RAND CAPITAL CORP

Related Filers (51)

Financials (90)

10-Q
Monday, 11/6/2023
Quarterly Report for period ending 2023-09-30
10-Q
Friday, 8/4/2023
Quarterly Report for period ending 2023-06-30
10-Q
Tuesday, 5/9/2023
Quarterly Report for period ending 2023-03-31
10-K
Friday, 3/10/2023
Annual Report for period ending 2022-12-31
10-Q
Monday, 11/7/2022
Quarterly Report for period ending 2022-09-30
10-Q
Monday, 8/8/2022
Quarterly Report for period ending 2022-06-30
10-Q
Monday, 5/9/2022
Quarterly Report for period ending 2022-03-31
10-K
Tuesday, 3/8/2022
Annual Report for period ending 2021-12-31
10-Q
Friday, 11/5/2021
Quarterly Report for period ending 2021-09-30
10-Q
Monday, 8/9/2021
Quarterly Report for period ending 2021-06-30
10-Q
Monday, 5/10/2021
Quarterly Report for period ending 2021-03-31
10-K
Monday, 3/8/2021
Annual Report for period ending 2020-12-31
10-Q
Friday, 11/6/2020
Quarterly Report for period ending 2020-09-30
10-Q
Friday, 8/7/2020
Quarterly Report for period ending 2020-06-30
10-Q
Monday, 5/11/2020
Quarterly Report for period ending 2020-03-31
10-K
Monday, 3/9/2020
Annual Report for period ending 2019-12-31
10-Q
Thursday, 11/7/2019
Quarterly Report for period ending 2019-09-30
10-Q
Tuesday, 8/6/2019
Quarterly Report for period ending 2019-06-30
10-Q
Thursday, 5/2/2019
Quarterly Report for period ending 2019-03-31
10-K
Thursday, 3/7/2019
Annual Report for period ending 2018-12-31
10-Q
Wednesday, 11/7/2018
Quarterly Report for period ending 2018-09-30
10-Q
Tuesday, 8/7/2018
Quarterly Report for period ending 2018-06-30
10-Q
Wednesday, 5/2/2018
Quarterly Report for period ending 2018-03-31
10-K
Thursday, 3/8/2018
Annual Report for period ending 2017-12-31
10-Q
Monday, 11/6/2017
Quarterly Report for period ending 2017-09-30
10-Q
Monday, 8/7/2017
Quarterly Report for period ending 2017-06-30
10-Q
Thursday, 4/27/2017
Quarterly Report for period ending 2017-03-31
10-K
Wednesday, 3/8/2017
Annual Report for period ending 2016-12-31
10-Q
Wednesday, 11/2/2016
Quarterly Report for period ending 2016-09-30
10-Q
Tuesday, 8/2/2016
Quarterly Report for period ending 2016-06-30
10-Q
Wednesday, 5/4/2016
Quarterly Report for period ending 2016-03-31
10-K
Thursday, 3/10/2016
Annual Report for period ending 2015-12-31
10-Q
Tuesday, 11/3/2015
Quarterly Report for period ending 2015-09-30
10-Q
Tuesday, 8/4/2015
Quarterly Report for period ending 2015-06-30
10-Q
Tuesday, 5/5/2015
Quarterly Report for period ending 2015-03-31
10-K
Friday, 3/13/2015
Annual Report for period ending 2014-12-31
10-Q
Tuesday, 11/4/2014
Quarterly Report for period ending 2014-09-30
10-Q
Friday, 8/1/2014
Quarterly Report for period ending 2014-06-30
10-Q
Friday, 5/2/2014
Quarterly Report for period ending 2014-03-31
10-K
Tuesday, 3/18/2014
Annual Report for period ending 2013-12-31
10-Q
Friday, 11/1/2013
Quarterly Report for period ending 2013-09-30
10-Q
Thursday, 8/1/2013
Quarterly Report for period ending 2013-06-30
10-Q
Tuesday, 5/7/2013
Quarterly Report for period ending 2013-03-31
10-K
Friday, 3/22/2013
Annual Report for period ending 2012-12-31
10-Q
Friday, 11/2/2012
Quarterly Report for period ending 2012-09-30
10-Q
Friday, 8/3/2012
Quarterly Report for period ending 2012-06-30
10-Q
Wednesday, 5/2/2012
Quarterly Report for period ending 2012-03-31
10-K
Thursday, 3/15/2012
Annual Report for period ending 2011-12-31
10-Q
Monday, 11/7/2011
Quarterly Report for period ending 2011-09-30
10-Q
Monday, 8/8/2011
Quarterly Report for period ending 2011-06-30
10-Q
Monday, 5/9/2011
Quarterly Report for period ending 2011-03-31
10-K
Monday, 3/14/2011
Annual Report for period ending 2010-12-31
10-Q
Friday, 11/5/2010
Quarterly Report for period ending 2010-09-30
10-Q
Tuesday, 8/10/2010
Quarterly Report for period ending 2010-06-30
10-Q
Thursday, 5/13/2010
Quarterly Report for period ending 2010-03-31
10-K
Thursday, 3/18/2010
Annual Report for period ending 2009-12-31
