-31
10-Q
Thursday, 11/10/2016
Quarterly Report for period ending 2016-09-30
NT 10-Q
Wednesday, 11/9/2016
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2016-09-30
10-Q
Tuesday, 8/9/2016
Quarterly Report for period ending 2016-06-30
10-Q
Wednesday, 5/11/2016
Quarterly Report for period ending 2016-03-31
NT 10-Q
Tuesday, 5/10/2016
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2016-03-31
10-K/A
Friday, 4/29/2016
Annual Report for period ending 2015-12-31
10-K
Wednesday, 3/16/2016
Annual Report for period ending 2015-12-31
NT 10-K
Tuesday, 3/15/2016
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2015-12-31
10-Q
Monday, 11/9/2015
Quarterly Report for period ending 2015-09-30
10-Q
Monday, 8/10/2015
Quarterly Report for period ending 2015-06-30
10-Q
Monday, 5/11/2015
Quarterly Report for period ending 2015-03-31
10-K/A
Thursday, 4/30/2015
Annual Report for period ending 2014-12-31
10-K
Tuesday, 3/17/2015
Annual Report for period ending 2014-12-31
NT 10-K
Monday, 3/16/2015
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2014-12-31
10-Q/A
Friday, 12/12/2014
Quarterly Report for period ending 2014-03-31
10-Q
Wednesday, 11/19/2014
Quarterly Report for period ending 2014-09-30
NT 10-Q
Friday, 11/14/2014
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2014-09-30
10-Q
Friday, 8/15/2014
Quarterly Report for period ending 2014-06-30
NT 10-Q
Thursday, 8/14/2014
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2014-06-30
10-Q
Thursday, 5/15/2014
Quarterly Report for period ending 2014-03-31
10-K
Tuesday, 4/1/2014
Annual Report for period ending 2013-12-31
NT 10-K
Monday, 3/31/2014
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2013-12-31
10-Q
Friday, 11/15/2013
Quarterly Report for period ending 2013-09-30
NT 10-Q
Thursday, 11/14/2013
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2013-09-30
10-Q
Wednesday, 8/14/2013
Quarterly Report for period ending 2013-06-30
10-Q
Wednesday, 5/15/2013
Quarterly Report for period ending 2013-03-31
10-K/A
Tuesday, 4/30/2013
Annual Report for period ending 2012-12-31
10-K
Monday, 4/8/2013
Annual Report for period ending 2012-12-31
NT 10-K
Monday, 4/1/2013
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2012-12-31
10-Q
Wednesday, 11/14/2012
Quarterly Report for period ending 2012-09-30
10-Q/A
Wednesday, 9/12/2012
Quarterly Report for period ending 2012-06-30
10-Q
Tuesday, 8/14/2012
Quarterly Report for period ending 2012-06-30
10-Q
Monday, 5/21/2012
Quarterly Report for period ending 2012-03-31
NT 10-Q
Tuesday, 5/15/2012
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2012-03-31
10-K
Friday, 4/13/2012
Annual Report for period ending 2011-12-31
NT 10-K
Friday, 3/30/2012
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2011-12-31
10-Q
Monday, 11/14/2011
Quarterly Report for period ending 2011-09-30
10-Q
Monday, 8/15/2011
Quarterly Report for period ending 2011-06-30
10-Q
Friday, 5/20/2011
Quarterly Report for period ending 2011-03-31
NT 10-Q
Monday, 5/16/2011
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2011-03-31
10-Q/A
Friday, 5/6/2011
Quarterly Report for period ending 2010-09-30
10-K
Thursday, 4/21/2011
Annual Report for period ending 2010-12-31
10-Q/A
Wednesday, 4/13/2011
Quarterly Report for period ending 2009-03-31
10-Q/A
Wednesday, 4/13/2011
Quarterly Report for period ending 2009-06-30
10-Q/A
Wednesday, 4/13/2011
Quarterly Report for period ending 2009-09-30
10-K/A
Wednesday, 4/13/2011
Annual Report for period ending 2009-12-31
10-Q/A
Wednesday, 4/13/2011
Quarterly Report for period ending 2010-03-31
10-Q/A
Wednesday, 4/13/2011
Quarterly Report for period ending 2010-06-30
10-Q/A
Wednesday, 4/13/2011
Quarterly Report for period ending 2010-09-30
NT 10-K
Thursday, 3/31/2011
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2010-12-31
10-K/A
Wednesday, 3/2/2011
Annual Report for period ending 2009-12-31
10-Q/A
Wednesday, 3/2/2011
Quarterly Report for period ending 2010-03-31
