East Asset Management, LLC
Related Filers (9)
- RAND CAPITAL CORP (13)
- Rand Capital Management LLC (4)
- Rand Capital SBIC, Inc. (4)
- BlueArc Mezzanine Partners I, L.P. (4)
- Abacus Life, Inc. (3)
- Rand Capital Credit, LLC (3)
- Pegula Terrence M. (3)
- East Sponsor, LLC (3)
- Pegula Kim S (1)
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Other (4)
40-APP/A
Friday, 9/4/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 8/19/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 7/24/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 3/13/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
Ownership (12)
4
Tuesday, 10/17/2023
Abacus Life, Inc.: Statement of changes in beneficial ownership of securities
4
Monday, 7/10/2023
Abacus Life, Inc.: Statement of changes in beneficial ownership of securities
4
Monday, 12/13/2021
RAND CAPITAL CORP: Statement of changes in beneficial ownership of securities
4
Monday, 12/6/2021
RAND CAPITAL CORP: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/1/2021
RAND CAPITAL CORP: Statement of changes in beneficial ownership of securities
4
Friday, 11/26/2021
RAND CAPITAL CORP: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/8/2020
RAND CAPITAL CORP: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/2/2020
RAND CAPITAL CORP: Statement of changes in beneficial ownership of securities
4
Friday, 8/28/2020
RAND CAPITAL CORP: Statement of changes in beneficial ownership of securities
3
Wednesday, 7/22/2020
East Resources Acquisition Co: Initial statement of beneficial ownership of securities
3
Friday, 11/15/2019
RAND CAPITAL CORP: Initial statement of beneficial ownership of securities
SC 13D
Friday, 11/15/2019
RAND CAPITAL CORP: Major Shareholders