THERMOENERGY CORP
Related Filers (35)
- COWART DANIEL B (4)
- TRUMP ROBERT S (3)
- COSSEY DENNIS C (3)
- SECURITY INVESTORS LLC (2)
- ROENIGK MARTIN A (2)
- Hughes Shawn (2)
- KIMBERLIN KEVIN (2)
- Gelbaum David (2)
- Gelbaum Monica Chavez (2)
- REYNOLDS ARTHUR S (2)
- Empire Capital Management, L.L.C. (2)
- Quercus Trust (2)
- GUGGENHEIM CAPITAL LLC (2)
- SKLAR JERRY (1)
- CORCORAN JOHN F (1)
- MONTESI P L (1)
- Bowles Ian A (1)
- Lahaie David P (1)
- Powell Jeffrey L (1)
- FAULKENBERRY LOWELL E (1)
- Fassbender Alexander G (1)
- MELTON ANDREW (1)
- ORTMANN LOUIS (1)
- LOEFFLER PAUL (1)
- Field David A (1)
- KLOWAN TEODOR JR (1)
- Anthony David (1)
- Howard Francis (1)
- Landegger Gregory M (1)
- Wood James F. (1)
- Bullock Cary (1)
- Agnihotri Dileep (1)
- Bartlett Joseph P (1)
- KELLER DAVID L (1)
- HUGHES J WINDER (1)
- Show More ...
Financials (80)
10-Q
Thursday, 5/15/2014
Quarterly Report for period ending 2014-03-31
10-K/A
Wednesday, 4/30/2014
Annual Report for period ending 2013-12-31
10-K
Monday, 3/31/2014
Annual Report for period ending 2013-12-31
10-Q
Thursday, 11/14/2013
Quarterly Report for period ending 2013-09-30
10-Q
Wednesday, 8/14/2013
Quarterly Report for period ending 2013-06-30
10-Q
Wednesday, 5/15/2013
Quarterly Report for period ending 2013-03-31
10-K
Tuesday, 3/26/2013
Annual Report for period ending 2012-12-31
10-Q
Wednesday, 11/14/2012
Quarterly Report for period ending 2012-09-30
10-Q
Tuesday, 8/14/2012
Quarterly Report for period ending 2012-06-30
10-Q
Monday, 5/21/2012
Quarterly Report for period ending 2012-03-31
NT 10-Q
Tuesday, 5/15/2012
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2012-03-31
10-K
Monday, 5/14/2012
Annual Report for period ending 2011-12-31
NT 10-K/A
Monday, 4/2/2012
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2011-12-31
NT 10-K
Wednesday, 3/28/2012
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2011-12-31
10-Q
Monday, 11/14/2011
Quarterly Report for period ending 2011-09-30
10-K/A
Wednesday, 11/2/2011
Annual Report for period ending 2010-12-31
10-K/A
Friday, 10/14/2011
Annual Report for period ending 2010-12-31
10-Q/A
Monday, 9/26/2011
Quarterly Report for period ending 2011-06-30
10-K/A
Monday, 9/26/2011
Annual Report for period ending 2010-12-31
10-K/A
Thursday, 8/11/2011
Annual Report for period ending 2010-12-31
10-Q/A
Thursday, 8/11/2011
Quarterly Report for period ending 2011-03-31
10-Q
Thursday, 8/11/2011
Quarterly Report for period ending 2011-06-30
10-Q
Wednesday, 5/11/2011
Quarterly Report for period ending 2011-03-31
10-K/A
Monday, 5/2/2011
Annual Report for period ending 2010-12-31
10-K
Thursday, 3/31/2011
Annual Report for period ending 2010-12-31
10-Q
Monday, 11/15/2010
Quarterly Report for period ending 2010-09-30
10-Q
Monday, 8/16/2010
Quarterly Report for period ending 2010-06-30
10-Q
Wednesday, 5/12/2010
Quarterly Report for period ending 2010-03-31
10-K/A
Friday, 4/30/2010
Annual Report for period ending 2009-12-31
10-K
Wednesday, 3/31/2010
Annual Report for period ending 2009-12-31
10-K/A
Wednesday, 12/23/2009
Annual Report for period ending 2008-12-31
10-Q/A
Wednesday, 12/23/2009
Quarterly Report for period ending 2009-03-31
10-Q/A
Wednesday, 12/23/2009
Quarterly Report for period ending 2009-06-30
10-Q/A
Wednesday, 12/23/2009
Quarterly Report for period ending 2009-09-30
10-Q
Monday, 11/16/2009
Quarterly Report for period ending 2009-09-30
10-Q
Thursday, 10/15/2009
Quarterly Report for period ending 2009-03-31
10-Q
Thursday, 10/15/2009
Quarterly Report for period ending 2009-06-30
10-K
Thursday, 10/8/2009
Annual Report for period ending 2008-12-31
NT 10-Q
Friday, 5/15/2009
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2009-03-31
10-Q
Wednesday, 11/19/2008