10-Q
Friday, 11/6/2009
Quarterly Report for period ending 2009-09-30
10-Q
Wednesday, 8/5/2009
Quarterly Report for period ending 2009-06-30
10-Q
Wednesday, 5/13/2009
Quarterly Report for period ending 2009-03-31
10-K
Thursday, 3/26/2009
Annual Report for period ending 2008-12-31
10-Q
Wednesday, 11/12/2008
Quarterly Report for period ending 2008-09-30
10-Q
Friday, 8/8/2008
Quarterly Report for period ending 2008-06-30
10-Q
Tuesday, 5/13/2008
Quarterly Report for period ending 2008-03-31
10-K
Thursday, 3/27/2008
Annual Report for period ending 2007-12-31
10-Q
Tuesday, 11/6/2007
Quarterly Report for period ending 2007-09-30
10-Q
Monday, 8/13/2007
Quarterly Report for period ending 2007-06-30
10-Q
Tuesday, 5/15/2007
Quarterly Report for period ending 2007-03-31
10-K
Tuesday, 3/27/2007
Annual Report for period ending 2006-12-31
10-Q
Wednesday, 11/8/2006
Quarterly Report for period ending 2006-09-30
10-Q
Wednesday, 8/9/2006
Quarterly Report for period ending 2006-06-30
10-Q
Monday, 5/15/2006
Quarterly Report for period ending 2006-03-31
10-K
Tuesday, 3/28/2006
Annual Report for period ending 2005-12-31
10-Q
Wednesday, 11/9/2005
Quarterly Report for period ending 2005-09-30
10-Q
Friday, 8/5/2005
Quarterly Report for period ending 2005-06-30
10-Q
Thursday, 5/12/2005
Quarterly Report for period ending 2005-03-31
10-K
Tuesday, 3/29/2005
Annual Report for period ending 2004-12-31
10-Q
Wednesday, 11/10/2004
Quarterly Report for period ending 2004-09-30
10-Q
Friday, 8/13/2004
Quarterly Report for period ending 2004-06-30
10-Q
Friday, 5/14/2004
Quarterly Report for period ending 2004-03-31
10-K
Tuesday, 3/30/2004
Annual Report for period ending 2003-12-31
10-Q
Thursday, 11/13/2003
Quarterly Report for period ending 2003-09-30
10-Q
Wednesday, 8/13/2003
Quarterly Report for period ending 2003-06-30
10-Q
Thursday, 5/15/2003
Quarterly Report for period ending 2003-03-31
10-K
Friday, 3/28/2003
Annual Report for period ending 2002-12-31
10-Q
Wednesday, 11/13/2002
Quarterly Report for period ending 2002-09-30
10-Q
Friday, 8/9/2002
Quarterly Report for period ending 2002-06-30
10-Q
Thursday, 5/9/2002
Quarterly Report for period ending 2002-03-31
10-K
Thursday, 3/28/2002
Annual Report for period ending 2001-12-31
10-Q
Wednesday, 11/14/2001
Quarterly Report for period ending 2001-09-30
10-Q
Monday, 10/1/2001
Quarterly Report for period ending 2001-06-30
Show More

News (105)

8-K
Friday, 8/4/2023
Current report filing
8-K
Tuesday, 5/9/2023
Current report filing
8-K
Thursday, 4/20/2023
Current report filing
8-K
Friday, 3/10/2023
Current report filing
8-K
Monday, 6/27/2022
Current report filing
8-K
Friday, 4/22/2022
Current report filing
8-K
Thursday, 12/30/2021
Current report filing
8-K
Friday, 11/12/2021
Current report filing
8-K
Wednesday, 11/3/2021
Current report filing
8-K
Monday, 10/25/2021
Current report filing
8-K
Friday, 4/23/2021
Current report filing
8-K
Monday, 1/4/2021
Current report filing
8-K
Wednesday, 12/16/2020
Current report filing
8-K
Monday, 6/15/2020
Current report filing
8-K
Thursday, 5/21/2020
Current report filing
8-K
Monday, 5/11/2020
Current report filing
8-K
Thursday, 4/30/2020
Current report filing
8-K
Thursday, 4/23/2020
Current report filing
8-K
Friday, 4/3/2020
Current report filing
8-K
Tuesday, 3/3/2020
Current report filing
8-K
Tuesday, 12/31/2019
Current report filing
8-K
Tuesday, 11/12/2019
Current report filing
8-K
Tuesday, 10/22/2019
Current report filing
8-K/A
Thursday, 5/23/2019
Current report filing
8-K
Wednesday, 5/22/2019
Current report filing
8-K
Friday, 1/25/2019
Current report filing
8-K
Friday, 1/25/2019
Current report filing
8-K
Wednesday, 4/18/2018
Current report filing
8-K
Friday, 4/21/2017
Current report filing
8-K
Friday, 3/3/2017
Current report filing
8-K
Wednesday, 12/14/2016
Current report filing
8-K
Friday, 9/23/2016
Current report filing
8-K
Tuesday, 8/2/2016
Current report filing
8-K
Friday, 4/22/2016
