GOLDMAN SACHS EXECUTION & CLEARING, L.P.

Related Filers (35)

Other (29)

X-17A-5
Friday, 2/26/2016
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Friday, 2/26/2016
None
X-17A-5
Thursday, 4/2/2015
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 3/2/2015
None
FOCUSN
Tuesday, 3/4/2014
None
X-17A-5
Tuesday, 3/4/2014
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Friday, 3/1/2013
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Friday, 3/1/2013
None
FOCUSN
Wednesday, 2/29/2012
None
X-17A-5
Wednesday, 2/29/2012
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Tuesday, 3/1/2011
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 3/1/2011
None
FOCUSN
Monday, 3/1/2010
None
X-17A-5
Monday, 3/1/2010
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 1/27/2009
None
X-17A-5
Tuesday, 1/27/2009
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 1/29/2008
None
X-17A-5
Tuesday, 1/29/2008
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 1/23/2007
None
X-17A-5
Tuesday, 1/23/2007
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Tuesday, 1/24/2006
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 1/24/2006
None
X-17A-5
Tuesday, 1/25/2005
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 1/25/2005
None
X-17A-5
Tuesday, 1/27/2004
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 1/27/2004
None
FOCUSN
Tuesday, 1/28/2003
None
X-17A-5
Tuesday, 1/28/2003
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Tuesday, 1/29/2002
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
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Ownership (47)

SC 13G
Monday, 1/14/2002
HEALTHCARE INTEGRATED SERVICES INC: Major Shareholders
3
Friday, 1/11/2002
HEALTHCARE INTEGRATED SERVICES INC: Initial statement of beneficial ownership of securities
4
Friday, 1/11/2002
HEALTHCARE INTEGRATED SERVICES INC: Statement of changes in beneficial ownership of securities
4
Friday, 1/11/2002
HEALTHCARE INTEGRATED SERVICES INC: Statement of changes in beneficial ownership of securities
4
Friday, 1/11/2002
HEALTHCARE INTEGRATED SERVICES INC: Statement of changes in beneficial ownership of securities
4
Friday, 1/11/2002
HEALTHCARE INTEGRATED SERVICES INC: Statement of changes in beneficial ownership of securities
SC 13G
Monday, 2/14/2000
INCOMED CORP: Major Shareholders
SC 13G
Monday, 2/14/2000
QUANTECH ELECTRONICS CORP: Major Shareholders
SC 13G
Monday, 2/14/2000
VIDEOLAN TECHNOLOGIES INC /DE/: Major Shareholders
SC 13G
Monday, 2/14/2000
GEN RX INC: Major Shareholders
SC 13G
Friday, 12/10/1999
NORTHEAST DIGITAL NETWORKS INC: Major Shareholders
SC 13G
Friday, 2/12/1999
ORS AUTOMATION INC: Major Shareholders
SC 13G
Friday, 2/12/1999
ORS AUTOMATION INC: Major Shareholders
SC 13G
Friday, 2/12/1999
VIDEOLAN TECHNOLOGIES INC /DE/: Major Shareholders
SC 13G
Friday, 2/12/1999
ABS INDUSTRIES INC /DE/: Major Shareholders
SC 13G
Thursday, 2/11/1999
NYTEST ENVIRONMENTAL INC: Major Shareholders
SC 13G
Thursday, 2/11/1999
ATKINSON GUY F CO OF CALIFORNIA: Major Shareholders
SC 13G
Thursday, 2/11/1999
KENDALL SQUARE RESEARCH CORP/DE: Major Shareholders
SC 13G
Thursday, 2/11/1999
ERNST HOME CENTER INC: Major Shareholders
SC 13G
Thursday, 2/11/1999
AMRE INC: Major Shareholders
SC 13G
Thursday, 2/11/1999
DISTINCTIVE DEVICES INC: Major Shareholders
SC 13G
Thursday, 2/11/1999
PYRAMID BREWERIES INC: Major Shareholders
SC 13G
Thursday, 8/6/1998
PUBLICKER INDUSTRIES INC: Major Shareholders
SC 13G/A
Friday, 2/13/1998
BOGUE ELECTRIC MANUFACTURING CO: Major Shareholders
SC 13G/A
Thursday, 2/12/1998
DISTINCTIVE DEVICES INC: Major Shareholders
SC 13G/A
Thursday, 2/12/1998
KENDALL SQUARE RESEARCH CORP/DE: Major Shareholders
SC 13G/A
Thursday, 2/12/1998
SYNTECH INTERNATIONAL INC: Major Shareholders
SC 13G
Thursday, 2/13/1997
AMERICAN DIVERSIFIED GROUP INC: Major Shareholders
SC 13G
Thursday, 2/13/1997
AMERICAN SHIP BUILDING CO: Major Shareholders
SC 13G
Thursday, 2/13/1997
ATLANTIS MINING & MANUFACTURING CO INC: Major Shareholders
SC 13G
Thursday, 2/13/1997
CELEREX CORP: Major Shareholders
SC 13G
Thursday, 2/13/1997
CODENOLL TECHNOLOGY CORP: Major Shareholders
SC 13G
Thursday, 2/13/1997
COMMUNICATIONS TRANSMISSION INC: Major Shareholders
SC 13G
Thursday, 2/13/1997
DISTINCTIVE DEVICES INC: Major Shareholders
SC 13G
Thursday, 2/13/1997
INTERNATIONAL FOOD & BEVERAGE INC /DE/: Major Shareholders
SC 13G
Thursday, 2/13/1997
KENDALL SQUARE RESEARCH CORP/DE: Major Shareholders
SC 13G
Thursday, 2/13/1997
METRO AIRLINES INC: Major Shareholders
SC 13G
Thursday, 2/13/1997
NATIONAL MEDPLEX CORP: Major Shareholders
SC 13G
Thursday, 2/13/1997
NELSON L B CORP: Major Shareholders
SC 13G
Thursday, 2/13/1997
NELX INC: Major Shareholders
SC 13G
Thursday, 2/13/1997
PEOPLES RESTAURANTS, INC.: Major Shareholders
SC 13G
Thursday, 2/13/1997
SATELLITE DATA INC: Major Shareholders
SC 13G
Thursday, 2/13/1997
SIMONE GROUP INC: Major Shareholders
SC 13G
Thursday, 2/13/1997
SOLAR SATELLITE COMMUNICATION INC: Major Shareholders
SC 13G
Thursday, 2/13/1997
SYNTECH INTERNATIONAL INC: Major Shareholders
SC 13G
Thursday, 2/13/1997
TREND LABORATORIES INC: Major Shareholders
SC 13G
Thursday, 2/13/1997
TWIN STAR PRODUCTIONS INC: Major Shareholders
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