Quarterly Report for period ending 2008-09-30
NT 10-Q
Friday, 11/14/2008
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2008-09-30
NT 10-Q
Friday, 8/15/2008
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2008-06-30
10-Q
Friday, 8/15/2008
Quarterly Report for period ending 2008-06-30
10-Q
Tuesday, 5/20/2008
Quarterly Report for period ending 2008-03-31
NT 10-Q
Thursday, 5/15/2008
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2008-03-31
NT 10-K
Tuesday, 4/1/2008
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2007-12-31
NT 10-Q
Wednesday, 11/14/2007
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2007-09-30
NT 10-Q
Wednesday, 8/15/2007
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2007-06-30
NT 10-Q
Wednesday, 5/16/2007
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2007-03-31
NT 10-K
Tuesday, 4/3/2007
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2006-12-31
NT 10-Q
Wednesday, 11/15/2006
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2006-09-30
NT 10-Q
Tuesday, 8/15/2006
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2006-06-30
NT 10-Q
Monday, 5/15/2006
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2006-03-31
NT 10-K
Thursday, 3/30/2006
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2005-12-31
NT 10-Q
Tuesday, 11/15/2005
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2005-09-30
NT 10-K
Thursday, 3/31/2005
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2004-12-31
NT 10-Q
Friday, 8/15/2003
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2003-06-30
NT 10-K
Tuesday, 4/1/2003
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2002-12-31
10-K/A
Wednesday, 5/16/2001
Annual Report for period ending 2000-12-31
10-Q
Wednesday, 11/15/2000
Quarterly Report for period ending 2000-09-30
10-Q
Friday, 8/11/2000
Quarterly Report for period ending 2000-06-30
10-Q
Thursday, 5/11/2000
Quarterly Report for period ending 2000-03-31
10-K/A
Wednesday, 4/5/2000
Annual Report for period ending 1999-12-31
10-K
Thursday, 3/30/2000
Annual Report for period ending 1999-12-31
10-Q
Friday, 11/12/1999
Quarterly Report for period ending 1999-09-30
10-Q/A
Monday, 8/16/1999
Quarterly Report for period ending 1999-06-30
10-Q
Friday, 8/13/1999
Quarterly Report for period ending 1999-06-30
10-Q
Friday, 5/14/1999
Quarterly Report for period ending 1999-03-31
10-Q
Friday, 2/12/1999
Quarterly Report for period ending 1998-12-31
10-K
Tuesday, 12/29/1998
Annual Report for period ending 1998-09-30
10-Q
Friday, 8/7/1998
Quarterly Report for period ending 1998-06-30
10-Q
Friday, 5/15/1998
Quarterly Report for period ending 1998-03-31
10-K/A
Wednesday, 3/4/1998
Annual Report for period ending 1997-09-30
10-Q/A
Friday, 2/27/1998
Quarterly Report for period ending 1997-10-01
10-Q
Tuesday, 2/17/1998
Quarterly Report for period ending 1997-12-31
NT 10-K
Monday, 12/29/1997
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 1997-09-30
10-Q
Friday, 7/25/1997
Quarterly Report for period ending 1997-06-30
10-Q/A
Wednesday, 7/23/1997
Quarterly Report for period ending 1997-03-31
10-Q
Thursday, 5/15/1997
Quarterly Report for period ending 1997-03-31
10-Q
Wednesday, 2/12/1997
Quarterly Report for period ending 1996-12-31
News (106)
8-K
Thursday, 8/11/2016
Current report filing
8-K
Tuesday, 9/2/2014
Current report filing
8-K
Friday, 5/23/2014
Current report filing
8-K
Monday, 4/14/2014
Current report filing
8-K
Tuesday, 3/4/2014
Current report filing
8-K
Tuesday, 8/27/2013
Current report filing
8-K
Wednesday, 7/17/2013
Current report filing
8-K
Friday, 7/12/2013
Current report filing
8-K
Wednesday, 4/24/2013
Current report filing
8-K
Tuesday, 4/16/2013
Current report filing
8-K
Friday, 4/5/2013
Current report filing