10-Q/A
Wednesday, 3/2/2011
Quarterly Report for period ending 2010-06-30
10-Q/A
Wednesday, 3/2/2011
Quarterly Report for period ending 2010-09-30
10-K/A
Wednesday, 1/26/2011
Annual Report for period ending 2009-12-31
10-Q/A
Wednesday, 1/26/2011
Quarterly Report for period ending 2010-03-31
10-Q/A
Wednesday, 1/26/2011
Quarterly Report for period ending 2010-06-30
10-Q/A
Wednesday, 1/26/2011
Quarterly Report for period ending 2010-09-30
10-Q
Monday, 11/22/2010
Quarterly Report for period ending 2010-09-30
NT 10-Q
Monday, 11/15/2010
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2010-09-30
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News (228)

8-K
Thursday, 11/16/2023
Current report filing
8-K
Wednesday, 3/8/2023
Current report filing
8-K
Friday, 1/13/2023
Current report filing
8-K
Friday, 1/6/2023
Current report filing
8-K
Tuesday, 7/26/2022
Current report filing
8-K
Monday, 11/29/2021
Current report filing
8-K
Monday, 5/24/2021
Current report filing
8-K
Friday, 3/5/2021
Current report filing
8-K
Tuesday, 1/26/2021
Current report filing
8-K
Monday, 11/2/2020
Current report filing
8-K/A
Tuesday, 9/15/2020
Current report filing
8-K
Tuesday, 9/1/2020
Current report filing
8-K
Thursday, 8/20/2020
Current report filing
8-K
Monday, 6/8/2020
Current report filing
8-K
Thursday, 6/4/2020
Current report filing
8-K
Wednesday, 5/27/2020
Current report filing
8-K
Wednesday, 5/20/2020
Current report filing
8-K
Thursday, 4/23/2020
Current report filing
8-K
Wednesday, 4/1/2020
Current report filing
8-K
Friday, 12/13/2019
Current report filing
8-K
Monday, 7/22/2019
Current report filing
8-K
Tuesday, 5/28/2019
Current report filing
8-K
Thursday, 2/7/2019
Current report filing
8-K
Thursday, 12/20/2018
Current report filing
8-K
Tuesday, 12/11/2018
Current report filing
8-K
Wednesday, 11/28/2018
Current report filing
8-K
Friday, 11/23/2018
Current report filing
8-K
Tuesday, 11/13/2018
Current report filing
8-K
Thursday, 9/13/2018
Current report filing
8-K
Thursday, 6/28/2018
Current report filing
8-K
Monday, 6/18/2018
Current report filing
8-K
Friday, 6/1/2018
Current report filing
8-K
Thursday, 5/31/2018
Current report filing
8-K
Monday, 5/21/2018
Current report filing
8-K
Monday, 5/7/2018
Current report filing
8-K
Wednesday, 5/2/2018
Current report filing
8-K
Thursday, 3/22/2018
Current report filing
8-K
Tuesday, 3/20/2018
Current report filing
8-K
Thursday, 3/15/2018
Current report filing
8-K
Wednesday, 3/7/2018
Current report filing
8-K
Friday, 3/2/2018
Current report filing
8-K
Wednesday, 2/21/2018
Current report filing
8-K
Thursday, 1/25/2018
Current report filing
8-K
Tuesday, 1/16/2018
Current report filing
8-K
Friday, 1/5/2018
Current report filing
8-K
Thursday, 1/4/2018
Current report filing
8-K
Thursday, 12/21/2017
Current report filing
8-K
Thursday, 12/7/2017
Current report filing
8-K
Tuesday, 11/21/2017
Current report filing
8-K
Monday, 10/16/2017
Current report filing
8-K
Friday, 9/22/2017
Current report filing
8-K
Friday, 9/22/2017
Current report filing
8-K
Tuesday, 8/8/2017
Current report filing
8-K
Monday, 8/7/2017
Current report filing
8-K
Monday, 8/7/2017
Current report filing
8-K
Wednesday, 7/26/2017
Current report filing
8-K
Friday, 7/21/2017
Current report filing
8-K
Tuesday, 6/27/2017
Current report filing
8-K
Monday, 6/19/2017
Current report filing
8-K
Tuesday, 6/13/2017
Current report filing
8-K
Wednesday, 5/31/2017
Current report filing
8-K
Friday, 5/26/2017
Current report filing
8-K
Tuesday, 4/25/2017
Current report filing
8-K
Friday, 4/7/2017
Current report filing
8-K
Wednesday, 4/5/2017
Current report filing
8-K
Thursday, 3/23/2017
Current report filing
8-K
Thursday, 3/23/2017
Current report filing
8-K
Friday, 3/10/2017
Current report filing
8-K
Tuesday, 3/7/2017
Current report filing
8-K
Wednesday, 2/8/2017
Current report filing
8-K
Monday, 1/23/2017
Current report filing
8-K
Thursday, 1/19/2017
Current report filing
8-K
Wednesday, 12/28/2016