Current report filing
8-K
Thursday, 4/21/2016
Current report filing
8-K
Tuesday, 1/5/2016
Current report filing
8-K
Thursday, 4/30/2015
Current report filing
8-K
Friday, 4/24/2015
Current report filing
8-K
Tuesday, 3/10/2015
Current report filing
8-K
Monday, 2/2/2015
Current report filing
8-K
Tuesday, 12/23/2014
Current report filing
8-K
Monday, 11/3/2014
Current report filing
8-K
Thursday, 7/31/2014
Current report filing
8-K
Wednesday, 4/30/2014
Current report filing
8-K
Thursday, 4/24/2014
Current report filing
8-K
Tuesday, 2/25/2014
Current report filing
8-K
Thursday, 10/31/2013
Current report filing
8-K/A
Wednesday, 7/31/2013
Current report filing
8-K
Tuesday, 7/30/2013
Current report filing
8-K
Thursday, 5/2/2013
Current report filing
8-K
Wednesday, 5/1/2013
Current report filing
8-K
Friday, 3/1/2013
Current report filing
8-K
Friday, 11/2/2012
Current report filing
8-K
Friday, 8/3/2012
Current report filing
8-K
Monday, 4/30/2012
Current report filing
8-K
Friday, 4/27/2012
Current report filing
8-K
Monday, 3/5/2012
Current report filing
8-K
Thursday, 11/3/2011
Current report filing
8-K
Thursday, 8/4/2011
Current report filing
8-K
Tuesday, 5/24/2011
Current report filing
8-K
Friday, 5/6/2011
Current report filing
8-K
Tuesday, 2/15/2011
Current report filing
8-K
Friday, 11/5/2010
Current report filing
8-K
Thursday, 7/22/2010
Current report filing
8-K
Wednesday, 5/12/2010
Current report filing
8-K
Wednesday, 5/5/2010
Current report filing
8-K
Monday, 2/8/2010
Current report filing
8-K
Wednesday, 11/4/2009
Current report filing
8-K
Friday, 9/4/2009
Current report filing
8-K
Thursday, 8/13/2009
Current report filing
8-K
Tuesday, 7/28/2009
Current report filing
8-K
Friday, 7/24/2009
Current report filing
8-K
Wednesday, 7/15/2009
Current report filing
8-K
Thursday, 4/30/2009
Current report filing
8-K
Friday, 2/13/2009
Current report filing
8-K
Thursday, 10/23/2008
Current report filing
8-K
Thursday, 7/24/2008
Current report filing
8-K
Monday, 4/28/2008
Current report filing
8-K
Monday, 2/4/2008
Current report filing
8-K
Friday, 11/9/2007
Current report filing
8-K
Friday, 10/26/2007
Current report filing
8-K
Thursday, 7/26/2007
Current report filing
8-K
Tuesday, 5/15/2007
Current report filing
8-K
Friday, 1/26/2007
Current report filing
8-K
Friday, 12/22/2006
Current report filing
8-K
Tuesday, 10/31/2006
Current report filing
8-K
Tuesday, 8/1/2006
Current report filing
8-K
Thursday, 4/27/2006
Current report filing
8-K
Thursday, 2/2/2006
Current report filing
8-K/A
Friday, 12/16/2005
Current report filing
8-K
Friday, 12/16/2005
Current report filing
8-K
Thursday, 12/15/2005
Current report filing
8-K
Wednesday, 11/9/2005
Current report filing
8-K
Friday, 10/28/2005
Current report filing
8-K
Monday, 8/1/2005
Current report filing
8-K
Friday, 4/29/2005
Current report filing
8-K
Monday, 1/31/2005
Current report filing
8-K
Friday, 10/29/2004
Current report filing
8-K
Thursday, 7/29/2004
Current report filing
8-K
Thursday, 4/29/2004
Current report filing
Show More

Other (154)

40-17F2
Tuesday, 11/21/2023
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17G
Monday, 8/7/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17F2
Friday, 6/30/2023
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
ARS
Friday, 3/17/2023
Annual report to security holders
40-17F2
Thursday, 3/16/2023
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Wednesday, 12/7/2022
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Monday, 8/15/2022
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-APP/A
Thursday, 8/4/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-17G
Wednesday, 8/3/2022
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-APP
Monday, 6/13/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-17F2
Friday, 4/1/2022
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Wednesday, 11/24/2021
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Wednesday, 9/1/2021