8-K
Thursday, 3/21/2013
Current report filing
8-K
Tuesday, 3/19/2013
Current report filing
8-K
Thursday, 12/20/2012
Current report filing
8-K
Thursday, 12/20/2012
Current report filing
8-K
Thursday, 12/6/2012
Current report filing
8-K
Wednesday, 11/14/2012
Current report filing
8-K
Thursday, 10/11/2012
Current report filing
8-K
Monday, 9/10/2012
Current report filing
8-K/A
Wednesday, 8/15/2012
Current report filing
8-K
Wednesday, 8/15/2012
Current report filing
8-K
Tuesday, 7/17/2012
Current report filing
8-K
Tuesday, 6/26/2012
Current report filing
8-K
Monday, 5/21/2012
Current report filing
8-K
Tuesday, 4/17/2012
Current report filing
8-K
Friday, 4/13/2012
Current report filing
8-K
Thursday, 3/8/2012
Current report filing
8-K
Thursday, 1/19/2012
Current report filing
8-K
Wednesday, 1/11/2012
Current report filing
8-K
Wednesday, 1/4/2012
Current report filing
8-K
Tuesday, 12/13/2011
Current report filing
8-K
Friday, 12/2/2011
Current report filing
8-K
Friday, 10/28/2011
Current report filing
8-K
Thursday, 8/11/2011
Current report filing
8-K
Monday, 8/1/2011
Current report filing
8-K
Wednesday, 7/20/2011
Current report filing
8-K
Monday, 7/11/2011
Current report filing
8-K
Monday, 6/27/2011
Current report filing
8-K
Wednesday, 3/30/2011
Current report filing
8-K
Thursday, 3/3/2011
Current report filing
8-K
Monday, 1/31/2011
Current report filing
8-K
Friday, 1/14/2011
Current report filing
8-K
Tuesday, 11/23/2010
Current report filing
8-K/A
Friday, 8/13/2010
Current report filing
8-K
Monday, 8/9/2010
Current report filing
8-K
Wednesday, 7/28/2010
Current report filing
8-K
Friday, 7/2/2010
Current report filing
8-K
Wednesday, 6/30/2010
Current report filing
8-K
Thursday, 4/15/2010
Current report filing
8-K
Tuesday, 3/16/2010
Current report filing
8-K
Tuesday, 3/9/2010
Current report filing
8-K
Thursday, 2/11/2010
Current report filing
8-K
Tuesday, 2/2/2010
Current report filing
8-K
Tuesday, 12/29/2009
Current report filing
8-K
Thursday, 12/17/2009
Current report filing
8-K
Tuesday, 11/24/2009
Current report filing
8-K
Wednesday, 11/18/2009
Current report filing
8-K
Tuesday, 11/3/2009
Current report filing
8-K
Wednesday, 10/21/2009
Current report filing
8-K
Friday, 10/2/2009
Current report filing
8-K
Monday, 8/31/2009
Current report filing
8-K
Thursday, 8/27/2009
Current report filing
8-K
Wednesday, 8/26/2009
Current report filing
8-K
Friday, 8/7/2009
Current report filing
8-K
Monday, 8/3/2009
Current report filing
8-K
Tuesday, 6/30/2009
Current report filing
8-K
Friday, 6/5/2009
Current report filing
8-K
Tuesday, 5/5/2009
Current report filing
8-K
Tuesday, 4/28/2009
Current report filing
8-K
Monday, 3/2/2009
Current report filing
8-K
Thursday, 2/19/2009
Current report filing
8-K
Tuesday, 2/17/2009
Current report filing
8-K
Tuesday, 1/27/2009
Current report filing
8-K/A
Tuesday, 1/13/2009
Current report filing
8-K
Friday, 11/21/2008
Current report filing
8-K
Thursday, 11/20/2008
Current report filing
8-K
Thursday, 10/2/2008
Current report filing
8-K
Wednesday, 9/17/2008
Current report filing
8-K
Monday, 9/15/2008
Current report filing
8-K
Monday, 8/18/2008
Current report filing
8-K
Monday, 6/30/2008
Current report filing
8-K
Tuesday, 3/25/2008
Current report filing
8-K
Thursday, 3/20/2008
Current report filing
8-K
Monday, 1/7/2008
Current report filing
8-K
Wednesday, 12/19/2007
Current report filing
8-K/A
Wednesday, 9/19/2007
Current report filing
8-K
Thursday, 8/23/2007
Current report filing
8-K
Tuesday, 7/10/2007
Current report filing
8-K
Monday, 7/2/2007
Current report filing
8-K
Monday, 4/16/2007
Current report filing
8-K
Tuesday, 4/3/2007
Current report filing
8-K
Thursday, 3/22/2007
Current report filing
8-K
Friday, 2/16/2007
Current report filing
8-K