Current report filing
8-K
Friday, 12/23/2016
Current report filing
8-K
Friday, 12/9/2016
Current report filing
8-K
Monday, 11/14/2016
Current report filing
8-K
Thursday, 10/27/2016
Current report filing
8-K
Wednesday, 10/19/2016
Current report filing
8-K/A
Monday, 9/19/2016
Current report filing
8-K
Thursday, 9/15/2016
Current report filing
8-K
Friday, 9/9/2016
Current report filing
8-K
Tuesday, 9/6/2016
Current report filing
8-K
Tuesday, 8/23/2016
Current report filing
8-K
Monday, 7/11/2016
Current report filing
8-K
Thursday, 6/30/2016
Current report filing
8-K
Monday, 5/16/2016
Current report filing
8-K
Tuesday, 5/3/2016
Current report filing
8-K
Monday, 5/2/2016
Current report filing
8-K
Thursday, 3/3/2016
Current report filing
8-K
Tuesday, 12/29/2015
Current report filing
8-K
Thursday, 12/24/2015
Current report filing
8-K
Monday, 12/14/2015
Current report filing
8-K
Friday, 10/23/2015
Current report filing
8-K
Thursday, 10/8/2015
Current report filing
8-K
Tuesday, 8/25/2015
Current report filing
8-K
Monday, 7/6/2015
Current report filing
8-K
Tuesday, 4/14/2015
Current report filing
8-K
Wednesday, 4/8/2015
Current report filing
8-K
Monday, 3/30/2015
Current report filing
8-K
Monday, 2/23/2015
Current report filing
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Other (60)

EFFECT
Tuesday, 10/25/2022
Notice of Effectiveness
CORRESP
Monday, 10/24/2022
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 10/21/2022
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
D
Monday, 9/14/2020
Exempt (Private) Offering
EFFECT
Thursday, 10/31/2019
Notice of Effectiveness
CORRESP
Tuesday, 10/29/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 4/4/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
D
Wednesday, 1/10/2018
Exempt (Private) Offering
D
Wednesday, 5/17/2017
Exempt (Private) Offering
25
Monday, 12/19/2016
Notification filed by issuer to voluntarily withdraw a class of securities from listing and registration on a national securities exchange
EFFECT
Tuesday, 10/18/2016
Notice of Effectiveness
CORRESP
Monday, 10/17/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 10/11/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
D
Tuesday, 3/15/2016
Exempt (Private) Offering
CT ORDER
Tuesday, 3/15/2016
Order Granting Confidential Treatment
EFFECT
Tuesday, 12/22/2015
Notice of Effectiveness
CORRESP
Monday, 12/21/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 12/14/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 12/19/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 12/12/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 12/1/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 10/20/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Wednesday, 2/13/2013
Notice of Effectiveness
POS AM
Wednesday, 2/6/2013
Post-effective amendment to a registration statement that is not immediately effective upon filing
EFFECT
Tuesday, 2/5/2013
Notice of Effectiveness
CORRESP
Monday, 2/4/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CERTNAS
Thursday, 12/6/2012
None
EFFECT
Thursday, 12/6/2012
Notice of Effectiveness
8-A12B/A
Tuesday, 12/4/2012
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
CERTNAS
Thursday, 11/15/2012
None
8-A12G/A
Wednesday, 11/14/2012
Form for registration of a class of securities pursuant to Section 12(g)
8-A12B
Wednesday, 11/14/2012
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
CORRESP
Monday, 8/13/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CT ORDER
Thursday, 7/26/2012
Order Granting Confidential Treatment
EFFECT
Wednesday, 2/8/2012
Notice of Effectiveness
CORRESP
Monday, 2/6/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 2/3/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 12/29/2011
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 4/13/2011
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 3/1/2011
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 1/13/2011