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17G
Tuesday, 8/10/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Tuesday, 8/3/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17F2
Friday, 4/23/2021
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
APP ORDR
Monday, 3/29/2021
None
APP NTC
Tuesday, 3/2/2021
None
40-APP/A
Tuesday, 1/5/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP ORDR
Tuesday, 11/24/2020
None
40-17F2
Friday, 11/13/2020
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
CORRESP
Friday, 11/13/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-APP
Friday, 10/30/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
CORRESP
Thursday, 10/29/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 10/20/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
APP ORDR
Thursday, 10/8/2020
None
APP NTC
Friday, 9/11/2020
None
40-APP/A
Friday, 9/4/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 8/19/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-17F2
Wednesday, 8/19/2020
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-APP/A
Friday, 7/24/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-17G
Thursday, 7/9/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17F2
Wednesday, 4/29/2020
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-APP
Friday, 3/13/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
CORRESP
Tuesday, 12/3/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17F2
Thursday, 11/7/2019
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Wednesday, 10/9/2019
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17G
Wednesday, 7/3/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
CORRESP
Monday, 4/29/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17F2
Monday, 4/1/2019
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Thursday, 11/8/2018
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Monday, 7/30/2018
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17G
Friday, 7/20/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17F2
Tuesday, 3/27/2018
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Tuesday, 1/9/2018
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
CORRESP
Tuesday, 10/10/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Friday, 7/7/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17F2
Monday, 6/5/2017
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Tuesday, 3/21/2017
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Wednesday, 12/28/2016
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Wednesday, 9/21/2016
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17G
Friday, 7/15/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17F2
Monday, 3/28/2016
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Thursday, 1/28/2016
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Wednesday, 9/30/2015
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17G
Monday, 7/27/2015
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17F2
Monday, 4/27/2015
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Tuesday, 2/3/2015
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
CORRESP
Monday, 10/27/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17F2
Tuesday, 10/14/2014
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Monday, 3/17/2014
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Wednesday, 1/22/2014
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Friday, 8/2/2013
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Friday, 3/15/2013
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Wednesday, 1/2/2013
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Monday, 9/10/2012
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17G
Friday, 7/27/2012
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17F2
Friday, 3/23/2012
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