Wednesday, 10/4/2006
Current report filing
8-K
Wednesday, 9/13/2006
Current report filing
8-K
Thursday, 8/31/2006
Current report filing
8-K
Tuesday, 4/18/2006
Current report filing
8-K
Tuesday, 9/20/2005
Current report filing
8-K
Tuesday, 7/19/2005
Current report filing
8-K
Friday, 7/15/2005
Current report filing
Other (64)
NTN 10Q
Tuesday, 8/19/2014
None
EFFECT
Thursday, 7/25/2013
Notice of Effectiveness
CORRESP
Wednesday, 7/24/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Friday, 7/5/2013
Notice of Effectiveness
POS AM
Monday, 7/1/2013
Post-effective amendment to a registration statement that is not immediately effective upon filing
POS AM
Monday, 7/1/2013
Post-effective amendment to a registration statement that is not immediately effective upon filing
EFFECT
Thursday, 1/31/2013
Notice of Effectiveness
CORRESP
Monday, 1/28/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
D
Thursday, 7/26/2012
Exempt (Private) Offering
EFFECT
Friday, 7/6/2012
Notice of Effectiveness
CORRESP
Monday, 6/18/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS AM
Tuesday, 6/5/2012
Post-effective amendment to a registration statement that is not immediately effective upon filing
CORRESP
Monday, 5/14/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Thursday, 12/29/2011
Notice of Effectiveness
POS AM
Wednesday, 12/28/2011
Post-effective amendment to a registration statement that is not immediately effective upon filing
EFFECT
Monday, 11/7/2011
Notice of Effectiveness
CORRESP
Thursday, 11/3/2011
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 8/18/2011
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
D/A
Friday, 8/13/2010
Exempt (Private) Offering
D
Friday, 12/4/2009
Exempt (Private) Offering
NTN 10K
Thursday, 4/2/2009
None
REGDEX
Tuesday, 9/2/2008
Form D (PDF)
10KSB/A
Tuesday, 5/20/2008
None
10KSB/A
Wednesday, 4/23/2008
None
10KSB
Tuesday, 4/15/2008
None
REGDEX
Friday, 1/4/2008
Form D (PDF)
10QSB
Tuesday, 11/20/2007
None
10QSB
Monday, 8/20/2007
None
10QSB
Tuesday, 5/22/2007
None
10KSB/A
Friday, 5/4/2007
None
10KSB/A
Tuesday, 5/1/2007
None
10KSB
Tuesday, 4/17/2007
None
REGDEX
Wednesday, 4/4/2007
Form D (PDF)
10QSB
Wednesday, 11/15/2006
None
10QSB
Tuesday, 8/22/2006
None
10QSB/A
Thursday, 6/22/2006
None
10QSB
Monday, 5/22/2006
None
10KSB/A
Monday, 5/1/2006
None
10KSB
Monday, 4/17/2006
None
10QSB
Monday, 11/21/2005
None
10QSB
Monday, 8/15/2005
None
REGDEX
Tuesday, 8/2/2005
Form D (PDF)
10QSB
Monday, 5/16/2005
None
10KSB
Friday, 4/15/2005
None
10QSB
Monday, 11/15/2004
None
10QSB
Monday, 8/16/2004
None
10QSB
Monday, 5/17/2004
None
10KSB
Tuesday, 3/30/2004
None
10QSB
Thursday, 11/13/2003
None
10QSB
Tuesday, 8/19/2003
None
10QSB
Wednesday, 5/14/2003
None
10KSB
Friday, 4/25/2003
None
10QSB
Thursday, 11/14/2002
None
10QSB
Wednesday, 8/14/2002
None
10QSB
Tuesday, 5/14/2002
None
10KSB
Friday, 3/29/2002
None
10QSB
Tuesday, 11/13/2001
None
10QSB
Tuesday, 8/14/2001
None
10QSB
Tuesday, 5/15/2001
None
10-K405
Monday, 12/29/1997
Annual Report with disclosure of delinquent filers
SB-2/A
Tuesday, 10/14/1997
None
SB-2/A
Thursday, 8/7/1997
None
SB-2/A
Tuesday, 4/1/1997
None
SB-2
Wednesday, 2/12/1997
None
Ownership (147)
SC 13G/A
Tuesday, 2/17/2015
GUGGENHEIM CAPITAL LLC: Major Shareholders
SC 13G/A
Thursday, 2/13/2014
GUGGENHEIM CAPITAL LLC: Major Shareholders
4
Wednesday, 5/29/2013
HUGHES J WINDER: Statement of changes in beneficial ownership of securities
3
Tuesday, 4/16/2013
KELLER DAVID L: Initial statement of beneficial ownership of securities
4
Tuesday, 4/16/2013
KELLER DAVID L: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/20/2013
Bullock Cary: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/20/2013
HUGHES J WINDER: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/20/2013