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
D/A
Thursday, 12/9/2010
Exempt (Private) Offering
D
Tuesday, 12/7/2010
Exempt (Private) Offering
CORRESP
Tuesday, 7/28/2009
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Wednesday, 5/7/2008
Notice of Effectiveness
POS AM
Tuesday, 4/29/2008
Post-effective amendment to a registration statement that is not immediately effective upon filing
EFFECT
Friday, 2/8/2008
Notice of Effectiveness
EFFECT
Friday, 2/8/2008
Notice of Effectiveness
POS AM
Monday, 1/28/2008
Post-effective amendment to a registration statement that is not immediately effective upon filing
POS AM
Tuesday, 12/18/2007
Post-effective amendment to a registration statement that is not immediately effective upon filing
EFFECT
Wednesday, 10/11/2006
Notice of Effectiveness
CORRESP
Tuesday, 10/10/2006
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
REGDEX
Monday, 4/17/2006
Form D (PDF)
CORRESP
Friday, 9/2/2005
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
REGDEX
Wednesday, 2/9/2005
Form D (PDF)
REGDEX
Wednesday, 11/26/2003
Form D (PDF)
ARS
Wednesday, 3/26/2003
Annual report to security holders
8-A12G
Monday, 7/8/2002
Form for registration of a class of securities pursuant to Section 12(g)
10-K405
Monday, 4/1/2002
Annual Report with disclosure of delinquent filers
8-A12G
Friday, 12/7/2001
Form for registration of a class of securities pursuant to Section 12(g)
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Ownership (162)

4
Friday, 12/1/2023
MALIK NAVID: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/5/2023
BOSCH MARNIX L: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/5/2023
BOYNTON ALTON L: Statement of changes in beneficial ownership of securities
5
Tuesday, 2/7/2023
BOYNTON ALTON L: Annual statement of changes in beneficial ownership of securities
4
Monday, 12/5/2022
JASINOWSKI JERRY J: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/19/2021
BOYNTON ALTON L: Statement of changes in beneficial ownership of securities
4
Friday, 10/16/2020
Powers Linda F: Statement of changes in beneficial ownership of securities
4
Thursday, 7/2/2020
BOYNTON ALTON L: Statement of changes in beneficial ownership of securities
4
Thursday, 7/2/2020
BOSCH MARNIX L: Statement of changes in beneficial ownership of securities
4
Thursday, 7/2/2020
BOSCH MARNIX L: Statement of changes in beneficial ownership of securities
4
Thursday, 7/2/2020
BOYNTON ALTON L: Statement of changes in beneficial ownership of securities
4
Thursday, 7/2/2020
Powers Linda F: Statement of changes in beneficial ownership of securities
4
Thursday, 7/2/2020
Powers Linda F: Statement of changes in beneficial ownership of securities
4
Thursday, 7/2/2020
Goldman Leslie J.: Statement of changes in beneficial ownership of securities
4
Thursday, 7/2/2020
Powers Linda F: Statement of changes in beneficial ownership of securities
4
Thursday, 7/2/2020
Goldman Leslie J.: Statement of changes in beneficial ownership of securities
4
Friday, 5/1/2020
Powers Linda F: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/5/2020
JASINOWSKI JERRY J: Statement of changes in beneficial ownership of securities
3
Friday, 12/20/2019
DAVIS JEAN M.: Initial statement of beneficial ownership of securities
SC 13G/A
Thursday, 2/14/2019
Woodford Investment Management Ltd: Major Shareholders
SC 13G/A
Thursday, 2/14/2019
LF Woodford Equity Income Fund: Major Shareholders
4
Tuesday, 1/29/2019
Powers Linda F: Statement of changes in beneficial ownership of securities
4
Monday, 6/18/2018
Goldman Leslie J.: Statement of changes in beneficial ownership of securities
4
Thursday, 5/31/2018
MALIK NAVID: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/30/2018
Powers Linda F: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/30/2018
BLACK COFER: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/30/2018
JASINOWSKI JERRY J: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/30/2018