APP NTC
Tuesday, 2/28/2012
None
APP ORDR
Tuesday, 2/28/2012
None
40-APP/A
Tuesday, 1/10/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
CORRESP
Monday, 11/28/2011
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17F2
Monday, 11/7/2011
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-APP/A
Thursday, 9/8/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-17F2
Monday, 5/23/2011
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Thursday, 2/10/2011
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Tuesday, 11/23/2010
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Tuesday, 11/23/2010
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Friday, 3/19/2010
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17G
Friday, 3/5/2010
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17F2
Thursday, 9/24/2009
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
D
Wednesday, 8/12/2009
Exempt (Private) Offering
40-APP/A
Wednesday, 8/5/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-17G
Thursday, 7/30/2009
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17F2
Thursday, 7/16/2009
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Wednesday, 5/6/2009
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
CORRESP
Thursday, 4/2/2009
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
APP WD
Monday, 3/30/2009
Withdrawal of an application for exemptive or other relief from the federal securities laws
40-17F2
Friday, 2/27/2009
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-APP
Thursday, 2/26/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-17G
Thursday, 8/28/2008
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17F2
Thursday, 7/31/2008
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
ARS
Tuesday, 3/30/2004
Annual report to security holders
N-23C-1
Wednesday, 10/1/2003
None
APP WD
Wednesday, 9/17/2003
Withdrawal of an application for exemptive or other relief from the federal securities laws
N-23C-1
Tuesday, 9/2/2003
None
N-23C-1
Friday, 8/1/2003
None
N-23C-1
Wednesday, 7/2/2003
None
N-23C-1
Monday, 6/2/2003
None
N-23C-1
Thursday, 5/1/2003
None
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Ownership (211)

4
Friday, 8/18/2023
Godley Benjamin E: Statement of changes in beneficial ownership of securities
4
Thursday, 8/17/2023
Gusky Adam Samuel: Statement of changes in beneficial ownership of securities
4
Thursday, 6/15/2023
Jaroslawsky Cari L: Statement of changes in beneficial ownership of securities
4
Thursday, 6/8/2023
Jaroslawsky Cari L: Statement of changes in beneficial ownership of securities
4
Monday, 6/5/2023
Gusky Adam Samuel: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/30/2023
Gusky Adam Samuel: Statement of changes in beneficial ownership of securities
4
Monday, 5/22/2023
Gusky Adam Samuel: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/16/2023
PENBERTHY DANIEL P: Statement of changes in beneficial ownership of securities
4
Thursday, 5/11/2023
ZAK ROBERT M: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/14/2023
Gusky Adam Samuel: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/14/2023
KAILBOURNE ERLAND E: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/7/2022
Gusky Adam Samuel: Statement of changes in beneficial ownership of securities
4
Monday, 11/14/2022
Jaroslawsky Cari L: Statement of changes in beneficial ownership of securities
4
Friday, 9/2/2022
Gusky Adam Samuel: Statement of changes in beneficial ownership of securities
4
Friday, 8/26/2022
Gusky Adam Samuel: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/24/2022
Gusky Adam Samuel: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/8/2022
PENBERTHY DANIEL P: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/17/2022
KAILBOURNE ERLAND E: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/17/2022
Gusky Adam Samuel: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/11/2022