Agnihotri Dileep: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/20/2013
Hughes Shawn: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/20/2013
REYNOLDS ARTHUR S: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/20/2013
Bartlett Joseph P: Statement of changes in beneficial ownership of securities
SC 13G/A
Thursday, 2/14/2013
GUGGENHEIM CAPITAL LLC: Major Shareholders
3
Wednesday, 1/2/2013
Wood James F.: Initial statement of beneficial ownership of securities
4
Wednesday, 1/2/2013
Wood James F.: Statement of changes in beneficial ownership of securities
3
Wednesday, 9/5/2012
Landegger Gregory M: Initial statement of beneficial ownership of securities
4
Thursday, 7/12/2012
Bullock Cary: Statement of changes in beneficial ownership of securities
4
Thursday, 7/12/2012
HUGHES J WINDER: Statement of changes in beneficial ownership of securities
4
Thursday, 7/12/2012
Gelbaum David: Statement of changes in beneficial ownership of securities
3
Wednesday, 5/16/2012
Bartlett Joseph P: Initial statement of beneficial ownership of securities
4
Wednesday, 5/16/2012
Bartlett Joseph P: Statement of changes in beneficial ownership of securities
SC 13G/A
Thursday, 5/10/2012
SECURITY INVESTORS LLC: Major Shareholders
SC 13G
Wednesday, 3/14/2012
Howard Francis: Major Shareholders
SC 13G/A
Tuesday, 2/14/2012
Empire Capital Management, L.L.C.: Major Shareholders
3
Tuesday, 1/17/2012
Agnihotri Dileep: Initial statement of beneficial ownership of securities
4
Tuesday, 1/17/2012
Agnihotri Dileep: Statement of changes in beneficial ownership of securities
4
Friday, 12/23/2011
Anthony David: Statement of changes in beneficial ownership of securities
4
Friday, 12/23/2011
HUGHES J WINDER: Statement of changes in beneficial ownership of securities
4
Friday, 12/23/2011
REYNOLDS ARTHUR S: Statement of changes in beneficial ownership of securities
4
Friday, 12/23/2011
Hughes Shawn: Statement of changes in beneficial ownership of securities
SC 13G/A
Thursday, 5/19/2011
Empire Capital Management, L.L.C.: Major Shareholders
SC 13D
Tuesday, 2/15/2011
Empire Capital Management, L.L.C.: Major Shareholders
4
Friday, 11/19/2010
Hughes Shawn: Statement of changes in beneficial ownership of securities
4
Friday, 11/19/2010
HUGHES J WINDER: Statement of changes in beneficial ownership of securities
4
Friday, 11/19/2010
REYNOLDS ARTHUR S: Statement of changes in beneficial ownership of securities
4
Friday, 11/19/2010
Anthony David: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 9/10/2010
SECURITY INVESTORS LLC: Major Shareholders
SC 13G/A
Monday, 8/16/2010
Empire Capital Management, L.L.C.: Major Shareholders
SC 13D/A
Friday, 8/13/2010
Quercus Trust: Major Shareholders
4
Friday, 7/2/2010
Gelbaum David: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 3/22/2010
Empire Capital Management, L.L.C.: Major Shareholders
SC 13D/A
Thursday, 3/18/2010
Quercus Trust: Major Shareholders
4
Friday, 3/12/2010
Gelbaum David: Statement of changes in beneficial ownership of securities
SC 13D/A
Wednesday, 3/10/2010
Quercus Trust: Major Shareholders
4
Wednesday, 3/10/2010
COSSEY DENNIS C: Statement of changes in beneficial ownership of securities
SC 13G/A
Tuesday, 2/16/2010
Empire Capital Management, L.L.C.: Major Shareholders
SC 13G/A
Friday, 2/12/2010
SECURITY INVESTORS LLC: Major Shareholders
3
Thursday, 1/28/2010
Bullock Cary: Initial statement of beneficial ownership of securities
4
Thursday, 1/28/2010
KLOWAN TEODOR JR: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/29/2009
Bartlett Joseph P: Statement of changes in beneficial ownership of securities
3
Tuesday, 12/29/2009
Field David A: Initial statement of beneficial ownership of securities
3/A
Friday, 12/18/2009