BOYNTON ALTON L: Statement of changes in beneficial ownership of securities
4/A
Thursday, 3/22/2018
Powers Linda F: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/21/2018
Powers Linda F: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/14/2018
Powers Linda F: Statement of changes in beneficial ownership of securities
SC 13G/A
Tuesday, 2/13/2018
CF Woodford Equity Income Fund: Major Shareholders
SC 13G/A
Tuesday, 2/13/2018
Woodford Investment Management Ltd: Major Shareholders
SC 13G/A
Tuesday, 2/13/2018
INTRACOASTAL CAPITAL, LLC: Major Shareholders
SC 13G/A
Friday, 2/9/2018
CVI Investments, Inc.: Major Shareholders
SC 13G/A
Tuesday, 1/9/2018
SABBY MANAGEMENT, LLC: Major Shareholders
SC 13G/A
Monday, 9/11/2017
CF Woodford Equity Income Fund: Major Shareholders
SC 13G/A
Monday, 9/11/2017
Woodford Investment Management Ltd: Major Shareholders
4
Thursday, 6/29/2017
BOSCH MARNIX L: Statement of changes in beneficial ownership of securities
4
Thursday, 6/15/2017
BOYNTON ALTON L: Statement of changes in beneficial ownership of securities
SC 13G
Thursday, 6/1/2017
SABBY MANAGEMENT, LLC: Major Shareholders
SC 13G
Friday, 3/24/2017
INTRACOASTAL CAPITAL, LLC: Major Shareholders
SC 13G/A
Friday, 3/24/2017
INTRACOASTAL CAPITAL, LLC: Major Shareholders
SC 13G/A
Friday, 2/10/2017
CVI Investments, Inc.: Major Shareholders
SC 13G/A
Monday, 2/6/2017
INTRACOASTAL CAPITAL, LLC: Major Shareholders
SC 13G/A
Tuesday, 1/10/2017
CF Woodford Equity Income Fund: Major Shareholders
SC 13G
Tuesday, 1/10/2017
Woodford Investment Management Ltd: Major Shareholders
SC 13G
Friday, 12/30/2016
INTRACOASTAL CAPITAL, LLC: Major Shareholders
SC 13G
Thursday, 12/29/2016
CVI Investments, Inc.: Major Shareholders
4
Tuesday, 10/4/2016
CF Woodford Equity Income Fund: Statement of changes in beneficial ownership of securities
SC 13D/A
Thursday, 7/28/2016
Woodford Investment Management LLP: Major Shareholders
3
Wednesday, 3/16/2016
BLACK COFER: Initial statement of beneficial ownership of securities
SC 13D/A
Tuesday, 3/15/2016
Woodford Investment Management LLP: Major Shareholders
3
Tuesday, 3/8/2016
BAYH SUSAN B: Initial statement of beneficial ownership of securities
SC 13G/A
Wednesday, 1/27/2016
Mehiel Dennis: Major Shareholders
SC 13D/A
Tuesday, 11/24/2015
Woodford Investment Management LLP: Major Shareholders
3
Monday, 11/16/2015
CF Woodford Equity Income Fund: Initial statement of beneficial ownership of securities
SC 13D/A
Monday, 11/2/2015
Woodford Investment Management LLP: Major Shareholders
SC 13D
Wednesday, 9/16/2015
Woodford Investment Management LLP: Major Shareholders
SC 13G/A
Wednesday, 9/9/2015
CF Woodford Investment Fund: Major Shareholders
4
Thursday, 7/2/2015
Cognate Bioservices, Inc.: Statement of changes in beneficial ownership of securities
4
Thursday, 4/30/2015
Farmer Robert A: Statement of changes in beneficial ownership of securities
4
Thursday, 4/30/2015
MALIK NAVID: Statement of changes in beneficial ownership of securities
4
Thursday, 4/30/2015
JASINOWSKI JERRY J: Statement of changes in beneficial ownership of securities
SC 13G
Tuesday, 4/7/2015
CF Woodford Investment Fund: Major Shareholders
SC 13G
Thursday, 2/26/2015
Woodford Investment Management LLP: Major Shareholders
SC 13G/A
Wednesday, 2/11/2015
Mehiel Dennis: Major Shareholders
SC 13G/A
Thursday, 2/5/2015
FRANKLIN RESOURCES INC: Major Shareholders
4/A
Monday, 12/22/2014
Toucan Partners, LLC: Statement of changes in beneficial ownership of securities
4/A
Monday, 12/22/2014
Hemphill Robert F Jr.: Statement of changes in beneficial ownership of securities
4
Friday, 12/19/2014
Hemphill Robert F Jr.: Statement of changes in beneficial ownership of securities
4
Friday, 12/19/2014
Hemphill Robert F Jr.: Statement of changes in beneficial ownership of securities
3
Friday, 12/19/2014
Cognate Bioservices, Inc.: Initial statement of beneficial ownership of securities
4
Friday, 12/19/2014
Hemphill Robert F Jr.: Statement of changes in beneficial ownership of securities
