MIZUHO SECURITIES USA LLC
Related Filers (21)
- Mizuho Bank, Ltd. (4)
- MIZUHO FINANCIAL GROUP INC (4)
- Mizuho Americas LLC (4)
- KBL MERGER CORP. IV (2)
- Piedmont Office Realty Trust, Inc. (2)
- Allegro Merger Corp. (2)
- Tenzing Acquisition Corp. (2)
- Tottenham Acquisition I Ltd (2)
- AGBA Acquisition Ltd (2)
- CHARDAN NEXTECH ACQUISITION CORP. (2)
- Model Performance Acquisition Corp (2)
- HumanCo Acquisition Corp. (2)
- Global System Dynamics, Inc. (2)
- Fintech Ecosystem Development Corp. (2)
- byNordic Acquisition Corp (2)
- Canna-Global Acquisition Corp (2)
- TELEPHONE & DATA SYSTEMS INC /DE/ (1)
- ONE LIBERTY PROPERTIES INC (1)
- SAUL CENTERS INC (1)
- MONMOUTH REAL ESTATE INVESTMENT CORP (1)
- UMH PROPERTIES, INC. (1)
- Show More ...
Other (41)
X-17A-5
Tuesday, 11/14/2023
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Tuesday, 5/31/2022
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Tuesday, 6/1/2021
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Tuesday, 6/2/2020
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Friday, 11/8/2019
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Tuesday, 7/9/2019
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Tuesday, 6/11/2019
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Thursday, 5/30/2019
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Thursday, 5/31/2018
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Wednesday, 5/30/2018
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Tuesday, 5/30/2017
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Tuesday, 5/31/2016
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 5/31/2016
None
X-17A-5
Monday, 6/1/2015
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 6/1/2015
None
FOCUSN/A
Wednesday, 6/18/2014
None
X-17A-5
Friday, 5/30/2014
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Friday, 5/30/2014
None
FOCUSN
Thursday, 5/30/2013
None
X-17A-5
Thursday, 5/30/2013
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Wednesday, 5/30/2012
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Wednesday, 5/30/2012
None
X-17A-5
Thursday, 6/16/2011
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Friday, 5/27/2011
None
X-17A-5
Tuesday, 6/1/2010
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 6/1/2010
None
FOCUSN
Monday, 6/1/2009
None
X-17A-5
Monday, 6/1/2009
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Friday, 5/30/2008
None
X-17A-5
Friday, 5/30/2008
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Wednesday, 5/30/2007
None
X-17A-5
Wednesday, 5/30/2007
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Friday, 5/26/2006
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Friday, 5/26/2006
None
FOCUSN
Friday, 5/27/2005
None
X-17A-5
Friday, 5/27/2005
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Friday, 5/28/2004
None
X-17A-5
Friday, 5/28/2004
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Monday, 3/3/2003
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 3/3/2003
None
X-17A-5
Friday, 3/1/2002
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
Ownership (32)
4
Monday, 12/11/2023
Canna-Global Acquisition Corp: Statement of changes in beneficial ownership of securities
3
Monday, 12/11/2023
Canna-Global Acquisition Corp: Initial statement of beneficial ownership of securities
4
Tuesday, 8/22/2023
byNordic Acquisition Corp: Statement of changes in beneficial ownership of securities
3
Tuesday, 8/22/2023
byNordic Acquisition Corp: Initial statement of beneficial ownership of securities
4
Friday, 8/18/2023
Fintech Ecosystem Development Corp.: Statement of changes in beneficial ownership of securities
3
Friday, 8/18/2023
Fintech Ecosystem Development Corp.: Initial statement of beneficial ownership of securities
4
Monday, 8/14/2023
Global System Dynamics, Inc.: Statement of changes in beneficial ownership of securities
3
Monday, 8/14/2023
Global System Dynamics, Inc.: Initial statement of beneficial ownership of securities
4
Wednesday, 11/30/2022
HumanCo Acquisition Corp.: Statement of changes in beneficial ownership of securities
3
Wednesday, 11/30/2022
HumanCo Acquisition Corp.: Initial statement of beneficial ownership of securities
4
Friday, 10/7/2022
Model Performance Acquisition Corp: Statement of changes in beneficial ownership of securities
3
Friday, 10/7/2022
Model Performance Acquisition Corp: Initial statement of beneficial ownership of securities
4
Tuesday, 8/23/2022
CHARDAN NEXTECH ACQUISITION CORP.: Statement of changes in beneficial ownership of securities
3
Tuesday, 8/23/2022
CHARDAN NEXTECH ACQUISITION CORP.: Initial statement of beneficial ownership of securities
4
Tuesday, 4/6/2021
AGBA Acquisition Ltd: Statement of changes in beneficial ownership of securities
3
Tuesday, 4/6/2021
AGBA Acquisition Ltd: Initial statement of beneficial ownership of securities
4
Wednesday, 5/20/2020
Tottenham Acquisition I Ltd: Statement of changes in beneficial ownership of securities
3
Wednesday, 5/20/2020
Tottenham Acquisition I Ltd: Initial statement of beneficial ownership of securities
3
Friday, 5/15/2020
Tenzing Acquisition Corp.: Initial statement of beneficial ownership of securities
4
Friday, 5/15/2020
Tenzing Acquisition Corp.: Statement of changes in beneficial ownership of securities
3
Thursday, 3/12/2020
Allegro Merger Corp.: Initial statement of beneficial ownership of securities
4
Thursday, 3/12/2020
Allegro Merger Corp.: Statement of changes in beneficial ownership of securities
3
Tuesday, 11/19/2019
UMH PROPERTIES, INC.: Initial statement of beneficial ownership of securities
3
Tuesday, 11/19/2019
MONMOUTH REAL ESTATE INVESTMENT CORP: Initial statement of beneficial ownership of securities
3
Monday, 10/21/2019
SAUL CENTERS INC: Initial statement of beneficial ownership of securities
3
Thursday, 10/3/2019
ONE LIBERTY PROPERTIES INC: Initial statement of beneficial ownership of securities
3
Wednesday, 9/18/2019
TELEPHONE & DATA SYSTEMS INC /DE/: Initial statement of beneficial ownership of securities
SC 13G
Monday, 9/9/2019
Piedmont Office Realty Trust, Inc.: Major Shareholders
3
Friday, 9/6/2019
Piedmont Office Realty Trust, Inc.: Initial statement of beneficial ownership of securities
3
Tuesday, 8/20/2019
KBL MERGER CORP. IV: Initial statement of beneficial ownership of securities
4
Tuesday, 8/20/2019
KBL MERGER CORP. IV: Statement of changes in beneficial ownership of securities
SC 13G
Friday, 2/8/2019
Major Shareholders