Anthony David: Initial statement of beneficial ownership of securities
3/A
Friday, 12/18/2009
Bartlett Joseph P: Initial statement of beneficial ownership of securities
4/A
Friday, 12/18/2009
Gelbaum David: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/16/2009
HUGHES J WINDER: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/16/2009
REYNOLDS ARTHUR S: Statement of changes in beneficial ownership of securities
3
Tuesday, 12/8/2009
KLOWAN TEODOR JR: Initial statement of beneficial ownership of securities
3
Thursday, 12/3/2009
HUGHES J WINDER: Initial statement of beneficial ownership of securities
4
Thursday, 12/3/2009
HUGHES J WINDER: Statement of changes in beneficial ownership of securities
SC 13G/A
Thursday, 12/3/2009
Empire Capital Management, L.L.C.: Major Shareholders
4
Monday, 11/30/2009
Gelbaum David: Statement of changes in beneficial ownership of securities
SC 13D/A
Monday, 11/30/2009
Quercus Trust: Major Shareholders
SC 13D/A
Monday, 11/16/2009
Quercus Trust: Major Shareholders
3/A
Friday, 11/13/2009
Gelbaum David: Initial statement of beneficial ownership of securities
SC 13D/A
Thursday, 10/22/2009
Quercus Trust: Major Shareholders
3
Monday, 10/19/2009
Anthony David: Initial statement of beneficial ownership of securities
3
Monday, 10/19/2009
Bartlett Joseph P: Initial statement of beneficial ownership of securities
4
Monday, 10/19/2009
Gelbaum Monica Chavez: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 10/16/2009
Empire Capital Management, L.L.C.: Major Shareholders
3/A
Friday, 10/9/2009
Gelbaum David: Initial statement of beneficial ownership of securities
4/A
Friday, 10/9/2009
Gelbaum David: Statement of changes in beneficial ownership of securities
4
Friday, 10/9/2009
Gelbaum David: Statement of changes in beneficial ownership of securities
3
Wednesday, 7/8/2009
Empire Capital Management, L.L.C.: Initial statement of beneficial ownership of securities
SC 13D/A
Monday, 4/27/2009
Quercus Trust: Major Shareholders
SC 13G/A
Friday, 2/13/2009
SECURITY INVESTORS LLC: Major Shareholders
4
Wednesday, 12/10/2008
LOEFFLER PAUL: Statement of changes in beneficial ownership of securities
3
Friday, 10/3/2008
REYNOLDS ARTHUR S: Initial statement of beneficial ownership of securities
4
Friday, 10/3/2008
REYNOLDS ARTHUR S: Statement of changes in beneficial ownership of securities
SC 13D/A
Friday, 9/19/2008
Quercus Trust: Major Shareholders
4
Wednesday, 9/17/2008
Gelbaum David: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/16/2008
Gelbaum David: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 7/22/2008
KIMBERLIN KEVIN: Major Shareholders
4
Tuesday, 7/22/2008
KIMBERLIN KEVIN: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/1/2008
ORTMANN LOUIS: Statement of changes in beneficial ownership of securities
4
Friday, 6/27/2008
MELTON ANDREW: Statement of changes in beneficial ownership of securities
4
Friday, 6/27/2008
Fassbender Alexander G: Statement of changes in beneficial ownership of securities
4
Friday, 6/27/2008
COSSEY DENNIS C: Statement of changes in beneficial ownership of securities
4
Friday, 6/27/2008
FAULKENBERRY LOWELL E: Statement of changes in beneficial ownership of securities
4
Friday, 6/27/2008
ROENIGK MARTIN A: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/3/2008
ROENIGK MARTIN A: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/28/2008
ROENIGK MARTIN A: Statement of changes in beneficial ownership of securities
3/A
Tuesday, 5/13/2008
KIMBERLIN KEVIN: Initial statement of beneficial ownership of securities
SC 13D
Friday, 3/28/2008
KIMBERLIN KEVIN: Major Shareholders
3
Thursday, 3/27/2008
KIMBERLIN KEVIN: Initial statement of beneficial ownership of securities
4
Thursday, 3/20/2008