Gusky Adam Samuel: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/11/2022
Godley Benjamin E: Statement of changes in beneficial ownership of securities
3
Monday, 4/25/2022
Jaroslawsky Cari L: Initial statement of beneficial ownership of securities
4
Tuesday, 3/15/2022
KAILBOURNE ERLAND E: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/15/2022
Gusky Adam Samuel: Statement of changes in beneficial ownership of securities
4
Monday, 3/14/2022
ZAK ROBERT M: Statement of changes in beneficial ownership of securities
3
Tuesday, 2/8/2022
Eastgate Heather: Initial statement of beneficial ownership of securities
3
Tuesday, 12/14/2021
Stone Nancy Marie: Initial statement of beneficial ownership of securities
4
Monday, 12/13/2021
East Asset Management, LLC: Statement of changes in beneficial ownership of securities
4
Monday, 12/6/2021
East Asset Management, LLC: Statement of changes in beneficial ownership of securities
4
Friday, 12/3/2021
KAILBOURNE ERLAND E: Statement of changes in beneficial ownership of securities
3
Friday, 12/3/2021
Brechtel Margaret: Initial statement of beneficial ownership of securities
4
Wednesday, 12/1/2021
East Asset Management, LLC: Statement of changes in beneficial ownership of securities
4
Friday, 11/26/2021
East Asset Management, LLC: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/17/2021
Gusky Adam Samuel: Statement of changes in beneficial ownership of securities
4
Monday, 11/15/2021
Gusky Adam Samuel: Statement of changes in beneficial ownership of securities
5
Tuesday, 2/16/2021
KAILBOURNE ERLAND E: Annual statement of changes in beneficial ownership of securities
5
Friday, 2/12/2021
PENBERTHY DANIEL P: Annual statement of changes in beneficial ownership of securities
5
Friday, 2/12/2021
GRUM ALLEN F: Annual statement of changes in beneficial ownership of securities
5
Friday, 2/12/2021
Godley Benjamin E: Annual statement of changes in beneficial ownership of securities
5
Friday, 2/12/2021
ZAK ROBERT M: Annual statement of changes in beneficial ownership of securities
4
Tuesday, 9/8/2020
East Asset Management, LLC: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/2/2020
East Asset Management, LLC: Statement of changes in beneficial ownership of securities
4
Friday, 8/28/2020
East Asset Management, LLC: Statement of changes in beneficial ownership of securities
4
Monday, 8/24/2020
Gusky Adam Samuel: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/19/2020
Gusky Adam Samuel: Statement of changes in beneficial ownership of securities
4
Friday, 6/5/2020
Gusky Adam Samuel: Statement of changes in beneficial ownership of securities
SC 13D/A
Friday, 5/29/2020
User-Friendly Phone Book, LLC: Major Shareholders
3
Friday, 11/15/2019
Godley Benjamin E: Initial statement of beneficial ownership of securities
3
Friday, 11/15/2019
East Asset Management, LLC: Initial statement of beneficial ownership of securities
3
Friday, 11/15/2019
Gusky Adam Samuel: Initial statement of beneficial ownership of securities
SC 13D
Friday, 11/15/2019
East Asset Management, LLC: Major Shareholders
SC 13D/A
Monday, 5/6/2019
User-Friendly Phone Book, LLC: Major Shareholders
SC 13D/A
Thursday, 4/25/2019
User-Friendly Phone Book, LLC: Major Shareholders
SC 13D/A
Wednesday, 4/10/2019
User-Friendly Phone Book, LLC: Major Shareholders
SC 13D/A
Wednesday, 3/27/2019
User-Friendly Phone Book, LLC: Major Shareholders
SC 13D/A
Friday, 6/22/2018
User-Friendly Phone Book, LLC: Major Shareholders
SC 13D
Thursday, 6/21/2018
User-Friendly Phone Book, LLC: Major Shareholders
3
Thursday, 6/21/2018
User-Friendly Phone Book, LLC: Initial statement of beneficial ownership of securities
SC 13G/A
Wednesday, 6/20/2018
Utility Service Holding Co., Inc.: Major Shareholders
4
Wednesday, 3/28/2018
NEWMAN REGINALD B II: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/23/2018
NEWMAN REGINALD B II: Statement of changes in beneficial ownership of securities
