JMP SECURITIES LLC
Related Filers (5)
- Harvest Capital Credit Corp (44)
- JMP GROUP LLC (43)
- JMP Group Inc. (43)
- JMP Investment Holdings LLC (39)
- JMP Holding LLC (39)
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Other (37)
X-17A-5
Thursday, 3/30/2023
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Monday, 2/28/2022
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Friday, 2/26/2021
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Friday, 2/28/2020
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Wednesday, 2/27/2019
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Wednesday, 2/28/2018
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5/A
Friday, 3/17/2017
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5/A
Wednesday, 3/8/2017
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Tuesday, 2/28/2017
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Monday, 2/29/2016
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 2/29/2016
None
X-17A-5
Monday, 3/2/2015
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 3/2/2015
None
X-17A-5
Friday, 2/28/2014
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Friday, 2/28/2014
None
FOCUSN
Friday, 3/1/2013
None
X-17A-5
Friday, 3/1/2013
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Wednesday, 2/29/2012
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Wednesday, 2/29/2012
None
X-17A-5
Wednesday, 3/2/2011
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Wednesday, 3/2/2011
None
X-17A-5
Tuesday, 3/2/2010
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 3/2/2010
None
X-17A-5
Monday, 3/2/2009
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 3/2/2009
None
X-17A-5
Friday, 2/29/2008
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN/A
Friday, 2/29/2008
None
X-17A-5
Thursday, 3/1/2007
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Thursday, 3/1/2007
None
X-17A-5
Wednesday, 3/1/2006
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Wednesday, 3/1/2006
None
X-17A-5
Tuesday, 3/1/2005
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 3/1/2005
None
X-17A-5
Monday, 3/1/2004
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Friday, 2/28/2003
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Friday, 2/28/2003
None
X-17A-5
Thursday, 3/21/2002
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
Ownership (44)
4
Thursday, 3/21/2019
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/2/2018
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4
Monday, 4/30/2018
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/25/2018
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4
Monday, 4/23/2018
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/18/2018
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4
Friday, 4/13/2018
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/10/2018
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4
Thursday, 4/5/2018
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4
Monday, 4/2/2018
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/27/2018
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/27/2018
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4
Monday, 3/19/2018
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4/A
Monday, 3/19/2018
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/14/2018
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4
Friday, 3/9/2018
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/6/2018
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4
Thursday, 3/1/2018
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4
Monday, 2/26/2018
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/21/2018
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4
Thursday, 2/15/2018
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/13/2018
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/3/2018
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4
Thursday, 12/28/2017
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4/A
Monday, 12/18/2017
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4
Monday, 12/18/2017
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4
Thursday, 12/7/2017
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4
Friday, 12/1/2017
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4
Monday, 11/14/2016
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/8/2016
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4
Thursday, 11/3/2016
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4
Monday, 10/31/2016
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4
Wednesday, 10/26/2016
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4
Wednesday, 10/19/2016
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4
Monday, 8/24/2015
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4
Friday, 8/21/2015
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4
Friday, 8/14/2015
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4
Monday, 5/18/2015
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/13/2015
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4
Monday, 3/16/2015
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4
Monday, 3/16/2015
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4/A
Tuesday, 3/25/2014
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/19/2014
Harvest Capital Credit Corp: Statement of changes in beneficial ownership of securities
3
Friday, 11/22/2013
Harvest Capital Credit Corp: Initial statement of beneficial ownership of securities