4
Friday, 12/19/2014
Hemphill Robert F Jr.: Statement of changes in beneficial ownership of securities
SC 13G
Thursday, 2/13/2014
FRANKLIN RESOURCES INC: Major Shareholders
SC 13G/A
Thursday, 2/13/2014
CAPITAL VENTURES INTERNATIONAL: Major Shareholders
SC 13G/A
Tuesday, 2/11/2014
Mehiel Dennis: Major Shareholders
SC 13G/A
Wednesday, 1/8/2014
SABBY MANAGEMENT, LLC: Major Shareholders
SC 13G
Friday, 11/29/2013
CAPITAL VENTURES INTERNATIONAL: Major Shareholders
SC 13G
Friday, 8/16/2013
Mehiel Dennis: Major Shareholders
SC 13G
Thursday, 4/18/2013
SABBY MANAGEMENT, LLC: Major Shareholders
4
Friday, 1/4/2013
Powers Linda F: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 10/15/2012
Tonaquint, Inc.: Major Shareholders
4
Monday, 7/30/2012
Powers Linda F: Statement of changes in beneficial ownership of securities
SC 13G/A
Tuesday, 2/14/2012
Socius Capital Group, LLC: Major Shareholders
SC 13G/A
Tuesday, 2/7/2012
Tonaquint, Inc.: Major Shareholders
SC 13G
Thursday, 12/22/2011
Tonaquint, Inc.: Major Shareholders
4
Tuesday, 9/20/2011
BOYNTON ALTON L: Statement of changes in beneficial ownership of securities
4
Thursday, 6/23/2011
BOYNTON ALTON L: Statement of changes in beneficial ownership of securities
4/A
Friday, 4/15/2011
Powers Linda F: Statement of changes in beneficial ownership of securities
SC 13G
Friday, 3/11/2011
Socius Capital Group, LLC: Major Shareholders
4
Thursday, 3/10/2011
BOYNTON ALTON L: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/21/2010
BOYNTON ALTON L: Statement of changes in beneficial ownership of securities
4
Friday, 9/10/2010
Powers Linda F: Statement of changes in beneficial ownership of securities
4
Thursday, 7/8/2010
Powers Linda F: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/26/2010
BOYNTON ALTON L: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/6/2010
BOYNTON ALTON L: Statement of changes in beneficial ownership of securities
4
Thursday, 12/10/2009
BOYNTON ALTON L: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/1/2009
BOYNTON ALTON L: Statement of changes in beneficial ownership of securities
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Prospectus (84)

S-3
Tuesday, 10/18/2022
Registration statement for specified transactions by certain issuers
424B5
Tuesday, 10/13/2020
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Friday, 8/7/2020
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Friday, 6/26/2020
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Friday, 6/12/2020
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Friday, 5/29/2020
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Thursday, 4/9/2020
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Monday, 2/24/2020
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Wednesday, 1/15/2020
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Friday, 1/3/2020
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Monday, 10/28/2019
Prospectus filed pursuant to Rule 424(b)(5)
S-3
Friday, 10/18/2019
Registration statement for specified transactions by certain issuers
424B5
Friday, 10/18/2019
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Thursday, 7/18/2019
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Wednesday, 7/17/2019
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Thursday, 6/28/2018
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Monday, 3/26/2018
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Tuesday, 12/5/2017
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Tuesday, 10/24/2017
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Friday, 9/22/2017
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Monday, 8/7/2017
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Monday, 4/17/2017
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Wednesday, 3/22/2017
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Thursday, 12/29/2016
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Wednesday, 12/28/2016