4
Friday, 1/19/2018
NEWMAN REGINALD B II: Statement of changes in beneficial ownership of securities
5
Tuesday, 1/16/2018
NEWMAN REGINALD B II: Annual statement of changes in beneficial ownership of securities
SC 13D/A
Friday, 7/28/2017
JAM Capital Partners Management, LLC: Major Shareholders
4
Friday, 7/28/2017
Utility Service Holding Co., Inc.: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 7/28/2017
Utility Service Holding Co., Inc.: Major Shareholders
4
Friday, 6/16/2017
NEWMAN REGINALD B II: Statement of changes in beneficial ownership of securities
4
Friday, 6/16/2017
ZAK ROBERT M: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/18/2017
KAILBOURNE ERLAND E: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/14/2016
KENZIE ROSS B: Statement of changes in beneficial ownership of securities
SC 13D/A
Wednesday, 12/14/2016
COLMAC HOLDINGS LTD: Major Shareholders
4
Wednesday, 12/14/2016
GRUM ALLEN F: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/14/2016
KAILBOURNE ERLAND E: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/14/2016
COLMAC HOLDINGS LTD: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/14/2016
PENBERTHY DANIEL P: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/14/2016
NEWMAN REGINALD B II: Statement of changes in beneficial ownership of securities
4
Friday, 8/12/2016
ZAK ROBERT M: Statement of changes in beneficial ownership of securities
SC 13D/A
Monday, 7/27/2015
JAM Capital Partners Management, LLC: Major Shareholders
4
Monday, 5/18/2015
GRUM ALLEN F: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/12/2015
GRUM ALLEN F: Statement of changes in beneficial ownership of securities
SC 13G/A
Wednesday, 2/11/2015
GORGUZE LYNN E: Major Shareholders
SC 13D
Monday, 2/9/2015
COLMAC HOLDINGS LTD: Major Shareholders
3
Tuesday, 2/3/2015
McLeese Robert S: Initial statement of beneficial ownership of securities
3
Monday, 2/2/2015
Orr E Wycliffe Jr: Initial statement of beneficial ownership of securities
SC 13D/A
Friday, 1/30/2015
JAM Capital Partners Management, LLC: Major Shareholders
SC 13G/A
Tuesday, 1/27/2015
Invesco Ltd.: Major Shareholders
SC 13G/A
Tuesday, 9/9/2014
NSB Advisors LLC: Major Shareholders
4
Monday, 8/25/2014
GRUM ALLEN F: Statement of changes in beneficial ownership of securities
SC 13D/A
Wednesday, 8/20/2014
JAM Capital Partners Management, LLC: Major Shareholders
4
Wednesday, 8/20/2014
Utility Service Holding Co., Inc.: Statement of changes in beneficial ownership of securities
4
Friday, 7/25/2014
Utility Service Holding Co., Inc.: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/24/2014
Utility Service Holding Co., Inc.: Statement of changes in beneficial ownership of securities
4
Monday, 6/16/2014
Utility Service Holding Co., Inc.: Statement of changes in beneficial ownership of securities
4
Monday, 5/19/2014
GRUM ALLEN F: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 3/17/2014
Utility Service Holding Co., Inc.: Major Shareholders
SC 13D
Monday, 3/17/2014
JAM Capital Partners Management, LLC: Major Shareholders
4
Thursday, 3/13/2014
GRUM ALLEN F: Statement of changes in beneficial ownership of securities
4
Monday, 3/3/2014
PENBERTHY DANIEL P: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 2/14/2014
GORGUZE LYNN E: Major Shareholders
SC 13G
Tuesday, 2/11/2014
Invesco Ltd.: Major Shareholders
Show More

Proxies (67)

DEF 14A
Friday, 3/17/2023
Definitive proxy statements
DEF 14A
Thursday, 3/17/2022
Definitive proxy statements
DEFA14A
Tuesday, 4/6/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 3/9/2021
Definitive proxy statements
DEFA14A
Monday, 12/7/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 11/13/2020
Definitive proxy statements
PRE 14A
Thursday, 10/29/2020
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Tuesday, 4/14/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 4/2/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 3/17/2020