ROENIGK MARTIN A: Statement of changes in beneficial ownership of securities
3
Thursday, 1/3/2008
Hughes Shawn: Initial statement of beneficial ownership of securities
4
Wednesday, 1/2/2008
COSSEY DENNIS C: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/2/2008
MELTON ANDREW: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/2/2008
Fassbender Alexander G: Statement of changes in beneficial ownership of securities
SC 13D
Monday, 12/31/2007
Quercus Trust: Major Shareholders
3
Monday, 12/31/2007
Gelbaum Monica Chavez: Initial statement of beneficial ownership of securities
Prospectus (19)
424B3
Wednesday, 7/31/2013
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Wednesday, 7/24/2013
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Friday, 2/1/2013
Prospectus filed pursuant to Rule 424(b)(3)
S-1/A
Friday, 1/18/2013
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Thursday, 12/20/2012
General form of registration statement for all companies including face-amount certificate companies
S-1
Friday, 12/14/2012
General form of registration statement for all companies including face-amount certificate companies
424B3
Wednesday, 7/11/2012
Prospectus filed pursuant to Rule 424(b)(3)
424B7
Friday, 1/27/2012
Prospectus filed pursuant to Rule 424(b)(7)
424B7
Thursday, 1/12/2012
Prospectus filed pursuant to Rule 424(b)(7)
424B7
Thursday, 1/5/2012
Prospectus filed pursuant to Rule 424(b)(7)
424B3
Thursday, 12/29/2011
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Tuesday, 11/8/2011
Prospectus filed pursuant to Rule 424(b)(3)
S-1/A
Wednesday, 11/2/2011
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Monday, 10/17/2011
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Friday, 10/14/2011
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Monday, 9/26/2011
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Thursday, 8/18/2011
General form of registration statement for all companies including face-amount certificate companies
S-1
Wednesday, 6/29/2011
General form of registration statement for all companies including face-amount certificate companies
RW
Tuesday, 1/13/1998
Registration Withdrawal Request
Proxies (24)
PRER14A
Friday, 2/15/2013
Preliminary revised proxy soliciting materials
DEF 14A
Friday, 2/15/2013
Definitive proxy statements
PRER14A
Wednesday, 1/30/2013
Preliminary revised proxy soliciting materials
PRE 14A
Tuesday, 12/18/2012
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Thursday, 11/17/2011
Definitive proxy statements
PRER14C
Friday, 7/22/2011
Preliminary revised information statements
DEF 14C
Friday, 7/22/2011
Definitive information statements
PRE 14C
Monday, 7/11/2011
Preliminary information statement not related to a contested matter or merger/acquisition
DEF 14A
Wednesday, 10/20/2010
Definitive proxy statements
DEF 14A
Monday, 11/23/2009
Definitive proxy statements
DEFR14A
Monday, 11/23/2009
Definitive revised proxy soliciting materials
PRE 14A
Friday, 11/13/2009
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFR14A
Tuesday, 5/27/2008
Definitive revised proxy soliciting materials
DEFR14A
Friday, 5/23/2008
Definitive revised proxy soliciting materials
DEF 14A
Tuesday, 4/29/2008
Definitive proxy statements
DEF 14A
Friday, 5/18/2007
Definitive proxy statements
PRE 14A
Friday, 5/4/2007
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Thursday, 6/15/2006
Definitive proxy statements
DEF 14A
Monday, 5/2/2005
Definitive proxy statements
DEF 14A
Thursday, 4/29/2004
Definitive proxy statements
DEF 14A
Wednesday, 4/30/2003
Definitive proxy statements
DEF 14A
Tuesday, 4/30/2002
Definitive proxy statements
DEF 14A
Tuesday, 5/15/2001
Definitive proxy statements
DEF 14A
Wednesday, 10/21/1998
Definitive proxy statements