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Tuesday, 12/20/2016
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Tuesday, 10/25/2016
Prospectus filed pursuant to Rule 424(b)(5)
S-3/A
Friday, 10/14/2016
Registration statement for specified transactions by certain issuers
S-3/A
Friday, 10/7/2016
Registration statement for specified transactions by certain issuers
S-3/A
Monday, 10/3/2016
Registration statement for specified transactions by certain issuers
S-3
Friday, 9/23/2016
Registration statement for specified transactions by certain issuers
424B5
Monday, 9/19/2016
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Monday, 9/19/2016
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Monday, 9/12/2016
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Friday, 8/26/2016
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Friday, 8/26/2016
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Friday, 8/26/2016
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Tuesday, 7/5/2016
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Thursday, 5/19/2016
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Tuesday, 5/3/2016
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Thursday, 3/3/2016
Prospectus filed pursuant to Rule 424(b)(5)
S-3MEF
Wednesday, 3/2/2016
A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S-3
424B3
Tuesday, 1/12/2016
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Wednesday, 12/30/2015
Prospectus filed pursuant to Rule 424(b)(3)
424B5
Thursday, 12/24/2015
Prospectus filed pursuant to Rule 424(b)(5)
S-3/A
Monday, 12/14/2015
Registration statement for specified transactions by certain issuers
S-3
Friday, 11/13/2015
Registration statement for specified transactions by certain issuers
424B5
Wednesday, 10/8/2014
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Friday, 4/11/2014
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Thursday, 11/21/2013
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Tuesday, 11/19/2013
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Friday, 8/9/2013
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Monday, 4/22/2013
Prospectus filed pursuant to Rule 424(b)(5)
S-3/A
Friday, 2/1/2013
Registration statement for specified transactions by certain issuers
S-3/A
Friday, 1/25/2013
Registration statement for specified transactions by certain issuers
S-3
Monday, 1/7/2013
Registration statement for specified transactions by certain issuers
424B4
Monday, 12/10/2012
Prospectus filed pursuant to Rule 424(b)(4)
S-1/A
Tuesday, 12/4/2012
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Thursday, 11/15/2012
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Thursday, 11/15/2012
General form of registration statement for all companies including face-amount certificate companies
FWP
Friday, 11/2/2012
Filing under Securities Act Rules 163/433 of free writing prospectuses
S-1/A
Thursday, 11/1/2012
General form of registration statement for all companies including face-amount certificate companies
S-1
Friday, 6/29/2012
General form of registration statement for all companies including face-amount certificate companies
424B3
Tuesday, 2/28/2012
Prospectus filed pursuant to Rule 424(b)(3)
S-1/A
Friday, 2/3/2012
General form of registration statement for all companies including face-amount certificate companies
RW
Tuesday, 1/10/2012
Registration Withdrawal Request
S-1
Tuesday, 1/10/2012
General form of registration statement for all companies including face-amount certificate companies
S-1
Friday, 12/23/2011
General form of registration statement for all companies including face-amount certificate companies
S-8
Friday, 5/14/2010
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-8
Tuesday, 6/24/2008
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-8
Wednesday, 11/21/2007
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-1/A
Friday, 9/29/2006