Definitive proxy statements
DEFR14A
Tuesday, 12/3/2019
Definitive revised proxy soliciting materials
DEF 14A
Monday, 12/2/2019
Definitive proxy statements
PRE 14A
Thursday, 11/21/2019
Preliminary proxy statement not related to a contested matter or merger/acquisition
DFAN14A
Wednesday, 5/15/2019
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Tuesday, 5/14/2019
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Monday, 5/13/2019
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Thursday, 5/9/2019
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Thursday, 5/9/2019
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Thursday, 5/9/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Wednesday, 5/8/2019
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Tuesday, 5/7/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFC14A
Monday, 5/6/2019
Definitive proxy statement in connection with contested solicitations
DFAN14A
Monday, 5/6/2019
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Monday, 5/6/2019
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Monday, 5/6/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Friday, 5/3/2019
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Friday, 5/3/2019
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Thursday, 5/2/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Wednesday, 5/1/2019
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Monday, 4/29/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Monday, 4/29/2019
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Friday, 4/26/2019
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
PREC14A
Thursday, 4/25/2019
Preliminary proxy statement in connection with contested solicitations
DEFA14A
Tuesday, 4/23/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Monday, 4/22/2019
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEF 14A
Thursday, 4/18/2019
Definitive proxy statements
DEFA14A
Thursday, 4/18/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PRE 14A
Monday, 3/11/2019
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Friday, 1/25/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 1/25/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Thursday, 3/8/2018
Definitive proxy statements
DEF 14A
Wednesday, 3/8/2017
Definitive proxy statements
DEF 14A
Friday, 3/11/2016
Definitive proxy statements
DEF 14A
Monday, 3/16/2015
Definitive proxy statements
DEF 14A
Tuesday, 3/18/2014
Definitive proxy statements
DEF 14A
Friday, 3/22/2013
Definitive proxy statements
DEF 14A
Thursday, 3/15/2012
Definitive proxy statements
DEF 14A
Thursday, 3/17/2011
Definitive proxy statements
DEF 14A
Thursday, 3/18/2010
Definitive proxy statements
DEF 14A
Wednesday, 4/1/2009
Definitive proxy statements
PRE 14A
Wednesday, 3/18/2009
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Thursday, 3/27/2008
Definitive proxy statements
DEF 14A
Tuesday, 3/27/2007
Definitive proxy statements
DEF 14A
Tuesday, 3/28/2006
Definitive proxy statements
DEF 14A
Wednesday, 3/30/2005
Definitive proxy statements
DEF 14A
Wednesday, 3/31/2004
Definitive proxy statements
DEF 14A
Wednesday, 3/26/2003
Definitive proxy statements
DEF 14A
Wednesday, 3/27/2002
Definitive proxy statements
DEF 14A
Friday, 6/8/2001
Definitive proxy statements
PRE 14A
Wednesday, 4/25/2001
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Tuesday, 3/21/2000
Definitive proxy statements
DEF 14A
Friday, 3/26/1999
Definitive proxy statements
DEF 14A
Monday, 3/16/1998
Definitive proxy statements
DEF 14A
Thursday, 3/20/1997
Definitive proxy statements
PRE 14A
Wednesday, 2/5/1997
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Thursday, 3/28/1996
Definitive proxy statements
PRE 14A
Friday, 2/16/1996
Preliminary proxy statement not related to a contested matter or merger/acquisition
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