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Monday, 7/17/2006
General form of registration statement for all companies including face-amount certificate companies
S-1
Friday, 5/19/2006
General form of registration statement for all companies including face-amount certificate companies
S-8
Monday, 2/4/2002
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
424B1
Friday, 12/14/2001
Prospectus filed pursuant to Rule 424(b)(1)
S-1/A
Friday, 12/14/2001
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Thursday, 12/13/2001
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Friday, 12/7/2001
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Friday, 11/30/2001
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Wednesday, 11/14/2001
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Wednesday, 10/24/2001
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Wednesday, 10/10/2001
General form of registration statement for all companies including face-amount certificate companies
S-1
Monday, 8/13/2001
General form of registration statement for all companies including face-amount certificate companies
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Proxies (38)

DEFA14A
Friday, 12/23/2022
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 12/16/2022
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Monday, 12/5/2022
Definitive proxy statements
PRE 14A
Friday, 11/25/2022
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Friday, 4/16/2021
Definitive proxy statements
DEF 14A
Friday, 3/27/2020
Definitive proxy statements
DEF 14A
Tuesday, 1/8/2019
Definitive proxy statements
DEFR14A
Thursday, 4/12/2018
Definitive revised proxy soliciting materials
DEF 14A
Monday, 4/9/2018
Definitive proxy statements
PRER14A
Wednesday, 4/4/2018
Preliminary revised proxy soliciting materials
PRE 14A
Monday, 3/26/2018
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Tuesday, 1/9/2018
Definitive proxy statements
DEF 14A
Thursday, 12/1/2016
Definitive proxy statements
DEF 14A
Friday, 11/6/2015
Definitive proxy statements
DEF 14A
Wednesday, 11/26/2014
Definitive proxy statements
DEF 14A
Tuesday, 12/3/2013
Definitive proxy statements
DEF 14C
Thursday, 8/16/2012
Definitive information statements
PRE 14C
Thursday, 8/2/2012
Preliminary information statement not related to a contested matter or merger/acquisition
DEF 14C
Wednesday, 1/18/2012
Definitive information statements
PRER14C
Thursday, 1/5/2012
Preliminary revised information statements
PRE 14C
Friday, 12/16/2011
Preliminary information statement not related to a contested matter or merger/acquisition
DEF 14A
Thursday, 8/6/2009
Definitive proxy statements
PRER14A
Wednesday, 7/29/2009
Preliminary revised proxy soliciting materials
PRER14A
Tuesday, 7/21/2009
Preliminary revised proxy soliciting materials
PRE 14A
Tuesday, 7/14/2009
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Wednesday, 5/14/2008
Definitive proxy statements
DEF 14C
Friday, 12/14/2007
Definitive information statements
PRE 14C
Wednesday, 11/21/2007
Preliminary information statement not related to a contested matter or merger/acquisition
DEF 14C
Monday, 4/30/2007
Definitive information statements
PRE 14C
Friday, 4/20/2007
Preliminary information statement not related to a contested matter or merger/acquisition
DEF 14C
Monday, 5/1/2006
Definitive information statements
PRE 14C
Friday, 4/21/2006
Preliminary information statement not related to a contested matter or merger/acquisition
DEF 14A
Thursday, 12/2/2004
Definitive proxy statements
DEFA14A
Thursday, 12/2/2004
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PRE 14A
Monday, 11/22/2004
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Monday, 3/24/2003
Definitive proxy statements
DEF 14A
Friday, 5/3/2002
Definitive proxy statements
PRE 14A
Tuesday, 4/16/2002
Preliminary proxy statement not related to a contested matter or merger/acquisition
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